WESTERN ASSET MANAGEMENT COMPANY, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE WESTERN ASSET MANAGEMENT 401(K) PLAN
Measure | Date | Value |
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2022 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-53,832,891 |
Total loss/gain on sale of assets | 2022-12-31 | $792,421 |
Total of all expenses incurred | 2022-12-31 | $17,767,546 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $17,642,853 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $15,427,230 |
Value of total assets at end of year | 2022-12-31 | $291,653,125 |
Value of total assets at beginning of year | 2022-12-31 | $363,253,562 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $124,693 |
Total interest from all sources | 2022-12-31 | $373,207 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $6,793,220 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $6,793,220 |
Administrative expenses professional fees incurred | 2022-12-31 | $124,693 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $5,484,855 |
Participant contributions at end of year | 2022-12-31 | $2,313,198 |
Participant contributions at beginning of year | 2022-12-31 | $2,240,216 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $19,560,425 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $28,991,806 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $96,093 |
Other income not declared elsewhere | 2022-12-31 | $-8,273,440 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-71,600,437 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $291,653,125 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $363,253,562 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $135,300,904 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $188,101,709 |
Interest on participant loans | 2022-12-31 | $109,304 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $116,661,781 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $128,319,129 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $17,816,817 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $15,600,702 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $15,600,702 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $263,903 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-46,489,726 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-22,455,803 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $9,846,282 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $17,642,853 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $77,567,343 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $76,774,922 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | SC&H ATTEST SERVICES, P.C. |
Accountancy firm EIN | 2022-12-31 | 521743645 |
2021 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $64,559,752 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $16,700,423 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $16,573,880 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $18,799,213 |
Value of total assets at end of year | 2021-12-31 | $363,253,562 |
Value of total assets at beginning of year | 2021-12-31 | $315,394,233 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $126,543 |
Total interest from all sources | 2021-12-31 | $118,607 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $16,301,158 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $16,301,158 |
Administrative expenses professional fees incurred | 2021-12-31 | $126,543 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $10,798,083 |
Participant contributions at end of year | 2021-12-31 | $2,240,216 |
Participant contributions at beginning of year | 2021-12-31 | $2,439,147 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $28,991,806 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $24,863,599 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,882,630 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $47,859,329 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $363,253,562 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $315,394,233 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $188,101,709 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $159,793,416 |
Interest on participant loans | 2021-12-31 | $116,862 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $128,319,129 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $108,068,003 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $15,600,702 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $20,230,068 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $20,230,068 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $1,745 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $10,304,094 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $19,036,680 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $0 |
Contributions received in cash from employer | 2021-12-31 | $6,118,500 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $16,573,880 |
Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $0 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | SC&H ATTEST SERVICES, P.C. |
Accountancy firm EIN | 2021-12-31 | 521743645 |
2020 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $-103,930 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $-103,930 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $997,802 |
Total income from all sources (including contributions) | 2020-12-31 | $62,437,137 |
Total loss/gain on sale of assets | 2020-12-31 | $818,138 |
Total of all expenses incurred | 2020-12-31 | $11,369,778 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $11,324,117 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $15,575,241 |
Value of total assets at end of year | 2020-12-31 | $315,394,233 |
Value of total assets at beginning of year | 2020-12-31 | $265,324,676 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $45,661 |
Total interest from all sources | 2020-12-31 | $144,737 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $10,556,194 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $10,556,194 |
Administrative expenses professional fees incurred | 2020-12-31 | $45,661 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $9,724,521 |
Participant contributions at end of year | 2020-12-31 | $2,439,147 |
Participant contributions at beginning of year | 2020-12-31 | $2,651,765 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $24,863,599 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $17,228,727 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $171,207 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $51,067,359 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $315,394,233 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $264,326,874 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $159,793,416 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $137,232,908 |
Interest on participant loans | 2020-12-31 | $144,737 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $108,068,003 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $90,656,742 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $20,230,068 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $15,664,599 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $15,664,599 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $35,267,457 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $179,300 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $1,889,935 |
Contributions received in cash from employer | 2020-12-31 | $5,679,513 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $11,324,117 |
Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $997,802 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $2,717,082 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $1,898,944 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | SC&H ATTEST SERVICES, P.C. |
Accountancy firm EIN | 2020-12-31 | 521743645 |
2019 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $626,331 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $626,331 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $997,802 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $65,349,612 |
Total loss/gain on sale of assets | 2019-12-31 | $12,833 |
Total of all expenses incurred | 2019-12-31 | $13,774,665 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $13,571,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $15,348,880 |
Value of total assets at end of year | 2019-12-31 | $265,324,676 |
Value of total assets at beginning of year | 2019-12-31 | $212,751,927 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $203,665 |
Total interest from all sources | 2019-12-31 | $140,764 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $10,232,856 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $10,232,856 |
Administrative expenses professional fees incurred | 2019-12-31 | $203,665 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $9,414,101 |
Participant contributions at end of year | 2019-12-31 | $2,651,765 |
Participant contributions at beginning of year | 2019-12-31 | $2,715,491 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $17,228,727 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $12,444,957 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $392,834 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $51,574,947 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $264,326,874 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $212,751,927 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $137,232,908 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $112,129,981 |
Interest on participant loans | 2019-12-31 | $140,764 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $90,656,742 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $83,886,813 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $15,664,599 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $17,730 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $17,730 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $38,821,904 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $166,044 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $1,889,935 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $1,556,955 |
Contributions received in cash from employer | 2019-12-31 | $5,541,945 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $13,571,000 |
Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $997,802 |
Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $0 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $425,251 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $412,418 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | SC&H ATTEST SERVICES, P.C. |
Accountancy firm EIN | 2019-12-31 | 521743645 |
2018 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2018 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-735,645 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-735,645 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,334,679 |
Total loss/gain on sale of assets | 2018-12-31 | $-44,505 |
Total of all expenses incurred | 2018-12-31 | $7,513,616 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $7,398,428 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $14,976,901 |
Value of total assets at end of year | 2018-12-31 | $212,751,927 |
Value of total assets at beginning of year | 2018-12-31 | $218,930,864 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $115,188 |
Total interest from all sources | 2018-12-31 | $135,328 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $6,169,283 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $6,169,283 |
Administrative expenses professional fees incurred | 2018-12-31 | $108,948 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $9,053,872 |
Participant contributions at end of year | 2018-12-31 | $2,715,491 |
Participant contributions at beginning of year | 2018-12-31 | $2,860,327 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $12,444,957 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $12,252,617 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $447,384 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-6,178,937 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $212,751,927 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $218,930,864 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $112,129,981 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $123,203,389 |
Interest on participant loans | 2018-12-31 | $135,328 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $83,886,813 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $78,412,934 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $17,730 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $8,672 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $8,672 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-19,269,456 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $102,773 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $1,556,955 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $2,192,925 |
Contributions received in cash from employer | 2018-12-31 | $5,475,645 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $7,398,428 |
Contract administrator fees | 2018-12-31 | $6,240 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $431,680 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $476,185 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | SC&H ATTEST SERVICES, P.C. |
Accountancy firm EIN | 2018-12-31 | 521743645 |
2017 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $573,816 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $573,816 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $44,212,375 |
Total loss/gain on sale of assets | 2017-12-31 | $104,888 |
Total of all expenses incurred | 2017-12-31 | $8,231,245 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $8,112,690 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $14,726,085 |
Value of total assets at end of year | 2017-12-31 | $218,930,864 |
Value of total assets at beginning of year | 2017-12-31 | $182,949,734 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $118,555 |
Total interest from all sources | 2017-12-31 | $139,494 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $7,004,041 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $7,004,041 |
Administrative expenses professional fees incurred | 2017-12-31 | $43,577 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $8,591,727 |
Participant contributions at end of year | 2017-12-31 | $2,860,327 |
Participant contributions at beginning of year | 2017-12-31 | $3,249,626 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $115,044 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $12,252,617 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $9,725,758 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $876,929 |
Other income not declared elsewhere | 2017-12-31 | $23,790 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $35,981,130 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $218,930,864 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $182,949,734 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $74,978 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $123,203,389 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $116,459,063 |
Income. Interest from loans (other than to participants) | 2017-12-31 | $139,494 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $78,412,934 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $49,750,436 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $8,672 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,819,918 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,819,918 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $21,569,731 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $70,530 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $2,192,925 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $1,731,113 |
Contributions received in cash from employer | 2017-12-31 | $5,257,429 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $98,776 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $8,112,690 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $639,308 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $534,420 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | SC&H ATTEST SERVICES, P.C. |
Accountancy firm EIN | 2017-12-31 | 521743645 |
2016 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $-318,518 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $-318,518 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $27,561,386 |
Total loss/gain on sale of assets | 2016-12-31 | $-70,320 |
Total of all expenses incurred | 2016-12-31 | $6,278,525 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $6,248,535 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $13,178,408 |
Value of total assets at end of year | 2016-12-31 | $182,949,734 |
Value of total assets at beginning of year | 2016-12-31 | $161,666,873 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $29,990 |
Total interest from all sources | 2016-12-31 | $132,975 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $5,067,992 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $5,067,992 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $7,904,262 |
Participant contributions at end of year | 2016-12-31 | $3,249,626 |
Participant contributions at beginning of year | 2016-12-31 | $3,236,503 |
Participant contributions at end of year | 2016-12-31 | $115,044 |
Participant contributions at beginning of year | 2016-12-31 | $106,834 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $9,725,758 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $7,872,335 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $440,639 |
Other income not declared elsewhere | 2016-12-31 | $92,741 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $21,282,861 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $182,949,734 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $161,666,873 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $29,990 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $116,459,063 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $145,049,853 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $132,975 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $49,750,436 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,929,402 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,819,918 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,406,832 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,406,832 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $9,434,835 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $43,273 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $1,731,113 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $1,960,412 |
Contributions received in cash from employer | 2016-12-31 | $4,833,507 |
Employer contributions (assets) at end of year | 2016-12-31 | $98,776 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $104,702 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,248,535 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $357,611 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $427,931 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | STOUT, CAUSEY & HORNING, P.A. |
Accountancy firm EIN | 2016-12-31 | 521743645 |
2015 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-607,005 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-607,005 |
Total transfer of assets to this plan | 2015-12-31 | $821,773 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $9,469,266 |
Total loss/gain on sale of assets | 2015-12-31 | $-33,543 |
Total of all expenses incurred | 2015-12-31 | $7,697,392 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,662,953 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $12,582,386 |
Value of total assets at end of year | 2015-12-31 | $161,666,873 |
Value of total assets at beginning of year | 2015-12-31 | $159,073,226 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $34,439 |
Total interest from all sources | 2015-12-31 | $115,709 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $6,533,941 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $6,533,941 |
Administrative expenses professional fees incurred | 2015-12-31 | $2,025 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $7,700,241 |
Participant contributions at end of year | 2015-12-31 | $3,236,503 |
Participant contributions at beginning of year | 2015-12-31 | $2,475,730 |
Participant contributions at end of year | 2015-12-31 | $106,834 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $7,872,335 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $4,811,859 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $165,274 |
Other income not declared elsewhere | 2015-12-31 | $-517 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,771,874 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $161,666,873 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $159,073,226 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $32,414 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $145,049,853 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $145,676,446 |
Interest on participant loans | 2015-12-31 | $115,709 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,929,402 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,204,204 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,406,832 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,490,300 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,490,300 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-9,141,654 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $19,949 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $1,960,412 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $3,413,937 |
Contributions received in cash from employer | 2015-12-31 | $4,716,871 |
Employer contributions (assets) at end of year | 2015-12-31 | $104,702 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $750 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $7,662,953 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $1,215,509 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $1,249,052 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | STOUT, CAUSEY & HORNING, P.A. |
Accountancy firm EIN | 2015-12-31 | 521743645 |
2014 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $600,446 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $600,446 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $22,036,456 |
Total loss/gain on sale of assets | 2014-12-31 | $9,372 |
Total of all expenses incurred | 2014-12-31 | $9,331,769 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $9,305,069 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $12,065,687 |
Value of total assets at end of year | 2014-12-31 | $159,073,226 |
Value of total assets at beginning of year | 2014-12-31 | $146,368,539 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $26,700 |
Total interest from all sources | 2014-12-31 | $94,192 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $7,566,108 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $7,566,108 |
Administrative expenses professional fees incurred | 2014-12-31 | $7,998 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $7,371,237 |
Participant contributions at end of year | 2014-12-31 | $2,475,730 |
Participant contributions at beginning of year | 2014-12-31 | $2,383,673 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $4,811,859 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $2,340,673 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $236,359 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $12,704,687 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $159,073,226 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $146,368,539 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $18,702 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $145,676,446 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $137,036,606 |
Interest on participant loans | 2014-12-31 | $94,192 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,204,204 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $922,428 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,490,300 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $778,501 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $778,501 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,685,609 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $15,042 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $3,413,937 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $2,906,142 |
Contributions received in cash from employer | 2014-12-31 | $4,458,091 |
Employer contributions (assets) at end of year | 2014-12-31 | $750 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $516 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $9,305,069 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $1,099,016 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $1,089,644 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | STOUT, CAUSEY & HORNING, P.A. |
Accountancy firm EIN | 2014-12-31 | 521743645 |
2013 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $1,473,001 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $1,473,001 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $38,104,277 |
Total loss/gain on sale of assets | 2013-12-31 | $39,820 |
Total of all expenses incurred | 2013-12-31 | $7,637,600 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $7,578,439 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $11,866,240 |
Value of total assets at end of year | 2013-12-31 | $146,368,539 |
Value of total assets at beginning of year | 2013-12-31 | $115,901,862 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $59,161 |
Total interest from all sources | 2013-12-31 | $96,802 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $4,712,679 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $4,712,679 |
Administrative expenses professional fees incurred | 2013-12-31 | $12,954 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $7,223,932 |
Participant contributions at end of year | 2013-12-31 | $2,383,673 |
Participant contributions at beginning of year | 2013-12-31 | $2,390,358 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $2,340,673 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $492,157 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $30,466,677 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $146,368,539 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $115,901,862 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $46,207 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $137,036,606 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $109,499,180 |
Interest on participant loans | 2013-12-31 | $96,802 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $922,428 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $505,660 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $778,501 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $430,833 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $430,833 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $19,902,902 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $12,833 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $2,906,142 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $3,074,469 |
Contributions received in cash from employer | 2013-12-31 | $4,150,151 |
Employer contributions (assets) at end of year | 2013-12-31 | $516 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,362 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $7,578,439 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $2,950,791 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $2,910,971 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | STOUT, CAUSEY & HORNING, P.A. |
Accountancy firm EIN | 2013-12-31 | 521743645 |
2012 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $579,873 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $579,873 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $26,307,105 |
Total loss/gain on sale of assets | 2012-12-31 | $-354,050 |
Total of all expenses incurred | 2012-12-31 | $5,925,405 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $5,923,655 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $12,238,102 |
Value of total assets at end of year | 2012-12-31 | $115,901,862 |
Value of total assets at beginning of year | 2012-12-31 | $95,520,162 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,750 |
Total interest from all sources | 2012-12-31 | $99,642 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $3,658,534 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $3,658,534 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $7,163,132 |
Participant contributions at end of year | 2012-12-31 | $2,390,358 |
Participant contributions at beginning of year | 2012-12-31 | $2,480,663 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $718,464 |
Administrative expenses (other) incurred | 2012-12-31 | $1,750 |
Total non interest bearing cash at end of year | 2012-12-31 | $12,118 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $20,381,700 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $115,901,862 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $95,520,162 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $109,917,895 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $88,717,920 |
Interest on participant loans | 2012-12-31 | $99,642 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $505,660 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $10,079,983 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $5,021 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $3,074,469 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $2,371,091 |
Contributions received in cash from employer | 2012-12-31 | $4,356,506 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,362 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,950,488 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $5,923,655 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $800,615 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $1,154,665 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | STOUT, CAUSEY & HORNING, P.A. |
Accountancy firm EIN | 2012-12-31 | 521743645 |
2011 : THE WESTERN ASSET MANAGEMENT 401(K) PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-1,767,026 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-1,767,026 |
Total transfer of assets to this plan | 2011-12-31 | $95,818,249 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $4,893,727 |
Total loss/gain on sale of assets | 2011-12-31 | $-71,118 |
Total of all expenses incurred | 2011-12-31 | $5,191,814 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,188,635 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $8,753,153 |
Value of total assets at end of year | 2011-12-31 | $95,520,162 |
Value of total assets at beginning of year | 2011-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,179 |
Total interest from all sources | 2011-12-31 | $104,351 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,752,023 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,752,023 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $6,605,859 |
Participant contributions at end of year | 2011-12-31 | $2,480,663 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $196,806 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-298,087 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $95,520,162 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $3,179 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $88,717,920 |
Interest on participant loans | 2011-12-31 | $104,351 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-4,877,656 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $2,371,091 |
Contributions received in cash from employer | 2011-12-31 | $1,950,488 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,950,488 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $5,188,635 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $484,206 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $555,324 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | STOUT, CAUSEY & HORNING, P.A. |
Accountancy firm EIN | 2011-12-31 | 521743645 |