401k Plan data: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST plan

RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST
Plan identification number	001

RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD J. LEE, DDS, INC. has sponsored the creation of one or more 401k plans.

Company Name: RICHARD J. LEE, DDS, INC.

Employer identification number (EIN): 770631223

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 RICHARD J LEE RICHARD J LEE 2013-01-25
001 2011-01-01 RICHARD J LEE RICHARD J LEE 2012-07-09
001 2010-01-01 RICHARD J LEE RICHARD J LEE 2011-07-18
001 2009-01-01 RICHARD J LEE RICHARD J LEE 2010-07-19

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	RICHARD J LEE	RICHARD J LEE	2013-01-25
001	2011-01-01	RICHARD J LEE	RICHARD J LEE	2012-07-09
001	2010-01-01	RICHARD J LEE	RICHARD J LEE	2011-07-18
001	2009-01-01	RICHARD J LEE	RICHARD J LEE	2010-07-19

Plan Statistics for RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST

Measure Date Value
2012: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 6
Number of participants with account balances 2011-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 6
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 6
Number of participants with account balances 2010-01-01 6
2009: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 5

Measure	Date	Value
2012: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	6
Number of participants with account balances	2011-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	6
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	6
Number of participants with account balances	2010-01-01	6
2009: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	5

Financial Data on RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2012 : RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources	2012-05-31	$88,638
Expenses. Total of all expenses incurred	2012-05-31	$2,996,801
Benefits paid (including direct rollovers)	2012-05-31	$2,990,909
Total plan assets at end of year	2012-05-31	$0
Total plan assets at beginning of year	2012-05-31	$2,908,163
Value of fidelity bond covering the plan	2012-05-31	$300,000
Expenses. Other expenses not covered elsewhere	2012-05-31	$310
Other income received	2012-05-31	$88,638
Net income (gross income less expenses)	2012-05-31	$-2,908,163
Net plan assets at end of year (total assets less liabilities)	2012-05-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2012-05-31	$2,908,163
Expenses. Administrative service providers (salaries,fees and commissions)	2012-05-31	$5,582
2011 : RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$80,494
Expenses. Total of all expenses incurred	2011-12-31	$16,574
Total plan assets at end of year	2011-12-31	$2,908,163
Total plan assets at beginning of year	2011-12-31	$2,844,243
Value of fidelity bond covering the plan	2011-12-31	$300,000
Total contributions received or receivable from participants	2011-12-31	$51,404
Expenses. Other expenses not covered elsewhere	2011-12-31	$649
Other income received	2011-12-31	$-11,830
Net income (gross income less expenses)	2011-12-31	$63,920
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,908,163
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,844,243
Total contributions received or receivable from employer(s)	2011-12-31	$40,920
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$15,925
2010 : RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$342,133
Expenses. Total of all expenses incurred	2010-12-31	$12,351
Total plan assets at end of year	2010-12-31	$2,844,243
Total plan assets at beginning of year	2010-12-31	$2,514,461
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$51,190
Expenses. Other expenses not covered elsewhere	2010-12-31	$906
Other income received	2010-12-31	$248,941
Net income (gross income less expenses)	2010-12-31	$329,782
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,844,243
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,514,461
Total contributions received or receivable from employer(s)	2010-12-31	$42,002
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$11,445

Form 5500 Responses for RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST

2012: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: RICHARD J LEE DDS INC 401K PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	RICHARD J. LEE, DDS, INC.
Employer identification number (EIN):	770631223
NAIC Classification:	621210
NAIC Description:	Offices of Dentists