TOMPKINS TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2023 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2023 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-12-31 | $-2,276,186 |
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $-2,276,186 |
| Total transfer of assets to this plan | 2023-12-31 | $149,089 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $41,080,135 |
| Total loss/gain on sale of assets | 2023-12-31 | $-550,332 |
| Total of all expenses incurred | 2023-12-31 | $21,000,771 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $20,827,518 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $17,220,959 |
| Value of total assets at end of year | 2023-12-31 | $207,086,173 |
| Value of total assets at beginning of year | 2023-12-31 | $186,857,720 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $173,253 |
| Total interest from all sources | 2023-12-31 | $148,543 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $4,146,899 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $3,767,413 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $8,119,597 |
| Participant contributions at end of year | 2023-12-31 | $2,612,614 |
| Participant contributions at beginning of year | 2023-12-31 | $2,661,699 |
| Participant contributions at end of year | 2023-12-31 | $234,676 |
| Participant contributions at beginning of year | 2023-12-31 | $230,809 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $1,642,912 |
| Other income not declared elsewhere | 2023-12-31 | $2,256 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $20,079,364 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $207,086,173 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $186,857,720 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $185,042,169 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $161,737,827 |
| Interest on participant loans | 2023-12-31 | $148,543 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $5,546,781 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $5,018,013 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $22,095,928 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $292,068 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Assets. Invements in employer securities at end of year | 2023-12-31 | $9,280,852 |
| Assets. Invements in employer securities at beginning of year | 2023-12-31 | $12,936,303 |
| Contributions received in cash from employer | 2023-12-31 | $7,458,450 |
| Employer contributions (assets) at end of year | 2023-12-31 | $4,369,081 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $4,273,069 |
| Income. Dividends from common stock | 2023-12-31 | $379,486 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $20,827,518 |
| Contract administrator fees | 2023-12-31 | $173,253 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Aggregate proceeds on sale of assets | 2023-12-31 | $1,972,512 |
| Aggregate carrying amount (costs) on sale of assets | 2023-12-31 | $2,522,844 |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2023-12-31 | 161092347 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-01-01 | $-2,276,186 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $-2,276,186 |
| Total transfer of assets to this plan | 2023-01-01 | $149,089 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $41,080,135 |
| Total loss/gain on sale of assets | 2023-01-01 | $-550,332 |
| Total of all expenses incurred | 2023-01-01 | $21,000,771 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $20,827,518 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $17,220,959 |
| Value of total assets at end of year | 2023-01-01 | $207,086,173 |
| Value of total assets at beginning of year | 2023-01-01 | $186,857,720 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $173,253 |
| Total interest from all sources | 2023-01-01 | $148,543 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $4,146,899 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $3,767,413 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $8,119,597 |
| Participant contributions at end of year | 2023-01-01 | $2,612,614 |
| Participant contributions at beginning of year | 2023-01-01 | $2,661,699 |
| Participant contributions at end of year | 2023-01-01 | $234,676 |
| Participant contributions at beginning of year | 2023-01-01 | $230,809 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $1,642,912 |
| Other income not declared elsewhere | 2023-01-01 | $2,256 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $20,079,364 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $207,086,173 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $186,857,720 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $185,042,169 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $161,737,827 |
| Interest on participant loans | 2023-01-01 | $148,543 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $5,546,781 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $5,018,013 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $22,095,928 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $292,068 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Assets. Invements in employer securities at end of year | 2023-01-01 | $9,280,852 |
| Assets. Invements in employer securities at beginning of year | 2023-01-01 | $12,936,303 |
| Contributions received in cash from employer | 2023-01-01 | $7,458,450 |
| Employer contributions (assets) at end of year | 2023-01-01 | $4,369,081 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $4,273,069 |
| Income. Dividends from common stock | 2023-01-01 | $379,486 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $20,827,518 |
| Contract administrator fees | 2023-01-01 | $173,253 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Aggregate proceeds on sale of assets | 2023-01-01 | $1,972,512 |
| Aggregate carrying amount (costs) on sale of assets | 2023-01-01 | $2,522,844 |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2023-01-01 | 161092347 |
| 2022 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-911,975 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-911,975 |
| Total transfer of assets to this plan | 2022-12-31 | $130,809 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-13,465,609 |
| Total loss/gain on sale of assets | 2022-12-31 | $-276,429 |
| Total of all expenses incurred | 2022-12-31 | $19,010,331 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $18,839,720 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $16,835,790 |
| Value of total assets at end of year | 2022-12-31 | $186,857,720 |
| Value of total assets at beginning of year | 2022-12-31 | $219,202,851 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $170,611 |
| Total interest from all sources | 2022-12-31 | $130,246 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,391,062 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,971,022 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $7,375,777 |
| Participant contributions at end of year | 2022-12-31 | $2,661,699 |
| Participant contributions at beginning of year | 2022-12-31 | $2,906,760 |
| Participant contributions at end of year | 2022-12-31 | $230,809 |
| Participant contributions at beginning of year | 2022-12-31 | $750,025 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,196,335 |
| Other income not declared elsewhere | 2022-12-31 | $1,778 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-32,475,940 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $186,857,720 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $219,202,851 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $161,737,827 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $194,286,496 |
| Interest on participant loans | 2022-12-31 | $130,246 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $5,018,013 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,064,651 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-32,521,008 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-115,073 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Assets. Invements in employer securities at end of year | 2022-12-31 | $12,936,303 |
| Assets. Invements in employer securities at beginning of year | 2022-12-31 | $15,906,523 |
| Contributions received in cash from employer | 2022-12-31 | $7,263,678 |
| Employer contributions (assets) at end of year | 2022-12-31 | $4,273,069 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $4,288,396 |
| Income. Dividends from common stock | 2022-12-31 | $420,040 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $18,839,720 |
| Contract administrator fees | 2022-12-31 | $170,611 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Aggregate proceeds on sale of assets | 2022-12-31 | $2,983,064 |
| Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $3,259,493 |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2022-12-31 | 161092347 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-01-01 | $-911,975 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $-911,975 |
| Total transfer of assets to this plan | 2022-01-01 | $130,809 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-13,465,609 |
| Total loss/gain on sale of assets | 2022-01-01 | $-276,429 |
| Total of all expenses incurred | 2022-01-01 | $19,010,331 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $18,839,720 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $16,835,790 |
| Value of total assets at end of year | 2022-01-01 | $186,857,720 |
| Value of total assets at beginning of year | 2022-01-01 | $219,202,851 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $170,611 |
| Total interest from all sources | 2022-01-01 | $130,246 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $3,391,062 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $2,971,022 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $7,375,777 |
| Participant contributions at end of year | 2022-01-01 | $2,661,699 |
| Participant contributions at beginning of year | 2022-01-01 | $2,906,760 |
| Participant contributions at end of year | 2022-01-01 | $230,809 |
| Participant contributions at beginning of year | 2022-01-01 | $750,025 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $2,196,335 |
| Other income not declared elsewhere | 2022-01-01 | $1,778 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-32,475,940 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $186,857,720 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $219,202,851 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $161,737,827 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $194,286,496 |
| Interest on participant loans | 2022-01-01 | $130,246 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $5,018,013 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $1,064,651 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-32,521,008 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-115,073 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Assets. Invements in employer securities at end of year | 2022-01-01 | $12,936,303 |
| Assets. Invements in employer securities at beginning of year | 2022-01-01 | $15,906,523 |
| Contributions received in cash from employer | 2022-01-01 | $7,263,678 |
| Employer contributions (assets) at end of year | 2022-01-01 | $4,273,069 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $4,288,396 |
| Income. Dividends from common stock | 2022-01-01 | $420,040 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $18,839,720 |
| Contract administrator fees | 2022-01-01 | $170,611 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Aggregate proceeds on sale of assets | 2022-01-01 | $2,983,064 |
| Aggregate carrying amount (costs) on sale of assets | 2022-01-01 | $3,259,493 |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2022-01-01 | 161092347 |
| 2021 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $-2,949,425 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-2,949,425 |
| Total transfer of assets to this plan | 2021-12-31 | $29,320,300 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $40,713,695 |
| Total loss/gain on sale of assets | 2021-12-31 | $5,364,399 |
| Total of all expenses incurred | 2021-12-31 | $10,528,182 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $10,283,561 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $16,791,432 |
| Value of total assets at end of year | 2021-12-31 | $219,202,851 |
| Value of total assets at beginning of year | 2021-12-31 | $159,697,038 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $244,621 |
| Total interest from all sources | 2021-12-31 | $555,711 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $3,560,621 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $3,153,008 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $8,311,712 |
| Participant contributions at end of year | 2021-12-31 | $2,906,760 |
| Participant contributions at beginning of year | 2021-12-31 | $2,741,668 |
| Participant contributions at end of year | 2021-12-31 | $750,025 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,192,832 |
| Other income not declared elsewhere | 2021-12-31 | $-3,955 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $30,185,513 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $219,202,851 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $159,697,038 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $194,286,496 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $59,442,211 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $59,346,636 |
| Interest on participant loans | 2021-12-31 | $139,774 |
| Interest earned on other investments | 2021-12-31 | $415,937 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,064,651 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $25,156,435 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,498,727 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $7,883,159 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $13,026 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Assets. Invements in employer securities at end of year | 2021-12-31 | $15,906,523 |
| Assets. Invements in employer securities at beginning of year | 2021-12-31 | $13,010,088 |
| Contributions received in cash from employer | 2021-12-31 | $7,286,888 |
| Employer contributions (assets) at end of year | 2021-12-31 | $4,288,396 |
| Income. Dividends from common stock | 2021-12-31 | $407,613 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $10,283,561 |
| Contract administrator fees | 2021-12-31 | $244,621 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Aggregate proceeds on sale of assets | 2021-12-31 | $5,364,399 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2021-12-31 | 161092347 |
| 2020 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $-3,801,905 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $-3,801,905 |
| Total transfer of assets to this plan | 2020-12-31 | $184,118 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $23,789,383 |
| Total loss/gain on sale of assets | 2020-12-31 | $136,049 |
| Total of all expenses incurred | 2020-12-31 | $8,710,380 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $8,511,546 |
| Value of total corrective distributions | 2020-12-31 | $10,037 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $10,657,455 |
| Value of total assets at end of year | 2020-12-31 | $159,697,038 |
| Value of total assets at beginning of year | 2020-12-31 | $144,433,917 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $188,797 |
| Total interest from all sources | 2020-12-31 | $602,272 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,255,295 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $876,340 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $117,474 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $7,212,313 |
| Participant contributions at end of year | 2020-12-31 | $2,741,668 |
| Participant contributions at beginning of year | 2020-12-31 | $2,676,508 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $524,962 |
| Administrative expenses (other) incurred | 2020-12-31 | $188,797 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $15,079,003 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $159,697,038 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $144,433,917 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $59,442,211 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $50,094,147 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $59,346,636 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $54,783,880 |
| Interest on participant loans | 2020-12-31 | $151,624 |
| Interest earned on other investments | 2020-12-31 | $450,648 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $25,156,435 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $20,666,090 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $6,954,640 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $7,985,577 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Assets. Invements in employer securities at end of year | 2020-12-31 | $13,010,088 |
| Assets. Invements in employer securities at beginning of year | 2020-12-31 | $16,213,292 |
| Contributions received in cash from employer | 2020-12-31 | $2,920,180 |
| Income. Dividends from common stock | 2020-12-31 | $378,955 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $8,511,546 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $686,088 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $550,039 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2020-12-31 | 161092347 |
| 2019 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $2,147,067 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $2,147,067 |
| Total transfer of assets to this plan | 2019-12-31 | $122,995 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $36,386,729 |
| Total loss/gain on sale of assets | 2019-12-31 | $883,182 |
| Total of all expenses incurred | 2019-12-31 | $12,702,022 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $12,552,142 |
| Value of total corrective distributions | 2019-12-31 | $1,371 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $10,694,522 |
| Value of total assets at end of year | 2019-12-31 | $144,433,917 |
| Value of total assets at beginning of year | 2019-12-31 | $120,626,215 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $148,509 |
| Total interest from all sources | 2019-12-31 | $581,314 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,273,382 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $906,723 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $268,785 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $6,839,606 |
| Participant contributions at end of year | 2019-12-31 | $2,676,508 |
| Participant contributions at beginning of year | 2019-12-31 | $2,829,267 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,091,035 |
| Administrative expenses (other) incurred | 2019-12-31 | $148,509 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $23,684,707 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $144,433,917 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $120,626,215 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $50,094,147 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $54,783,880 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $84,111,824 |
| Interest on participant loans | 2019-12-31 | $148,774 |
| Interest earned on other investments | 2019-12-31 | $432,540 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $20,666,090 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $19,064,754 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,936,494 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $14,870,768 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Assets. Invements in employer securities at end of year | 2019-12-31 | $16,213,292 |
| Assets. Invements in employer securities at beginning of year | 2019-12-31 | $14,620,370 |
| Contributions received in cash from employer | 2019-12-31 | $2,763,881 |
| Income. Dividends from common stock | 2019-12-31 | $366,659 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $12,552,142 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Aggregate proceeds on sale of assets | 2019-12-31 | $2,510,196 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $1,627,014 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2019-12-31 | 161092347 |
| 2018 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-2,107,535 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-2,107,535 |
| Total transfer of assets to this plan | 2018-12-31 | $183,911 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $2,018,799 |
| Total loss/gain on sale of assets | 2018-12-31 | $918,924 |
| Total of all expenses incurred | 2018-12-31 | $11,642,461 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $11,629,571 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $10,330,577 |
| Value of total assets at end of year | 2018-12-31 | $120,626,215 |
| Value of total assets at beginning of year | 2018-12-31 | $130,065,966 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $12,890 |
| Total interest from all sources | 2018-12-31 | $495,913 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $377,698 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $6,439,413 |
| Participant contributions at end of year | 2018-12-31 | $2,829,267 |
| Participant contributions at beginning of year | 2018-12-31 | $2,720,730 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,247,916 |
| Administrative expenses (other) incurred | 2018-12-31 | $12,890 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-9,623,662 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $120,626,215 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $130,065,966 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $84,111,824 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $91,943,872 |
| Interest on participant loans | 2018-12-31 | $135,568 |
| Interest earned on other investments | 2018-12-31 | $360,345 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $19,064,754 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $18,965,743 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-7,996,778 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Assets. Invements in employer securities at end of year | 2018-12-31 | $14,620,370 |
| Assets. Invements in employer securities at beginning of year | 2018-12-31 | $16,435,621 |
| Contributions received in cash from employer | 2018-12-31 | $2,643,248 |
| Income. Dividends from common stock | 2018-12-31 | $377,698 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $11,629,571 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $2,014,993 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $1,096,069 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2018-12-31 | 161092347 |
| 2017 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $-3,556,719 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $-3,556,719 |
| Total transfer of assets to this plan | 2017-12-31 | $286,973 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $22,322,184 |
| Total loss/gain on sale of assets | 2017-12-31 | $871,601 |
| Total of all expenses incurred | 2017-12-31 | $5,844,049 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,832,045 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $9,344,908 |
| Value of total assets at end of year | 2017-12-31 | $130,065,966 |
| Value of total assets at beginning of year | 2017-12-31 | $113,300,858 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $12,004 |
| Total interest from all sources | 2017-12-31 | $427,648 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $369,321 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $369,321 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $175,441 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $6,206,799 |
| Participant contributions at end of year | 2017-12-31 | $2,720,730 |
| Participant contributions at beginning of year | 2017-12-31 | $2,367,556 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $639,780 |
| Administrative expenses (other) incurred | 2017-12-31 | $12,004 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $16,478,135 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $130,065,966 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $113,300,858 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $91,943,872 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $74,299,524 |
| Interest on participant loans | 2017-12-31 | $108,841 |
| Interest earned on other investments | 2017-12-31 | $318,807 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $18,965,743 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $16,957,366 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $14,865,425 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Assets. Invements in employer securities at end of year | 2017-12-31 | $16,435,621 |
| Assets. Invements in employer securities at beginning of year | 2017-12-31 | $19,676,412 |
| Contributions received in cash from employer | 2017-12-31 | $2,498,329 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $5,832,045 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $1,761,146 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $889,545 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | MENGEL, METZGER, BARR & CO. |
| Accountancy firm EIN | 2017-12-31 | 161092347 |
| 2016 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $7,457,818 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $7,457,818 |
| Total transfer of assets to this plan | 2016-12-31 | $75,552 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $22,951,383 |
| Total loss/gain on sale of assets | 2016-12-31 | $855,576 |
| Total of all expenses incurred | 2016-12-31 | $7,063,622 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $7,045,610 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $8,725,826 |
| Value of total assets at end of year | 2016-12-31 | $113,300,858 |
| Value of total assets at beginning of year | 2016-12-31 | $97,337,545 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $18,012 |
| Total interest from all sources | 2016-12-31 | $382,333 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $382,230 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $784,175 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $5,792,456 |
| Participant contributions at end of year | 2016-12-31 | $2,367,556 |
| Participant contributions at beginning of year | 2016-12-31 | $2,174,542 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $528,708 |
| Other income not declared elsewhere | 2016-12-31 | $-197 |
| Administrative expenses (other) incurred | 2016-12-31 | $18,012 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $15,887,761 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $113,300,858 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $97,337,545 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $74,299,524 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $68,187,860 |
| Interest on participant loans | 2016-12-31 | $95,710 |
| Interest earned on other investments | 2016-12-31 | $286,623 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $16,957,366 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $15,086,275 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $5,147,797 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Assets. Invements in employer securities at end of year | 2016-12-31 | $19,676,412 |
| Assets. Invements in employer securities at beginning of year | 2016-12-31 | $11,888,868 |
| Contributions received in cash from employer | 2016-12-31 | $2,404,662 |
| Income. Dividends from common stock | 2016-12-31 | $382,230 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $7,045,610 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $1,716,102 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $860,526 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | MENGEL, METZGER, BARR & CO LLP |
| Accountancy firm EIN | 2016-12-31 | 161092347 |
| 2015 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-66,602 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-66,602 |
| Total transfer of assets to this plan | 2015-12-31 | $207,109 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $9,665,451 |
| Total loss/gain on sale of assets | 2015-12-31 | $261,462 |
| Total of all expenses incurred | 2015-12-31 | $5,339,252 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $5,333,597 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $8,211,513 |
| Value of total assets at end of year | 2015-12-31 | $97,337,545 |
| Value of total assets at beginning of year | 2015-12-31 | $92,804,237 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $5,655 |
| Total interest from all sources | 2015-12-31 | $372,279 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $356,315 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $5,483,191 |
| Participant contributions at end of year | 2015-12-31 | $2,174,542 |
| Participant contributions at beginning of year | 2015-12-31 | $2,122,718 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $453,795 |
| Other income not declared elsewhere | 2015-12-31 | $-1,873 |
| Administrative expenses (other) incurred | 2015-12-31 | $5,655 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $4,326,199 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $97,337,545 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $92,804,237 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $68,187,860 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $65,180,516 |
| Interest on participant loans | 2015-12-31 | $89,064 |
| Interest earned on other investments | 2015-12-31 | $283,215 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $15,086,275 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $13,954,136 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $532,357 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Assets. Invements in employer securities at end of year | 2015-12-31 | $11,888,868 |
| Assets. Invements in employer securities at beginning of year | 2015-12-31 | $11,546,867 |
| Contributions received in cash from employer | 2015-12-31 | $2,274,527 |
| Income. Dividends from common stock | 2015-12-31 | $356,315 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $5,333,597 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $875,091 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $613,629 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | MENGEL, METZGER, BARR & CO LLP |
| Accountancy firm EIN | 2015-12-31 | 161092347 |
| 2014 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $608,653 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $608,653 |
| Total transfer of assets to this plan | 2014-12-31 | $303,061 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $12,980,465 |
| Total loss/gain on sale of assets | 2014-12-31 | $215,345 |
| Total of all expenses incurred | 2014-12-31 | $6,700,972 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $6,684,795 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $942 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $7,932,638 |
| Value of total assets at end of year | 2014-12-31 | $92,804,237 |
| Value of total assets at beginning of year | 2014-12-31 | $86,221,683 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $15,235 |
| Total interest from all sources | 2014-12-31 | $356,242 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $398,640 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $58,444 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $5,073,669 |
| Participant contributions at end of year | 2014-12-31 | $2,122,718 |
| Participant contributions at beginning of year | 2014-12-31 | $1,839,597 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $524,071 |
| Administrative expenses (other) incurred | 2014-12-31 | $15,235 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $6,279,493 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $92,804,237 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $86,221,683 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $23,198,736 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $65,180,516 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $37,218,752 |
| Interest on participant loans | 2014-12-31 | $82,397 |
| Interest earned on other investments | 2014-12-31 | $273,845 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $13,954,136 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $13,413,435 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,316,393 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $2,152,554 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Assets. Invements in employer securities at end of year | 2014-12-31 | $11,546,867 |
| Assets. Invements in employer securities at beginning of year | 2014-12-31 | $10,551,163 |
| Contributions received in cash from employer | 2014-12-31 | $2,334,898 |
| Income. Dividends from common stock | 2014-12-31 | $340,196 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $6,684,795 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $1,083,408 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $868,063 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | MENGEL, METZGER, BARR & CO LLP |
| Accountancy firm EIN | 2014-12-31 | 161092347 |
| 2013 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $2,257,804 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $2,257,804 |
| Total transfer of assets to this plan | 2013-12-31 | $188,278 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $21,615,553 |
| Total loss/gain on sale of assets | 2013-12-31 | $137,206 |
| Total of all expenses incurred | 2013-12-31 | $4,898,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $4,888,010 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $3,733 |
| Value of total corrective distributions | 2013-12-31 | $443 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $7,579,851 |
| Value of total assets at end of year | 2013-12-31 | $86,221,683 |
| Value of total assets at beginning of year | 2013-12-31 | $69,316,137 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $6,099 |
| Total interest from all sources | 2013-12-31 | $365,159 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $532,314 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $221,872 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $4,710,393 |
| Participant contributions at end of year | 2013-12-31 | $1,839,597 |
| Participant contributions at beginning of year | 2013-12-31 | $1,822,792 |
| Participant contributions at beginning of year | 2013-12-31 | $146,843 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $599,544 |
| Other income not declared elsewhere | 2013-12-31 | $247 |
| Administrative expenses (other) incurred | 2013-12-31 | $6,099 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $16,717,268 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $86,221,683 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $69,316,137 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $23,198,736 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $17,992,514 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $37,218,752 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $29,698,143 |
| Interest on participant loans | 2013-12-31 | $84,107 |
| Interest earned on other investments | 2013-12-31 | $281,052 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $13,413,435 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $11,919,560 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,281,538 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $6,461,434 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Assets. Invements in employer securities at end of year | 2013-12-31 | $10,551,163 |
| Assets. Invements in employer securities at beginning of year | 2013-12-31 | $7,736,285 |
| Contributions received in cash from employer | 2013-12-31 | $2,269,914 |
| Income. Dividends from common stock | 2013-12-31 | $310,442 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,888,010 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $697,565 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $560,359 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | MENGEL, METZGER, BARR & CO LLP |
| Accountancy firm EIN | 2013-12-31 | 161092347 |
| 2012 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $97,855 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $97,855 |
| Total transfer of assets to this plan | 2012-12-31 | $17,040,398 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $11,430,214 |
| Total loss/gain on sale of assets | 2012-12-31 | $75,558 |
| Total of all expenses incurred | 2012-12-31 | $3,379,648 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,361,931 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $13,841 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $6,209,965 |
| Value of total assets at end of year | 2012-12-31 | $69,316,137 |
| Value of total assets at beginning of year | 2012-12-31 | $44,225,173 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,876 |
| Total interest from all sources | 2012-12-31 | $294,695 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $533,956 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $288,801 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $3,977,414 |
| Participant contributions at end of year | 2012-12-31 | $1,822,792 |
| Participant contributions at beginning of year | 2012-12-31 | $1,328,382 |
| Participant contributions at end of year | 2012-12-31 | $146,843 |
| Participant contributions at beginning of year | 2012-12-31 | $93,124 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $557,876 |
| Administrative expenses (other) incurred | 2012-12-31 | $3,876 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $8,050,566 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $69,316,137 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $44,225,173 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $17,992,514 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $12,879,604 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $29,698,143 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $16,611,766 |
| Interest on participant loans | 2012-12-31 | $63,674 |
| Interest earned on other investments | 2012-12-31 | $231,021 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $11,919,560 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $7,203,756 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,094,777 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $2,123,408 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $7,736,285 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $6,108,541 |
| Contributions received in cash from employer | 2012-12-31 | $1,674,675 |
| Income. Dividends from common stock | 2012-12-31 | $245,155 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $3,361,931 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $705,842 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $630,284 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | MENGEL, METZGER, BARR & CO LLP |
| Accountancy firm EIN | 2012-12-31 | 161092347 |
| 2011 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-124,766 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-124,766 |
| Total transfer of assets to this plan | 2011-12-31 | $83,134 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,615,168 |
| Total loss/gain on sale of assets | 2011-12-31 | $4,008 |
| Total of all expenses incurred | 2011-12-31 | $2,750,624 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,747,897 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $-530 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,873,876 |
| Value of total assets at end of year | 2011-12-31 | $44,225,173 |
| Value of total assets at beginning of year | 2011-12-31 | $43,277,495 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,257 |
| Total interest from all sources | 2011-12-31 | $264,678 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $435,478 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $215,948 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $3,437,701 |
| Participant contributions at end of year | 2011-12-31 | $1,328,382 |
| Participant contributions at beginning of year | 2011-12-31 | $1,224,004 |
| Participant contributions at end of year | 2011-12-31 | $93,124 |
| Participant contributions at beginning of year | 2011-12-31 | $87,118 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $143,806 |
| Administrative expenses (other) incurred | 2011-12-31 | $3,257 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $864,544 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $44,225,173 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $43,277,495 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $12,879,604 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $11,479,378 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $16,611,766 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $17,158,495 |
| Interest on participant loans | 2011-12-31 | $59,051 |
| Interest earned on other investments | 2011-12-31 | $205,627 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $7,203,756 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $7,383,660 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,545,863 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-292,243 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $6,108,541 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $5,944,840 |
| Contributions received in cash from employer | 2011-12-31 | $1,292,369 |
| Income. Dividends from common stock | 2011-12-31 | $219,530 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,747,897 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $624,796 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $620,788 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | MENGEL, METZGER, BARR & CO LLP |
| Accountancy firm EIN | 2011-12-31 | 161092347 |
| 2010 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-197,368 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-197,368 |
| Total transfer of assets to this plan | 2010-12-31 | $649,423 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $8,973,352 |
| Total loss/gain on sale of assets | 2010-12-31 | $73,622 |
| Total of all expenses incurred | 2010-12-31 | $2,380,024 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,374,672 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $2,424 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,869,393 |
| Value of total assets at end of year | 2010-12-31 | $43,277,495 |
| Value of total assets at beginning of year | 2010-12-31 | $36,034,744 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,928 |
| Total interest from all sources | 2010-12-31 | $284,206 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $797,318 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $125,887 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $3,195,778 |
| Participant contributions at end of year | 2010-12-31 | $1,224,004 |
| Participant contributions at beginning of year | 2010-12-31 | $1,147,290 |
| Participant contributions at end of year | 2010-12-31 | $87,118 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $299,703 |
| Administrative expenses (other) incurred | 2010-12-31 | $2,928 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $6,593,328 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $43,277,495 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $36,034,744 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $11,479,378 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,352,228 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $17,158,495 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $14,053,664 |
| Interest on participant loans | 2010-12-31 | $57,037 |
| Interest earned on other investments | 2010-12-31 | $227,169 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $7,383,660 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $6,206,560 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $958,599 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $2,187,582 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $5,944,840 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $5,275,002 |
| Contributions received in cash from employer | 2010-12-31 | $1,373,912 |
| Income. Dividends from common stock | 2010-12-31 | $671,431 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,374,672 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $553,659 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $480,037 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | MENGEL, METZGER, BARR & CO LLP |
| Accountancy firm EIN | 2010-12-31 | 161092347 |
| 2009 : TOMPKINS FINANCIAL CORPORATION INVESTMENT AND STOCK OWNERSHIP PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
