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Plan Name | EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. |
Plan identification number | 003 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | APPLIED RESEARCH ASSOCIATES, INC. |
Employer identification number (EIN): | 850276434 |
NAIC Classification: | 541330 |
NAIC Description: | Engineering Services |
Additional information about APPLIED RESEARCH ASSOCIATES, INC.
Jurisdiction of Incorporation: | California Department of State |
Incorporation Date: | 1992-08-13 |
Company Identification Number: | C1711209 |
Legal Registered Office Address: |
10573 West Pico Blvd., #170 Los Angeles United States of America (USA) 90064 |
More information about APPLIED RESEARCH ASSOCIATES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
003 | 2021-10-01 | ||||
003 | 2020-10-01 | ||||
003 | 2020-10-01 | ||||
003 | 2019-10-01 | ||||
003 | 2018-10-01 | ||||
003 | 2017-10-01 | ||||
003 | 2016-10-01 | LARRY GHORMLEY | |||
003 | 2015-10-01 | LARRY GHORMLEY | |||
003 | 2014-10-01 | LARRY GHORMLEY | |||
003 | 2013-10-01 | LARRY GHORMLEY | |||
003 | 2012-10-01 | LARRY GHORMLEY | |||
003 | 2011-10-01 | LARRY GHORMLEY | |||
003 | 2009-10-01 | LARRY GHORMLEY | |||
003 | 2009-10-01 | LARRY GHORMLEY | |||
003 | 2008-10-01 | LARRY GHORMLEY | |||
003 | 2008-10-01 | ||||
003 | 2007-10-01 | LARRY GHORMLEY | LARRY GHORMLEY | 2010-12-21 |
Measure | Date | Value |
---|---|---|
2021: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2021 401k membership | ||
Total participants, beginning-of-year | 2021-10-01 | 1,665 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-10-01 | 1,650 |
Number of retired or separated participants receiving benefits | 2021-10-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2021-10-01 | 170 |
Total of all active and inactive participants | 2021-10-01 | 1,823 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-10-01 | 2 |
Total participants | 2021-10-01 | 1,825 |
Number of participants with account balances | 2021-10-01 | 1,592 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-10-01 | 57 |
2020: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2020 401k membership | ||
Total participants, beginning-of-year | 2020-10-01 | 1,589 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-10-01 | 1,547 |
Number of retired or separated participants receiving benefits | 2020-10-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2020-10-01 | 134 |
Total of all active and inactive participants | 2020-10-01 | 1,686 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-10-01 | 1 |
Total participants | 2020-10-01 | 1,687 |
Number of participants with account balances | 2020-10-01 | 1,532 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-10-01 | 70 |
2019: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2019 401k membership | ||
Total participants, beginning-of-year | 2019-10-01 | 1,550 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 1,518 |
Number of retired or separated participants receiving benefits | 2019-10-01 | 9 |
Number of other retired or separated participants entitled to future benefits | 2019-10-01 | 90 |
Total of all active and inactive participants | 2019-10-01 | 1,617 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-10-01 | 1 |
Total participants | 2019-10-01 | 1,618 |
Number of participants with account balances | 2019-10-01 | 1,450 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-10-01 | 50 |
2018: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2018 401k membership | ||
Total participants, beginning-of-year | 2018-10-01 | 1,839 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 1,404 |
Number of retired or separated participants receiving benefits | 2018-10-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 112 |
Total of all active and inactive participants | 2018-10-01 | 1,524 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 1 |
Total participants | 2018-10-01 | 1,525 |
Number of participants with account balances | 2018-10-01 | 1,312 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 54 |
2017: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2017 401k membership | ||
Total participants, beginning-of-year | 2017-10-01 | 1,760 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-10-01 | 1,216 |
Number of retired or separated participants receiving benefits | 2017-10-01 | 269 |
Number of other retired or separated participants entitled to future benefits | 2017-10-01 | 315 |
Total of all active and inactive participants | 2017-10-01 | 1,800 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-10-01 | 8 |
Total participants | 2017-10-01 | 1,808 |
Number of participants with account balances | 2017-10-01 | 1,671 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-10-01 | 32 |
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2016 401k membership | ||
Total participants, beginning-of-year | 2016-10-01 | 1,720 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 1,137 |
Number of retired or separated participants receiving benefits | 2016-10-01 | 294 |
Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 285 |
Total of all active and inactive participants | 2016-10-01 | 1,716 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 8 |
Total participants | 2016-10-01 | 1,724 |
Number of participants with account balances | 2016-10-01 | 1,633 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-10-01 | 28 |
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2015 401k membership | ||
Total participants, beginning-of-year | 2015-10-01 | 1,737 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 1,070 |
Number of retired or separated participants receiving benefits | 2015-10-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 324 |
Total of all active and inactive participants | 2015-10-01 | 1,394 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 9 |
Total participants | 2015-10-01 | 1,403 |
Number of participants with account balances | 2015-10-01 | 1,619 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 33 |
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2014 401k membership | ||
Total participants, beginning-of-year | 2014-10-01 | 1,747 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 1,082 |
Number of retired or separated participants receiving benefits | 2014-10-01 | 365 |
Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 260 |
Total of all active and inactive participants | 2014-10-01 | 1,707 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 17 |
Total participants | 2014-10-01 | 1,724 |
Number of participants with account balances | 2014-10-01 | 1,610 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 38 |
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2013 401k membership | ||
Total participants, beginning-of-year | 2013-10-01 | 1,852 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 1,063 |
Number of retired or separated participants receiving benefits | 2013-10-01 | 383 |
Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 271 |
Total of all active and inactive participants | 2013-10-01 | 1,717 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 17 |
Total participants | 2013-10-01 | 1,734 |
Number of participants with account balances | 2013-10-01 | 1,627 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 35 |
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2012 401k membership | ||
Total participants, beginning-of-year | 2012-10-01 | 1,897 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 1,077 |
Number of retired or separated participants receiving benefits | 2012-10-01 | 344 |
Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 397 |
Total of all active and inactive participants | 2012-10-01 | 1,818 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 17 |
Total participants | 2012-10-01 | 1,835 |
Number of participants with account balances | 2012-10-01 | 1,719 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 47 |
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2011 401k membership | ||
Total participants, beginning-of-year | 2011-10-01 | 2,430 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 1,221 |
Number of retired or separated participants receiving benefits | 2011-10-01 | 322 |
Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 306 |
Total of all active and inactive participants | 2011-10-01 | 1,849 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 18 |
Total participants | 2011-10-01 | 1,867 |
Number of participants with account balances | 2011-10-01 | 1,744 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 45 |
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2009 401k membership | ||
Total participants, beginning-of-year | 2009-10-01 | 1,945 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 1,360 |
Number of retired or separated participants receiving benefits | 2009-10-01 | 241 |
Number of other retired or separated participants entitled to future benefits | 2009-10-01 | 268 |
Total of all active and inactive participants | 2009-10-01 | 1,869 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-10-01 | 19 |
Total participants | 2009-10-01 | 1,888 |
Number of participants with account balances | 2009-10-01 | 1,770 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-10-01 | 44 |
2008: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2008 401k membership | ||
Total participants, beginning-of-year | 2008-10-01 | 1,848 |
Total number of active participants reported on line 7a of the Form 5500 | 2008-10-01 | 1,247 |
Number of retired or separated participants receiving benefits | 2008-10-01 | 166 |
Number of other retired or separated participants entitled to future benefits | 2008-10-01 | 307 |
Total of all active and inactive participants | 2008-10-01 | 1,720 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2008-10-01 | 17 |
Total participants | 2008-10-01 | 1,737 |
Number of participants with account balances | 2008-10-01 | 1,596 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2008-10-01 | 36 |
2007: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2007 401k membership | ||
Total participants, beginning-of-year | 2007-10-01 | 1,435 |
Total number of active participants reported on line 7a of the Form 5500 | 2007-10-01 | 1,191 |
Number of retired or separated participants receiving benefits | 2007-10-01 | 211 |
Number of other retired or separated participants entitled to future benefits | 2007-10-01 | 415 |
Total of all active and inactive participants | 2007-10-01 | 1,817 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2007-10-01 | 20 |
Total participants | 2007-10-01 | 1,837 |
Number of participants with account balances | 2007-10-01 | 1,693 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2007-10-01 | 40 |
Measure | Date | Value |
---|---|---|
2022 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2022 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-09-30 | $59,509,980 |
Total unrealized appreciation/depreciation of assets | 2022-09-30 | $59,509,980 |
Total transfer of assets from this plan | 2022-09-30 | $7,108,645 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total income from all sources (including contributions) | 2022-09-30 | $72,887,646 |
Total loss/gain on sale of assets | 2022-09-30 | $0 |
Total of all expenses incurred | 2022-09-30 | $13,442,358 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $13,265,693 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $13,370,848 |
Value of total assets at end of year | 2022-09-30 | $334,406,189 |
Value of total assets at beginning of year | 2022-09-30 | $282,069,546 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $176,665 |
Total interest from all sources | 2022-09-30 | $6,818 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
Administrative expenses professional fees incurred | 2022-09-30 | $176,665 |
Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
Value of fidelity bond cover | 2022-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Value of net income/loss | 2022-09-30 | $59,445,288 |
Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $334,406,189 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $282,069,546 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-09-30 | $1,003,893 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-09-30 | $1,073,586 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-09-30 | $1,073,586 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-09-30 | $6,818 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
Assets. Invements in employer securities at end of year | 2022-09-30 | $320,031,448 |
Assets. Invements in employer securities at beginning of year | 2022-09-30 | $268,392,603 |
Contributions received in cash from employer | 2022-09-30 | $13,370,848 |
Employer contributions (assets) at end of year | 2022-09-30 | $13,370,848 |
Employer contributions (assets) at beginning of year | 2022-09-30 | $12,603,357 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $13,265,693 |
Did the plan have assets held for investment | 2022-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
Accountancy firm name | 2022-09-30 | KPMG LLP |
Accountancy firm EIN | 2022-09-30 | 135565207 |
2021 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2021 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-09-30 | $31,335,177 |
Total unrealized appreciation/depreciation of assets | 2021-09-30 | $31,335,177 |
Total transfer of assets from this plan | 2021-09-30 | $6,572,909 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total income from all sources (including contributions) | 2021-09-30 | $44,050,748 |
Total loss/gain on sale of assets | 2021-09-30 | $0 |
Total of all expenses incurred | 2021-09-30 | $17,338,218 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $17,154,574 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $12,715,064 |
Value of total assets at end of year | 2021-09-30 | $282,069,546 |
Value of total assets at beginning of year | 2021-09-30 | $261,929,925 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $183,644 |
Total interest from all sources | 2021-09-30 | $507 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
Administrative expenses professional fees incurred | 2021-09-30 | $183,644 |
Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
Value of fidelity bond cover | 2021-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $12,162,078 |
Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Value of net income/loss | 2021-09-30 | $26,712,530 |
Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $282,069,546 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $261,929,925 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $1,073,586 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $1,035,140 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $1,035,140 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-09-30 | $507 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
Assets. Invements in employer securities at end of year | 2021-09-30 | $268,392,603 |
Assets. Invements in employer securities at beginning of year | 2021-09-30 | $249,219,504 |
Contributions received in cash from employer | 2021-09-30 | $12,715,064 |
Employer contributions (assets) at end of year | 2021-09-30 | $12,603,357 |
Employer contributions (assets) at beginning of year | 2021-09-30 | $11,675,281 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $17,154,574 |
Did the plan have assets held for investment | 2021-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Unqualified |
Accountancy firm name | 2021-09-30 | KPMG, LLP |
Accountancy firm EIN | 2021-09-30 | 135565207 |
2020 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2020 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-09-30 | $42,252,732 |
Total unrealized appreciation/depreciation of assets | 2020-09-30 | $42,252,732 |
Total transfer of assets from this plan | 2020-09-30 | $3,094,908 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total income from all sources (including contributions) | 2020-09-30 | $54,030,222 |
Total loss/gain on sale of assets | 2020-09-30 | $0 |
Total of all expenses incurred | 2020-09-30 | $9,134,738 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $8,963,119 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $11,735,915 |
Value of total assets at end of year | 2020-09-30 | $261,929,925 |
Value of total assets at beginning of year | 2020-09-30 | $220,129,349 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $171,619 |
Total interest from all sources | 2020-09-30 | $41,575 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
Administrative expenses professional fees incurred | 2020-09-30 | $171,619 |
Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
Value of fidelity bond cover | 2020-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Value of net income/loss | 2020-09-30 | $44,895,484 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $261,929,925 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $220,129,349 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $1,035,140 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $1,229,180 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $1,229,180 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-09-30 | $41,575 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
Assets. Invements in employer securities at end of year | 2020-09-30 | $249,219,504 |
Assets. Invements in employer securities at beginning of year | 2020-09-30 | $208,754,382 |
Contributions received in cash from employer | 2020-09-30 | $11,735,915 |
Employer contributions (assets) at end of year | 2020-09-30 | $11,675,281 |
Employer contributions (assets) at beginning of year | 2020-09-30 | $10,145,787 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $8,963,119 |
Did the plan have assets held for investment | 2020-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Unqualified |
Accountancy firm name | 2020-09-30 | KPMG, LLP |
Accountancy firm EIN | 2020-09-30 | 135565207 |
2019 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
Total transfer of assets from this plan | 2019-09-30 | $20,082,955 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total income from all sources (including contributions) | 2019-09-30 | $54,437,811 |
Total loss/gain on sale of assets | 2019-09-30 | $44,062,344 |
Total of all expenses incurred | 2019-09-30 | $34,864,954 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $34,656,947 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $10,145,787 |
Value of total assets at end of year | 2019-09-30 | $220,129,349 |
Value of total assets at beginning of year | 2019-09-30 | $220,639,447 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $208,007 |
Total interest from all sources | 2019-09-30 | $229,680 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
Administrative expenses professional fees incurred | 2019-09-30 | $208,007 |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $34,656,947 |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $19,572,857 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $220,129,349 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $220,639,447 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $1,229,180 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $3,076,852 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $3,076,852 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-09-30 | $229,680 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Assets. Invements in employer securities at end of year | 2019-09-30 | $208,754,382 |
Assets. Invements in employer securities at beginning of year | 2019-09-30 | $208,637,670 |
Contributions received in cash from employer | 2019-09-30 | $10,145,787 |
Employer contributions (assets) at end of year | 2019-09-30 | $10,145,787 |
Employer contributions (assets) at beginning of year | 2019-09-30 | $8,924,925 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $34,656,947 |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Aggregate proceeds on sale of assets | 2019-09-30 | $44,062,344 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Unqualified |
Accountancy firm name | 2019-09-30 | KPMG, LLP |
Accountancy firm EIN | 2019-09-30 | 135565207 |
2018 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2018 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-09-30 | $45,662,367 |
Total unrealized appreciation/depreciation of assets | 2018-09-30 | $45,662,367 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total income from all sources (including contributions) | 2018-09-30 | $54,650,816 |
Total loss/gain on sale of assets | 2018-09-30 | $0 |
Total of all expenses incurred | 2018-09-30 | $10,119,668 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $9,926,902 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $8,924,925 |
Value of total assets at end of year | 2018-09-30 | $220,639,447 |
Value of total assets at beginning of year | 2018-09-30 | $176,108,299 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $192,766 |
Total interest from all sources | 2018-09-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $63,524 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $63,524 |
Administrative expenses professional fees incurred | 2018-09-30 | $63,474 |
Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
Value of fidelity bond cover | 2018-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $1,791,152 |
Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-09-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-09-30 | $0 |
Administrative expenses (other) incurred | 2018-09-30 | $480 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Value of net income/loss | 2018-09-30 | $44,531,148 |
Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $220,639,447 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $176,108,299 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
Investment advisory and management fees | 2018-09-30 | $50,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $3,076,852 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $3,246,780 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $3,246,780 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
Assets. Invements in employer securities at end of year | 2018-09-30 | $208,637,670 |
Assets. Invements in employer securities at beginning of year | 2018-09-30 | $164,766,454 |
Contributions received in cash from employer | 2018-09-30 | $8,924,925 |
Employer contributions (assets) at end of year | 2018-09-30 | $8,924,925 |
Employer contributions (assets) at beginning of year | 2018-09-30 | $8,095,065 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $9,926,902 |
Contract administrator fees | 2018-09-30 | $78,812 |
Liabilities. Value of benefit claims payable at end of year | 2018-09-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2018-09-30 | $0 |
Did the plan have assets held for investment | 2018-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
Liabilities. Value of acquisition indebtedness at end of year | 2018-09-30 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2018-09-30 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Unqualified |
Accountancy firm name | 2018-09-30 | KPMG, LLP |
Accountancy firm EIN | 2018-09-30 | 135565207 |
2017 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2017 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-09-30 | $14,894,665 |
Total unrealized appreciation/depreciation of assets | 2017-09-30 | $14,894,665 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $4,217,770 |
Expenses. Interest paid | 2017-09-30 | $14,036 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2017-09-30 | $14,036 |
Total income from all sources (including contributions) | 2017-09-30 | $23,020,873 |
Total loss/gain on sale of assets | 2017-09-30 | $0 |
Total of all expenses incurred | 2017-09-30 | $10,079,916 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $9,868,895 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $8,095,065 |
Value of total assets at end of year | 2017-09-30 | $176,108,299 |
Value of total assets at beginning of year | 2017-09-30 | $167,385,112 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $196,985 |
Total interest from all sources | 2017-09-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $31,143 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $31,143 |
Administrative expenses professional fees incurred | 2017-09-30 | $63,629 |
Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
Value of fidelity bond cover | 2017-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-09-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-09-30 | $7,018 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Value of net income/loss | 2017-09-30 | $12,940,957 |
Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $176,108,299 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $163,167,342 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
Investment advisory and management fees | 2017-09-30 | $50,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $3,246,780 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $3,186,172 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $3,186,172 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
Assets. Invements in employer securities at end of year | 2017-09-30 | $164,766,454 |
Assets. Invements in employer securities at beginning of year | 2017-09-30 | $156,413,430 |
Contributions received in cash from employer | 2017-09-30 | $8,095,065 |
Employer contributions (assets) at end of year | 2017-09-30 | $8,095,065 |
Employer contributions (assets) at beginning of year | 2017-09-30 | $7,785,510 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $9,868,895 |
Contract administrator fees | 2017-09-30 | $83,356 |
Liabilities. Value of benefit claims payable at end of year | 2017-09-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2017-09-30 | $0 |
Did the plan have assets held for investment | 2017-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
Liabilities. Value of acquisition indebtedness at end of year | 2017-09-30 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2017-09-30 | $4,210,752 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Unqualified |
Accountancy firm name | 2017-09-30 | KPMG, LLP |
Accountancy firm EIN | 2017-09-30 | 135565207 |
2016 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $32,344,753 |
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $32,344,753 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $4,217,770 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $8,435,540 |
Expenses. Interest paid | 2016-09-30 | $35,089 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2016-09-30 | $35,089 |
Total income from all sources (including contributions) | 2016-09-30 | $40,153,439 |
Total loss/gain on sale of assets | 2016-09-30 | $0 |
Total of all expenses incurred | 2016-09-30 | $9,002,832 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $8,745,550 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $7,788,820 |
Value of total assets at end of year | 2016-09-30 | $167,385,112 |
Value of total assets at beginning of year | 2016-09-30 | $140,452,275 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $222,193 |
Total interest from all sources | 2016-09-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $19,866 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $19,866 |
Administrative expenses professional fees incurred | 2016-09-30 | $69,771 |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-09-30 | $7,018 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-09-30 | $14,036 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $31,150,607 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $163,167,342 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $132,016,735 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Investment advisory and management fees | 2016-09-30 | $50,025 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $3,186,172 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $3,478,242 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $3,478,242 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Assets. Invements in employer securities at end of year | 2016-09-30 | $156,413,430 |
Assets. Invements in employer securities at beginning of year | 2016-09-30 | $129,968,755 |
Contributions received in cash from employer | 2016-09-30 | $7,788,820 |
Employer contributions (assets) at end of year | 2016-09-30 | $7,785,510 |
Employer contributions (assets) at beginning of year | 2016-09-30 | $7,005,278 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $8,745,550 |
Contract administrator fees | 2016-09-30 | $102,397 |
Liabilities. Value of benefit claims payable at end of year | 2016-09-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-09-30 | $0 |
Did the plan have assets held for investment | 2016-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
Liabilities. Value of acquisition indebtedness at end of year | 2016-09-30 | $4,210,752 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2016-09-30 | $8,421,504 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Unqualified |
Accountancy firm name | 2016-09-30 | KPMG, LLP |
Accountancy firm EIN | 2016-09-30 | 135565207 |
2015 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-09-30 | $5,878,593 |
Total unrealized appreciation/depreciation of assets | 2015-09-30 | $5,878,593 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $8,435,540 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
Expenses. Interest paid | 2015-09-30 | $14,036 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2015-09-30 | $14,036 |
Total income from all sources (including contributions) | 2015-09-30 | $12,927,744 |
Total loss/gain on sale of assets | 2015-09-30 | $0 |
Total of all expenses incurred | 2015-09-30 | $11,424,788 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $11,178,309 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $7,008,278 |
Value of total assets at end of year | 2015-09-30 | $140,452,275 |
Value of total assets at beginning of year | 2015-09-30 | $130,513,779 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $232,443 |
Total interest from all sources | 2015-09-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $40,873 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $1,798 |
Administrative expenses professional fees incurred | 2015-09-30 | $60,724 |
Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
Value of fidelity bond cover | 2015-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-09-30 | $14,036 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-09-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Value of net income/loss | 2015-09-30 | $1,502,956 |
Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $132,016,735 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $130,513,779 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
Investment advisory and management fees | 2015-09-30 | $41,772 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $3,478,242 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $3,422,066 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $3,422,066 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
Assets. Invements in employer securities at end of year | 2015-09-30 | $129,968,755 |
Assets. Invements in employer securities at beginning of year | 2015-09-30 | $119,668,658 |
Contributions received in cash from employer | 2015-09-30 | $7,008,278 |
Employer contributions (assets) at end of year | 2015-09-30 | $7,005,278 |
Employer contributions (assets) at beginning of year | 2015-09-30 | $7,423,055 |
Income. Dividends from common stock | 2015-09-30 | $39,075 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $11,178,309 |
Contract administrator fees | 2015-09-30 | $129,947 |
Liabilities. Value of benefit claims payable at end of year | 2015-09-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2015-09-30 | $0 |
Did the plan have assets held for investment | 2015-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
Liabilities. Value of acquisition indebtedness at end of year | 2015-09-30 | $8,421,504 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2015-09-30 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Unqualified |
Accountancy firm name | 2015-09-30 | KPMG, LLP |
Accountancy firm EIN | 2015-09-30 | 135565207 |
2014 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $28,564,176 |
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $28,564,176 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total income from all sources (including contributions) | 2014-09-30 | $36,026,438 |
Total loss/gain on sale of assets | 2014-09-30 | $0 |
Total of all expenses incurred | 2014-09-30 | $7,001,674 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $6,792,353 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $7,423,055 |
Value of total assets at end of year | 2014-09-30 | $130,513,779 |
Value of total assets at beginning of year | 2014-09-30 | $101,489,015 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $209,321 |
Total interest from all sources | 2014-09-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $39,207 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-09-30 | $420 |
Administrative expenses professional fees incurred | 2014-09-30 | $68,356 |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $36,698 |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-09-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-09-30 | $0 |
Administrative expenses (other) incurred | 2014-09-30 | $69,982 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $29,024,764 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $130,513,779 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $101,489,015 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $3,422,066 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $3,638,648 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $3,638,648 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Assets. Invements in employer securities at end of year | 2014-09-30 | $119,668,658 |
Assets. Invements in employer securities at beginning of year | 2014-09-30 | $90,431,191 |
Contributions received in cash from employer | 2014-09-30 | $7,423,055 |
Employer contributions (assets) at end of year | 2014-09-30 | $7,423,055 |
Employer contributions (assets) at beginning of year | 2014-09-30 | $7,419,176 |
Income. Dividends from common stock | 2014-09-30 | $38,787 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $6,792,353 |
Contract administrator fees | 2014-09-30 | $70,983 |
Liabilities. Value of benefit claims payable at end of year | 2014-09-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-09-30 | $0 |
Did the plan have assets held for investment | 2014-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Unqualified |
Accountancy firm name | 2014-09-30 | KPMG, LLP |
Accountancy firm EIN | 2014-09-30 | 135565207 |
2013 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $4,097,506 |
Total unrealized appreciation/depreciation of assets | 2013-09-30 | $4,097,506 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $6,277 |
Total income from all sources (including contributions) | 2013-09-30 | $11,599,838 |
Total loss/gain on sale of assets | 2013-09-30 | $33,278 |
Total of all expenses incurred | 2013-09-30 | $7,087,062 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $6,930,656 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $7,429,810 |
Value of total assets at end of year | 2013-09-30 | $101,489,015 |
Value of total assets at beginning of year | 2013-09-30 | $96,982,516 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $156,406 |
Total interest from all sources | 2013-09-30 | $435 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $38,809 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
Administrative expenses professional fees incurred | 2013-09-30 | $56,900 |
Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
Value of fidelity bond cover | 2013-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $49,573 |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
Administrative expenses (other) incurred | 2013-09-30 | $42,159 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Value of net income/loss | 2013-09-30 | $4,512,776 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $101,489,015 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $96,976,239 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $3,638,648 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $3,295,098 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $3,295,098 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $435 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
Assets. Invements in employer securities at end of year | 2013-09-30 | $90,431,191 |
Assets. Invements in employer securities at beginning of year | 2013-09-30 | $86,349,981 |
Contributions received in cash from employer | 2013-09-30 | $7,429,810 |
Employer contributions (assets) at end of year | 2013-09-30 | $7,419,176 |
Employer contributions (assets) at beginning of year | 2013-09-30 | $7,337,437 |
Income. Dividends from common stock | 2013-09-30 | $38,809 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $6,930,656 |
Contract administrator fees | 2013-09-30 | $57,347 |
Liabilities. Value of benefit claims payable at end of year | 2013-09-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-09-30 | $6,277 |
Did the plan have assets held for investment | 2013-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
Aggregate proceeds on sale of assets | 2013-09-30 | $33,278 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Unqualified |
Accountancy firm name | 2013-09-30 | KPMG, LLP |
Accountancy firm EIN | 2013-09-30 | 135565207 |
2012 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $6,277 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $218,933 |
Expenses. Interest paid | 2012-09-30 | $4,996 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-09-30 | $4,996 |
Total income from all sources (including contributions) | 2012-09-30 | $7,380,324 |
Total loss/gain on sale of assets | 2012-09-30 | $0 |
Total of all expenses incurred | 2012-09-30 | $7,550,268 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $7,336,551 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $7,337,437 |
Value of total assets at end of year | 2012-09-30 | $96,982,516 |
Value of total assets at beginning of year | 2012-09-30 | $97,365,116 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $208,721 |
Total interest from all sources | 2012-09-30 | $835 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $42,052 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
Administrative expenses professional fees incurred | 2012-09-30 | $208,721 |
Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
Value of fidelity bond cover | 2012-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $7,320,559 |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-30 | $120,058 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-09-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-09-30 | $212,656 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Value of net income/loss | 2012-09-30 | $-169,944 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $96,976,239 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $97,146,183 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $3,295,098 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $3,746,706 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $3,746,706 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-09-30 | $835 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
Assets. Invements in employer securities at end of year | 2012-09-30 | $86,349,981 |
Assets. Invements in employer securities at beginning of year | 2012-09-30 | $85,983,123 |
Contributions received in cash from employer | 2012-09-30 | $7,337,437 |
Employer contributions (assets) at end of year | 2012-09-30 | $7,337,437 |
Employer contributions (assets) at beginning of year | 2012-09-30 | $7,515,229 |
Income. Dividends from common stock | 2012-09-30 | $42,052 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $7,336,551 |
Liabilities. Value of benefit claims payable at end of year | 2012-09-30 | $6,277 |
Liabilities. Value of benefit claims payable at beginning of year | 2012-09-30 | $6,277 |
Did the plan have assets held for investment | 2012-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Unqualified |
Accountancy firm name | 2012-09-30 | KPMG, LLP |
Accountancy firm EIN | 2012-09-30 | 135565207 |
2011 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $-6,472,887 |
Total unrealized appreciation/depreciation of assets | 2011-09-30 | $-6,472,887 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $218,933 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $452,064 |
Expenses. Interest paid | 2011-09-30 | $13,573 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-09-30 | $13,573 |
Total income from all sources (including contributions) | 2011-09-30 | $1,081,481 |
Total loss/gain on sale of assets | 2011-09-30 | $0 |
Total of all expenses incurred | 2011-09-30 | $5,870,332 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $5,673,027 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $7,515,229 |
Value of total assets at end of year | 2011-09-30 | $97,245,058 |
Value of total assets at beginning of year | 2011-09-30 | $102,267,040 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $183,732 |
Total interest from all sources | 2011-09-30 | $469 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $38,670 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
Value of fidelity bond cover | 2011-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-09-30 | $120,058 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $120,058 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-09-30 | $212,656 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-09-30 | $445,787 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Value of net income/loss | 2011-09-30 | $-4,788,851 |
Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $97,026,125 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $101,814,976 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $3,746,706 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $2,005,046 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $2,005,046 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $469 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
Assets. Invements in employer securities at end of year | 2011-09-30 | $85,983,123 |
Assets. Invements in employer securities at beginning of year | 2011-09-30 | $92,518,310 |
Contributions received in cash from employer | 2011-09-30 | $7,515,229 |
Employer contributions (assets) at end of year | 2011-09-30 | $7,515,229 |
Employer contributions (assets) at beginning of year | 2011-09-30 | $7,743,684 |
Income. Dividends from common stock | 2011-09-30 | $38,670 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $5,673,027 |
Contract administrator fees | 2011-09-30 | $183,732 |
Liabilities. Value of benefit claims payable at end of year | 2011-09-30 | $6,277 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-09-30 | $6,277 |
Did the plan have assets held for investment | 2011-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Unqualified |
Accountancy firm name | 2011-09-30 | KPMG, LLP |
Accountancy firm EIN | 2011-09-30 | 135565207 |
2010 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2010 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $11,861 |
2009 : EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2009 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2009-09-30 | $4,752,872 |
Total unrealized appreciation/depreciation of assets | 2009-09-30 | $4,752,872 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-09-30 | $662,855 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-09-30 | $851,654 |
Expenses. Interest paid | 2009-09-30 | $57,581 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2009-09-30 | $57,581 |
Total income from all sources (including contributions) | 2009-09-30 | $12,029,852 |
Total loss/gain on sale of assets | 2009-09-30 | $0 |
Total of all expenses incurred | 2009-09-30 | $4,238,859 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2009-09-30 | $4,031,838 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2009-09-30 | $7,198,572 |
Value of total assets at end of year | 2009-09-30 | $96,584,634 |
Value of total assets at beginning of year | 2009-09-30 | $88,982,440 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2009-09-30 | $149,440 |
Total interest from all sources | 2009-09-30 | $42,262 |
Total dividends received (eg from common stock, registered investment company shares) | 2009-09-30 | $36,146 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2009-09-30 | No |
Administrative expenses professional fees incurred | 2009-09-30 | $149,440 |
Was this plan covered by a fidelity bond | 2009-09-30 | Yes |
Value of fidelity bond cover | 2009-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2009-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2009-09-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2009-09-30 | $656,578 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2009-09-30 | $845,377 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-09-30 | No |
Value of net income/loss | 2009-09-30 | $7,790,993 |
Value of net assets at end of year (total assets less liabilities) | 2009-09-30 | $95,921,779 |
Value of net assets at beginning of year (total assets less liabilities) | 2009-09-30 | $88,130,786 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2009-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2009-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2009-09-30 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2009-09-30 | $5,984,890 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2009-09-30 | $3,449,600 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2009-09-30 | $3,449,600 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2009-09-30 | $42,262 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2009-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2009-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2009-09-30 | No |
Assets. Invements in employer securities at end of year | 2009-09-30 | $83,401,172 |
Assets. Invements in employer securities at beginning of year | 2009-09-30 | $78,648,300 |
Contributions received in cash from employer | 2009-09-30 | $7,198,572 |
Employer contributions (assets) at end of year | 2009-09-30 | $7,198,572 |
Employer contributions (assets) at beginning of year | 2009-09-30 | $6,884,540 |
Income. Dividends from common stock | 2009-09-30 | $36,146 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2009-09-30 | $4,031,838 |
Liabilities. Value of benefit claims payable at end of year | 2009-09-30 | $6,277 |
Liabilities. Value of benefit claims payable at beginning of year | 2009-09-30 | $6,277 |
Did the plan have assets held for investment | 2009-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2009-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2009-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2009-09-30 | Unqualified |
Accountancy firm name | 2009-09-30 | KPMG, LLP |
Accountancy firm EIN | 2009-09-30 | 135565207 |
2021: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2021 form 5500 responses | ||
---|---|---|
2021-10-01 | Type of plan entity | Single employer plan |
2021-10-01 | Submission has been amended | No |
2021-10-01 | This submission is the final filing | No |
2021-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-10-01 | Plan is a collectively bargained plan | No |
2021-10-01 | Plan funding arrangement – Trust | Yes |
2021-10-01 | Plan benefit arrangement - Trust | Yes |
2020: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2020 form 5500 responses | ||
2020-10-01 | Type of plan entity | Single employer plan |
2020-10-01 | Submission has been amended | No |
2020-10-01 | This submission is the final filing | No |
2020-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-10-01 | Plan is a collectively bargained plan | No |
2020-10-01 | Plan funding arrangement – Trust | Yes |
2020-10-01 | Plan benefit arrangement - Trust | Yes |
2019: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2019 form 5500 responses | ||
2019-10-01 | Type of plan entity | Single employer plan |
2019-10-01 | Submission has been amended | No |
2019-10-01 | This submission is the final filing | No |
2019-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-10-01 | Plan is a collectively bargained plan | No |
2019-10-01 | Plan funding arrangement – Trust | Yes |
2019-10-01 | Plan benefit arrangement - Trust | Yes |
2018: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2018 form 5500 responses | ||
2018-10-01 | Type of plan entity | Single employer plan |
2018-10-01 | Submission has been amended | No |
2018-10-01 | This submission is the final filing | No |
2018-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-10-01 | Plan is a collectively bargained plan | No |
2018-10-01 | Plan funding arrangement – Trust | Yes |
2018-10-01 | Plan benefit arrangement - Trust | Yes |
2017: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2017 form 5500 responses | ||
2017-10-01 | Type of plan entity | Single employer plan |
2017-10-01 | Submission has been amended | No |
2017-10-01 | This submission is the final filing | No |
2017-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-10-01 | Plan is a collectively bargained plan | No |
2017-10-01 | Plan funding arrangement – Trust | Yes |
2017-10-01 | Plan benefit arrangement - Trust | Yes |
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2016 form 5500 responses | ||
2016-10-01 | Type of plan entity | Single employer plan |
2016-10-01 | Submission has been amended | No |
2016-10-01 | This submission is the final filing | No |
2016-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-10-01 | Plan is a collectively bargained plan | No |
2016-10-01 | Plan funding arrangement – Trust | Yes |
2016-10-01 | Plan benefit arrangement - Trust | Yes |
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2015 form 5500 responses | ||
2015-10-01 | Type of plan entity | Single employer plan |
2015-10-01 | Submission has been amended | No |
2015-10-01 | This submission is the final filing | No |
2015-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-10-01 | Plan is a collectively bargained plan | No |
2015-10-01 | Plan funding arrangement – Trust | Yes |
2015-10-01 | Plan benefit arrangement - Trust | Yes |
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2014 form 5500 responses | ||
2014-10-01 | Type of plan entity | Single employer plan |
2014-10-01 | Submission has been amended | No |
2014-10-01 | This submission is the final filing | No |
2014-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-10-01 | Plan is a collectively bargained plan | No |
2014-10-01 | Plan funding arrangement – Trust | Yes |
2014-10-01 | Plan benefit arrangement - Trust | Yes |
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2013 form 5500 responses | ||
2013-10-01 | Type of plan entity | Single employer plan |
2013-10-01 | Submission has been amended | No |
2013-10-01 | This submission is the final filing | No |
2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-10-01 | Plan is a collectively bargained plan | No |
2013-10-01 | Plan funding arrangement – Trust | Yes |
2013-10-01 | Plan benefit arrangement - Trust | Yes |
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2012 form 5500 responses | ||
2012-10-01 | Type of plan entity | Single employer plan |
2012-10-01 | Submission has been amended | No |
2012-10-01 | This submission is the final filing | No |
2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-10-01 | Plan is a collectively bargained plan | No |
2012-10-01 | Plan funding arrangement – Trust | Yes |
2012-10-01 | Plan benefit arrangement - Trust | Yes |
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2011 form 5500 responses | ||
2011-10-01 | Type of plan entity | Single employer plan |
2011-10-01 | Submission has been amended | No |
2011-10-01 | This submission is the final filing | No |
2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-10-01 | Plan is a collectively bargained plan | No |
2011-10-01 | Plan funding arrangement – Trust | Yes |
2011-10-01 | Plan benefit arrangement - Trust | Yes |
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2009 form 5500 responses | ||
2009-10-01 | Type of plan entity | Single employer plan |
2009-10-01 | Submission has been amended | Yes |
2009-10-01 | This submission is the final filing | No |
2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-10-01 | Plan is a collectively bargained plan | No |
2009-10-01 | Plan funding arrangement – Trust | Yes |
2009-10-01 | Plan benefit arrangement - Trust | Yes |
2008: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2008 form 5500 responses | ||
2008-10-01 | Type of plan entity | Single employer plan |
2008-10-01 | Submission has been amended | Yes |
2008-10-01 | This submission is the final filing | No |
2008-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2008-10-01 | Plan is a collectively bargained plan | No |
2008-10-01 | Plan funding arrangement – Trust | Yes |
2008-10-01 | Plan benefit arrangement - Trust | Yes |
2007: EMPLOYEE STOCK OWNERSHIP PLAN OF APPLIED RESEARCH ASSOCIATES, INC. 2007 form 5500 responses | ||
2007-10-01 | Type of plan entity | Single employer plan |
2007-10-01 | Submission has been amended | Yes |
2007-10-01 | This submission is the final filing | No |
2007-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2007-10-01 | Plan is a collectively bargained plan | No |
2007-10-01 | Plan funding arrangement – Trust | Yes |
2007-10-01 | Plan benefit arrangement - Trust | Yes |