401k Plan data: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. plan

EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 401k Plan overview

Plan Name	EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC.
Plan identification number	002

EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). The employer maintaining this ESOP is an S Corporation Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

WINONA AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name: WINONA AGENCY, INC.

Employer identification number (EIN): 410902639

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01 SHAWNA COOK 2022-10-10
002 2020-01-01 GARRY WATTS 2021-10-13
002 2019-01-01 GARRY WATTS 2020-10-09
002 2018-01-01 GARRY WATTS 2019-07-29
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01 BARBARA LAUFENBERG
002 2012-01-01 BARBARA LAUFENBERG
002 2011-01-01 BARBARA LAUFENBERG
002 2009-01-01 NICOLE MEDGAARDEN

Plan Statistics for EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC.

401k plan membership statisitcs for EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC.

Measure Date Value
2022: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2022 401k membership
Total participants, beginning-of-year 2022-01-01 82
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 56
Number of retired or separated participants receiving benefits 2022-01-01 4
Number of other retired or separated participants entitled to future benefits 2022-01-01 13
Total of all active and inactive participants 2022-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 73
Number of participants with account balances 2022-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 7
2021: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2021 401k membership
Total participants, beginning-of-year 2021-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 48
Number of retired or separated participants receiving benefits 2021-01-01 5
Number of other retired or separated participants entitled to future benefits 2021-01-01 24
Total of all active and inactive participants 2021-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 77
Number of participants with account balances 2021-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 6
2020: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2020 401k membership
Total participants, beginning-of-year 2020-01-01 73
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 53
Number of retired or separated participants receiving benefits 2020-01-01 5
Number of other retired or separated participants entitled to future benefits 2020-01-01 15
Total of all active and inactive participants 2020-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 73
Number of participants with account balances 2020-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 4
2019: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2019 401k membership
Total participants, beginning-of-year 2019-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 56
Number of retired or separated participants receiving benefits 2019-01-01 6
Number of other retired or separated participants entitled to future benefits 2019-01-01 10
Total of all active and inactive participants 2019-01-01 72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 72
Number of participants with account balances 2019-01-01 72
2018: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2018 401k membership
Total participants, beginning-of-year 2018-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 36
Number of retired or separated participants receiving benefits 2018-01-01 7
Number of other retired or separated participants entitled to future benefits 2018-01-01 14
Total of all active and inactive participants 2018-01-01 57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 57
Number of participants with account balances 2018-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2017 401k membership
Total participants, beginning-of-year 2017-01-01 52
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 36
Number of retired or separated participants receiving benefits 2017-01-01 5
Number of other retired or separated participants entitled to future benefits 2017-01-01 9
Total of all active and inactive participants 2017-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 50
Number of participants with account balances 2017-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 4
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2016 401k membership
Total participants, beginning-of-year 2016-01-01 53
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 38
Number of retired or separated participants receiving benefits 2016-01-01 7
Number of other retired or separated participants entitled to future benefits 2016-01-01 7
Total of all active and inactive participants 2016-01-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 52
Number of participants with account balances 2016-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2015 401k membership
Total participants, beginning-of-year 2015-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 33
Number of retired or separated participants receiving benefits 2015-01-01 10
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 51
Number of participants with account balances 2015-01-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2014 401k membership
Total participants, beginning-of-year 2014-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 40
Number of retired or separated participants receiving benefits 2014-01-01 7
Number of other retired or separated participants entitled to future benefits 2014-01-01 5
Total of all active and inactive participants 2014-01-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 52
Number of participants with account balances 2014-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 53
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 44
Number of retired or separated participants receiving benefits 2013-01-01 4
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 50
Number of participants with account balances 2013-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 53
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 44
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 50
Number of participants with account balances 2012-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 45
Number of retired or separated participants receiving benefits 2011-01-01 3
Number of other retired or separated participants entitled to future benefits 2011-01-01 4
Total of all active and inactive participants 2011-01-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 52
Number of participants with account balances 2011-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 43
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 49
Number of participants with account balances 2009-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2022: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2022 401k membership
Total participants, beginning-of-year	2022-01-01	82
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	56
Number of retired or separated participants receiving benefits	2022-01-01	4
Number of other retired or separated participants entitled to future benefits	2022-01-01	13
Total of all active and inactive participants	2022-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	73
Number of participants with account balances	2022-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	7
2021: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2021 401k membership
Total participants, beginning-of-year	2021-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	48
Number of retired or separated participants receiving benefits	2021-01-01	5
Number of other retired or separated participants entitled to future benefits	2021-01-01	24
Total of all active and inactive participants	2021-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	77
Number of participants with account balances	2021-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	6
2020: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2020 401k membership
Total participants, beginning-of-year	2020-01-01	73
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	53
Number of retired or separated participants receiving benefits	2020-01-01	5
Number of other retired or separated participants entitled to future benefits	2020-01-01	15
Total of all active and inactive participants	2020-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	73
Number of participants with account balances	2020-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	4
2019: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2019 401k membership
Total participants, beginning-of-year	2019-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	56
Number of retired or separated participants receiving benefits	2019-01-01	6
Number of other retired or separated participants entitled to future benefits	2019-01-01	10
Total of all active and inactive participants	2019-01-01	72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	72
Number of participants with account balances	2019-01-01	72
2018: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2018 401k membership
Total participants, beginning-of-year	2018-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	36
Number of retired or separated participants receiving benefits	2018-01-01	7
Number of other retired or separated participants entitled to future benefits	2018-01-01	14
Total of all active and inactive participants	2018-01-01	57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	57
Number of participants with account balances	2018-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2017 401k membership
Total participants, beginning-of-year	2017-01-01	52
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	36
Number of retired or separated participants receiving benefits	2017-01-01	5
Number of other retired or separated participants entitled to future benefits	2017-01-01	9
Total of all active and inactive participants	2017-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	50
Number of participants with account balances	2017-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2016 401k membership
Total participants, beginning-of-year	2016-01-01	53
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	38
Number of retired or separated participants receiving benefits	2016-01-01	7
Number of other retired or separated participants entitled to future benefits	2016-01-01	7
Total of all active and inactive participants	2016-01-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	52
Number of participants with account balances	2016-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2015 401k membership
Total participants, beginning-of-year	2015-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	33
Number of retired or separated participants receiving benefits	2015-01-01	10
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	51
Number of participants with account balances	2015-01-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2014 401k membership
Total participants, beginning-of-year	2014-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	40
Number of retired or separated participants receiving benefits	2014-01-01	7
Number of other retired or separated participants entitled to future benefits	2014-01-01	5
Total of all active and inactive participants	2014-01-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	52
Number of participants with account balances	2014-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	53
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	44
Number of retired or separated participants receiving benefits	2013-01-01	4
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	50
Number of participants with account balances	2013-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	53
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	44
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	50
Number of participants with account balances	2012-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	45
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	4
Total of all active and inactive participants	2011-01-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	52
Number of participants with account balances	2011-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	43
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	49
Number of participants with account balances	2009-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC.

Measure	Date	Value
2022 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2022 401k financial data
Total plan liabilities at end of year	2022-12-31	$1,564,222
Total plan liabilities at beginning of year	2022-12-31	$1,040,090
Total income from all sources	2022-12-31	$1,525,027
Expenses. Total of all expenses incurred	2022-12-31	$1,422,100
Benefits paid (including direct rollovers)	2022-12-31	$1,365,409
Total plan assets at end of year	2022-12-31	$8,312,592
Total plan assets at beginning of year	2022-12-31	$7,685,533
Value of fidelity bond covering the plan	2022-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2022-12-31	$16,532
Other income received	2022-12-31	$630,777
Net income (gross income less expenses)	2022-12-31	$102,927
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$6,748,370
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$6,645,443
Assets. Value of employer securities	2022-12-31	$7,316,815
Total contributions received or receivable from employer(s)	2022-12-31	$894,250
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$40,159
2021 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2021 401k financial data
Total plan liabilities at end of year	2021-12-31	$1,040,090
Total plan liabilities at beginning of year	2021-12-31	$1,042,037
Total income from all sources	2021-12-31	$619,818
Expenses. Total of all expenses incurred	2021-12-31	$764,101
Benefits paid (including direct rollovers)	2021-12-31	$697,450
Total plan assets at end of year	2021-12-31	$7,685,533
Total plan assets at beginning of year	2021-12-31	$7,831,763
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2021-12-31	$20,841
Other income received	2021-12-31	$-232,616
Net income (gross income less expenses)	2021-12-31	$-144,283
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$6,645,443
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$6,789,726
Assets. Value of employer securities	2021-12-31	$6,647,319
Total contributions received or receivable from employer(s)	2021-12-31	$852,434
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$45,810
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$1,042,037
Total income from all sources	2020-12-31	$913,220
Expenses. Total of all expenses incurred	2020-12-31	$2,168,393
Benefits paid (including direct rollovers)	2020-12-31	$2,102,003
Total plan assets at end of year	2020-12-31	$7,831,763
Total plan assets at beginning of year	2020-12-31	$8,044,899
Value of fidelity bond covering the plan	2020-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2020-12-31	$66,390
Other income received	2020-12-31	$-42,298
Net income (gross income less expenses)	2020-12-31	$-1,255,173
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$6,789,726
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$8,044,899
Assets. Value of real-estate (other than employer real property)	2020-12-31	$79,725
Assets. Value of employer securities	2020-12-31	$6,832,326
Total contributions received or receivable from employer(s)	2020-12-31	$955,518
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2019 401k financial data
Total income from all sources	2019-12-31	$1,553,472
Expenses. Total of all expenses incurred	2019-12-31	$832,953
Benefits paid (including direct rollovers)	2019-12-31	$790,334
Total plan assets at end of year	2019-12-31	$8,044,899
Total plan assets at beginning of year	2019-12-31	$7,324,380
Value of fidelity bond covering the plan	2019-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2019-12-31	$42,619
Other income received	2019-12-31	$406,773
Net income (gross income less expenses)	2019-12-31	$720,519
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$8,044,899
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$7,324,380
Assets. Value of real-estate (other than employer real property)	2019-12-31	$81,787
Assets. Value of employer securities	2019-12-31	$6,901,011
Total contributions received or receivable from employer(s)	2019-12-31	$1,146,699
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2018 401k financial data
Total income from all sources	2018-12-31	$657,794
Expenses. Total of all expenses incurred	2018-12-31	$1,524,086
Benefits paid (including direct rollovers)	2018-12-31	$1,476,649
Total plan assets at end of year	2018-12-31	$7,324,380
Total plan assets at beginning of year	2018-12-31	$8,190,672
Value of fidelity bond covering the plan	2018-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$47,437
Other income received	2018-12-31	$72,789
Net income (gross income less expenses)	2018-12-31	$-866,292
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$7,324,380
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$8,190,672
Assets. Value of real-estate (other than employer real property)	2018-12-31	$123,711
Assets. Value of employer securities	2018-12-31	$6,479,668
Total contributions received or receivable from employer(s)	2018-12-31	$585,005
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2017 401k financial data
Total income from all sources	2017-12-31	$1,383,181
Expenses. Total of all expenses incurred	2017-12-31	$1,423,881
Benefits paid (including direct rollovers)	2017-12-31	$1,358,948
Total plan assets at end of year	2017-12-31	$8,190,672
Total plan assets at beginning of year	2017-12-31	$8,231,372
Value of fidelity bond covering the plan	2017-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2017-12-31	$64,933
Other income received	2017-12-31	$819,892
Net income (gross income less expenses)	2017-12-31	$-40,700
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$8,190,672
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$8,231,372
Assets. Value of real-estate (other than employer real property)	2017-12-31	$161,082
Assets. Value of employer securities	2017-12-31	$6,434,986
Total contributions received or receivable from employer(s)	2017-12-31	$563,289
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2016 401k financial data
Total income from all sources	2016-12-31	$211,820
Expenses. Total of all expenses incurred	2016-12-31	$1,609,612
Benefits paid (including direct rollovers)	2016-12-31	$1,559,624
Total plan assets at end of year	2016-12-31	$8,231,372
Total plan assets at beginning of year	2016-12-31	$9,629,164
Value of fidelity bond covering the plan	2016-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$49,988
Other income received	2016-12-31	$-367,653
Net income (gross income less expenses)	2016-12-31	$-1,397,792
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$8,231,372
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$9,629,164
Assets. Value of real-estate (other than employer real property)	2016-12-31	$311,426
Assets. Value of employer securities	2016-12-31	$5,614,457
Total contributions received or receivable from employer(s)	2016-12-31	$579,473
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2015 401k financial data
Total income from all sources	2015-12-31	$-464,422
Expenses. Total of all expenses incurred	2015-12-31	$1,840,010
Benefits paid (including direct rollovers)	2015-12-31	$1,772,276
Total plan assets at end of year	2015-12-31	$9,629,164
Total plan assets at beginning of year	2015-12-31	$11,933,596
Value of fidelity bond covering the plan	2015-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$67,734
Other income received	2015-12-31	$-1,035,559
Net income (gross income less expenses)	2015-12-31	$-2,304,432
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$9,629,164
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$11,933,596
Assets. Value of real-estate (other than employer real property)	2015-12-31	$310,352
Assets. Value of employer securities	2015-12-31	$6,347,099
Total contributions received or receivable from employer(s)	2015-12-31	$571,137
Value of certain deemed distributions of participant loans	2015-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2014 401k financial data
Total income from all sources	2014-12-31	$1,316,494
Expenses. Total of all expenses incurred	2014-12-31	$1,323,221
Benefits paid (including direct rollovers)	2014-12-31	$1,278,612
Total plan assets at end of year	2014-12-31	$11,933,596
Total plan assets at beginning of year	2014-12-31	$11,940,323
Value of fidelity bond covering the plan	2014-12-31	$2,000,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$44,609
Other income received	2014-12-31	$957,616
Net income (gross income less expenses)	2014-12-31	$-6,727
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$11,933,596
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$11,940,323
Assets. Value of employer securities	2014-12-31	$7,677,966
Total contributions received or receivable from employer(s)	2014-12-31	$358,878
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2013 401k financial data
Total income from all sources	2013-12-31	$1,870,971
Expenses. Total of all expenses incurred	2013-12-31	$909,836
Benefits paid (including direct rollovers)	2013-12-31	$867,284
Total plan assets at end of year	2013-12-31	$11,940,323
Total plan assets at beginning of year	2013-12-31	$10,979,188
Value of fidelity bond covering the plan	2013-12-31	$2,000,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$42,552
Other income received	2013-12-31	$1,495,139
Net income (gross income less expenses)	2013-12-31	$961,135
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$11,940,323
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$10,979,188
Assets. Value of employer securities	2013-12-31	$7,591,925
Total contributions received or receivable from employer(s)	2013-12-31	$375,832
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2012 401k financial data
Total income from all sources	2012-12-31	$1,352,142
Expenses. Total of all expenses incurred	2012-12-31	$929,835
Benefits paid (including direct rollovers)	2012-12-31	$880,707
Total plan assets at end of year	2012-12-31	$10,979,188
Total plan assets at beginning of year	2012-12-31	$10,556,881
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$49,128
Other income received	2012-12-31	$1,091,574
Net income (gross income less expenses)	2012-12-31	$422,307
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$10,979,188
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$10,556,881
Assets. Value of employer securities	2012-12-31	$7,235,944
Total contributions received or receivable from employer(s)	2012-12-31	$260,568
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2011 401k financial data
Total income from all sources	2011-12-31	$780,608
Expenses. Total of all expenses incurred	2011-12-31	$531,377
Benefits paid (including direct rollovers)	2011-12-31	$489,976
Total plan assets at end of year	2011-12-31	$10,556,881
Total plan assets at beginning of year	2011-12-31	$10,307,650
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$41,401
Other income received	2011-12-31	$567,758
Net income (gross income less expenses)	2011-12-31	$249,231
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$10,556,881
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$10,307,650
Assets. Value of employer securities	2011-12-31	$6,925,014
Total contributions received or receivable from employer(s)	2011-12-31	$212,850
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2010 401k financial data
Total income from all sources	2010-12-31	$1,015,448
Expenses. Total of all expenses incurred	2010-12-31	$726,976
Benefits paid (including direct rollovers)	2010-12-31	$678,150
Total plan assets at end of year	2010-12-31	$10,307,650
Total plan assets at beginning of year	2010-12-31	$10,019,178
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$48,826
Other income received	2010-12-31	$802,398
Net income (gross income less expenses)	2010-12-31	$288,472
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$10,307,650
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$10,019,178
Assets. Value of employer securities	2010-12-31	$6,706,403
Total contributions received or receivable from employer(s)	2010-12-31	$213,050
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC.

2022: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF WINONA AGENCY, INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	WINONA AGENCY, INC.
Employer identification number (EIN):	410902639
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01
002	2021-01-01	SHAWNA COOK	2022-10-10
002	2020-01-01	GARRY WATTS	2021-10-13
002	2019-01-01	GARRY WATTS	2020-10-09
002	2018-01-01	GARRY WATTS	2019-07-29
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01	BARBARA LAUFENBERG
002	2012-01-01	BARBARA LAUFENBERG
002	2011-01-01	BARBARA LAUFENBERG
002	2009-01-01	NICOLE MEDGAARDEN