HUTCHESON WALKER ADVISORS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RETIREMENT SECURITY PLAN AND TRUST
| Measure | Date | Value |
|---|
| 2011 : RETIREMENT SECURITY PLAN AND TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $2,057,787 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $2,057,787 |
| Total income from all sources (including contributions) | 2011-12-31 | $8,765,350 |
| Total of all expenses incurred | 2011-12-31 | $5,384,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,302,745 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $6,842,306 |
| Value of total assets at end of year | 2011-12-31 | $25,591,903 |
| Value of total assets at beginning of year | 2011-12-31 | $22,210,838 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $81,540 |
| Total interest from all sources | 2011-12-31 | $17,886 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2011-12-31 | $3,171,831 |
| Contributions received from participants | 2011-12-31 | $1,048,393 |
| Participant contributions at end of year | 2011-12-31 | $404,864 |
| Participant contributions at beginning of year | 2011-12-31 | $446,689 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $5,248,326 |
| Assets. Loans (other than to participants) at end of year | 2011-12-31 | $3,171,831 |
| Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $3,276,000 |
| Total non interest bearing cash at end of year | 2011-12-31 | $50 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $50 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $3,381,065 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $25,591,903 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $22,210,838 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $4,865,139 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,555,458 |
| Interest on participant loans | 2011-12-31 | $17,886 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-152,629 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $17,150,019 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $14,932,641 |
| Contributions received in cash from employer | 2011-12-31 | $545,587 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $5,302,745 |
| Contract administrator fees | 2011-12-31 | $81,540 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Qualified |
| Accountancy firm name | 2011-12-31 | MIKE DUNSON CPA |
| Accountancy firm EIN | 2011-12-31 | 752902287 |
| 2010 : RETIREMENT SECURITY PLAN AND TRUST 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-1,135,636 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-1,135,636 |
| Total income from all sources (including contributions) | 2010-12-31 | $4,722,888 |
| Total of all expenses incurred | 2010-12-31 | $2,066,365 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,987,923 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $5,095,329 |
| Value of total assets at end of year | 2010-12-31 | $22,210,838 |
| Value of total assets at beginning of year | 2010-12-31 | $7,068,455 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $78,442 |
| Total interest from all sources | 2010-12-31 | $18,662 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $78,442 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2010-12-31 | $3,276,000 |
| Contributions received from participants | 2010-12-31 | $773,304 |
| Participant contributions at end of year | 2010-12-31 | $446,689 |
| Participant contributions at beginning of year | 2010-12-31 | $374,403 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $3,846,987 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $3,276,000 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $0 |
| Total non interest bearing cash at end of year | 2010-12-31 | $50 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $116,934 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $2,656,523 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $22,210,838 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,068,455 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,555,458 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,189,808 |
| Interest on participant loans | 2010-12-31 | $18,662 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $744,533 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $14,932,641 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $1,387,310 |
| Contributions received in cash from employer | 2010-12-31 | $475,038 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,987,923 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Qualified |
| Accountancy firm name | 2010-12-31 | MIKE DUNSON, CPA |
| Accountancy firm EIN | 2010-12-31 | 752902287 |
| 2009 : RETIREMENT SECURITY PLAN AND TRUST 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
