WESTERN HOLDING GROUP, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN
401k plan membership statisitcs for THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN
Measure | Date | Value |
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2021 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $9,474,178 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,805,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,732,438 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,224,955 |
Value of total assets at end of year | 2021-12-31 | $40,528,270 |
Value of total assets at beginning of year | 2021-12-31 | $36,859,097 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $72,567 |
Total interest from all sources | 2021-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,758,564 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,758,564 |
Administrative expenses professional fees incurred | 2021-12-31 | $72,567 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,289,067 |
Other income not declared elsewhere | 2021-12-31 | $189 |
Total non interest bearing cash at end of year | 2021-12-31 | $19,338 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $4,524 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $3,669,173 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $40,528,270 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $36,859,097 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $40,508,932 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $36,854,573 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,490,470 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $935,888 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,732,438 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2021-12-31 | 430765316 |
2020 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $9,392,229 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,797,457 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,731,756 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,911,425 |
Value of total assets at end of year | 2020-12-31 | $36,859,097 |
Value of total assets at beginning of year | 2020-12-31 | $31,264,325 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $65,701 |
Total interest from all sources | 2020-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,144,849 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,144,849 |
Administrative expenses professional fees incurred | 2020-12-31 | $65,701 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,145,417 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $872,501 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $5,870 |
Other income not declared elsewhere | 2020-12-31 | $10,010 |
Total non interest bearing cash at end of year | 2020-12-31 | $4,524 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,594,772 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $36,859,097 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $31,264,325 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $36,854,573 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $31,258,455 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,325,945 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $893,507 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,731,756 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2020-12-31 | 430765316 |
2019 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,740,408 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $4,298,660 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,231,218 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,346,969 |
Value of total assets at end of year | 2019-12-31 | $31,264,325 |
Value of total assets at beginning of year | 2019-12-31 | $25,822,577 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $67,442 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $640,288 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $640,288 |
Administrative expenses professional fees incurred | 2019-12-31 | $67,442 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,832,165 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $736,441 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $5,870 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $7,312 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $5,441,748 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $31,264,325 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $25,822,577 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $31,258,455 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $25,815,265 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,753,151 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $778,363 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,231,218 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2019-12-31 | 430765316 |
2018 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,034,286 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,370,840 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,295,892 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,533,167 |
Value of total assets at end of year | 2018-12-31 | $25,822,577 |
Value of total assets at beginning of year | 2018-12-31 | $27,159,131 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $74,948 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $578,890 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $578,890 |
Administrative expenses professional fees incurred | 2018-12-31 | $74,948 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,789,020 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $7,312 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $5,321 |
Other income not declared elsewhere | 2018-12-31 | $1,066 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,336,554 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $25,822,577 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $27,159,131 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $25,815,265 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $27,153,810 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,078,837 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $744,147 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,295,892 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2018-12-31 | 430765316 |
2017 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $6,660,954 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,458,283 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,367,635 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,649,726 |
Value of total assets at end of year | 2017-12-31 | $27,159,131 |
Value of total assets at beginning of year | 2017-12-31 | $21,956,460 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $90,648 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $492,424 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $492,424 |
Administrative expenses professional fees incurred | 2017-12-31 | $90,648 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,542,769 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $43,704 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $415,973 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $5,321 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $3,897 |
Other income not declared elsewhere | 2017-12-31 | $113 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $5,202,671 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $27,159,131 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $21,956,460 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $27,153,810 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $21,888,540 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,518,691 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $690,984 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $20,319 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,367,635 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2017-12-31 | 430765316 |
2016 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,049,419 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,586,840 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,506,368 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,027,355 |
Value of total assets at end of year | 2016-12-31 | $21,956,460 |
Value of total assets at beginning of year | 2016-12-31 | $20,493,881 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $80,472 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $451,843 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $451,843 |
Administrative expenses professional fees incurred | 2016-12-31 | $80,472 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,365,809 |
Participant contributions at end of year | 2016-12-31 | $43,704 |
Participant contributions at beginning of year | 2016-12-31 | $2,843 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $32,730 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $3,897 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $4,923 |
Other income not declared elsewhere | 2016-12-31 | $-281 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,462,579 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $21,956,460 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $20,493,881 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $21,888,540 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $20,484,910 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,570,502 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $628,816 |
Employer contributions (assets) at end of year | 2016-12-31 | $20,319 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,205 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,506,368 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2016-12-31 | 430765316 |
2015 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,242,488 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,346,024 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,266,946 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,293,747 |
Value of total assets at end of year | 2015-12-31 | $20,493,881 |
Value of total assets at beginning of year | 2015-12-31 | $20,597,417 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $79,078 |
Total interest from all sources | 2015-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $408,681 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $408,681 |
Administrative expenses professional fees incurred | 2015-12-31 | $17,150 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $893,252 |
Participant contributions at end of year | 2015-12-31 | $2,843 |
Participant contributions at beginning of year | 2015-12-31 | $2,670 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $4,923 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $4,640 |
Other income not declared elsewhere | 2015-12-31 | $450 |
Administrative expenses (other) incurred | 2015-12-31 | $61,928 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-103,536 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $20,493,881 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $20,597,417 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $20,484,910 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $20,589,009 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-460,390 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $400,495 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,205 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $1,098 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,266,946 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2015-12-31 | 430765316 |
2014 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $4,239,347 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,055,830 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,985,680 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,544,673 |
Value of total assets at end of year | 2014-12-31 | $20,597,417 |
Value of total assets at beginning of year | 2014-12-31 | $18,413,900 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $70,150 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $387,103 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $387,103 |
Administrative expenses professional fees incurred | 2014-12-31 | $14,350 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $845,624 |
Participant contributions at end of year | 2014-12-31 | $2,670 |
Participant contributions at beginning of year | 2014-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,434,718 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $4,640 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $5,151 |
Administrative expenses (other) incurred | 2014-12-31 | $55,800 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,183,517 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $20,597,417 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $18,413,900 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $20,589,009 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $18,350,330 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,307,571 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $264,331 |
Employer contributions (assets) at end of year | 2014-12-31 | $1,098 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $58,419 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,985,680 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2014-12-31 | 430765316 |
2013 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $4,313,197 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,284,812 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,218,770 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,099,815 |
Value of total assets at end of year | 2013-12-31 | $18,413,900 |
Value of total assets at beginning of year | 2013-12-31 | $15,385,515 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $66,042 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $340,911 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $340,911 |
Administrative expenses professional fees incurred | 2013-12-31 | $16,250 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $855,489 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $569 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $5,151 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $6,404 |
Administrative expenses (other) incurred | 2013-12-31 | $49,792 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,028,385 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $18,413,900 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $15,385,515 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $18,350,330 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $15,322,370 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,872,471 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $243,757 |
Employer contributions (assets) at end of year | 2013-12-31 | $58,419 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $56,741 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,218,770 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2013-12-31 | 430765316 |
2012 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,752,931 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $757,761 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $691,991 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,099,708 |
Value of total assets at end of year | 2012-12-31 | $15,385,515 |
Value of total assets at beginning of year | 2012-12-31 | $13,390,345 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $65,770 |
Total interest from all sources | 2012-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $335,519 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $335,519 |
Administrative expenses professional fees incurred | 2012-12-31 | $15,250 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $794,110 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $69,496 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $6,404 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $7,258 |
Administrative expenses (other) incurred | 2012-12-31 | $50,520 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,995,170 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $15,385,515 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $13,390,345 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $15,322,370 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $13,330,007 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,317,704 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $236,102 |
Employer contributions (assets) at end of year | 2012-12-31 | $56,741 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $53,080 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $691,991 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2012-12-31 | 430765316 |
2011 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,272,646 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,663,210 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,601,260 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $996,796 |
Value of total assets at end of year | 2011-12-31 | $13,390,345 |
Value of total assets at beginning of year | 2011-12-31 | $13,780,909 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $61,950 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $297,269 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $297,269 |
Administrative expenses professional fees incurred | 2011-12-31 | $14,250 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $744,394 |
Participant contributions at beginning of year | 2011-12-31 | $27,413 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $26,653 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $7,258 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $8,604 |
Other income not declared elsewhere | 2011-12-31 | $191 |
Administrative expenses (other) incurred | 2011-12-31 | $47,700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-390,564 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $13,390,345 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $13,780,909 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $13,330,007 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $13,690,401 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-21,610 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $225,749 |
Employer contributions (assets) at end of year | 2011-12-31 | $53,080 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $54,491 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,601,260 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2011-12-31 | 430765316 |
2010 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,430,351 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,102,375 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,042,138 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $997,016 |
Value of total assets at end of year | 2010-12-31 | $13,780,909 |
Value of total assets at beginning of year | 2010-12-31 | $12,452,933 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $60,237 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $291,231 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $291,231 |
Administrative expenses professional fees incurred | 2010-12-31 | $14,250 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $751,262 |
Participant contributions at end of year | 2010-12-31 | $27,413 |
Participant contributions at beginning of year | 2010-12-31 | $30,681 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $8,604 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $9,724 |
Other income not declared elsewhere | 2010-12-31 | $485 |
Administrative expenses (other) incurred | 2010-12-31 | $45,987 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,327,976 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $13,780,909 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $12,452,933 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $13,690,401 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $12,356,812 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,141,619 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $245,754 |
Employer contributions (assets) at end of year | 2010-12-31 | $54,491 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $55,716 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,042,138 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2010-12-31 | 430765316 |
2009 : THE WESTERN GROUP, INC. PROFIT SHARING & 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |