401k Plan data: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN plan

ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN
Plan identification number	001

ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERTS & ALLAN has sponsored the creation of one or more 401k plans.

Company Name: ROBERTS & ALLAN

Employer identification number (EIN): 942451403

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 GREY B. ROBERTS GREY B. ROBERTS 2013-07-08
001 2011-01-01 GREY B. ROBERTS GREY B. ROBERTS 2012-08-21
001 2009-01-01 GREY B. ROBERTS GREY B. ROBERTS 2010-07-29

Plan Statistics for ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN

Measure Date Value
2015: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 5
Number of participants with account balances 2015-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 5
Number of participants with account balances 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 6
Number of participants with account balances 2012-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 6
Total participants 2011-01-01 6
Number of participants with account balances 2011-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 7
Number of participants with account balances 2009-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2015: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	5
Number of participants with account balances	2015-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	5
Number of participants with account balances	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	6
Number of participants with account balances	2012-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	6
Total participants	2011-01-01	6
Number of participants with account balances	2011-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	7
Number of participants with account balances	2009-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2015 : ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$115,859
Expenses. Total of all expenses incurred	2015-12-31	$9,078
Total plan assets at end of year	2015-12-31	$1,645,810
Total plan assets at beginning of year	2015-12-31	$1,539,029
Value of fidelity bond covering the plan	2015-12-31	$165,000
Total contributions received or receivable from participants	2015-12-31	$33,300
Assets. Value of loans (other than to participants)	2015-12-31	$0
Other income received	2015-12-31	$39,042
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$106,781
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,645,810
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,539,029
Total contributions received or receivable from employer(s)	2015-12-31	$43,517
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$9,078
2014 : ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$208,991
Expenses. Total of all expenses incurred	2014-12-31	$7,928
Total plan assets at end of year	2014-12-31	$1,539,029
Total plan assets at beginning of year	2014-12-31	$1,337,966
Value of fidelity bond covering the plan	2014-12-31	$155,000
Total contributions received or receivable from participants	2014-12-31	$30,500
Assets. Value of loans (other than to participants)	2014-12-31	$19,776
Other income received	2014-12-31	$135,010
Net income (gross income less expenses)	2014-12-31	$201,063
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,539,029
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,337,966
Total contributions received or receivable from employer(s)	2014-12-31	$43,481
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$7,928
2013 : ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$331,388
Expenses. Total of all expenses incurred	2013-12-31	$153,241
Benefits paid (including direct rollovers)	2013-12-31	$146,720
Total plan assets at end of year	2013-12-31	$1,337,966
Total plan assets at beginning of year	2013-12-31	$1,159,819
Value of fidelity bond covering the plan	2013-12-31	$135,000
Total contributions received or receivable from participants	2013-12-31	$31,600
Assets. Value of loans (other than to participants)	2013-12-31	$23,637
Contributions received from other sources (not participants or employers)	2013-12-31	$54,237
Other income received	2013-12-31	$203,745
Net income (gross income less expenses)	2013-12-31	$178,147
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,337,966
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,159,819
Assets. Value of participant loans	2013-12-31	$6,582
Total contributions received or receivable from employer(s)	2013-12-31	$41,806
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$6,521
2012 : ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$162,918
Expenses. Total of all expenses incurred	2012-12-31	$18,935
Benefits paid (including direct rollovers)	2012-12-31	$15,507
Total plan assets at end of year	2012-12-31	$1,159,819
Total plan assets at beginning of year	2012-12-31	$1,015,836
Value of fidelity bond covering the plan	2012-12-31	$120,000
Total contributions received or receivable from participants	2012-12-31	$31,500
Assets. Value of loans (other than to participants)	2012-12-31	$27,237
Other income received	2012-12-31	$89,314
Net income (gross income less expenses)	2012-12-31	$143,983
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,159,819
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,015,836
Total contributions received or receivable from employer(s)	2012-12-31	$42,104
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$3,428
2011 : ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$104,113
Expenses. Total of all expenses incurred	2011-12-31	$54,209
Benefits paid (including direct rollovers)	2011-12-31	$50,846
Total plan assets at end of year	2011-12-31	$1,015,836
Total plan assets at beginning of year	2011-12-31	$965,932
Value of fidelity bond covering the plan	2011-12-31	$100,000
Total contributions received or receivable from participants	2011-12-31	$29,100
Assets. Value of loans (other than to participants)	2011-12-31	$30,595
Other income received	2011-12-31	$31,638
Net income (gross income less expenses)	2011-12-31	$49,904
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,015,836
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$965,932
Assets. Value of participant loans	2011-12-31	$13,699
Total contributions received or receivable from employer(s)	2011-12-31	$43,375
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$3,363
2010 : ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$131,508
Expenses. Total of all expenses incurred	2010-12-31	$20,587
Benefits paid (including direct rollovers)	2010-12-31	$16,638
Total plan assets at end of year	2010-12-31	$965,932
Total plan assets at beginning of year	2010-12-31	$855,011
Value of fidelity bond covering the plan	2010-12-31	$100,000
Total contributions received or receivable from participants	2010-12-31	$29,800
Assets. Value of loans (other than to participants)	2010-12-31	$43,621
Other income received	2010-12-31	$58,793
Net income (gross income less expenses)	2010-12-31	$110,921
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$965,932
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$855,011
Assets. Value of participant loans	2010-12-31	$26,817
Total contributions received or receivable from employer(s)	2010-12-31	$42,915
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$3,949

Form 5500 Responses for ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN

2015: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROBERTS & ALLAN PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ROBERTS & ALLAN
Employer identification number (EIN):	942451403
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	GREY B. ROBERTS	GREY B. ROBERTS	2013-07-08
001	2011-01-01	GREY B. ROBERTS	GREY B. ROBERTS	2012-08-21
001	2009-01-01	GREY B. ROBERTS	GREY B. ROBERTS	2010-07-29