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EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 401k Plan overview

Plan NameEMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC.
Plan identification number 003

EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

APPLIED RESEARCH ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:APPLIED RESEARCH ASSOCIATES, INC.
Employer identification number (EIN):850276434
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about APPLIED RESEARCH ASSOCIATES, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1992-08-13
Company Identification Number: C1711209
Legal Registered Office Address: 10573 West Pico Blvd., #170

Los Angeles
United States of America (USA)
90064

More information about APPLIED RESEARCH ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-10-01
0032020-10-01
0032020-10-01
0032019-10-01
0032018-10-01
0032017-10-01
0032016-10-01LARRY GHORMLEY
0032015-10-01LARRY GHORMLEY
0032014-10-01LARRY GHORMLEY
0032013-10-01LARRY GHORMLEY
0032012-10-01LARRY GHORMLEY
0032011-10-01LARRY GHORMLEY
0032009-10-01LARRY GHORMLEY
0032009-10-01LARRY GHORMLEY
0032008-10-01LARRY GHORMLEY
0032008-10-01
0032007-10-01LARRY GHORMLEY LARRY GHORMLEY2010-12-21

Plan Statistics for EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC.

401k plan membership statisitcs for EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC.

Measure Date Value
2021: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2021 401k membership
Total participants, beginning-of-year2021-10-011,665
Total number of active participants reported on line 7a of the Form 55002021-10-011,650
Number of retired or separated participants receiving benefits2021-10-013
Number of other retired or separated participants entitled to future benefits2021-10-01170
Total of all active and inactive participants2021-10-011,823
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-012
Total participants2021-10-011,825
Number of participants with account balances2021-10-011,592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-0157
2020: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2020 401k membership
Total participants, beginning-of-year2020-10-011,589
Total number of active participants reported on line 7a of the Form 55002020-10-011,547
Number of retired or separated participants receiving benefits2020-10-015
Number of other retired or separated participants entitled to future benefits2020-10-01134
Total of all active and inactive participants2020-10-011,686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-011
Total participants2020-10-011,687
Number of participants with account balances2020-10-011,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0170
2019: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2019 401k membership
Total participants, beginning-of-year2019-10-011,550
Total number of active participants reported on line 7a of the Form 55002019-10-011,518
Number of retired or separated participants receiving benefits2019-10-019
Number of other retired or separated participants entitled to future benefits2019-10-0190
Total of all active and inactive participants2019-10-011,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-011
Total participants2019-10-011,618
Number of participants with account balances2019-10-011,450
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-0150
2018: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2018 401k membership
Total participants, beginning-of-year2018-10-011,839
Total number of active participants reported on line 7a of the Form 55002018-10-011,404
Number of retired or separated participants receiving benefits2018-10-018
Number of other retired or separated participants entitled to future benefits2018-10-01112
Total of all active and inactive participants2018-10-011,524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-011
Total participants2018-10-011,525
Number of participants with account balances2018-10-011,312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0154
2017: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2017 401k membership
Total participants, beginning-of-year2017-10-011,760
Total number of active participants reported on line 7a of the Form 55002017-10-011,216
Number of retired or separated participants receiving benefits2017-10-01269
Number of other retired or separated participants entitled to future benefits2017-10-01315
Total of all active and inactive participants2017-10-011,800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-018
Total participants2017-10-011,808
Number of participants with account balances2017-10-011,671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0132
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2016 401k membership
Total participants, beginning-of-year2016-10-011,720
Total number of active participants reported on line 7a of the Form 55002016-10-011,137
Number of retired or separated participants receiving benefits2016-10-01294
Number of other retired or separated participants entitled to future benefits2016-10-01285
Total of all active and inactive participants2016-10-011,716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-018
Total participants2016-10-011,724
Number of participants with account balances2016-10-011,633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-0128
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2015 401k membership
Total participants, beginning-of-year2015-10-011,737
Total number of active participants reported on line 7a of the Form 55002015-10-011,070
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-01324
Total of all active and inactive participants2015-10-011,394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-019
Total participants2015-10-011,403
Number of participants with account balances2015-10-011,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0133
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2014 401k membership
Total participants, beginning-of-year2014-10-011,747
Total number of active participants reported on line 7a of the Form 55002014-10-011,082
Number of retired or separated participants receiving benefits2014-10-01365
Number of other retired or separated participants entitled to future benefits2014-10-01260
Total of all active and inactive participants2014-10-011,707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-0117
Total participants2014-10-011,724
Number of participants with account balances2014-10-011,610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0138
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2013 401k membership
Total participants, beginning-of-year2013-10-011,852
Total number of active participants reported on line 7a of the Form 55002013-10-011,063
Number of retired or separated participants receiving benefits2013-10-01383
Number of other retired or separated participants entitled to future benefits2013-10-01271
Total of all active and inactive participants2013-10-011,717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-0117
Total participants2013-10-011,734
Number of participants with account balances2013-10-011,627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0135
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2012 401k membership
Total participants, beginning-of-year2012-10-011,897
Total number of active participants reported on line 7a of the Form 55002012-10-011,077
Number of retired or separated participants receiving benefits2012-10-01344
Number of other retired or separated participants entitled to future benefits2012-10-01397
Total of all active and inactive participants2012-10-011,818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-0117
Total participants2012-10-011,835
Number of participants with account balances2012-10-011,719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0147
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2011 401k membership
Total participants, beginning-of-year2011-10-012,430
Total number of active participants reported on line 7a of the Form 55002011-10-011,221
Number of retired or separated participants receiving benefits2011-10-01322
Number of other retired or separated participants entitled to future benefits2011-10-01306
Total of all active and inactive participants2011-10-011,849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-0118
Total participants2011-10-011,867
Number of participants with account balances2011-10-011,744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0145
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2009 401k membership
Total participants, beginning-of-year2009-10-011,945
Total number of active participants reported on line 7a of the Form 55002009-10-011,360
Number of retired or separated participants receiving benefits2009-10-01241
Number of other retired or separated participants entitled to future benefits2009-10-01268
Total of all active and inactive participants2009-10-011,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-0119
Total participants2009-10-011,888
Number of participants with account balances2009-10-011,770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0144
2008: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2008 401k membership
Total participants, beginning-of-year2008-10-011,848
Total number of active participants reported on line 7a of the Form 55002008-10-011,247
Number of retired or separated participants receiving benefits2008-10-01166
Number of other retired or separated participants entitled to future benefits2008-10-01307
Total of all active and inactive participants2008-10-011,720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-10-0117
Total participants2008-10-011,737
Number of participants with account balances2008-10-011,596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-10-0136
2007: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2007 401k membership
Total participants, beginning-of-year2007-10-011,435
Total number of active participants reported on line 7a of the Form 55002007-10-011,191
Number of retired or separated participants receiving benefits2007-10-01211
Number of other retired or separated participants entitled to future benefits2007-10-01415
Total of all active and inactive participants2007-10-011,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-10-0120
Total participants2007-10-011,837
Number of participants with account balances2007-10-011,693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-10-0140

Financial Data on EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC.

Measure Date Value
2022 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-09-30$59,509,980
Total unrealized appreciation/depreciation of assets2022-09-30$59,509,980
Total transfer of assets from this plan2022-09-30$7,108,645
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$72,887,646
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$13,442,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$13,265,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$13,370,848
Value of total assets at end of year2022-09-30$334,406,189
Value of total assets at beginning of year2022-09-30$282,069,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$176,665
Total interest from all sources2022-09-30$6,818
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Administrative expenses professional fees incurred2022-09-30$176,665
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$1,000,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$59,445,288
Value of net assets at end of year (total assets less liabilities)2022-09-30$334,406,189
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$282,069,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-09-30$1,003,893
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$1,073,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$1,073,586
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$6,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Assets. Invements in employer securities at end of year2022-09-30$320,031,448
Assets. Invements in employer securities at beginning of year2022-09-30$268,392,603
Contributions received in cash from employer2022-09-30$13,370,848
Employer contributions (assets) at end of year2022-09-30$13,370,848
Employer contributions (assets) at beginning of year2022-09-30$12,603,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$13,265,693
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30KPMG LLP
Accountancy firm EIN2022-09-30135565207
2021 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-09-30$31,335,177
Total unrealized appreciation/depreciation of assets2021-09-30$31,335,177
Total transfer of assets from this plan2021-09-30$6,572,909
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$44,050,748
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$17,338,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$17,154,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$12,715,064
Value of total assets at end of year2021-09-30$282,069,546
Value of total assets at beginning of year2021-09-30$261,929,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$183,644
Total interest from all sources2021-09-30$507
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Administrative expenses professional fees incurred2021-09-30$183,644
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$1,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$12,162,078
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$26,712,530
Value of net assets at end of year (total assets less liabilities)2021-09-30$282,069,546
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$261,929,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$1,073,586
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$1,035,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$1,035,140
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Assets. Invements in employer securities at end of year2021-09-30$268,392,603
Assets. Invements in employer securities at beginning of year2021-09-30$249,219,504
Contributions received in cash from employer2021-09-30$12,715,064
Employer contributions (assets) at end of year2021-09-30$12,603,357
Employer contributions (assets) at beginning of year2021-09-30$11,675,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$17,154,574
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30KPMG, LLP
Accountancy firm EIN2021-09-30135565207
2020 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$42,252,732
Total unrealized appreciation/depreciation of assets2020-09-30$42,252,732
Total transfer of assets from this plan2020-09-30$3,094,908
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$54,030,222
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$9,134,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$8,963,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$11,735,915
Value of total assets at end of year2020-09-30$261,929,925
Value of total assets at beginning of year2020-09-30$220,129,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$171,619
Total interest from all sources2020-09-30$41,575
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Administrative expenses professional fees incurred2020-09-30$171,619
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$1,000,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$44,895,484
Value of net assets at end of year (total assets less liabilities)2020-09-30$261,929,925
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$220,129,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$1,035,140
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$1,229,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$1,229,180
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$41,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Assets. Invements in employer securities at end of year2020-09-30$249,219,504
Assets. Invements in employer securities at beginning of year2020-09-30$208,754,382
Contributions received in cash from employer2020-09-30$11,735,915
Employer contributions (assets) at end of year2020-09-30$11,675,281
Employer contributions (assets) at beginning of year2020-09-30$10,145,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$8,963,119
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30No
Opinion of an independent qualified public accountant for this plan2020-09-30Unqualified
Accountancy firm name2020-09-30KPMG, LLP
Accountancy firm EIN2020-09-30135565207
2019 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total transfer of assets from this plan2019-09-30$20,082,955
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$54,437,811
Total loss/gain on sale of assets2019-09-30$44,062,344
Total of all expenses incurred2019-09-30$34,864,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$34,656,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$10,145,787
Value of total assets at end of year2019-09-30$220,129,349
Value of total assets at beginning of year2019-09-30$220,639,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$208,007
Total interest from all sources2019-09-30$229,680
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Administrative expenses professional fees incurred2019-09-30$208,007
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$1,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$34,656,947
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$19,572,857
Value of net assets at end of year (total assets less liabilities)2019-09-30$220,129,349
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$220,639,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$1,229,180
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$3,076,852
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$3,076,852
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$229,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30Yes
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Assets. Invements in employer securities at end of year2019-09-30$208,754,382
Assets. Invements in employer securities at beginning of year2019-09-30$208,637,670
Contributions received in cash from employer2019-09-30$10,145,787
Employer contributions (assets) at end of year2019-09-30$10,145,787
Employer contributions (assets) at beginning of year2019-09-30$8,924,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$34,656,947
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Aggregate proceeds on sale of assets2019-09-30$44,062,344
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30No
Opinion of an independent qualified public accountant for this plan2019-09-30Unqualified
Accountancy firm name2019-09-30KPMG, LLP
Accountancy firm EIN2019-09-30135565207
2018 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$45,662,367
Total unrealized appreciation/depreciation of assets2018-09-30$45,662,367
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$54,650,816
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$10,119,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$9,926,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$8,924,925
Value of total assets at end of year2018-09-30$220,639,447
Value of total assets at beginning of year2018-09-30$176,108,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$192,766
Total interest from all sources2018-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$63,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$63,524
Administrative expenses professional fees incurred2018-09-30$63,474
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$1,000,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$1,791,152
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$0
Administrative expenses (other) incurred2018-09-30$480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$44,531,148
Value of net assets at end of year (total assets less liabilities)2018-09-30$220,639,447
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$176,108,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$50,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$3,076,852
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$3,246,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$3,246,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Assets. Invements in employer securities at end of year2018-09-30$208,637,670
Assets. Invements in employer securities at beginning of year2018-09-30$164,766,454
Contributions received in cash from employer2018-09-30$8,924,925
Employer contributions (assets) at end of year2018-09-30$8,924,925
Employer contributions (assets) at beginning of year2018-09-30$8,095,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$9,926,902
Contract administrator fees2018-09-30$78,812
Liabilities. Value of benefit claims payable at end of year2018-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2018-09-30$0
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Liabilities. Value of acquisition indebtedness at end of year2018-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30No
Opinion of an independent qualified public accountant for this plan2018-09-30Unqualified
Accountancy firm name2018-09-30KPMG, LLP
Accountancy firm EIN2018-09-30135565207
2017 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$14,894,665
Total unrealized appreciation/depreciation of assets2017-09-30$14,894,665
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$4,217,770
Expenses. Interest paid2017-09-30$14,036
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-09-30$14,036
Total income from all sources (including contributions)2017-09-30$23,020,873
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$10,079,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$9,868,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$8,095,065
Value of total assets at end of year2017-09-30$176,108,299
Value of total assets at beginning of year2017-09-30$167,385,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$196,985
Total interest from all sources2017-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$31,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$31,143
Administrative expenses professional fees incurred2017-09-30$63,629
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$1,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-30$7,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$12,940,957
Value of net assets at end of year (total assets less liabilities)2017-09-30$176,108,299
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$163,167,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$50,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$3,246,780
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$3,186,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$3,186,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Assets. Invements in employer securities at end of year2017-09-30$164,766,454
Assets. Invements in employer securities at beginning of year2017-09-30$156,413,430
Contributions received in cash from employer2017-09-30$8,095,065
Employer contributions (assets) at end of year2017-09-30$8,095,065
Employer contributions (assets) at beginning of year2017-09-30$7,785,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$9,868,895
Contract administrator fees2017-09-30$83,356
Liabilities. Value of benefit claims payable at end of year2017-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2017-09-30$0
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Liabilities. Value of acquisition indebtedness at end of year2017-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-09-30$4,210,752
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30No
Opinion of an independent qualified public accountant for this plan2017-09-30Unqualified
Accountancy firm name2017-09-30KPMG, LLP
Accountancy firm EIN2017-09-30135565207
2016 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$32,344,753
Total unrealized appreciation/depreciation of assets2016-09-30$32,344,753
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$4,217,770
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$8,435,540
Expenses. Interest paid2016-09-30$35,089
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-09-30$35,089
Total income from all sources (including contributions)2016-09-30$40,153,439
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$9,002,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$8,745,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$7,788,820
Value of total assets at end of year2016-09-30$167,385,112
Value of total assets at beginning of year2016-09-30$140,452,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$222,193
Total interest from all sources2016-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$19,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$19,866
Administrative expenses professional fees incurred2016-09-30$69,771
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$1,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-09-30$7,018
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$14,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$31,150,607
Value of net assets at end of year (total assets less liabilities)2016-09-30$163,167,342
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$132,016,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$50,025
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$3,186,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$3,478,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$3,478,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30Yes
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Assets. Invements in employer securities at end of year2016-09-30$156,413,430
Assets. Invements in employer securities at beginning of year2016-09-30$129,968,755
Contributions received in cash from employer2016-09-30$7,788,820
Employer contributions (assets) at end of year2016-09-30$7,785,510
Employer contributions (assets) at beginning of year2016-09-30$7,005,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$8,745,550
Contract administrator fees2016-09-30$102,397
Liabilities. Value of benefit claims payable at end of year2016-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2016-09-30$0
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Liabilities. Value of acquisition indebtedness at end of year2016-09-30$4,210,752
Liabilities. Value of acquisition indebtedness at beginning of year2016-09-30$8,421,504
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30KPMG, LLP
Accountancy firm EIN2016-09-30135565207
2015 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$5,878,593
Total unrealized appreciation/depreciation of assets2015-09-30$5,878,593
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$8,435,540
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Expenses. Interest paid2015-09-30$14,036
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-09-30$14,036
Total income from all sources (including contributions)2015-09-30$12,927,744
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$11,424,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$11,178,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$7,008,278
Value of total assets at end of year2015-09-30$140,452,275
Value of total assets at beginning of year2015-09-30$130,513,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$232,443
Total interest from all sources2015-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$40,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$1,798
Administrative expenses professional fees incurred2015-09-30$60,724
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$1,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$14,036
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$1,502,956
Value of net assets at end of year (total assets less liabilities)2015-09-30$132,016,735
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$130,513,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$41,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$3,478,242
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$3,422,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$3,422,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30Yes
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Assets. Invements in employer securities at end of year2015-09-30$129,968,755
Assets. Invements in employer securities at beginning of year2015-09-30$119,668,658
Contributions received in cash from employer2015-09-30$7,008,278
Employer contributions (assets) at end of year2015-09-30$7,005,278
Employer contributions (assets) at beginning of year2015-09-30$7,423,055
Income. Dividends from common stock2015-09-30$39,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$11,178,309
Contract administrator fees2015-09-30$129,947
Liabilities. Value of benefit claims payable at end of year2015-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2015-09-30$0
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Liabilities. Value of acquisition indebtedness at end of year2015-09-30$8,421,504
Liabilities. Value of acquisition indebtedness at beginning of year2015-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30No
Opinion of an independent qualified public accountant for this plan2015-09-30Unqualified
Accountancy firm name2015-09-30KPMG, LLP
Accountancy firm EIN2015-09-30135565207
2014 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$28,564,176
Total unrealized appreciation/depreciation of assets2014-09-30$28,564,176
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$36,026,438
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$7,001,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$6,792,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$7,423,055
Value of total assets at end of year2014-09-30$130,513,779
Value of total assets at beginning of year2014-09-30$101,489,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$209,321
Total interest from all sources2014-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$39,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$420
Administrative expenses professional fees incurred2014-09-30$68,356
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$1,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$36,698
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$0
Administrative expenses (other) incurred2014-09-30$69,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$29,024,764
Value of net assets at end of year (total assets less liabilities)2014-09-30$130,513,779
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$101,489,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$3,422,066
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$3,638,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$3,638,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30Yes
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Assets. Invements in employer securities at end of year2014-09-30$119,668,658
Assets. Invements in employer securities at beginning of year2014-09-30$90,431,191
Contributions received in cash from employer2014-09-30$7,423,055
Employer contributions (assets) at end of year2014-09-30$7,423,055
Employer contributions (assets) at beginning of year2014-09-30$7,419,176
Income. Dividends from common stock2014-09-30$38,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$6,792,353
Contract administrator fees2014-09-30$70,983
Liabilities. Value of benefit claims payable at end of year2014-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2014-09-30$0
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30No
Opinion of an independent qualified public accountant for this plan2014-09-30Unqualified
Accountancy firm name2014-09-30KPMG, LLP
Accountancy firm EIN2014-09-30135565207
2013 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$4,097,506
Total unrealized appreciation/depreciation of assets2013-09-30$4,097,506
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$6,277
Total income from all sources (including contributions)2013-09-30$11,599,838
Total loss/gain on sale of assets2013-09-30$33,278
Total of all expenses incurred2013-09-30$7,087,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$6,930,656
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$7,429,810
Value of total assets at end of year2013-09-30$101,489,015
Value of total assets at beginning of year2013-09-30$96,982,516
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$156,406
Total interest from all sources2013-09-30$435
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$38,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Administrative expenses professional fees incurred2013-09-30$56,900
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$1,000,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$49,573
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Administrative expenses (other) incurred2013-09-30$42,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$4,512,776
Value of net assets at end of year (total assets less liabilities)2013-09-30$101,489,015
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$96,976,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$3,638,648
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$3,295,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$3,295,098
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Assets. Invements in employer securities at end of year2013-09-30$90,431,191
Assets. Invements in employer securities at beginning of year2013-09-30$86,349,981
Contributions received in cash from employer2013-09-30$7,429,810
Employer contributions (assets) at end of year2013-09-30$7,419,176
Employer contributions (assets) at beginning of year2013-09-30$7,337,437
Income. Dividends from common stock2013-09-30$38,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$6,930,656
Contract administrator fees2013-09-30$57,347
Liabilities. Value of benefit claims payable at end of year2013-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2013-09-30$6,277
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$33,278
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30No
Opinion of an independent qualified public accountant for this plan2013-09-30Unqualified
Accountancy firm name2013-09-30KPMG, LLP
Accountancy firm EIN2013-09-30135565207
2012 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$6,277
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$218,933
Expenses. Interest paid2012-09-30$4,996
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-09-30$4,996
Total income from all sources (including contributions)2012-09-30$7,380,324
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$7,550,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$7,336,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$7,337,437
Value of total assets at end of year2012-09-30$96,982,516
Value of total assets at beginning of year2012-09-30$97,365,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$208,721
Total interest from all sources2012-09-30$835
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$42,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$208,721
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$1,000,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$7,320,559
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$120,058
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$212,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$-169,944
Value of net assets at end of year (total assets less liabilities)2012-09-30$96,976,239
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$97,146,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$3,295,098
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$3,746,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$3,746,706
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30Yes
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Assets. Invements in employer securities at end of year2012-09-30$86,349,981
Assets. Invements in employer securities at beginning of year2012-09-30$85,983,123
Contributions received in cash from employer2012-09-30$7,337,437
Employer contributions (assets) at end of year2012-09-30$7,337,437
Employer contributions (assets) at beginning of year2012-09-30$7,515,229
Income. Dividends from common stock2012-09-30$42,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$7,336,551
Liabilities. Value of benefit claims payable at end of year2012-09-30$6,277
Liabilities. Value of benefit claims payable at beginning of year2012-09-30$6,277
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30KPMG, LLP
Accountancy firm EIN2012-09-30135565207
2011 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-6,472,887
Total unrealized appreciation/depreciation of assets2011-09-30$-6,472,887
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$218,933
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$452,064
Expenses. Interest paid2011-09-30$13,573
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-09-30$13,573
Total income from all sources (including contributions)2011-09-30$1,081,481
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$5,870,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$5,673,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$7,515,229
Value of total assets at end of year2011-09-30$97,245,058
Value of total assets at beginning of year2011-09-30$102,267,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$183,732
Total interest from all sources2011-09-30$469
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$38,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$1,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$120,058
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$120,058
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$212,656
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$445,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-4,788,851
Value of net assets at end of year (total assets less liabilities)2011-09-30$97,026,125
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$101,814,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$3,746,706
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$2,005,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$2,005,046
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30Yes
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Assets. Invements in employer securities at end of year2011-09-30$85,983,123
Assets. Invements in employer securities at beginning of year2011-09-30$92,518,310
Contributions received in cash from employer2011-09-30$7,515,229
Employer contributions (assets) at end of year2011-09-30$7,515,229
Employer contributions (assets) at beginning of year2011-09-30$7,743,684
Income. Dividends from common stock2011-09-30$38,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$5,673,027
Contract administrator fees2011-09-30$183,732
Liabilities. Value of benefit claims payable at end of year2011-09-30$6,277
Liabilities. Value of benefit claims payable at beginning of year2011-09-30$6,277
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Unqualified
Accountancy firm name2011-09-30KPMG, LLP
Accountancy firm EIN2011-09-30135565207
2010 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$11,861
2009 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2009 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2009-09-30$4,752,872
Total unrealized appreciation/depreciation of assets2009-09-30$4,752,872
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-09-30$662,855
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-09-30$851,654
Expenses. Interest paid2009-09-30$57,581
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022009-09-30$57,581
Total income from all sources (including contributions)2009-09-30$12,029,852
Total loss/gain on sale of assets2009-09-30$0
Total of all expenses incurred2009-09-30$4,238,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2009-09-30$4,031,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2009-09-30$7,198,572
Value of total assets at end of year2009-09-30$96,584,634
Value of total assets at beginning of year2009-09-30$88,982,440
Total of administrative expenses incurred including professional, contract, advisory and management fees2009-09-30$149,440
Total interest from all sources2009-09-30$42,262
Total dividends received (eg from common stock, registered investment company shares)2009-09-30$36,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2009-09-30No
Administrative expenses professional fees incurred2009-09-30$149,440
Was this plan covered by a fidelity bond2009-09-30Yes
Value of fidelity bond cover2009-09-30$1,000,000
If this is an individual account plan, was there a blackout period2009-09-30No
Were there any nonexempt tranactions with any party-in-interest2009-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2009-09-30$656,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2009-09-30$845,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2009-09-30No
Value of net income/loss2009-09-30$7,790,993
Value of net assets at end of year (total assets less liabilities)2009-09-30$95,921,779
Value of net assets at beginning of year (total assets less liabilities)2009-09-30$88,130,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2009-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2009-09-30No
Were any leases to which the plan was party in default or uncollectible2009-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2009-09-30$5,984,890
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2009-09-30$3,449,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2009-09-30$3,449,600
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2009-09-30$42,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2009-09-30No
Was there a failure to transmit to the plan any participant contributions2009-09-30No
Has the plan failed to provide any benefit when due under the plan2009-09-30No
Assets. Invements in employer securities at end of year2009-09-30$83,401,172
Assets. Invements in employer securities at beginning of year2009-09-30$78,648,300
Contributions received in cash from employer2009-09-30$7,198,572
Employer contributions (assets) at end of year2009-09-30$7,198,572
Employer contributions (assets) at beginning of year2009-09-30$6,884,540
Income. Dividends from common stock2009-09-30$36,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2009-09-30$4,031,838
Liabilities. Value of benefit claims payable at end of year2009-09-30$6,277
Liabilities. Value of benefit claims payable at beginning of year2009-09-30$6,277
Did the plan have assets held for investment2009-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2009-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2009-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2009-09-30No
Opinion of an independent qualified public accountant for this plan2009-09-30Unqualified
Accountancy firm name2009-09-30KPMG, LLP
Accountancy firm EIN2009-09-30135565207

Form 5500 Responses for EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC.

2021: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedYes
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedYes
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2008-10-01Plan funding arrangement – TrustYes
2008-10-01Plan benefit arrangement - TrustYes
2007: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2007 form 5500 responses
2007-10-01Type of plan entitySingle employer plan
2007-10-01Submission has been amendedYes
2007-10-01This submission is the final filingNo
2007-10-01This return/report is a short plan year return/report (less than 12 months)No
2007-10-01Plan is a collectively bargained planNo
2007-10-01Plan funding arrangement – TrustYes
2007-10-01Plan benefit arrangement - TrustYes

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