DAVID J STANTON AND ASSOCIATES INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DAVID J STANTON AND ASSOCIATES INC 401K PLAN
| Measure | Date | Value |
|---|
| 2015 : DAVID J STANTON AND ASSOCIATES INC 401K PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-10-20 | $0 |
| Total transfer of assets from this plan | 2015-10-20 | $3,635,995 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-20 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-20 | $6,294 |
| Total income from all sources (including contributions) | 2015-10-20 | $429,337 |
| Total loss/gain on sale of assets | 2015-10-20 | $0 |
| Total of all expenses incurred | 2015-10-20 | $3,343,986 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-10-20 | $3,333,757 |
| Expenses. Certain deemed distributions of participant loans | 2015-10-20 | $3,615 |
| Value of total corrective distributions | 2015-10-20 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-10-20 | $336,998 |
| Value of total assets at end of year | 2015-10-20 | $0 |
| Value of total assets at beginning of year | 2015-10-20 | $6,556,938 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-10-20 | $6,614 |
| Total interest from all sources | 2015-10-20 | $1,058 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-10-20 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-10-20 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-10-20 | $3,635,995 |
| Was this plan covered by a fidelity bond | 2015-10-20 | Yes |
| Value of fidelity bond cover | 2015-10-20 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-10-20 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-10-20 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-10-20 | No |
| Contributions received from participants | 2015-10-20 | $228,386 |
| Participant contributions at end of year | 2015-10-20 | $0 |
| Participant contributions at beginning of year | 2015-10-20 | $38,430 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-10-20 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-10-20 | $6,294 |
| Total non interest bearing cash at end of year | 2015-10-20 | $0 |
| Total non interest bearing cash at beginning of year | 2015-10-20 | $71 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-20 | No |
| Value of net income/loss | 2015-10-20 | $-2,914,649 |
| Value of net assets at end of year (total assets less liabilities) | 2015-10-20 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-10-20 | $6,550,644 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-10-20 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-10-20 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-10-20 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-10-20 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-10-20 | $6,518,437 |
| Interest on participant loans | 2015-10-20 | $1,058 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-10-20 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-10-20 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-10-20 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-10-20 | $91,281 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-10-20 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-10-20 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-10-20 | No |
| Contributions received in cash from employer | 2015-10-20 | $108,612 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-10-20 | $3,333,757 |
| Contract administrator fees | 2015-10-20 | $6,614 |
| Did the plan have assets held for investment | 2015-10-20 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-20 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-10-20 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-10-20 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-10-20 | Disclaimer |
| Accountancy firm name | 2015-10-20 | WILLIS & JURASEK, P.C., C.P.A. |
| Accountancy firm EIN | 2015-10-20 | 381964450 |
| 2014 : DAVID J STANTON AND ASSOCIATES INC 401K PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $6,294 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $11,467 |
| Total income from all sources (including contributions) | 2014-12-31 | $780,248 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $523,136 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $512,931 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $383,633 |
| Value of total assets at end of year | 2014-12-31 | $6,556,938 |
| Value of total assets at beginning of year | 2014-12-31 | $6,304,999 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $10,205 |
| Total interest from all sources | 2014-12-31 | $1,536 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $336,484 |
| Participant contributions at end of year | 2014-12-31 | $38,430 |
| Participant contributions at beginning of year | 2014-12-31 | $38,675 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $6,294 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $11,467 |
| Total non interest bearing cash at end of year | 2014-12-31 | $71 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $75 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $257,112 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,550,644 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,293,532 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $6,518,437 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $6,266,249 |
| Interest on participant loans | 2014-12-31 | $1,536 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $395,079 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $47,149 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $512,931 |
| Contract administrator fees | 2014-12-31 | $10,205 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | WILLIS & JURASEK, P.C., C.P.A. |
| Accountancy firm EIN | 2014-12-31 | 381964450 |
| 2013 : DAVID J STANTON AND ASSOCIATES INC 401K PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,390,953 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $445,379 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $436,031 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $372,374 |
| Value of total assets at end of year | 2013-12-31 | $6,304,999 |
| Value of total assets at beginning of year | 2013-12-31 | $5,359,425 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $9,348 |
| Total interest from all sources | 2013-12-31 | $1,624 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $320,813 |
| Participant contributions at end of year | 2013-12-31 | $38,675 |
| Participant contributions at beginning of year | 2013-12-31 | $40,892 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
| Total non interest bearing cash at end of year | 2013-12-31 | $75 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $32 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $945,574 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,304,999 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,359,425 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $6,266,249 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $5,318,501 |
| Interest on participant loans | 2013-12-31 | $1,624 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,016,955 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $51,561 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $436,031 |
| Contract administrator fees | 2013-12-31 | $9,348 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | WILLIS & JURASEK, P.C., C.P.A. |
| Accountancy firm EIN | 2013-12-31 | 381964450 |
| 2012 : DAVID J STANTON AND ASSOCIATES INC 401K PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,003,896 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $218,447 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $218,447 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $390,211 |
| Value of total assets at end of year | 2012-12-31 | $5,359,425 |
| Value of total assets at beginning of year | 2012-12-31 | $4,573,976 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $2,512 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $324,306 |
| Participant contributions at end of year | 2012-12-31 | $40,892 |
| Participant contributions at beginning of year | 2012-12-31 | $57,240 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $0 |
| Total non interest bearing cash at end of year | 2012-12-31 | $32 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $459 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $785,449 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,359,425 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,573,976 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $5,318,501 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $4,516,277 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $0 |
| Interest on participant loans | 2012-12-31 | $2,512 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $611,173 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $65,905 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $218,447 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | WILLIS & JURASEK, P.C., C.P.A. |
| Accountancy firm EIN | 2012-12-31 | 381964450 |
| 2011 : DAVID J STANTON AND ASSOCIATES INC 401K PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,745 |
| Total income from all sources (including contributions) | 2011-12-31 | $334,207 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $181,125 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $175,240 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $428,243 |
| Value of total assets at end of year | 2011-12-31 | $4,573,976 |
| Value of total assets at beginning of year | 2011-12-31 | $4,422,639 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $5,885 |
| Total interest from all sources | 2011-12-31 | $3,301 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $324,374 |
| Participant contributions at end of year | 2011-12-31 | $57,240 |
| Participant contributions at beginning of year | 2011-12-31 | $71,124 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $1,745 |
| Total non interest bearing cash at end of year | 2011-12-31 | $459 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $60 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $153,082 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,573,976 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,420,894 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $4,516,277 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $4,351,455 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $0 |
| Interest on participant loans | 2011-12-31 | $3,301 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-97,337 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $103,869 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $175,240 |
| Contract administrator fees | 2011-12-31 | $5,885 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | WILLIS & JURASEK, P.C., C.P.A. |
| Accountancy firm EIN | 2011-12-31 | 381964450 |
| 2010 : DAVID J STANTON AND ASSOCIATES INC 401K PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,745 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $877,916 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $250,223 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $243,352 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $377,441 |
| Value of total assets at end of year | 2010-12-31 | $4,422,639 |
| Value of total assets at beginning of year | 2010-12-31 | $3,793,201 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $6,871 |
| Total interest from all sources | 2010-12-31 | $6,772 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $320,098 |
| Participant contributions at end of year | 2010-12-31 | $71,124 |
| Participant contributions at beginning of year | 2010-12-31 | $126,276 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $1,745 |
| Total non interest bearing cash at end of year | 2010-12-31 | $60 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $1,212 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $627,693 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,420,894 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,793,201 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $4,351,455 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,504,343 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $161,370 |
| Interest on participant loans | 2010-12-31 | $6,772 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $493,703 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $57,343 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $243,352 |
| Contract administrator fees | 2010-12-31 | $6,871 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | WILLIS & JURASEK, P.C., C.P.A. |
| Accountancy firm EIN | 2010-12-31 | 381964450 |
