401k Plan data: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN plan

THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 401k Plan overview

Plan Name	THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN
Plan identification number	001

THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL PEN CO. LLC has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL PEN CO. LLC

Employer identification number (EIN): 421646669

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 SANDY COSTANZO
001 2011-01-01 ANDREA FOOTE
001 2010-01-01 ANDREA FOOTE ANDREA FOOTE 2011-10-10
001 2009-01-01 ANDREA FOOTE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	SANDY COSTANZO
001	2011-01-01	ANDREA FOOTE
001	2010-01-01	ANDREA FOOTE	ANDREA FOOTE	2011-10-10
001	2009-01-01	ANDREA FOOTE

Plan Statistics for THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN

401k plan membership statisitcs for THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN

Measure Date Value
2012: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 762
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 547
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 137
Total of all active and inactive participants 2012-01-01 687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 8
Total participants 2012-01-01 695
Number of participants with account balances 2012-01-01 657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 784
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 566
Number of retired or separated participants receiving benefits 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 164
Total of all active and inactive participants 2011-01-01 734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 8
Total participants 2011-01-01 742
Number of participants with account balances 2011-01-01 674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 838
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 586
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 169
Total of all active and inactive participants 2010-01-01 755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 9
Total participants 2010-01-01 764
Number of participants with account balances 2010-01-01 710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 926
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 593
Number of retired or separated participants receiving benefits 2009-01-01 8
Number of other retired or separated participants entitled to future benefits 2009-01-01 176
Total of all active and inactive participants 2009-01-01 777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 777
Number of participants with account balances 2009-01-01 768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 70

Measure	Date	Value
2012: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	762
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	547
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	137
Total of all active and inactive participants	2012-01-01	687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	8
Total participants	2012-01-01	695
Number of participants with account balances	2012-01-01	657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	784
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	566
Number of retired or separated participants receiving benefits	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	164
Total of all active and inactive participants	2011-01-01	734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	8
Total participants	2011-01-01	742
Number of participants with account balances	2011-01-01	674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	838
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	586
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	169
Total of all active and inactive participants	2010-01-01	755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	9
Total participants	2010-01-01	764
Number of participants with account balances	2010-01-01	710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	926
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	593
Number of retired or separated participants receiving benefits	2009-01-01	8
Number of other retired or separated participants entitled to future benefits	2009-01-01	176
Total of all active and inactive participants	2009-01-01	777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	777
Number of participants with account balances	2009-01-01	768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	70

Financial Data on THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN

Measure	Date	Value
2012 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$101,010
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$24,052
Total income from all sources (including contributions)	2012-12-31	$4,736,067
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,892,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,816,876
Value of total corrective distributions	2012-12-31	$19,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,116,276
Value of total assets at end of year	2012-12-31	$29,253,739
Value of total assets at beginning of year	2012-12-31	$27,333,467
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$56,294
Total interest from all sources	2012-12-31	$29,708
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$384,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$384,435
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,462,674
Participant contributions at end of year	2012-12-31	$908,795
Participant contributions at beginning of year	2012-12-31	$942,204
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$10,544
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$108,277
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$101,010
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$24,052
Other income not declared elsewhere	2012-12-31	$-8,614
Administrative expenses (other) incurred	2012-12-31	$56,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,843,314
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$29,152,729
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$27,309,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$21,670,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$11,913,812
Interest on participant loans	2012-12-31	$29,708
Value of interest in common/collective trusts at end of year	2012-12-31	$6,031,872
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,760,339
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$375,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$375,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,118,180
Net investment gain or loss from common/collective trusts	2012-12-31	$96,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$643,058
Employer contributions (assets) at end of year	2012-12-31	$643,058
Employer contributions (assets) at beginning of year	2012-12-31	$654,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,816,876
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$7,578,410
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2012-12-31	431947695
2011 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$24,052
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$30,560
Total income from all sources (including contributions)	2011-12-31	$2,372,605
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,622,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,557,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,203,981
Value of total assets at end of year	2011-12-31	$27,333,467
Value of total assets at beginning of year	2011-12-31	$29,590,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$65,635
Total interest from all sources	2011-12-31	$30,882
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$250,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$250,342
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,543,088
Participant contributions at end of year	2011-12-31	$942,204
Participant contributions at beginning of year	2011-12-31	$950,873
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$6,031
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$108,277
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$6,741
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$24,052
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$30,560
Administrative expenses (other) incurred	2011-12-31	$65,635
Total non interest bearing cash at beginning of year	2011-12-31	$-25,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,250,133
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$27,309,415
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$29,559,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$2,889,958
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$11,913,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$11,016,407
Interest on participant loans	2011-12-31	$30,882
Value of interest in common/collective trusts at end of year	2011-12-31	$5,760,339
Value of interest in common/collective trusts at beginning of year	2011-12-31	$5,336,369
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$375,563
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$229,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$229,031
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-221,254
Net investment gain or loss from common/collective trusts	2011-12-31	$108,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$654,862
Employer contributions (assets) at end of year	2011-12-31	$654,862
Employer contributions (assets) at beginning of year	2011-12-31	$584,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,557,103
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$7,578,410
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$8,601,575
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2011-12-31	346565596
2010 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$30,560
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$85,905
Total income from all sources (including contributions)	2010-12-31	$6,746,196
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$15,658,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$15,629,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,949,453
Value of total assets at end of year	2010-12-31	$29,590,108
Value of total assets at beginning of year	2010-12-31	$38,557,985
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$29,073
Total interest from all sources	2010-12-31	$35,373
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$268,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$268,631
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,364,650
Participant contributions at end of year	2010-12-31	$950,873
Participant contributions at beginning of year	2010-12-31	$896,306
Participant contributions at end of year	2010-12-31	$584,803
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$6,741
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$100,932
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$30,560
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$85,905
Administrative expenses (other) incurred	2010-12-31	$29,073
Total non interest bearing cash at end of year	2010-12-31	$-25,649
Total non interest bearing cash at beginning of year	2010-12-31	$-18,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-8,912,532
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$29,559,548
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$38,472,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$2,889,958
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$2,714,949
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$11,016,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$15,943,981
Interest on participant loans	2010-12-31	$35,373
Value of interest in common/collective trusts at end of year	2010-12-31	$5,336,369
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,325,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$229,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$307,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$307,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,352,704
Net investment gain or loss from common/collective trusts	2010-12-31	$140,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$584,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$15,629,655
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$334,875
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$8,601,575
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$12,952,391
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2010-12-31	346565596
2009 : THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN

2012: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE NATIONAL PEN & ASSOCIATES PROFIT SHARING & SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NATIONAL PEN CO. LLC
Employer identification number (EIN):	421646669
NAIC Classification:	339900