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THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 401k Plan overview

Plan NameTHE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN
Plan identification number 002

THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES, INC has sponsored the creation of one or more 401k plans.

Company Name:THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES, INC
Employer identification number (EIN):530184296
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01CHERYL DENISE YOUNG2023-07-05
0022021-01-01CHERYL D YOUNG2022-06-27
0022020-01-01CHERYL DENISE YOUNG2021-06-04
0022019-01-01CHERYL D YOUNG2020-10-13 CHERYL D YOUNG2020-10-13
0022018-01-01LAURA ROZNOVSKY2019-10-15 LAURA ROZNOVSKY2019-10-15
0022017-01-01PATRICIA OCONNELL2018-10-11 PATRICIA OCONNELL2018-10-11
0022016-01-01JESSIE R ROBINSON2017-08-17 PATRICIA R O'CONNELL2017-08-17
0022015-01-01PATRICIA O'CONNELL
0022014-01-01PATRICIA O'CONNELL GUS HARGETT2015-09-30
0022013-01-01PATRICIA O'CONNELL
0022012-01-01PATRICIA R. O'CONNELL GUS L HARGETT JR2013-05-28
0022011-01-01PATRICIA R. O'CONNELL
0022009-01-01PAMELA BUCKLER GUS L HARGETT, JR.2010-09-10

Plan Statistics for THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN

401k plan membership statisitcs for THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN

Measure Date Value
2015: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0137
Total number of active participants reported on line 7a of the Form 55002015-01-0128
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0137
Number of participants with account balances2015-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0129
Total number of active participants reported on line 7a of the Form 55002014-01-0131
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0137
Number of participants with account balances2014-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0141
Total number of active participants reported on line 7a of the Form 55002013-01-0123
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0129
Number of participants with account balances2013-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0138
Total number of active participants reported on line 7a of the Form 55002012-01-0128
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0141
Number of participants with account balances2012-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0137
Total number of active participants reported on line 7a of the Form 55002011-01-0128
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0138
Number of participants with account balances2011-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0136
Total number of active participants reported on line 7a of the Form 55002009-01-0127
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-019
Total of all active and inactive participants2009-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0136
Number of participants with account balances2009-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN

Measure Date Value
2015 : THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2015 401k financial data
Total income from all sources2015-12-31$239,024
Expenses. Total of all expenses incurred2015-12-31$321,092
Benefits paid (including direct rollovers)2015-12-31$320,767
Total plan assets at end of year2015-12-31$1,829,182
Total plan assets at beginning of year2015-12-31$1,911,250
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$141,993
Other income received2015-12-31$-19,400
Net income (gross income less expenses)2015-12-31$-82,068
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,829,182
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,911,250
Assets. Value of participant loans2015-12-31$15,768
Total contributions received or receivable from employer(s)2015-12-31$116,431
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$325
2014 : THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2014 401k financial data
Total income from all sources2014-12-31$369,367
Expenses. Total of all expenses incurred2014-12-31$379,149
Benefits paid (including direct rollovers)2014-12-31$377,139
Total plan assets at end of year2014-12-31$1,911,250
Total plan assets at beginning of year2014-12-31$1,921,032
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$125,313
Other income received2014-12-31$126,972
Net income (gross income less expenses)2014-12-31$-9,782
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,911,250
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,921,032
Assets. Value of participant loans2014-12-31$20,515
Total contributions received or receivable from employer(s)2014-12-31$117,082
Value of corrective distributions2014-12-31$1,435
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$575
2013 : THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2013 401k financial data
Total income from all sources2013-12-31$599,289
Expenses. Total of all expenses incurred2013-12-31$394,823
Benefits paid (including direct rollovers)2013-12-31$391,832
Total plan assets at end of year2013-12-31$1,921,032
Total plan assets at beginning of year2013-12-31$1,716,566
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$124,709
Contributions received from other sources (not participants or employers)2013-12-31$30,772
Other income received2013-12-31$316,320
Net income (gross income less expenses)2013-12-31$204,466
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,921,032
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,716,566
Assets. Value of participant loans2013-12-31$20,260
Total contributions received or receivable from employer(s)2013-12-31$127,488
Value of corrective distributions2013-12-31$2,541
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$450
2012 : THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2012 401k financial data
Total income from all sources2012-12-31$443,058
Expenses. Total of all expenses incurred2012-12-31$176,083
Benefits paid (including direct rollovers)2012-12-31$175,833
Total plan assets at end of year2012-12-31$1,716,566
Total plan assets at beginning of year2012-12-31$1,449,591
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$132,368
Other income received2012-12-31$192,102
Net income (gross income less expenses)2012-12-31$266,975
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,716,566
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,449,591
Assets. Value of participant loans2012-12-31$25,650
Total contributions received or receivable from employer(s)2012-12-31$118,588
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$250
2011 : THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2011 401k financial data
Total income from all sources2011-12-31$253,623
Expenses. Total of all expenses incurred2011-12-31$982,756
Benefits paid (including direct rollovers)2011-12-31$982,231
Total plan assets at end of year2011-12-31$1,449,591
Total plan assets at beginning of year2011-12-31$2,178,724
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$141,014
Contributions received from other sources (not participants or employers)2011-12-31$9,377
Other income received2011-12-31$-17,847
Net income (gross income less expenses)2011-12-31$-729,133
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,449,591
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,178,724
Assets. Value of participant loans2011-12-31$40,007
Total contributions received or receivable from employer(s)2011-12-31$121,079
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$525
2009 : THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN

2015: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE NATIONAL GUARD ASSOCIATION OF THE UNITED STATES 401 K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9097
Policy instance 1
Insurance contract or identification numberZH9097
Number of Individuals Covered41
Insurance policy start date2012-01-01
Insurance policy end date2012-07-24
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9097
Policy instance 1
Insurance contract or identification numberZH9097
Number of Individuals Covered38
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $445
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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