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Plan Name | TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
|
Company Name: | TOMPKINS FINANCIAL CORPORATION |
Employer identification number (EIN): | 141811613 |
NAIC Classification: | 522110 |
NAIC Description: | Commercial Banking |
Additional information about TOMPKINS FINANCIAL CORPORATION
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1995-03-06 |
Company Identification Number: | 1900189 |
Legal Registered Office Address: |
118 EAST SENECA STREET HQ 7TH FLOOR ITHACA United States of America (USA) 14850 |
More information about TOMPKINS FINANCIAL CORPORATION
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | CHRISTOPHER CHINICI | CHRISTOPHER CHINICI | 2018-10-11 | |
001 | 2016-01-01 | CHRISTOPHER CHINICI | CHRISTOPHER CHINICI | 2017-10-16 | |
001 | 2015-01-01 | CHRISTOPHER CHINICI | CHRISTOPHER CHINICI | 2016-10-14 | |
001 | 2014-01-01 | ||||
001 | 2013-01-01 | ||||
001 | 2012-01-01 | CINDY A. CUTE | |||
001 | 2011-01-01 | CINDY A. CUTE | |||
001 | 2009-01-01 | CINDY A. CUTE |
Measure | Date | Value |
---|---|---|
2022: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2022 401k membership | ||
Market value of plan assets | 2022-12-31 | 96,393,224 |
Acturial value of plan assets | 2022-12-31 | 90,050,230 |
Funding target for retired participants and beneficiaries receiving payment | 2022-12-31 | 38,930,357 |
Number of terminated vested participants | 2022-12-31 | 258 |
Fundng target for terminated vested participants | 2022-12-31 | 9,544,000 |
Active participant vested funding target | 2022-12-31 | 18,992,046 |
Number of active participants | 2022-12-31 | 283 |
Total funding liabilities for active participants | 2022-12-31 | 19,107,782 |
Total participant count | 2022-12-31 | 923 |
Total funding target for all participants | 2022-12-31 | 67,582,139 |
Balance at beginning of prior year after applicable adjustments | 2022-12-31 | 9,527,015 |
Prefunding balance at beginning of prior year after applicable adjustments | 2022-12-31 | 14,382,166 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2022-12-31 | 210,000 |
Prefunding balanced used to offset prior years funding requirement | 2022-12-31 | 0 |
Amount remaining of carryover balance | 2022-12-31 | 9,317,015 |
Amount remaining of prefunding balance | 2022-12-31 | 14,382,166 |
Present value of excess contributions | 2022-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-12-31 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2022-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2022-12-31 | 0 |
Balance of carryovers at beginning of current year | 2022-12-31 | 10,528,227 |
Balance of prefunding at beginning of current year | 2022-12-31 | 16,251,848 |
Total employer contributions | 2022-12-31 | 0 |
Total employee contributions | 2022-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2022-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2022-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-12-31 | 0 |
Liquidity shortfalls end of Q1 | 2022-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2022-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2022-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2022-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2022-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2022-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2022-12-31 | 310,000 |
Net shortfall amortization installment of oustanding balance | 2022-12-31 | 0 |
Waiver amortization installment | 2022-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2022-12-31 | 310,000 |
Carryover balance elected to use to offset funding requirement | 2022-12-31 | 327,200 |
Prefunding balance elected to use to offset funding requirement | 2022-12-31 | 0 |
Additional cash requirement | 2022-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2022-12-31 | 0 |
Unpaid minimum required contributions for current year | 2022-12-31 | 0 |
Unpaid minimum required contributions for all years | 2022-12-31 | 0 |
Total participants, beginning-of-year | 2022-01-01 | 923 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 262 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 330 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 260 |
Total of all active and inactive participants | 2022-01-01 | 852 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 29 |
Total participants | 2022-01-01 | 881 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2021 401k membership | ||
Market value of plan assets | 2021-12-31 | 89,171,973 |
Acturial value of plan assets | 2021-12-31 | 81,364,243 |
Funding target for retired participants and beneficiaries receiving payment | 2021-12-31 | 37,590,143 |
Number of terminated vested participants | 2021-12-31 | 261 |
Fundng target for terminated vested participants | 2021-12-31 | 8,833,632 |
Active participant vested funding target | 2021-12-31 | 19,721,213 |
Number of active participants | 2021-12-31 | 303 |
Total funding liabilities for active participants | 2021-12-31 | 19,855,166 |
Total participant count | 2021-12-31 | 934 |
Total funding target for all participants | 2021-12-31 | 66,278,941 |
Balance at beginning of prior year after applicable adjustments | 2021-12-31 | 8,555,581 |
Prefunding balance at beginning of prior year after applicable adjustments | 2021-12-31 | 12,536,756 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2021-12-31 | 251,000 |
Amount remaining of carryover balance | 2021-12-31 | 8,304,581 |
Amount remaining of prefunding balance | 2021-12-31 | 12,536,756 |
Present value of excess contributions | 2021-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2021-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2021-12-31 | 0 |
Balance of carryovers at beginning of current year | 2021-12-31 | 9,527,015 |
Balance of prefunding at beginning of current year | 2021-12-31 | 14,382,166 |
Total employer contributions | 2021-12-31 | 0 |
Total employee contributions | 2021-12-31 | 0 |
Liquidity shortfalls end of Q1 | 2021-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2021-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2021-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2021-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2021-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2021-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2021-12-31 | 210,000 |
Net shortfall amortization installment of oustanding balance | 2021-12-31 | 0 |
Waiver amortization installment | 2021-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2021-12-31 | 210,000 |
Carryover balance elected to use to offset funding requirement | 2021-12-31 | 210,000 |
Prefunding balance elected to use to offset funding requirement | 2021-12-31 | 0 |
Additional cash requirement | 2021-12-31 | 0 |
Unpaid minimum required contributions for current year | 2021-12-31 | 0 |
Unpaid minimum required contributions for all years | 2021-12-31 | 0 |
Total participants, beginning-of-year | 2021-01-01 | 934 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 283 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 348 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 254 |
Total of all active and inactive participants | 2021-01-01 | 885 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 38 |
Total participants | 2021-01-01 | 923 |
Number of participants with account balances | 2021-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2020 401k membership | ||
Market value of plan assets | 2020-12-31 | 82,352,179 |
Acturial value of plan assets | 2020-12-31 | 79,146,727 |
Funding target for retired participants and beneficiaries receiving payment | 2020-12-31 | 36,769,902 |
Number of terminated vested participants | 2020-12-31 | 259 |
Fundng target for terminated vested participants | 2020-12-31 | 9,778,286 |
Active participant vested funding target | 2020-12-31 | 21,502,750 |
Number of active participants | 2020-12-31 | 329 |
Total funding liabilities for active participants | 2020-12-31 | 21,650,101 |
Total participant count | 2020-12-31 | 942 |
Total funding target for all participants | 2020-12-31 | 68,198,289 |
Balance at beginning of prior year after applicable adjustments | 2020-12-31 | 7,706,679 |
Prefunding balance at beginning of prior year after applicable adjustments | 2020-12-31 | 10,501,555 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2020-12-31 | 540,000 |
Prefunding balanced used to offset prior years funding requirement | 2020-12-31 | 0 |
Amount remaining of carryover balance | 2020-12-31 | 7,166,679 |
Amount remaining of prefunding balance | 2020-12-31 | 10,501,555 |
Present value of excess contributions | 2020-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-12-31 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2020-12-31 | 0 |
Balance of carryovers at beginning of current year | 2020-12-31 | 8,555,581 |
Balance of prefunding at beginning of current year | 2020-12-31 | 12,536,756 |
Total employer contributions | 2020-12-31 | 0 |
Total employee contributions | 2020-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2020-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2020-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-12-31 | 0 |
Liquidity shortfalls end of Q1 | 2020-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2020-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2020-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2020-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2020-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2020-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2020-12-31 | 250,000 |
Total funding amount beforereflecting carryover/prefunding balances | 2020-12-31 | 250,000 |
Carryover balance elected to use to offset funding requirement | 2020-12-31 | 251,000 |
Additional cash requirement | 2020-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2020-12-31 | 0 |
Unpaid minimum required contributions for current year | 2020-12-31 | 0 |
Unpaid minimum required contributions for all years | 2020-12-31 | 0 |
Total participants, beginning-of-year | 2020-01-01 | 942 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 303 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 338 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 257 |
Total of all active and inactive participants | 2020-01-01 | 898 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 36 |
Total participants | 2020-01-01 | 934 |
Number of participants with account balances | 2020-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2019 401k membership | ||
Market value of plan assets | 2019-12-31 | 72,474,211 |
Acturial value of plan assets | 2019-12-31 | 76,820,343 |
Funding target for retired participants and beneficiaries receiving payment | 2019-12-31 | 35,169,602 |
Number of terminated vested participants | 2019-12-31 | 259 |
Fundng target for terminated vested participants | 2019-12-31 | 7,691,848 |
Active participant vested funding target | 2019-12-31 | 23,671,670 |
Number of active participants | 2019-12-31 | 348 |
Total funding liabilities for active participants | 2019-12-31 | 23,828,547 |
Total participant count | 2019-12-31 | 945 |
Total funding target for all participants | 2019-12-31 | 66,689,997 |
Balance at beginning of prior year after applicable adjustments | 2019-12-31 | 8,414,012 |
Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-31 | 11,097,490 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2019-12-31 | 270,000 |
Prefunding balanced used to offset prior years funding requirement | 2019-12-31 | 0 |
Amount remaining of carryover balance | 2019-12-31 | 8,144,012 |
Amount remaining of prefunding balance | 2019-12-31 | 11,097,490 |
Present value of excess contributions | 2019-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
Balance of carryovers at beginning of current year | 2019-12-31 | 7,706,679 |
Balance of prefunding at beginning of current year | 2019-12-31 | 10,501,555 |
Total employer contributions | 2019-12-31 | 0 |
Total employee contributions | 2019-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2019-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2019-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-31 | 0 |
Liquidity shortfalls end of Q1 | 2019-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2019-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2019-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2019-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2019-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2019-12-31 | 540,000 |
Net shortfall amortization installment of oustanding balance | 2019-12-31 | 0 |
Waiver amortization installment | 2019-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2019-12-31 | 540,000 |
Carryover balance elected to use to offset funding requirement | 2019-12-31 | 540,000 |
Additional cash requirement | 2019-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2019-12-31 | 0 |
Unpaid minimum required contributions for current year | 2019-12-31 | 0 |
Unpaid minimum required contributions for all years | 2019-12-31 | 0 |
Total participants, beginning-of-year | 2019-01-01 | 945 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 329 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 322 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 255 |
Total of all active and inactive participants | 2019-01-01 | 906 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 36 |
Total participants | 2019-01-01 | 942 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2018 401k membership | ||
Market value of plan assets | 2018-12-31 | 80,154,193 |
Acturial value of plan assets | 2018-12-31 | 76,629,254 |
Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 32,220,116 |
Number of terminated vested participants | 2018-12-31 | 255 |
Fundng target for terminated vested participants | 2018-12-31 | 8,243,417 |
Active participant vested funding target | 2018-12-31 | 23,963,993 |
Number of active participants | 2018-12-31 | 370 |
Total funding liabilities for active participants | 2018-12-31 | 24,103,416 |
Total participant count | 2018-12-31 | 952 |
Total funding target for all participants | 2018-12-31 | 64,566,949 |
Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 7,624,983 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 9,753,463 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 230,000 |
Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
Amount remaining of carryover balance | 2018-12-31 | 7,394,983 |
Amount remaining of prefunding balance | 2018-12-31 | 9,753,463 |
Present value of excess contributions | 2018-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
Balance of carryovers at beginning of current year | 2018-12-31 | 8,414,012 |
Balance of prefunding at beginning of current year | 2018-12-31 | 11,097,490 |
Total employer contributions | 2018-12-31 | 0 |
Total employee contributions | 2018-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 0 |
Liquidity shortfalls end of Q1 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2018-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2018-12-31 | 270,000 |
Net shortfall amortization installment of oustanding balance | 2018-12-31 | 0 |
Waiver amortization installment | 2018-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 270,000 |
Carryover balance elected to use to offset funding requirement | 2018-12-31 | 270,000 |
Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
Additional cash requirement | 2018-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 0 |
Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
Total participants, beginning-of-year | 2018-01-01 | 952 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 348 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 306 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 255 |
Total of all active and inactive participants | 2018-01-01 | 909 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 36 |
Total participants | 2018-01-01 | 945 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2017 401k membership | ||
Market value of plan assets | 2017-12-31 | 73,490,201 |
Acturial value of plan assets | 2017-12-31 | 74,845,370 |
Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 29,564,402 |
Number of terminated vested participants | 2017-12-31 | 258 |
Fundng target for terminated vested participants | 2017-12-31 | 6,749,245 |
Active participant vested funding target | 2017-12-31 | 23,984,595 |
Number of active participants | 2017-12-31 | 399 |
Total funding liabilities for active participants | 2017-12-31 | 24,152,047 |
Total participant count | 2017-12-31 | 961 |
Total funding target for all participants | 2017-12-31 | 60,465,694 |
Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 7,142,172 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 7,558,917 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
Amount remaining of carryover balance | 2017-12-31 | 7,142,172 |
Amount remaining of prefunding balance | 2017-12-31 | 7,558,917 |
Present value of excess contributions | 2017-12-31 | 1,587,069 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 1,683,563 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 1,683,563 |
Balance of carryovers at beginning of current year | 2017-12-31 | 7,624,983 |
Balance of prefunding at beginning of current year | 2017-12-31 | 9,753,463 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2017-12-31 | 230,000 |
Net shortfall amortization installment of oustanding balance | 2017-12-31 | 0 |
Waiver amortization installment | 2017-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 230,000 |
Carryover balance elected to use to offset funding requirement | 2017-12-31 | 230,000 |
Prefunding balance elected to use to offset funding requirement | 2017-12-31 | 0 |
Additional cash requirement | 2017-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 0 |
Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
Total participants, beginning-of-year | 2017-01-01 | 961 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 370 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 296 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 251 |
Total of all active and inactive participants | 2017-01-01 | 917 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 35 |
Total participants | 2017-01-01 | 952 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2016 401k membership | ||
Market value of plan assets | 2016-12-31 | 70,175,092 |
Acturial value of plan assets | 2016-12-31 | 73,615,038 |
Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 26,773,358 |
Number of terminated vested participants | 2016-12-31 | 252 |
Fundng target for terminated vested participants | 2016-12-31 | 6,414,801 |
Active participant vested funding target | 2016-12-31 | 24,572,815 |
Number of active participants | 2016-12-31 | 430 |
Total funding liabilities for active participants | 2016-12-31 | 24,747,046 |
Total participant count | 2016-12-31 | 970 |
Total funding target for all participants | 2016-12-31 | 57,935,205 |
Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 7,588,849 |
Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 6,286,820 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 503,835 |
Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
Amount remaining of carryover balance | 2016-12-31 | 7,085,014 |
Amount remaining of prefunding balance | 2016-12-31 | 6,286,820 |
Present value of excess contributions | 2016-12-31 | 1,170,701 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 1,226,203 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 1,226,203 |
Balance of carryovers at beginning of current year | 2016-12-31 | 7,136,735 |
Balance of prefunding at beginning of current year | 2016-12-31 | 7,558,917 |
Total employer contributions | 2016-12-31 | 1,750,000 |
Total employee contributions | 2016-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 1,587,069 |
Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2016-12-31 | 250,000 |
Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
Waiver amortization installment | 2016-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 0 |
Carryover balance elected to use to offset funding requirement | 2016-12-31 | 0 |
Additional cash requirement | 2016-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 1,587,069 |
Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
Total participants, beginning-of-year | 2016-01-01 | 408 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 399 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 277 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 258 |
Total of all active and inactive participants | 2016-01-01 | 934 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 27 |
Total participants | 2016-01-01 | 961 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 411 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 301 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 45 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 60 |
Total of all active and inactive participants | 2015-01-01 | 406 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 2 |
Total participants | 2015-01-01 | 408 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 413 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 322 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 36 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 51 |
Total of all active and inactive participants | 2014-01-01 | 409 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 2 |
Total participants | 2014-01-01 | 411 |
2013: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 413 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 342 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 24 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 45 |
Total of all active and inactive participants | 2013-01-01 | 411 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 2 |
Total participants | 2013-01-01 | 413 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 416 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 374 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 13 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 25 |
Total of all active and inactive participants | 2012-01-01 | 412 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 1 |
Total participants | 2012-01-01 | 413 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
2011: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 1,052 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 401 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 10 |
Total of all active and inactive participants | 2011-01-01 | 416 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 416 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
2009: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 946 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 609 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 186 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 193 |
Total of all active and inactive participants | 2009-01-01 | 988 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 16 |
Total participants | 2009-01-01 | 1,004 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 18 |
Measure | Date | Value |
---|---|---|
2022 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-13,677,827 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $4,066,171 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,748,198 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $0 |
Value of total assets at end of year | 2022-12-31 | $78,884,935 |
Value of total assets at beginning of year | 2022-12-31 | $96,628,933 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $317,973 |
Total interest from all sources | 2022-12-31 | $52,377 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,769,572 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,769,572 |
Administrative expenses professional fees incurred | 2022-12-31 | $40,584 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $11,441 |
Administrative expenses (other) incurred | 2022-12-31 | $81,225 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $83,826 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-17,743,998 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $78,884,935 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $96,628,933 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $196,164 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $75,563,203 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $90,921,414 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $3,321,732 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $5,612,252 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $5,612,252 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $52,377 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-16,499,776 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,748,198 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2022-12-31 | 161092347 |
2021 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $11,563,237 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $4,106,277 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,806,224 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
Value of total assets at end of year | 2021-12-31 | $96,628,933 |
Value of total assets at beginning of year | 2021-12-31 | $89,171,973 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $300,053 |
Total interest from all sources | 2021-12-31 | $11,461 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $4,997,897 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $4,997,897 |
Administrative expenses professional fees incurred | 2021-12-31 | $39,969 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $11,441 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $1,250,196 |
Administrative expenses (other) incurred | 2021-12-31 | $80,324 |
Total non interest bearing cash at end of year | 2021-12-31 | $83,826 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $7,456,960 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $96,628,933 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $89,171,973 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $179,760 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $90,921,414 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $86,755,232 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $5,612,252 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $1,166,545 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $1,166,545 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $11,461 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $6,553,879 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $3,806,224 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2021-12-31 | 161092347 |
2020 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2020 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $3,750,166 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $-606,593 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $3,143,573 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $11,447,330 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $4,627,534 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,342,309 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
Value of total assets at end of year | 2020-12-31 | $89,171,973 |
Value of total assets at beginning of year | 2020-12-31 | $82,352,177 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $285,225 |
Total interest from all sources | 2020-12-31 | $1,179,031 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,352,944 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,352,944 |
Administrative expenses professional fees incurred | 2020-12-31 | $47,501 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $1,250,196 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $84,234 |
Other income not declared elsewhere | 2020-12-31 | $0 |
Administrative expenses (other) incurred | 2020-12-31 | $78,186 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,819,796 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $89,171,973 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $82,352,177 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $159,538 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $86,755,232 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $77,206,905 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $1,166,545 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $1,282,820 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $1,282,820 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $1,179,031 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,771,782 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $3,778,218 |
Income. Dividends from common stock | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,342,309 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2020-12-31 | 161092347 |
2019 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2019 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $627,617 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $627,617 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $627,617 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $627,617 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $13,692,576 |
Total income from all sources (including contributions) | 2019-12-31 | $13,692,576 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $3,814,610 |
Total of all expenses incurred | 2019-12-31 | $3,814,610 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,275,107 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,275,107 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
Value of total assets at end of year | 2019-12-31 | $82,352,177 |
Value of total assets at end of year | 2019-12-31 | $82,352,177 |
Value of total assets at beginning of year | 2019-12-31 | $72,474,211 |
Value of total assets at beginning of year | 2019-12-31 | $72,474,211 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $539,503 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $539,503 |
Total interest from all sources | 2019-12-31 | $33,399 |
Total interest from all sources | 2019-12-31 | $33,399 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,404,597 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,404,597 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,319,369 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,319,369 |
Administrative expenses professional fees incurred | 2019-12-31 | $33,442 |
Administrative expenses professional fees incurred | 2019-12-31 | $33,442 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $84,234 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $84,234 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $71,519 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $71,519 |
Administrative expenses (other) incurred | 2019-12-31 | $373,762 |
Administrative expenses (other) incurred | 2019-12-31 | $373,762 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $9,877,966 |
Value of net income/loss | 2019-12-31 | $9,877,966 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $82,352,177 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $82,352,177 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $72,474,211 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $72,474,211 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $132,299 |
Investment advisory and management fees | 2019-12-31 | $132,299 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $77,206,905 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $77,206,905 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $68,290,890 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $68,290,890 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $1,282,820 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $1,282,820 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $946,980 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $946,980 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $946,980 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $946,980 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $33,399 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $33,399 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $10,626,963 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $10,626,963 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $3,778,218 |
Assets. Invements in employer securities at end of year | 2019-12-31 | $3,778,218 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $3,164,822 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $3,164,822 |
Income. Dividends from common stock | 2019-12-31 | $85,228 |
Income. Dividends from common stock | 2019-12-31 | $85,228 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,275,107 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,275,107 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm name | 2019-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2019-12-31 | 161092347 |
Accountancy firm EIN | 2019-12-31 | 161092347 |
2018 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2018 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-267,497 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-267,497 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-4,210,629 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,469,353 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,242,652 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
Value of total assets at end of year | 2018-12-31 | $72,474,211 |
Value of total assets at beginning of year | 2018-12-31 | $80,154,193 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $226,701 |
Total interest from all sources | 2018-12-31 | $83,617 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,158,133 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,076,281 |
Administrative expenses professional fees incurred | 2018-12-31 | $31,400 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $71,519 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $3,202 |
Administrative expenses (other) incurred | 2018-12-31 | $72,511 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,679,982 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $72,474,211 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $80,154,193 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $122,790 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $68,290,890 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $76,273,716 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $946,980 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $444,956 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $444,956 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $83,617 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-7,184,882 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $3,164,822 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $3,432,319 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Income. Dividends from preferred stock | 2018-12-31 | $0 |
Income. Dividends from common stock | 2018-12-31 | $81,852 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,242,652 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2018-12-31 | 161092347 |
2017 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2017 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $-556,512 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $-556,512 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $9,835,893 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,238,339 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,985,133 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
Value of total assets at end of year | 2017-12-31 | $80,154,193 |
Value of total assets at beginning of year | 2017-12-31 | $73,556,639 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $253,206 |
Total interest from all sources | 2017-12-31 | $7,604 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,402,106 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,318,608 |
Administrative expenses professional fees incurred | 2017-12-31 | $34,795 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $3,202 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $114 |
Administrative expenses (other) incurred | 2017-12-31 | $66,309 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $6,597,554 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $80,154,193 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $73,556,639 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $152,102 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $76,273,716 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $65,921,175 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $444,956 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,146,519 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,146,519 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $7,604 |
Asset value of US Government securities at beginning of year | 2017-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $7,982,695 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $3,432,319 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $4,738,831 |
Contributions received in cash from employer | 2017-12-31 | $0 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $1,750,000 |
Income. Dividends from preferred stock | 2017-12-31 | $6,708 |
Income. Dividends from common stock | 2017-12-31 | $76,790 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,985,133 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $0 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2017-12-31 | 161092347 |
2016 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $3,588,465 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $3,588,465 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $6,409,212 |
Total loss/gain on sale of assets | 2016-12-31 | $4,325,872 |
Total of all expenses incurred | 2016-12-31 | $3,082,859 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,861,438 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,750,000 |
Value of total assets at end of year | 2016-12-31 | $73,556,639 |
Value of total assets at beginning of year | 2016-12-31 | $70,230,286 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $221,421 |
Total interest from all sources | 2016-12-31 | $377,129 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,063,560 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,251,538 |
Administrative expenses professional fees incurred | 2016-12-31 | $80,153 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $114 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $30,521,799 |
Administrative expenses (other) incurred | 2016-12-31 | $73,193 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,326,353 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $73,556,639 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $70,230,286 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $68,075 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $65,921,175 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $15,700,177 |
Income. Interest from US Government securities | 2016-12-31 | $133,910 |
Income. Interest from corporate debt instruments | 2016-12-31 | $240,485 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,146,519 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $187,116 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $187,116 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $2,734 |
Asset value of US Government securities at end of year | 2016-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2016-12-31 | $4,842,574 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $-5,695,814 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $4,738,831 |
Contributions received in cash from employer | 2016-12-31 | $1,750,000 |
Employer contributions (assets) at end of year | 2016-12-31 | $1,750,000 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,300,000 |
Income. Dividends from preferred stock | 2016-12-31 | $52,500 |
Income. Dividends from common stock | 2016-12-31 | $759,522 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,861,438 |
Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $3,510,408 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $14,168,212 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $101,529,523 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $97,203,651 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2016-12-31 | 161092347 |
2015 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-1,913,772 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-1,913,772 |
Total transfer of assets to this plan | 2015-12-31 | $30,440,809 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,581,183 |
Total loss/gain on sale of assets | 2015-12-31 | $870,439 |
Total of all expenses incurred | 2015-12-31 | $638,017 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $503,330 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,300,000 |
Value of total assets at end of year | 2015-12-31 | $70,230,286 |
Value of total assets at beginning of year | 2015-12-31 | $38,846,311 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $134,687 |
Total interest from all sources | 2015-12-31 | $266,633 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,057,883 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $703,063 |
Administrative expenses professional fees incurred | 2015-12-31 | $50,920 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $30,521,799 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $102,868 |
Administrative expenses (other) incurred | 2015-12-31 | $23,427 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $943,166 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $70,230,286 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $38,846,311 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $60,340 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $15,700,177 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $19,552,148 |
Income. Interest from US Government securities | 2015-12-31 | $113,941 |
Income. Interest from corporate debt instruments | 2015-12-31 | $152,623 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $187,116 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $265,146 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $265,146 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $69 |
Asset value of US Government securities at end of year | 2015-12-31 | $4,842,574 |
Asset value of US Government securities at beginning of year | 2015-12-31 | $4,818,342 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,300,000 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,300,000 |
Income. Dividends from common stock | 2015-12-31 | $354,820 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $503,330 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $3,510,408 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $3,642,644 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $14,168,212 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $10,465,163 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $31,293,711 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $30,423,272 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2015-12-31 | 161092347 |
2014 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-589,178 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-589,178 |
Total income from all sources (including contributions) | 2014-12-31 | $1,612,856 |
Total loss/gain on sale of assets | 2014-12-31 | $470,879 |
Total of all expenses incurred | 2014-12-31 | $504,022 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $374,874 |
Value of total assets at end of year | 2014-12-31 | $38,846,311 |
Value of total assets at beginning of year | 2014-12-31 | $37,737,477 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $129,148 |
Total interest from all sources | 2014-12-31 | $292,474 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,438,681 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,234,961 |
Administrative expenses professional fees incurred | 2014-12-31 | $48,800 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $102,868 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $158,146 |
Administrative expenses (other) incurred | 2014-12-31 | $23,112 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,108,834 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $38,846,311 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $37,737,477 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $57,236 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $19,552,148 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $20,301,334 |
Income. Interest from US Government securities | 2014-12-31 | $143,518 |
Income. Interest from corporate debt instruments | 2014-12-31 | $148,938 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $265,146 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $4,385,862 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $4,385,862 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $18 |
Asset value of US Government securities at end of year | 2014-12-31 | $4,818,342 |
Asset value of US Government securities at beginning of year | 2014-12-31 | $3,093,923 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Income. Dividends from common stock | 2014-12-31 | $203,720 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $374,874 |
Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $3,642,644 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $2,681,986 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $10,465,163 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $7,116,226 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $16,738,942 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $16,268,063 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2014-12-31 | 161092347 |
2013 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $2,291,485 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $2,291,485 |
Total income from all sources (including contributions) | 2013-12-31 | $12,150,097 |
Total loss/gain on sale of assets | 2013-12-31 | $401,334 |
Total of all expenses incurred | 2013-12-31 | $431,333 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $312,130 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $8,000,000 |
Value of total assets at end of year | 2013-12-31 | $37,737,477 |
Value of total assets at beginning of year | 2013-12-31 | $26,018,713 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $119,203 |
Total interest from all sources | 2013-12-31 | $219,974 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,237,304 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,064,945 |
Administrative expenses professional fees incurred | 2013-12-31 | $33,700 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $158,146 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $61,240 |
Administrative expenses (other) incurred | 2013-12-31 | $45,363 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $11,718,764 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $37,737,477 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $26,018,713 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $40,140 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $20,301,334 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $11,244,005 |
Income. Interest from US Government securities | 2013-12-31 | $48,699 |
Income. Interest from corporate debt instruments | 2013-12-31 | $161,650 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $4,385,862 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $4,346,452 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $4,346,452 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $9,625 |
Asset value of US Government securities at end of year | 2013-12-31 | $3,093,923 |
Asset value of US Government securities at beginning of year | 2013-12-31 | $1,569,513 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $8,000,000 |
Income. Dividends from common stock | 2013-12-31 | $172,359 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $312,130 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $2,681,986 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $3,058,203 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $7,116,226 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $5,739,300 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $6,244,086 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $5,842,752 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2013-12-31 | 161092347 |
2012 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $1,140,199 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $1,140,199 |
Total income from all sources (including contributions) | 2012-12-31 | $4,152,050 |
Total loss/gain on sale of assets | 2012-12-31 | $43,897 |
Total of all expenses incurred | 2012-12-31 | $278,989 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $149,563 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,250,000 |
Value of total assets at end of year | 2012-12-31 | $26,018,713 |
Value of total assets at beginning of year | 2012-12-31 | $22,145,652 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $129,426 |
Total interest from all sources | 2012-12-31 | $197,011 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $520,943 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $334,562 |
Administrative expenses professional fees incurred | 2012-12-31 | $80,495 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $61,240 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $61,622 |
Administrative expenses (other) incurred | 2012-12-31 | $18,034 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,873,061 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $26,018,713 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $22,145,652 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $30,897 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $11,244,005 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $9,188,161 |
Interest earned on other investments | 2012-12-31 | $20,580 |
Income. Interest from US Government securities | 2012-12-31 | $22,524 |
Income. Interest from corporate debt instruments | 2012-12-31 | $140,801 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $4,346,452 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $338,503 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $338,503 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $13,106 |
Asset value of US Government securities at end of year | 2012-12-31 | $1,569,513 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $1,397,679 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $2,250,000 |
Employer contributions (assets) at end of year | 2012-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $3,250,000 |
Income. Dividends from common stock | 2012-12-31 | $186,381 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $149,563 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $3,058,203 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $2,798,892 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $5,739,300 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $5,110,795 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $4,781,853 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $4,737,956 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2012-12-31 | 161092347 |
2011 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-4,438,959 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-4,438,959 |
Total transfer of assets from this plan | 2011-12-31 | $31,588,905 |
Total income from all sources (including contributions) | 2011-12-31 | $6,885,131 |
Total loss/gain on sale of assets | 2011-12-31 | $4,078,768 |
Total of all expenses incurred | 2011-12-31 | $1,244,170 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,069,695 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $6,000,000 |
Value of total assets at end of year | 2011-12-31 | $22,145,652 |
Value of total assets at beginning of year | 2011-12-31 | $48,093,596 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $174,475 |
Total interest from all sources | 2011-12-31 | $310,646 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $934,676 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $622,101 |
Administrative expenses professional fees incurred | 2011-12-31 | $93,090 |
Was this plan covered by a fidelity bond | 2011-12-31 | No |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $61,622 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $131,690 |
Administrative expenses (other) incurred | 2011-12-31 | $36,820 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $7,932 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $5,640,961 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $22,145,652 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $48,093,596 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $44,565 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $9,188,161 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $19,790,918 |
Income. Interest from US Government securities | 2011-12-31 | $73,287 |
Income. Interest from corporate debt instruments | 2011-12-31 | $237,234 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $338,503 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $2,358,950 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $2,358,950 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $125 |
Asset value of US Government securities at end of year | 2011-12-31 | $1,397,679 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $3,051,657 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $6,000,000 |
Employer contributions (assets) at end of year | 2011-12-31 | $3,250,000 |
Income. Dividends from common stock | 2011-12-31 | $312,575 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,069,695 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $2,798,892 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $6,889,993 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $5,110,795 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $15,862,456 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $50,134,875 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $46,056,107 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2011-12-31 | 161092347 |
2010 : TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $2,050,962 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $2,050,962 |
Total income from all sources (including contributions) | 2010-12-31 | $14,742,214 |
Total loss/gain on sale of assets | 2010-12-31 | $1,583,928 |
Total of all expenses incurred | 2010-12-31 | $2,284,264 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,960,582 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $10,000,000 |
Value of total assets at end of year | 2010-12-31 | $50,843,596 |
Value of total assets at beginning of year | 2010-12-31 | $38,385,646 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $323,682 |
Total interest from all sources | 2010-12-31 | $421,177 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $686,147 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $345,247 |
Administrative expenses professional fees incurred | 2010-12-31 | $213,963 |
Was this plan covered by a fidelity bond | 2010-12-31 | No |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $131,690 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $154,216 |
Administrative expenses (other) incurred | 2010-12-31 | $46,677 |
Total non interest bearing cash at end of year | 2010-12-31 | $7,932 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $9,130 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $12,457,950 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $50,843,596 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $38,385,646 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $63,042 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $19,790,918 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $13,328,185 |
Income. Interest from US Government securities | 2010-12-31 | $124,066 |
Income. Interest from corporate debt instruments | 2010-12-31 | $297,067 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $2,358,950 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $315,147 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $315,147 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $44 |
Asset value of US Government securities at end of year | 2010-12-31 | $3,051,657 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $3,609,325 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $10,000,000 |
Employer contributions (assets) at end of year | 2010-12-31 | $2,750,000 |
Income. Dividends from common stock | 2010-12-31 | $340,900 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,960,582 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $6,889,993 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $6,015,637 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $15,862,456 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $14,954,006 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $21,640,525 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $20,056,597 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2010-12-31 | 161092347 |
2022: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: TOMPKINS FINANCIAL CORPORATION RETIREMENT PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |