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THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameTHE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN
Plan identification number 001

THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NATIONAL ENDOWMENT FOR DEMOCRACY has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL ENDOWMENT FOR DEMOCRACY
Employer identification number (EIN):521344831
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about NATIONAL ENDOWMENT FOR DEMOCRACY

Jurisdiction of Incorporation: District of Columbia Corporations Division
Incorporation Date:
Company Identification Number: 834713

More information about NATIONAL ENDOWMENT FOR DEMOCRACY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01SHERI MELVIN2023-07-06
0012020-10-01SHERI MELVIN2022-07-14
0012019-10-01BARBARA E. HAIG2021-07-15
0012018-10-01ED GLABUS2020-04-30
0012017-10-01ED GLABUR2019-05-07
0012016-10-01
0012015-10-01
0012014-10-01
0012013-10-01J. WILLIAM LEONARD
0012012-10-01J. WILLIAM LEONARD
0012011-10-01J. WILLIAM LEONARD
0012009-10-01J. WILLIAM LEONARD
0012009-10-01J. WILLIAM LEONARD

Plan Statistics for THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2021: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01469
Total number of active participants reported on line 7a of the Form 55002021-10-01249
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-01256
Total of all active and inactive participants2021-10-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-014
Total participants2021-10-01509
Number of participants with account balances2021-10-01509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
2020: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01432
Total number of active participants reported on line 7a of the Form 55002020-10-01239
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-01226
Total of all active and inactive participants2020-10-01465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-014
Total participants2020-10-01469
Number of participants with account balances2020-10-01469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
2019: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01416
Total number of active participants reported on line 7a of the Form 55002019-10-01197
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-01233
Total of all active and inactive participants2019-10-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-014
Total participants2019-10-01434
Number of participants with account balances2019-10-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
2018: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01410
Total number of active participants reported on line 7a of the Form 55002018-10-01202
Number of retired or separated participants receiving benefits2018-10-011
Number of other retired or separated participants entitled to future benefits2018-10-01209
Total of all active and inactive participants2018-10-01412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-015
Total participants2018-10-01417
Number of participants with account balances2018-10-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01385
Total number of active participants reported on line 7a of the Form 55002017-10-01213
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-01195
Total of all active and inactive participants2017-10-01408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-012
Total participants2017-10-01410
Number of participants with account balances2017-10-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01360
Total number of active participants reported on line 7a of the Form 55002016-10-01198
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-01185
Total of all active and inactive participants2016-10-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-012
Total participants2016-10-01385
Number of participants with account balances2016-10-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01336
Total number of active participants reported on line 7a of the Form 55002015-10-01194
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-01166
Total of all active and inactive participants2015-10-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-013
Total participants2015-10-01363
Number of participants with account balances2015-10-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01318
Total number of active participants reported on line 7a of the Form 55002014-10-01203
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-01140
Total of all active and inactive participants2014-10-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-011
Total participants2014-10-01344
Number of participants with account balances2014-10-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01314
Total number of active participants reported on line 7a of the Form 55002013-10-01172
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-01144
Total of all active and inactive participants2013-10-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-012
Total participants2013-10-01318
Number of participants with account balances2013-10-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01312
Total number of active participants reported on line 7a of the Form 55002012-10-01186
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-01140
Total of all active and inactive participants2012-10-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-011
Total participants2012-10-01327
Number of participants with account balances2012-10-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01301
Total number of active participants reported on line 7a of the Form 55002011-10-01162
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-01138
Total of all active and inactive participants2011-10-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01300
Number of participants with account balances2011-10-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01229
Total number of active participants reported on line 7a of the Form 55002009-10-01171
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0172
Total of all active and inactive participants2009-10-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01243
Number of participants with account balances2009-10-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2022 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-7,038,687
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$5,174,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$5,093,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$4,340,371
Value of total assets at end of year2022-09-30$46,414,305
Value of total assets at beginning of year2022-09-30$58,627,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$81,273
Total interest from all sources2022-09-30$15,179
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$2,624,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$2,624,040
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$3,000,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$2,014,810
Participant contributions at end of year2022-09-30$343,666
Participant contributions at beginning of year2022-09-30$321,263
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$277,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-12,213,667
Value of net assets at end of year (total assets less liabilities)2022-09-30$46,414,305
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$58,627,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$45,559,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$57,744,092
Interest on participant loans2022-09-30$15,179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$511,355
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$562,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-14,018,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$2,048,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$5,093,707
Contract administrator fees2022-09-30$81,273
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Disclaimer
Accountancy firm name2022-09-30RSM US LLP
Accountancy firm EIN2022-09-30420714325
2021 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$14,608,331
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,081,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$1,063,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$3,605,157
Value of total assets at end of year2021-09-30$58,627,972
Value of total assets at beginning of year2021-09-30$45,101,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$18,436
Total interest from all sources2021-09-30$21,792
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$2,226,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$2,226,823
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$3,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$1,786,059
Participant contributions at end of year2021-09-30$321,263
Participant contributions at beginning of year2021-09-30$290,573
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$137,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$13,526,866
Value of net assets at end of year (total assets less liabilities)2021-09-30$58,627,972
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$45,101,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$57,744,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$44,266,593
Interest on participant loans2021-09-30$21,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$562,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$543,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$8,754,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$1,681,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$1,063,029
Contract administrator fees2021-09-30$18,436
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30RSM US LLP
Accountancy firm EIN2021-09-30420714325
2020 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$8,466,370
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$4,409,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$4,408,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$4,552,803
Value of total assets at end of year2020-09-30$45,101,106
Value of total assets at beginning of year2020-09-30$41,044,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$1,275
Total interest from all sources2020-09-30$10,957
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$1,966,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$1,966,206
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$3,000,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$1,364,183
Participant contributions at end of year2020-09-30$290,573
Participant contributions at beginning of year2020-09-30$260,663
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$1,521,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$4,056,717
Value of net assets at end of year (total assets less liabilities)2020-09-30$45,101,106
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$41,044,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$44,266,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$40,293,009
Interest on participant loans2020-09-30$10,957
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$543,940
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$490,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$1,936,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$1,667,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$4,408,378
Contract administrator fees2020-09-30$1,275
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30No
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30RSM US LLP
Accountancy firm EIN2020-09-30420714325
2019 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$4,171,983
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$2,194,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$2,193,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$2,936,989
Value of total assets at end of year2019-09-30$41,044,389
Value of total assets at beginning of year2019-09-30$39,067,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$765
Total interest from all sources2019-09-30$9,516
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$2,433,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$2,433,303
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$1,273,343
Participant contributions at end of year2019-09-30$260,663
Participant contributions at beginning of year2019-09-30$249,276
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$63,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$1,977,316
Value of net assets at end of year (total assets less liabilities)2019-09-30$41,044,389
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$39,067,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$40,293,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$38,267,222
Interest on participant loans2019-09-30$9,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$490,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$550,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$-1,207,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$1,600,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$2,193,902
Contract administrator fees2019-09-30$765
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30No
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30RSM US LLP
Accountancy firm EIN2019-09-30420714325
2018 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$5,675,688
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$1,620,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$1,619,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$2,782,100
Value of total assets at end of year2018-09-30$39,067,073
Value of total assets at beginning of year2018-09-30$35,012,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$1,253
Total interest from all sources2018-09-30$10,948
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$1,586,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$1,586,761
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$1,219,560
Participant contributions at end of year2018-09-30$249,276
Participant contributions at beginning of year2018-09-30$173,460
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$56,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$4,054,758
Value of net assets at end of year (total assets less liabilities)2018-09-30$39,067,073
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$35,012,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$38,267,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$34,306,605
Interest on participant loans2018-09-30$10,948
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$550,575
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$532,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$1,295,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$1,506,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$1,619,677
Contract administrator fees2018-09-30$1,253
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30No
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30RSM US LLP
Accountancy firm EIN2018-09-30420714325
2017 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$7,099,834
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$1,944,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$1,943,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$2,780,839
Value of total assets at end of year2017-09-30$35,012,315
Value of total assets at beginning of year2017-09-30$29,857,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$862
Total interest from all sources2017-09-30$7,628
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$1,011,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$1,011,974
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$1,181,693
Participant contributions at end of year2017-09-30$173,460
Participant contributions at beginning of year2017-09-30$201,075
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$149,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$5,155,194
Value of net assets at end of year (total assets less liabilities)2017-09-30$35,012,315
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$29,857,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$34,306,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$29,141,509
Value of interest in pooled separate accounts at end of year2017-09-30$0
Value of interest in pooled separate accounts at beginning of year2017-09-30$59,059
Interest on participant loans2017-09-30$7,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$532,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$455,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$3,299,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$1,449,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$1,943,778
Contract administrator fees2017-09-30$862
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30No
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30RSM US LLP
Accountancy firm EIN2017-09-30420714325
2016 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-09-30$5,330,956
Total of all expenses incurred2016-09-30$573,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$572,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$2,468,918
Value of total assets at end of year2016-09-30$29,857,121
Value of total assets at beginning of year2016-09-30$25,099,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$960
Total interest from all sources2016-09-30$6,656
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$1,165,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$1,165,987
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$1,085,517
Participant contributions at end of year2016-09-30$201,075
Participant contributions at beginning of year2016-09-30$182,584
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$45,928
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$44,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$4,757,895
Value of net assets at end of year (total assets less liabilities)2016-09-30$29,857,121
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$25,099,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$29,141,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$24,288,753
Value of interest in pooled separate accounts at end of year2016-09-30$59,059
Value of interest in pooled separate accounts at beginning of year2016-09-30$57,339
Interest on participant loans2016-09-30$6,656
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$455,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$470,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$1,689,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$1,338,826
Employer contributions (assets) at end of year2016-09-30$0
Employer contributions (assets) at beginning of year2016-09-30$54,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$572,101
Contract administrator fees2016-09-30$960
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30RSM US LLP
Accountancy firm EIN2016-09-30420714325
2015 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$1,899,201
Total of all expenses incurred2015-09-30$2,004,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$2,003,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$2,302,113
Value of total assets at end of year2015-09-30$25,099,226
Value of total assets at beginning of year2015-09-30$25,204,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$1,051
Total interest from all sources2015-09-30$31,705
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$949,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$949,845
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$1,042,694
Participant contributions at end of year2015-09-30$182,584
Participant contributions at beginning of year2015-09-30$172,310
Participant contributions at end of year2015-09-30$45,928
Participant contributions at beginning of year2015-09-30$37,846
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-105,579
Value of net assets at end of year (total assets less liabilities)2015-09-30$25,099,226
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$25,204,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$24,288,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$24,406,767
Value of interest in pooled separate accounts at end of year2015-09-30$57,339
Value of interest in pooled separate accounts at beginning of year2015-09-30$55,668
Interest on participant loans2015-09-30$8,386
Interest earned on other investments2015-09-30$23,319
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$470,359
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$482,846
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-1,386,135
Net investment gain/loss from pooled separate accounts2015-09-30$1,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$1,259,137
Employer contributions (assets) at end of year2015-09-30$54,263
Employer contributions (assets) at beginning of year2015-09-30$49,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$2,003,729
Contract administrator fees2015-09-30$1,051
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30No
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30RSM US LLP
Accountancy firm EIN2015-09-30420714325
2014 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$4,452,404
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$954,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$953,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$2,117,828
Value of total assets at end of year2014-09-30$25,204,805
Value of total assets at beginning of year2014-09-30$21,706,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$924
Total interest from all sources2014-09-30$6,750
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$1,189,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$1,189,904
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$911,316
Participant contributions at end of year2014-09-30$172,310
Participant contributions at beginning of year2014-09-30$92,484
Participant contributions at end of year2014-09-30$37,846
Participant contributions at beginning of year2014-09-30$37,341
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$30,900
Administrative expenses (other) incurred2014-09-30$924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$3,498,000
Value of net assets at end of year (total assets less liabilities)2014-09-30$25,204,805
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$21,706,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$24,406,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$21,008,533
Value of interest in pooled separate accounts at end of year2014-09-30$55,668
Value of interest in pooled separate accounts at beginning of year2014-09-30$54,047
Interest on participant loans2014-09-30$6,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$482,846
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$467,286
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$1,136,301
Net investment gain/loss from pooled separate accounts2014-09-30$1,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$1,175,612
Employer contributions (assets) at end of year2014-09-30$49,368
Employer contributions (assets) at beginning of year2014-09-30$47,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$953,480
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30No
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30MCGLADREY LLP
Accountancy firm EIN2014-09-30420714325
2013 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$4,874,997
Total of all expenses incurred2013-09-30$845,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$842,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$2,295,638
Value of total assets at end of year2013-09-30$21,706,805
Value of total assets at beginning of year2013-09-30$17,677,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$2,973
Total interest from all sources2013-09-30$20,034
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$514,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$514,881
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$940,860
Participant contributions at end of year2013-09-30$92,484
Participant contributions at beginning of year2013-09-30$88,876
Participant contributions at end of year2013-09-30$37,341
Participant contributions at beginning of year2013-09-30$36,772
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$223,799
Administrative expenses (other) incurred2013-09-30$2,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$4,029,649
Value of net assets at end of year (total assets less liabilities)2013-09-30$21,706,805
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$17,677,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$21,008,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$16,982,917
Value of interest in pooled separate accounts at end of year2013-09-30$54,047
Value of interest in pooled separate accounts at beginning of year2013-09-30$69,375
Interest on participant loans2013-09-30$4,205
Interest earned on other investments2013-09-30$15,829
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$467,286
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$453,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$2,042,567
Net investment gain/loss from pooled separate accounts2013-09-30$1,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$1,130,979
Employer contributions (assets) at end of year2013-09-30$47,114
Employer contributions (assets) at beginning of year2013-09-30$45,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$842,375
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30No
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30MCGLADREY LLP
Accountancy firm EIN2013-09-30420714325
2012 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$4,549,951
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$411,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$407,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,915,844
Value of total assets at end of year2012-09-30$17,677,156
Value of total assets at beginning of year2012-09-30$13,539,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$4,815
Total interest from all sources2012-09-30$19,298
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$812,191
Participant contributions at end of year2012-09-30$88,876
Participant contributions at beginning of year2012-09-30$69,872
Participant contributions at end of year2012-09-30$36,772
Participant contributions at beginning of year2012-09-30$33,040
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$2,513
Administrative expenses (other) incurred2012-09-30$4,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$4,138,026
Value of net assets at end of year (total assets less liabilities)2012-09-30$17,677,156
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$13,539,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$16,982,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$12,819,780
Value of interest in pooled separate accounts at end of year2012-09-30$69,375
Value of interest in pooled separate accounts at beginning of year2012-09-30$67,354
Interest on participant loans2012-09-30$1,939
Interest earned on other investments2012-09-30$17,359
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$453,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$503,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$2,612,788
Net investment gain/loss from pooled separate accounts2012-09-30$2,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$1,101,140
Employer contributions (assets) at end of year2012-09-30$45,634
Employer contributions (assets) at beginning of year2012-09-30$45,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$407,110
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30MCGLADREY LLP
Accountancy firm EIN2012-09-30420714325
2011 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$1,498,701
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$521,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$516,129
Expenses. Certain deemed distributions of participant loans2011-09-30$986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$1,816,164
Value of total assets at end of year2011-09-30$13,539,130
Value of total assets at beginning of year2011-09-30$12,562,367
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$4,823
Total interest from all sources2011-09-30$19,901
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$226,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$226,129
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$764,187
Participant contributions at end of year2011-09-30$69,872
Participant contributions at beginning of year2011-09-30$109,375
Participant contributions at end of year2011-09-30$33,040
Participant contributions at beginning of year2011-09-30$0
Assets. Other investments not covered elsewhere at end of year2011-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2011-09-30$478,084
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$14,936
Administrative expenses (other) incurred2011-09-30$4,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$976,763
Value of net assets at end of year (total assets less liabilities)2011-09-30$13,539,130
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$12,562,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$12,819,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$11,442,830
Value of interest in pooled separate accounts at end of year2011-09-30$67,354
Value of interest in pooled separate accounts at beginning of year2011-09-30$49,461
Interest on participant loans2011-09-30$2,961
Interest earned on other investments2011-09-30$16,940
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$503,990
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$482,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-565,030
Net investment gain/loss from pooled separate accounts2011-09-30$1,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$1,037,041
Employer contributions (assets) at end of year2011-09-30$45,094
Employer contributions (assets) at beginning of year2011-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$516,129
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30MCGLADREY LLP
Accountancy firm EIN2011-09-30420714325
2010 : THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN

2021: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2009: THE NATIONAL ENDOWMENT FOR DEMOCRACY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedYes
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069097
Policy instance 1
Insurance contract or identification numberTA069097
Number of Individuals Covered55
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069097
Policy instance 1
Insurance contract or identification numberTA069097
Number of Individuals Covered60
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $1,298
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,298
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069097
Policy instance 1
Insurance contract or identification numberTA069097
Number of Individuals Covered60
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $1,771
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,771
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069097
Policy instance 1
Insurance contract or identification numberTA069097
Number of Individuals Covered62
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $1,769
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,769
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069097
Policy instance 1
Insurance contract or identification numberTA069097
Number of Individuals Covered67
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $1,395
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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