JMP DISTRIBUTORS INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RETIREMENT SECURITY PLAN AND TRUST
| Measure | Date | Value |
|---|
| 2019: RETIREMENT SECURITY PLAN AND TRUST 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 0 |
| Number of participants with account balances | 2019-01-01 | 0 |
| 2018: RETIREMENT SECURITY PLAN AND TRUST 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 2 |
| Total of all active and inactive participants | 2018-01-01 | 5 |
| Total participants | 2018-01-01 | 5 |
| Number of participants with account balances | 2018-01-01 | 5 |
| 2017: RETIREMENT SECURITY PLAN AND TRUST 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 2 |
| Total of all active and inactive participants | 2017-01-01 | 5 |
| Total participants | 2017-01-01 | 5 |
| Number of participants with account balances | 2017-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: RETIREMENT SECURITY PLAN AND TRUST 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 2 |
| Total of all active and inactive participants | 2016-01-01 | 5 |
| Total participants | 2016-01-01 | 5 |
| Number of participants with account balances | 2016-01-01 | 5 |
| 2015: RETIREMENT SECURITY PLAN AND TRUST 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2 |
| Total of all active and inactive participants | 2015-01-01 | 5 |
| Total participants | 2015-01-01 | 5 |
| Number of participants with account balances | 2015-01-01 | 5 |
| 2014: RETIREMENT SECURITY PLAN AND TRUST 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 3 |
| Total of all active and inactive participants | 2014-01-01 | 6 |
| Total participants | 2014-01-01 | 6 |
| Number of participants with account balances | 2014-01-01 | 6 |
| 2013: RETIREMENT SECURITY PLAN AND TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 3 |
| Total of all active and inactive participants | 2013-01-01 | 6 |
| Total participants | 2013-01-01 | 6 |
| Number of participants with account balances | 2013-01-01 | 6 |
| 2011: RETIREMENT SECURITY PLAN AND TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 6 |
| Total of all active and inactive participants | 2011-01-01 | 6 |
| Total participants | 2011-01-01 | 6 |
| Number of participants with account balances | 2011-01-01 | 6 |
| Measure | Date | Value |
|---|
| 2019 : RETIREMENT SECURITY PLAN AND TRUST 2019 401k financial data |
|---|
| Transfers to/from the plan | 2019-12-31 | $7,384 |
| Total income from all sources | 2019-12-31 | $-33,022 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $448,572 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $448,989 |
| Total plan assets at end of year | 2019-12-31 | $0 |
| Total plan assets at beginning of year | 2019-12-31 | $474,210 |
| Value of fidelity bond covering the plan | 2019-12-31 | $1,000 |
| Other income received | 2019-12-31 | $-33,022 |
| Net income (gross income less expenses) | 2019-12-31 | $-481,594 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $474,210 |
| Assets. Value of participant loans | 2019-12-31 | $0 |
| Assets. Value of employer securities | 2019-12-31 | $0 |
| Value of certain deemed distributions of participant loans | 2019-12-31 | $2,332 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $-2,749 |
| 2018 : RETIREMENT SECURITY PLAN AND TRUST 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-11,792 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $1,635 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $16 |
| Total plan assets at end of year | 2018-12-31 | $474,210 |
| Total plan assets at beginning of year | 2018-12-31 | $487,637 |
| Value of fidelity bond covering the plan | 2018-12-31 | $47,421 |
| Other income received | 2018-12-31 | $-11,792 |
| Net income (gross income less expenses) | 2018-12-31 | $-13,427 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $474,210 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $487,637 |
| Assets. Value of participant loans | 2018-12-31 | $2,332 |
| Assets. Value of employer securities | 2018-12-31 | $266,700 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $1,619 |
| 2017 : RETIREMENT SECURITY PLAN AND TRUST 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $34,326 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $1,527 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $21 |
| Total plan assets at end of year | 2017-12-31 | $487,637 |
| Total plan assets at beginning of year | 2017-12-31 | $454,838 |
| Value of fidelity bond covering the plan | 2017-12-31 | $48,763 |
| Other income received | 2017-12-31 | $34,326 |
| Net income (gross income less expenses) | 2017-12-31 | $32,799 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $487,637 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $454,838 |
| Assets. Value of participant loans | 2017-12-31 | $2,331 |
| Assets. Value of employer securities | 2017-12-31 | $266,700 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $1,506 |
| 2016 : RETIREMENT SECURITY PLAN AND TRUST 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $-4,807 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $1,491 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $19 |
| Total plan assets at end of year | 2016-12-31 | $454,838 |
| Total plan assets at beginning of year | 2016-12-31 | $461,136 |
| Value of fidelity bond covering the plan | 2016-12-31 | $45,484 |
| Other income received | 2016-12-31 | $-4,807 |
| Net income (gross income less expenses) | 2016-12-31 | $-6,298 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $454,838 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $461,136 |
| Assets. Value of participant loans | 2016-12-31 | $2,332 |
| Assets. Value of employer securities | 2016-12-31 | $266,700 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $1,472 |
| 2015 : RETIREMENT SECURITY PLAN AND TRUST 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $-49,777 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $5,550 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $30 |
| Total plan assets at end of year | 2015-12-31 | $461,136 |
| Total plan assets at beginning of year | 2015-12-31 | $516,463 |
| Value of fidelity bond covering the plan | 2015-12-31 | $46,114 |
| Assets. Value of loans (other than to participants) | 2015-12-31 | $0 |
| Other income received | 2015-12-31 | $-49,777 |
| Net income (gross income less expenses) | 2015-12-31 | $-55,327 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $461,136 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $516,463 |
| Assets. Value of participant loans | 2015-12-31 | $2,332 |
| Assets. Value of employer securities | 2015-12-31 | $284,774 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $5,520 |
| 2014 : RETIREMENT SECURITY PLAN AND TRUST 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-12-31 | $0 |
| Total income from all sources | 2014-12-31 | $4,207 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $5,212 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $33 |
| Total plan assets at end of year | 2014-12-31 | $516,463 |
| Total plan assets at beginning of year | 2014-12-31 | $517,468 |
| Value of fidelity bond covering the plan | 2014-12-31 | $51,646 |
| Assets. Value of loans (other than to participants) | 2014-12-31 | $81,405 |
| Other income received | 2014-12-31 | $4,207 |
| Net income (gross income less expenses) | 2014-12-31 | $-1,005 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $516,463 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $517,468 |
| Assets. Value of participant loans | 2014-12-31 | $2,332 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2014-12-31 | $81,405 |
| Assets. Value of employer securities | 2014-12-31 | $249,849 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $5,179 |
| 2013 : RETIREMENT SECURITY PLAN AND TRUST 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $58,269 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $3,229 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $37 |
| Total plan assets at end of year | 2013-12-31 | $517,468 |
| Total plan assets at beginning of year | 2013-12-31 | $462,428 |
| Value of fidelity bond covering the plan | 2013-12-31 | $51,747 |
| Assets. Value of loans (other than to participants) | 2013-12-31 | $81,405 |
| Other income received | 2013-12-31 | $58,269 |
| Net income (gross income less expenses) | 2013-12-31 | $55,040 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $517,468 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $462,428 |
| Assets. Value of participant loans | 2013-12-31 | $4,664 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2013-12-31 | $81,405 |
| Assets. Value of employer securities | 2013-12-31 | $257,909 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $3,192 |
| 2011 : RETIREMENT SECURITY PLAN AND TRUST 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $520 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $21,252 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $6,644 |
| Total plan assets at end of year | 2011-12-31 | $369,873 |
| Total plan assets at beginning of year | 2011-12-31 | $390,605 |
| Total contributions received or receivable from participants | 2011-12-31 | $260 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $13,220 |
| Net income (gross income less expenses) | 2011-12-31 | $-20,732 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $369,873 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $390,605 |
| Assets. Value of participant loans | 2011-12-31 | $44,504 |
| Assets. Value of employer securities | 2011-12-31 | $147,800 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $260 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $1,388 |
| 2019: RETIREMENT SECURITY PLAN AND TRUST 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | Yes |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: RETIREMENT SECURITY PLAN AND TRUST 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: RETIREMENT SECURITY PLAN AND TRUST 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: RETIREMENT SECURITY PLAN AND TRUST 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: RETIREMENT SECURITY PLAN AND TRUST 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: RETIREMENT SECURITY PLAN AND TRUST 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: RETIREMENT SECURITY PLAN AND TRUST 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | Yes |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: RETIREMENT SECURITY PLAN AND TRUST 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | First time form 5500 has been submitted | Yes |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
