401k Plan data: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN plan

THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 401k Plan overview

Plan Name	THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN
Plan identification number	006

THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE WESTERN AND SOUTHERN LIFE INSURANCE COMPANY has sponsored the creation of one or more 401k plans.

Company Name: THE WESTERN AND SOUTHERN LIFE INSURANCE COMPANY

Employer identification number (EIN): 310487145

Additional information about THE WESTERN AND SOUTHERN LIFE INSURANCE COMPANY

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1888-02-23

Company Identification Number: 8451

Legal Registered Office Address: 400 BROADWAY, MS32
-
CINCINNATI
United States of America (USA)
45202

More information about THE WESTERN AND SOUTHERN LIFE INSURANCE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
006 2016-01-01 STEPHEN HUSSEY STEPHEN HUSSEY 2016-12-29
006 2015-01-01 STEPHEN HUSSEY STEPHEN HUSSEY 2016-10-04
006 2014-01-01 STEPHEN G. HUSSEY
006 2014-01-01 STEPHEN G. HUSSEY
006 2013-01-01 STEPHEN G. HUSSEY
006 2011-01-01 STEPHEN G. HUSSEY
006 2009-01-01 DEAN VONDERHEIDE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
006	2016-01-01	STEPHEN HUSSEY	STEPHEN HUSSEY	2016-12-29
006	2015-01-01	STEPHEN HUSSEY	STEPHEN HUSSEY	2016-10-04
006	2014-01-01	STEPHEN G. HUSSEY
006	2014-01-01	STEPHEN G. HUSSEY
006	2013-01-01	STEPHEN G. HUSSEY
006	2011-01-01	STEPHEN G. HUSSEY
006	2009-01-01	DEAN VONDERHEIDE

Plan Statistics for THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN

401k plan membership statisitcs for THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN

Measure Date Value
2016: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 408
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 429
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 228
Number of retired or separated participants receiving benefits 2015-01-01 13
Number of other retired or separated participants entitled to future benefits 2015-01-01 167
Total of all active and inactive participants 2015-01-01 408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 408
Number of participants with account balances 2015-01-01 408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 460
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 252
Number of retired or separated participants receiving benefits 2014-01-01 13
Number of other retired or separated participants entitled to future benefits 2014-01-01 164
Total of all active and inactive participants 2014-01-01 429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 429
Number of participants with account balances 2014-01-01 429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 490
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 279
Number of retired or separated participants receiving benefits 2013-01-01 9
Number of other retired or separated participants entitled to future benefits 2013-01-01 172
Total of all active and inactive participants 2013-01-01 460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 460
Number of participants with account balances 2013-01-01 460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2011: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 590
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 370
Number of retired or separated participants receiving benefits 2011-01-01 9
Number of other retired or separated participants entitled to future benefits 2011-01-01 171
Total of all active and inactive participants 2011-01-01 550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 551
Number of participants with account balances 2011-01-01 549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 15
2009: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 648
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 476
Number of retired or separated participants receiving benefits 2009-01-01 7
Number of other retired or separated participants entitled to future benefits 2009-01-01 147
Total of all active and inactive participants 2009-01-01 630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 633
Number of participants with account balances 2009-01-01 557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 45

Measure	Date	Value
2016: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	408
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	429
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	228
Number of retired or separated participants receiving benefits	2015-01-01	13
Number of other retired or separated participants entitled to future benefits	2015-01-01	167
Total of all active and inactive participants	2015-01-01	408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	408
Number of participants with account balances	2015-01-01	408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	460
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	252
Number of retired or separated participants receiving benefits	2014-01-01	13
Number of other retired or separated participants entitled to future benefits	2014-01-01	164
Total of all active and inactive participants	2014-01-01	429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	429
Number of participants with account balances	2014-01-01	429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	490
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	279
Number of retired or separated participants receiving benefits	2013-01-01	9
Number of other retired or separated participants entitled to future benefits	2013-01-01	172
Total of all active and inactive participants	2013-01-01	460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	460
Number of participants with account balances	2013-01-01	460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2011: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	590
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	370
Number of retired or separated participants receiving benefits	2011-01-01	9
Number of other retired or separated participants entitled to future benefits	2011-01-01	171
Total of all active and inactive participants	2011-01-01	550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	551
Number of participants with account balances	2011-01-01	549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	15
2009: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	648
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	476
Number of retired or separated participants receiving benefits	2009-01-01	7
Number of other retired or separated participants entitled to future benefits	2009-01-01	147
Total of all active and inactive participants	2009-01-01	630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	633
Number of participants with account balances	2009-01-01	557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	45

Financial Data on THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN

Measure	Date	Value
2016 : THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-07-01	$2,337
Total unrealized appreciation/depreciation of assets	2016-07-01	$2,337
Total transfer of assets from this plan	2016-07-01	$14,853,064
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-01	$0
Total income from all sources (including contributions)	2016-07-01	$227,116
Total loss/gain on sale of assets	2016-07-01	$227,747
Total of all expenses incurred	2016-07-01	$372,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-07-01	$372,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-07-01	$0
Value of total assets at end of year	2016-07-01	$0
Value of total assets at beginning of year	2016-07-01	$14,998,786
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-07-01	$0
Total interest from all sources	2016-07-01	$44,241
Total dividends received (eg from common stock, registered investment company shares)	2016-07-01	$102,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-07-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-07-01	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-07-01	$88,115
Was this plan covered by a fidelity bond	2016-07-01	Yes
Value of fidelity bond cover	2016-07-01	$10,000,000
If this is an individual account plan, was there a blackout period	2016-07-01	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-07-01	$0
Were there any nonexempt tranactions with any party-in-interest	2016-07-01	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-07-01	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-07-01	$25,402
Other income not declared elsewhere	2016-07-01	$25,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-07-01	No
Value of net income/loss	2016-07-01	$-145,722
Value of net assets at end of year (total assets less liabilities)	2016-07-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-07-01	$14,998,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-07-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-07-01	No
Were any leases to which the plan was party in default or uncollectible	2016-07-01	No
Assets. partnership/joint venture interests at end of year	2016-07-01	$0
Assets. partnership/joint venture interests at beginning of year	2016-07-01	$492,432
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-07-01	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-07-01	$7,062,198
Interest earned on other investments	2016-07-01	$2,782
Income. Interest from US Government securities	2016-07-01	$23,645
Income. Interest from corporate debt instruments	2016-07-01	$16,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-07-01	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-07-01	$986,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-07-01	$986,164
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-07-01	$1,013
Asset value of US Government securities at end of year	2016-07-01	$0
Asset value of US Government securities at beginning of year	2016-07-01	$2,666,949
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-07-01	$-175,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-07-01	Yes
Was there a failure to transmit to the plan any participant contributions	2016-07-01	No
Has the plan failed to provide any benefit when due under the plan	2016-07-01	No
Income. Dividends from common stock	2016-07-01	$14,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-07-01	$372,838
Asset. Corporate debt instrument preferred debt at end of year	2016-07-01	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-07-01	$1,435,355
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-07-01	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2016-07-01	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-07-01	$2,330,286
Did the plan have assets held for investment	2016-07-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-07-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-07-01	Yes
Aggregate proceeds on sale of assets	2016-07-01	$16,109,874
Aggregate carrying amount (costs) on sale of assets	2016-07-01	$15,882,127
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-07-01	Yes
Opinion of an independent qualified public accountant for this plan	2016-07-01	Disclaimer
Accountancy firm name	2016-07-01	ERNST & YOUNG
Accountancy firm EIN	2016-07-01	346565596
2015 : THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$46,427
Total unrealized appreciation/depreciation of assets	2015-12-31	$46,427
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$178,918
Total loss/gain on sale of assets	2015-12-31	$-60,914
Total of all expenses incurred	2015-12-31	$808,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$808,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$14,998,786
Value of total assets at beginning of year	2015-12-31	$15,628,450
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$120
Total interest from all sources	2015-12-31	$121,047
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$178,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$141,416
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$25,402
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$24,470
Other income not declared elsewhere	2015-12-31	$-9,940
Administrative expenses (other) incurred	2015-12-31	$120
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-629,664
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,998,786
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,628,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$492,432
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$354,831
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,062,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,789,066
Interest earned on other investments	2015-12-31	$14,450
Income. Interest from US Government securities	2015-12-31	$58,712
Income. Interest from corporate debt instruments	2015-12-31	$47,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$986,164
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,143,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,143,928
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$117
Asset value of US Government securities at end of year	2015-12-31	$2,666,949
Asset value of US Government securities at beginning of year	2015-12-31	$2,833,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-96,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Income. Dividends from common stock	2015-12-31	$37,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$808,462
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$1,435,355
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$1,310,040
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$2,330,286
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$2,172,177
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$22,937,732
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$22,998,646
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ERNST & YOUNG
Accountancy firm EIN	2015-12-31	346565596
2014 : THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$157,797
Total unrealized appreciation/depreciation of assets	2014-12-31	$157,797
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$905,926
Total loss/gain on sale of assets	2014-12-31	$18,319
Total of all expenses incurred	2014-12-31	$901,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$901,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$15,628,450
Value of total assets at beginning of year	2014-12-31	$15,623,858
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$121,607
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$177,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$135,604
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$24,470
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$26,055
Other income not declared elsewhere	2014-12-31	$71,553
Total non interest bearing cash at end of year	2014-12-31	$1
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,592
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,628,450
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$15,623,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$354,831
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$547,418
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,789,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,133,091
Interest earned on other investments	2014-12-31	$22,460
Income. Interest from US Government securities	2014-12-31	$55,994
Income. Interest from corporate debt instruments	2014-12-31	$43,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,143,928
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$531,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$531,163
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$50
Asset value of US Government securities at end of year	2014-12-31	$2,833,937
Asset value of US Government securities at beginning of year	2014-12-31	$2,198,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$358,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Income. Dividends from common stock	2014-12-31	$42,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$901,334
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$1,310,040
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$1,465,174
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$2,172,177
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$3,721,995
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$20,365,478
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$20,347,159
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERNST & YOUNG
Accountancy firm EIN	2014-12-31	346565596
2013 : THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$700,664
Total unrealized appreciation/depreciation of assets	2013-12-31	$700,664
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,680,031
Total loss/gain on sale of assets	2013-12-31	$197,185
Total of all expenses incurred	2013-12-31	$869,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$869,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$15,623,858
Value of total assets at beginning of year	2013-12-31	$13,813,121
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$128,894
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$193,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$153,766
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$26,055
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$23,198
Other income not declared elsewhere	2013-12-31	$1,902
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$-348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,810,737
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$15,623,858
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$13,813,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$547,418
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,133,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,508,114
Interest earned on other investments	2013-12-31	$35,574
Income. Interest from US Government securities	2013-12-31	$54,879
Income. Interest from corporate debt instruments	2013-12-31	$38,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$531,163
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$406,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$406,052
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$70
Asset value of US Government securities at end of year	2013-12-31	$2,198,962
Asset value of US Government securities at beginning of year	2013-12-31	$2,791,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,457,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Income. Dividends from common stock	2013-12-31	$40,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$869,294
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$1,465,174
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$1,479,286
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$3,721,995
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$3,605,458
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$23,270,453
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$23,073,268
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG
Accountancy firm EIN	2013-12-31	346565596
2012 : THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$427,855
Total unrealized appreciation/depreciation of assets	2012-12-31	$427,855
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,641,136
Total loss/gain on sale of assets	2012-12-31	$177,354
Total of all expenses incurred	2012-12-31	$1,500,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,500,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$13,813,121
Value of total assets at beginning of year	2012-12-31	$13,672,770
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$152,031
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$164,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$116,608
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$23,198
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$29,977
Other income not declared elsewhere	2012-12-31	$3,322
Total non interest bearing cash at end of year	2012-12-31	$-348
Total non interest bearing cash at beginning of year	2012-12-31	$-870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$140,351
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,813,121
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,672,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,508,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,590,322
Interest earned on other investments	2012-12-31	$45,774
Income. Interest from US Government securities	2012-12-31	$61,334
Income. Interest from corporate debt instruments	2012-12-31	$44,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$406,052
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$525,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$525,250
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$51
Asset value of US Government securities at end of year	2012-12-31	$2,791,361
Asset value of US Government securities at beginning of year	2012-12-31	$2,096,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$715,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Income. Dividends from common stock	2012-12-31	$48,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,500,785
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$1,479,286
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$1,944,423
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$3,605,458
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$3,487,317
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$20,676,087
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$20,498,733
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ERNST & YOUNG
Accountancy firm EIN	2012-12-31	346565596
2011 : THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-256,469
Total unrealized appreciation/depreciation of assets	2011-12-31	$-256,469
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$8,607
Total loss/gain on sale of assets	2011-12-31	$184,113
Total of all expenses incurred	2011-12-31	$1,420,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,420,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$13,672,770
Value of total assets at beginning of year	2011-12-31	$15,084,396
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$178,063
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$151,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$106,777
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$29,977
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$32,995
Other income not declared elsewhere	2011-12-31	$-78,925
Total non interest bearing cash at end of year	2011-12-31	$-870
Total non interest bearing cash at beginning of year	2011-12-31	$-6,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,411,626
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,672,770
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$15,084,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,590,322
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,396,479
Interest earned on other investments	2011-12-31	$48,189
Income. Interest from US Government securities	2011-12-31	$81,133
Income. Interest from corporate debt instruments	2011-12-31	$48,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$525,250
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$537,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$537,019
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$66
Asset value of US Government securities at end of year	2011-12-31	$2,096,351
Asset value of US Government securities at beginning of year	2011-12-31	$2,315,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-170,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Income. Dividends from common stock	2011-12-31	$45,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,420,233
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$1,944,423
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$1,887,662
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$3,487,317
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$3,921,509
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$18,278,452
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$18,094,339
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ERNST & YOUNG
Accountancy firm EIN	2011-12-31	346565596
2010 : THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$1,603,024
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,603,024
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,885,022
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$810,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$810,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$0
Value of total assets at end of year	2010-12-31	$15,084,396
Value of total assets at beginning of year	2010-12-31	$14,009,869
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$154,512
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$127,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$33,475
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$32,995
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$33,411
Total non interest bearing cash at end of year	2010-12-31	$-6,606
Total non interest bearing cash at beginning of year	2010-12-31	$19,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,074,527
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$15,084,396
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$14,009,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,396,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,772,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$537,019
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$915,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$915,621
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$154,512
Asset value of US Government securities at end of year	2010-12-31	$2,315,338
Asset value of US Government securities at beginning of year	2010-12-31	$2,195,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$1,363,476
Income. Dividends from common stock	2010-12-31	$127,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$777,020
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$1,887,662
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$1,522,242
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$3,921,509
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$3,188,178
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG
Accountancy firm EIN	2010-12-31	346565596
2009 : THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN

2016: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2011: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE WESTERN & SOUTHERN AFFILIATED COMPANIES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

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Company Name:	THE WESTERN AND SOUTHERN LIFE INSURANCE COMPANY
Employer identification number (EIN):	310487145

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1888-02-23
Company Identification Number:	8451
Legal Registered Office Address:	400 BROADWAY, MS32 - CINCINNATI United States of America (USA) 45202