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RICHARD J PENNER, DDS PROFIT SHARING PLAN 401k Plan overview

Plan NameRICHARD J PENNER, DDS PROFIT SHARING PLAN
Plan identification number 001

RICHARD J PENNER, DDS PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD J. PENNER, D.D.S. has sponsored the creation of one or more 401k plans.

Company Name:RICHARD J. PENNER, D.D.S.
Employer identification number (EIN):480927316
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD J PENNER, DDS PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01LESLEE MILLER
0012016-01-01LESLEE MILLER
0012015-01-01LESLEE MILLER
0012014-01-01LESLEE MILLER
0012013-01-01LESLEE MILLER
0012012-01-01LESLEE MILLER
0012011-01-01RICHARD PENNER
0012010-01-01RICHARD PENNER
0012009-01-01RICHARD PENNER

Financial Data on RICHARD J PENNER, DDS PROFIT SHARING PLAN

Measure Date Value
2017 : RICHARD J PENNER, DDS PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-06-23$0
Total plan liabilities at end of year2017-06-23$0
Total plan liabilities at beginning of year2017-06-23$0
Total income from all sources2017-06-23$168,919
Expenses. Total of all expenses incurred2017-06-23$1,902,426
Benefits paid (including direct rollovers)2017-06-23$1,879,274
Total plan assets at end of year2017-06-23$0
Total plan assets at beginning of year2017-06-23$1,733,507
Value of fidelity bond covering the plan2017-06-23$110,000
Total contributions received or receivable from participants2017-06-23$0
Expenses. Other expenses not covered elsewhere2017-06-23$0
Contributions received from other sources (not participants or employers)2017-06-23$0
Other income received2017-06-23$105,346
Noncash contributions received2017-06-23$0
Net income (gross income less expenses)2017-06-23$-1,733,507
Net plan assets at end of year (total assets less liabilities)2017-06-23$0
Net plan assets at beginning of year (total assets less liabilities)2017-06-23$1,733,507
Total contributions received or receivable from employer(s)2017-06-23$63,573
Value of certain deemed distributions of participant loans2017-06-23$0
Value of corrective distributions2017-06-23$22,010
Expenses. Administrative service providers (salaries,fees and commissions)2017-06-23$1,142
2016 : RICHARD J PENNER, DDS PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$226,219
Expenses. Total of all expenses incurred2016-12-31$29,048
Benefits paid (including direct rollovers)2016-12-31$26,545
Total plan assets at end of year2016-12-31$1,733,507
Total plan assets at beginning of year2016-12-31$1,536,336
Value of fidelity bond covering the plan2016-12-31$110,000
Total contributions received or receivable from participants2016-12-31$81,803
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$83,484
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$197,171
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,733,507
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,536,336
Total contributions received or receivable from employer(s)2016-12-31$60,932
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$2,503
2015 : RICHARD J PENNER, DDS PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$154,300
Expenses. Total of all expenses incurred2015-12-31$241,452
Benefits paid (including direct rollovers)2015-12-31$233,064
Total plan assets at end of year2015-12-31$1,536,336
Total plan assets at beginning of year2015-12-31$1,623,488
Value of fidelity bond covering the plan2015-12-31$110,000
Total contributions received or receivable from participants2015-12-31$80,068
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$13,091
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-87,152
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,536,336
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,623,488
Total contributions received or receivable from employer(s)2015-12-31$61,141
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$4,800
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,588
2014 : RICHARD J PENNER, DDS PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$341,184
Expenses. Total of all expenses incurred2014-12-31$504
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,623,488
Total plan assets at beginning of year2014-12-31$1,282,808
Value of fidelity bond covering the plan2014-12-31$110,000
Total contributions received or receivable from participants2014-12-31$95,882
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$105,776
Other income received2014-12-31$65,289
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$340,680
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,623,488
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,282,808
Total contributions received or receivable from employer(s)2014-12-31$74,237
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$504
2013 : RICHARD J PENNER, DDS PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$313,991
Expenses. Total of all expenses incurred2013-12-31$27,474
Benefits paid (including direct rollovers)2013-12-31$27,016
Total plan assets at end of year2013-12-31$1,282,808
Total plan assets at beginning of year2013-12-31$996,291
Value of fidelity bond covering the plan2013-12-31$110,000
Total contributions received or receivable from participants2013-12-31$62,170
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$176,221
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$286,517
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,282,808
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$996,291
Total contributions received or receivable from employer(s)2013-12-31$75,600
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$458
2012 : RICHARD J PENNER, DDS PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$187,566
Expenses. Total of all expenses incurred2012-12-31$426
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$996,291
Total plan assets at beginning of year2012-12-31$809,151
Value of fidelity bond covering the plan2012-12-31$110,000
Total contributions received or receivable from participants2012-12-31$44,423
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$78,697
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$187,140
Net plan assets at end of year (total assets less liabilities)2012-12-31$996,291
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$809,151
Total contributions received or receivable from employer(s)2012-12-31$64,446
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$426
2011 : RICHARD J PENNER, DDS PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$79,825
Expenses. Total of all expenses incurred2011-12-31$209,260
Benefits paid (including direct rollovers)2011-12-31$208,781
Total plan assets at end of year2011-12-31$809,151
Total plan assets at beginning of year2011-12-31$938,586
Value of fidelity bond covering the plan2011-12-31$110,000
Total contributions received or receivable from participants2011-12-31$33,877
Other income received2011-12-31$-15,565
Net income (gross income less expenses)2011-12-31$-129,435
Net plan assets at end of year (total assets less liabilities)2011-12-31$809,151
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$938,586
Total contributions received or receivable from employer(s)2011-12-31$61,513
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$479
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : RICHARD J PENNER, DDS PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$223,862
Expenses. Total of all expenses incurred2010-12-31$500,443
Benefits paid (including direct rollovers)2010-12-31$500,000
Total plan assets at end of year2010-12-31$938,586
Total plan assets at beginning of year2010-12-31$1,215,167
Value of fidelity bond covering the plan2010-12-31$110,000
Total contributions received or receivable from participants2010-12-31$41,466
Other income received2010-12-31$114,415
Net income (gross income less expenses)2010-12-31$-276,581
Net plan assets at end of year (total assets less liabilities)2010-12-31$938,586
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,215,167
Total contributions received or receivable from employer(s)2010-12-31$67,981
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$443
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for RICHARD J PENNER, DDS PROFIT SHARING PLAN

2017: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01First time form 5500 has been submittedYes
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RICHARD J PENNER, DDS PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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