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G & E & HOCKERS 401K PLAN 401k Plan overview

Plan NameG & E & HOCKERS 401K PLAN
Plan identification number 002

G & E & HOCKERS 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

G & E, INC. has sponsored the creation of one or more 401k plans.

Company Name:G & E, INC.
Employer identification number (EIN):510123142
NAIC Classification:445110
NAIC Description:Supermarkets and Other Grocery (except Convenience) Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan G & E & HOCKERS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01GERALD HOCKER SR2018-09-08
0022016-01-01GERALD HOCKER SR2017-09-23
0022015-01-01GERALD HOCKER SR
0022014-01-01GERALD HOCKER SR
0022013-01-01GERALD HOCKER SR
0022012-01-01GERALD HOCKER SR
0022011-01-01GERALD HOCKER SR
0022010-01-01GERALD HOCKER SR
0022009-01-01GERALD HOCKER SR

Plan Statistics for G & E & HOCKERS 401K PLAN

401k plan membership statisitcs for G & E & HOCKERS 401K PLAN

Measure Date Value
2015: G & E & HOCKERS 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01150
Total number of active participants reported on line 7a of the Form 55002015-01-0168
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0190
Number of participants with account balances2015-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: G & E & HOCKERS 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01152
Total number of active participants reported on line 7a of the Form 55002014-01-01115
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0135
Total of all active and inactive participants2014-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01150
Number of participants with account balances2014-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: G & E & HOCKERS 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01150
Total number of active participants reported on line 7a of the Form 55002013-01-01114
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01143
Number of participants with account balances2013-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: G & E & HOCKERS 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01135
Total number of active participants reported on line 7a of the Form 55002012-01-01117
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0129
Total of all active and inactive participants2012-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01146
Number of participants with account balances2012-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: G & E & HOCKERS 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01138
Total number of active participants reported on line 7a of the Form 55002011-01-01118
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01135
Number of participants with account balances2011-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2010: G & E & HOCKERS 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01142
Total number of active participants reported on line 7a of the Form 55002010-01-01126
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-017
Total of all active and inactive participants2010-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01133
Number of participants with account balances2010-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: G & E & HOCKERS 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01146
Total number of active participants reported on line 7a of the Form 55002009-01-01125
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01136
Number of participants with account balances2009-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on G & E & HOCKERS 401K PLAN

Measure Date Value
2015 : G & E & HOCKERS 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$30,610
Total loss/gain on sale of assets2015-12-31$14,479
Total of all expenses incurred2015-12-31$104,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$95,435
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$64,962
Value of total assets at end of year2015-12-31$4,117,823
Value of total assets at beginning of year2015-12-31$4,192,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,556
Total interest from all sources2015-12-31$456
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$172,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$136,058
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$400,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$29,962
Participant contributions at end of year2015-12-31$9,575
Participant contributions at beginning of year2015-12-31$4,536
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-74,381
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,117,823
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,192,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,266,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,423,846
Interest on participant loans2015-12-31$456
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$1,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$121,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$102,457
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$102,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,029,812
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,009,172
Asset value of US Government securities at end of year2015-12-31$7,206
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-222,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$35,000
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from common stock2015-12-31$36,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$95,435
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$24,886
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$9,556
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$658,323
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$650,215
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$43,276
Aggregate carrying amount (costs) on sale of assets2015-12-31$28,797
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GARCIA, GARMAN & SHEA, PC
Accountancy firm EIN2015-12-31232871804
2014 : G & E & HOCKERS 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$273,153
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$203,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$183,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$35,281
Value of total assets at end of year2014-12-31$4,192,204
Value of total assets at beginning of year2014-12-31$4,122,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$20,396
Total interest from all sources2014-12-31$3,069
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$24,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$400,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$35,281
Participant contributions at end of year2014-12-31$4,536
Participant contributions at beginning of year2014-12-31$6,176
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$1,288
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$69,265
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,192,204
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,122,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,423,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,446,575
Interest on participant loans2014-12-31$267
Value of interest in common/collective trusts at end of year2014-12-31$1,978
Value of interest in common/collective trusts at beginning of year2014-12-31$4,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$102,457
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$131,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$131,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,009,172
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$950,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$210,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from common stock2014-12-31$24,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$183,492
Contract administrator fees2014-12-31$20,396
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$650,215
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$582,225
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GARCIA, GARMAN & SHEA, PC
Accountancy firm EIN2014-12-31232871804
2013 : G & E & HOCKERS 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$603,258
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$102,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$91,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$38,646
Value of total assets at end of year2013-12-31$4,122,939
Value of total assets at beginning of year2013-12-31$3,622,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,376
Total interest from all sources2013-12-31$3,493
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$21,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$400,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$38,646
Participant contributions at end of year2013-12-31$6,176
Participant contributions at beginning of year2013-12-31$5,222
Participant contributions at end of year2013-12-31$1,288
Participant contributions at beginning of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$136
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$500,822
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,122,939
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,622,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,446,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,523,519
Interest on participant loans2013-12-31$341
Value of interest in common/collective trusts at end of year2013-12-31$4,216
Value of interest in common/collective trusts at beginning of year2013-12-31$2,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$131,570
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$131,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$131,754
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$3,152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$950,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$468,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$539,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from common stock2013-12-31$21,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$91,060
Contract administrator fees2013-12-31$11,376
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$582,225
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$490,611
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GARCIA, GARMAN & SHEA, PC
Accountancy firm EIN2013-12-31232871804
2012 : G & E & HOCKERS 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$369,247
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$83,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$69,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$36,903
Value of total assets at end of year2012-12-31$3,622,117
Value of total assets at beginning of year2012-12-31$3,336,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,142
Total interest from all sources2012-12-31$3,770
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$18,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$400,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$36,903
Participant contributions at end of year2012-12-31$5,222
Participant contributions at beginning of year2012-12-31$5,850
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$285,769
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,622,117
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,336,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,523,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,716,793
Interest on participant loans2012-12-31$264
Value of interest in common/collective trusts at end of year2012-12-31$2,918
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$131,754
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$173,539
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$173,539
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3,506
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$468,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$310,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$30,000
Income. Dividends from common stock2012-12-31$18,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$69,336
Contract administrator fees2012-12-31$14,142
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$490,611
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$410,166
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GARCIA, GARMAN & SHEA, PC
Accountancy firm EIN2012-12-31232871804
2011 : G & E & HOCKERS 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$12,161
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$342,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$316,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$65,262
Value of total assets at end of year2011-12-31$3,336,348
Value of total assets at beginning of year2011-12-31$3,666,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,095
Total interest from all sources2011-12-31$3,788
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$16,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$400,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$35,262
Participant contributions at end of year2011-12-31$5,850
Participant contributions at beginning of year2011-12-31$6,446
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$1,332
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-330,547
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,336,348
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,666,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,716,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,080,066
Income. Interest from loans (other than to participants)2011-12-31$294
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$173,539
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$158,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$158,386
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$3,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-73,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$30,000
Employer contributions (assets) at end of year2011-12-31$30,000
Employer contributions (assets) at beginning of year2011-12-31$25,000
Income. Dividends from common stock2011-12-31$16,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$316,613
Contract administrator fees2011-12-31$26,095
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$410,166
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$395,508
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GARCIA, GARMAN & SHEA, PC
Accountancy firm EIN2011-12-31232871804
2010 : G & E & HOCKERS 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$422,903
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$44,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$42,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$62,172
Value of total assets at end of year2010-12-31$3,666,895
Value of total assets at beginning of year2010-12-31$3,288,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,965
Total interest from all sources2010-12-31$4,224
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$14,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$37,149
Participant contributions at end of year2010-12-31$6,446
Participant contributions at beginning of year2010-12-31$9,146
Participant contributions at end of year2010-12-31$1,332
Participant contributions at beginning of year2010-12-31$602
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$23
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$157
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$48
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$378,443
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,666,895
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,288,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,080,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,799,704
Interest on participant loans2010-12-31$465
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$158,386
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$92,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$92,242
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$342,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$25,000
Employer contributions (assets) at end of year2010-12-31$25,000
Employer contributions (assets) at beginning of year2010-12-31$40,000
Income. Dividends from common stock2010-12-31$14,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$42,495
Contract administrator fees2010-12-31$1,965
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$395,508
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$346,710
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GARCIA, GARMAN, MCCARTHY & SHEA, PC
Accountancy firm EIN2010-12-31232871804
2009 : G & E & HOCKERS 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for G & E & HOCKERS 401K PLAN

2015: G & E & HOCKERS 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: G & E & HOCKERS 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: G & E & HOCKERS 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: G & E & HOCKERS 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: G & E & HOCKERS 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: G & E & HOCKERS 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: G & E & HOCKERS 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number829784
Policy instance 1
Insurance contract or identification number829784
Number of Individuals Covered59
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,563
Total amount of fees paid to insurance companyUSD $20,788
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees15627
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?4
Commission paid to Insurance BrokerUSD $1,563
Insurance broker nameTHE PENSION ALLIANCE A UNITED RETIR
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-829784
Policy instance 1
Insurance contract or identification numberGA-829784
Number of Individuals Covered94
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $15,299
Total amount of fees paid to insurance companyUSD $1,530
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,299
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?4
Insurance broker nameTHE PENSION ALLIANCE A UNITED RETIR
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-829784
Policy instance 1
Insurance contract or identification numberGA-829784
Number of Individuals Covered101
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $10,989
Total amount of fees paid to insurance companyUSD $1,432
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,271
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Insurance broker nameTHE PENSION ALLIANCE A UNITED RETIR
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-829784
Policy instance 1
Insurance contract or identification numberGA-829784
Number of Individuals Covered107
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $27,253
Total amount of fees paid to insurance companyUSD $5,899
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,253
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Insurance broker nameTHE PENSION ALLIANCE A UNITED RETIR

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