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INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 401k Plan overview

Plan NameINTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND
Plan identification number 501

INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Supplemental unemployment
  • Dental
  • Vision
  • Temporary disability (accident and sickness)
  • Scholarship (funded)
  • Death benefits (include travel accident but not life insurance)
  • Other welfare benefit cover
  • Collectively bargained welfare benefit arrangement under Code section 419A(f)(5).

401k Sponsoring company profile

BOARD OF TRUSTEES IUOE LOCAL 138 WELFARE FUND has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES IUOE LOCAL 138 WELFARE FUND
Employer identification number (EIN):111628170
NAIC Classification:525100
NAIC Description: Insurance and Employee Benefit Funds

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5012021-07-01
5012020-07-01
5012019-07-01
5012018-07-01
5012017-07-01
5012016-07-01STEPHEN BARNETT - ADMINISTRATOR
5012015-07-01STEPHEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE2017-03-13
5012014-07-01STEPHEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE2016-04-04
5012013-07-01STEPHEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE2015-04-14
5012012-07-01STEPHEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE2014-04-09
5012011-07-01STEVEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE2013-04-10
5012010-07-01STEVEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE2012-04-16
5012009-07-01STEVEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE2011-04-08
5012009-07-01STEVEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE2011-04-05

Plan Statistics for INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND

401k plan membership statisitcs for INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND

Measure Date Value
2021: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2021 401k membership
Total participants, beginning-of-year2021-07-011,370
Total number of active participants reported on line 7a of the Form 55002021-07-011,242
Number of retired or separated participants receiving benefits2021-07-01338
Number of other retired or separated participants entitled to future benefits2021-07-010
Total of all active and inactive participants2021-07-011,580
Number of employers contributing to the scheme2021-07-01326
2020: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2020 401k membership
Total participants, beginning-of-year2020-07-011,512
Total number of active participants reported on line 7a of the Form 55002020-07-01933
Number of retired or separated participants receiving benefits2020-07-01437
Total of all active and inactive participants2020-07-011,370
Number of employers contributing to the scheme2020-07-01289
2019: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2019 401k membership
Total participants, beginning-of-year2019-07-011,365
Total number of active participants reported on line 7a of the Form 55002019-07-01900
Number of retired or separated participants receiving benefits2019-07-01612
Total of all active and inactive participants2019-07-011,512
Number of employers contributing to the scheme2019-07-01295
2018: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2018 401k membership
Total participants, beginning-of-year2018-07-011,483
Total number of active participants reported on line 7a of the Form 55002018-07-01818
Number of retired or separated participants receiving benefits2018-07-01547
Total of all active and inactive participants2018-07-011,365
Number of employers contributing to the scheme2018-07-01320
2017: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2017 401k membership
Total participants, beginning-of-year2017-07-011,107
Total number of active participants reported on line 7a of the Form 55002017-07-01907
Number of retired or separated participants receiving benefits2017-07-01576
Number of other retired or separated participants entitled to future benefits2017-07-010
Total of all active and inactive participants2017-07-011,483
Number of employers contributing to the scheme2017-07-01323
2016: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2016 401k membership
Total participants, beginning-of-year2016-07-011,114
Total number of active participants reported on line 7a of the Form 55002016-07-01702
Number of retired or separated participants receiving benefits2016-07-01405
Number of other retired or separated participants entitled to future benefits2016-07-010
Total of all active and inactive participants2016-07-011,107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-011,107
Number of participants with account balances2016-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
Number of employers contributing to the scheme2016-07-01328
2015: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2015 401k membership
Total participants, beginning-of-year2015-07-011,206
Total number of active participants reported on line 7a of the Form 55002015-07-01699
Number of retired or separated participants receiving benefits2015-07-01415
Number of other retired or separated participants entitled to future benefits2015-07-010
Total of all active and inactive participants2015-07-011,114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-011,114
Number of participants with account balances2015-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
Number of employers contributing to the scheme2015-07-01326
2014: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2014 401k membership
Total participants, beginning-of-year2014-07-011,226
Total number of active participants reported on line 7a of the Form 55002014-07-01737
Number of retired or separated participants receiving benefits2014-07-01469
Number of other retired or separated participants entitled to future benefits2014-07-010
Total of all active and inactive participants2014-07-011,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-011,206
Number of participants with account balances2014-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
Number of employers contributing to the scheme2014-07-01250
2013: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2013 401k membership
Total participants, beginning-of-year2013-07-011,227
Total number of active participants reported on line 7a of the Form 55002013-07-01734
Number of retired or separated participants receiving benefits2013-07-01492
Number of other retired or separated participants entitled to future benefits2013-07-010
Total of all active and inactive participants2013-07-011,226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-011,226
Number of participants with account balances2013-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
Number of employers contributing to the scheme2013-07-01193
2012: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2012 401k membership
Total participants, beginning-of-year2012-07-011,782
Total number of active participants reported on line 7a of the Form 55002012-07-01893
Number of retired or separated participants receiving benefits2012-07-01334
Number of other retired or separated participants entitled to future benefits2012-07-010
Total of all active and inactive participants2012-07-011,227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-011,227
Number of participants with account balances2012-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
Number of employers contributing to the scheme2012-07-01193
2011: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2011 401k membership
Total participants, beginning-of-year2011-07-011,195
Total number of active participants reported on line 7a of the Form 55002011-07-011,412
Number of retired or separated participants receiving benefits2011-07-01370
Total of all active and inactive participants2011-07-011,782
Total participants2011-07-011,782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
Number of employers contributing to the scheme2011-07-01348
2010: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2010 401k membership
Total participants, beginning-of-year2010-07-011,191
Total number of active participants reported on line 7a of the Form 55002010-07-01681
Number of retired or separated participants receiving benefits2010-07-01514
Total of all active and inactive participants2010-07-011,195
Total participants2010-07-011,195
Number of employers contributing to the scheme2010-07-010
2009: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2009 401k membership
Total participants, beginning-of-year2009-07-011,317
Total number of active participants reported on line 7a of the Form 55002009-07-01663
Number of retired or separated participants receiving benefits2009-07-01528
Total of all active and inactive participants2009-07-011,191
Total participants2009-07-011,191

Financial Data on INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND

Measure Date Value
2022 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-06-30$-948,656
Total unrealized appreciation/depreciation of assets2022-06-30$-948,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$11,661,079
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$11,361,525
Total income from all sources (including contributions)2022-06-30$39,535,638
Total loss/gain on sale of assets2022-06-30$47,571
Total of all expenses incurred2022-06-30$36,271,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$34,979,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$40,195,483
Value of total assets at end of year2022-06-30$28,205,674
Value of total assets at beginning of year2022-06-30$24,642,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$1,292,103
Total interest from all sources2022-06-30$236,867
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$4,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Administrative expenses professional fees incurred2022-06-30$258,473
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$10,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$6,871,371
Participant contributions at end of year2022-06-30$601,443
Participant contributions at beginning of year2022-06-30$538,870
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-06-30$918,622
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-06-30$1,349,233
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-06-30$828,054
Administrative expenses (other) incurred2022-06-30$992,730
Liabilities. Value of operating payables at end of year2022-06-30$656,079
Liabilities. Value of operating payables at beginning of year2022-06-30$477,525
Total non interest bearing cash at end of year2022-06-30$13,142,335
Total non interest bearing cash at beginning of year2022-06-30$10,481,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$3,263,888
Value of net assets at end of year (total assets less liabilities)2022-06-30$16,544,595
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$13,280,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$40,900
Income. Interest from US Government securities2022-06-30$18,048
Income. Interest from corporate debt instruments2022-06-30$191,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$3,378,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-06-30$2,692,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-06-30$2,692,172
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$27,728
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$2,885,570
Asset value of US Government securities at end of year2022-06-30$879,129
Asset value of US Government securities at beginning of year2022-06-30$854,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30Yes
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$33,324,112
Employer contributions (assets) at end of year2022-06-30$2,886,186
Employer contributions (assets) at beginning of year2022-06-30$2,445,464
Income. Dividends from common stock2022-06-30$4,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$31,175,455
Asset. Corporate debt instrument preferred debt at end of year2022-06-30$2,810,559
Asset. Corporate debt instrument preferred debt at beginning of year2022-06-30$4,224,051
Asset. Corporate debt instrument debt (other) at end of year2022-06-30$2,861,622
Asset. Corporate debt instrument debt (other) at beginning of year2022-06-30$2,181,925
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2022-06-30$287,176
Assets. Corporate common stocks other than exployer securities at beginning of year2022-06-30$382,849
Liabilities. Value of benefit claims payable at end of year2022-06-30$11,005,000
Liabilities. Value of benefit claims payable at beginning of year2022-06-30$10,884,000
Assets. Value of buildings and other operty used in plan operation at end of year2022-06-30$9,770
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-06-30$13,373
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Aggregate proceeds on sale of assets2022-06-30$1,879,384
Aggregate carrying amount (costs) on sale of assets2022-06-30$1,831,813
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30BERDON LLP
Accountancy firm EIN2022-06-30130485070
2021 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-06-30$-106,952
Total unrealized appreciation/depreciation of assets2021-06-30$-106,952
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$11,361,525
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$10,873,605
Total income from all sources (including contributions)2021-06-30$37,287,376
Total loss/gain on sale of assets2021-06-30$65,607
Total of all expenses incurred2021-06-30$34,665,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$33,443,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$37,089,085
Value of total assets at end of year2021-06-30$24,642,232
Value of total assets at beginning of year2021-06-30$21,531,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$1,221,311
Total interest from all sources2021-06-30$235,200
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$6,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Administrative expenses professional fees incurred2021-06-30$228,456
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$10,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$6,422,110
Participant contributions at end of year2021-06-30$538,870
Participant contributions at beginning of year2021-06-30$431,911
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-06-30$1,051,865
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-06-30$828,054
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-06-30$1,150,679
Administrative expenses (other) incurred2021-06-30$951,908
Liabilities. Value of operating payables at end of year2021-06-30$477,525
Liabilities. Value of operating payables at beginning of year2021-06-30$1,009,605
Total non interest bearing cash at end of year2021-06-30$10,481,027
Total non interest bearing cash at beginning of year2021-06-30$6,244,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$2,622,373
Value of net assets at end of year (total assets less liabilities)2021-06-30$13,280,707
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$10,658,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$40,947
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$209,292
Income. Interest from US Government securities2021-06-30$22,587
Income. Interest from corporate debt instruments2021-06-30$187,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-06-30$2,692,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-06-30$3,902,213
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-06-30$3,902,213
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-06-30$25,416
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$390,708
Asset value of US Government securities at end of year2021-06-30$854,447
Asset value of US Government securities at beginning of year2021-06-30$896,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$-1,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30Yes
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$30,666,975
Employer contributions (assets) at end of year2021-06-30$2,445,464
Employer contributions (assets) at beginning of year2021-06-30$2,085,800
Income. Dividends from common stock2021-06-30$6,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$32,001,119
Asset. Corporate debt instrument preferred debt at end of year2021-06-30$4,224,051
Asset. Corporate debt instrument preferred debt at beginning of year2021-06-30$4,399,171
Asset. Corporate debt instrument debt (other) at end of year2021-06-30$2,181,925
Asset. Corporate debt instrument debt (other) at beginning of year2021-06-30$1,862,349
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2021-06-30$382,849
Assets. Corporate common stocks other than exployer securities at beginning of year2021-06-30$342,425
Liabilities. Value of benefit claims payable at end of year2021-06-30$10,884,000
Liabilities. Value of benefit claims payable at beginning of year2021-06-30$9,864,000
Assets. Value of buildings and other operty used in plan operation at end of year2021-06-30$13,373
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-06-30$6,842
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Aggregate proceeds on sale of assets2021-06-30$1,216,859
Aggregate carrying amount (costs) on sale of assets2021-06-30$1,151,252
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30BERDON LLP
Accountancy firm EIN2021-06-30130485070
2020 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-06-30$400,206
Total unrealized appreciation/depreciation of assets2020-06-30$400,206
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$10,873,605
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$9,993,259
Total income from all sources (including contributions)2020-06-30$37,682,325
Total loss/gain on sale of assets2020-06-30$-18,327
Total of all expenses incurred2020-06-30$32,603,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$31,527,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$37,074,216
Value of total assets at end of year2020-06-30$21,531,939
Value of total assets at beginning of year2020-06-30$15,572,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$1,076,025
Total interest from all sources2020-06-30$224,380
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$8,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Administrative expenses professional fees incurred2020-06-30$127,717
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$10,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$5,499,945
Participant contributions at end of year2020-06-30$431,911
Participant contributions at beginning of year2020-06-30$434,382
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-06-30$1,089,384
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-06-30$1,150,679
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-30$478,194
Administrative expenses (other) incurred2020-06-30$910,669
Liabilities. Value of operating payables at end of year2020-06-30$1,009,605
Liabilities. Value of operating payables at beginning of year2020-06-30$819,259
Total non interest bearing cash at end of year2020-06-30$6,244,639
Total non interest bearing cash at beginning of year2020-06-30$4,159,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$5,078,637
Value of net assets at end of year (total assets less liabilities)2020-06-30$10,658,334
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$5,579,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$37,639
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$209,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$182,347
Income. Interest from US Government securities2020-06-30$19,939
Income. Interest from corporate debt instruments2020-06-30$153,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-06-30$3,902,213
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-06-30$3,658,278
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-06-30$3,658,278
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-06-30$50,674
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$2,475,291
Asset value of US Government securities at end of year2020-06-30$896,618
Asset value of US Government securities at beginning of year2020-06-30$808,910
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-6,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$31,574,271
Employer contributions (assets) at end of year2020-06-30$2,085,800
Employer contributions (assets) at beginning of year2020-06-30$2,417,346
Income. Dividends from common stock2020-06-30$8,501
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$27,962,988
Asset. Corporate debt instrument preferred debt at end of year2020-06-30$4,399,171
Asset. Corporate debt instrument preferred debt at beginning of year2020-06-30$2,405,579
Asset. Corporate debt instrument debt (other) at end of year2020-06-30$1,862,349
Asset. Corporate debt instrument debt (other) at beginning of year2020-06-30$701,140
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2020-06-30$342,425
Assets. Corporate common stocks other than exployer securities at beginning of year2020-06-30$320,252
Liabilities. Value of benefit claims payable at end of year2020-06-30$9,864,000
Liabilities. Value of benefit claims payable at beginning of year2020-06-30$9,174,000
Assets. Value of buildings and other operty used in plan operation at end of year2020-06-30$6,842
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-06-30$6,903
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Aggregate proceeds on sale of assets2020-06-30$271,792
Aggregate carrying amount (costs) on sale of assets2020-06-30$290,119
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30No
Opinion of an independent qualified public accountant for this plan2020-06-30Unqualified
Accountancy firm name2020-06-30BERDON LLP
Accountancy firm EIN2020-06-30130485070
2019 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-06-30$220,192
Total unrealized appreciation/depreciation of assets2019-06-30$220,192
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$9,993,259
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$8,166,295
Total income from all sources (including contributions)2019-06-30$34,732,502
Total loss/gain on sale of assets2019-06-30$-16,359
Total of all expenses incurred2019-06-30$32,025,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$30,955,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$34,486,001
Value of total assets at end of year2019-06-30$15,572,956
Value of total assets at beginning of year2019-06-30$11,038,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$1,069,307
Total interest from all sources2019-06-30$72,241
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$8,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$4,012
Administrative expenses professional fees incurred2019-06-30$170,907
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$10,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$4,948,269
Participant contributions at end of year2019-06-30$434,382
Participant contributions at beginning of year2019-06-30$290,821
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-06-30$1,043,374
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-30$478,194
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-06-30$1,345,914
Administrative expenses (other) incurred2019-06-30$889,304
Liabilities. Value of operating payables at end of year2019-06-30$819,259
Liabilities. Value of operating payables at beginning of year2019-06-30$747,295
Total non interest bearing cash at end of year2019-06-30$4,159,625
Total non interest bearing cash at beginning of year2019-06-30$6,129,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$2,707,385
Value of net assets at end of year (total assets less liabilities)2019-06-30$5,579,697
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$2,872,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Investment advisory and management fees2019-06-30$9,096
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$182,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$188,545
Income. Interest from US Government securities2019-06-30$17,235
Income. Interest from corporate debt instruments2019-06-30$40,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-30$3,658,278
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-30$27,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-30$27,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$14,822
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$1,344,915
Asset value of US Government securities at end of year2019-06-30$808,910
Asset value of US Government securities at beginning of year2019-06-30$643,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$-38,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$29,537,732
Employer contributions (assets) at end of year2019-06-30$2,417,346
Employer contributions (assets) at beginning of year2019-06-30$1,933,650
Income. Dividends from common stock2019-06-30$4,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$28,567,521
Asset. Corporate debt instrument preferred debt at end of year2019-06-30$2,405,579
Asset. Corporate debt instrument preferred debt at beginning of year2019-06-30$130,895
Asset. Corporate debt instrument debt (other) at end of year2019-06-30$701,140
Asset. Corporate debt instrument debt (other) at beginning of year2019-06-30$50,380
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2019-06-30$320,252
Assets. Corporate common stocks other than exployer securities at beginning of year2019-06-30$288,109
Liabilities. Value of benefit claims payable at end of year2019-06-30$9,174,000
Liabilities. Value of benefit claims payable at beginning of year2019-06-30$7,419,000
Assets. Value of buildings and other operty used in plan operation at end of year2019-06-30$6,903
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-06-30$9,439
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Aggregate proceeds on sale of assets2019-06-30$434,283
Aggregate carrying amount (costs) on sale of assets2019-06-30$450,642
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30No
Opinion of an independent qualified public accountant for this plan2019-06-30Unqualified
Accountancy firm name2019-06-30BERDON LLP
Accountancy firm EIN2019-06-30130485070
2018 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-06-30$-17,948
Total unrealized appreciation/depreciation of assets2018-06-30$-17,948
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$8,166,295
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$8,941,650
Total income from all sources (including contributions)2018-06-30$27,288,453
Total loss/gain on sale of assets2018-06-30$30,044
Total of all expenses incurred2018-06-30$25,240,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$23,916,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$27,239,466
Value of total assets at end of year2018-06-30$11,038,607
Value of total assets at beginning of year2018-06-30$9,765,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$1,323,695
Total interest from all sources2018-06-30$29,881
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$7,010
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$1,911
Administrative expenses professional fees incurred2018-06-30$252,562
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$10,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$3,129,388
Participant contributions at end of year2018-06-30$290,821
Participant contributions at beginning of year2018-06-30$301,370
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-06-30$19,765,839
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-06-30$1,345,914
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-06-30$487,691
Administrative expenses (other) incurred2018-06-30$1,065,652
Liabilities. Value of operating payables at end of year2018-06-30$747,295
Liabilities. Value of operating payables at beginning of year2018-06-30$601,650
Total non interest bearing cash at end of year2018-06-30$6,129,837
Total non interest bearing cash at beginning of year2018-06-30$4,522,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$2,048,424
Value of net assets at end of year (total assets less liabilities)2018-06-30$2,872,312
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$823,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Investment advisory and management fees2018-06-30$5,481
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$188,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$465,100
Income. Interest from US Government securities2018-06-30$14,951
Income. Interest from corporate debt instruments2018-06-30$8,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$27,974
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$524,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$524,223
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$6,008
Asset value of US Government securities at end of year2018-06-30$643,043
Asset value of US Government securities at beginning of year2018-06-30$595,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$24,110,078
Employer contributions (assets) at end of year2018-06-30$1,933,650
Employer contributions (assets) at beginning of year2018-06-30$2,269,714
Income. Dividends from common stock2018-06-30$5,099
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$4,150,495
Asset. Corporate debt instrument preferred debt at end of year2018-06-30$130,895
Asset. Corporate debt instrument preferred debt at beginning of year2018-06-30$136,047
Asset. Corporate debt instrument debt (other) at end of year2018-06-30$50,380
Asset. Corporate debt instrument debt (other) at beginning of year2018-06-30$78,411
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2018-06-30$288,109
Assets. Corporate common stocks other than exployer securities at beginning of year2018-06-30$282,406
Liabilities. Value of benefit claims payable at end of year2018-06-30$7,419,000
Liabilities. Value of benefit claims payable at beginning of year2018-06-30$8,340,000
Assets. Value of buildings and other operty used in plan operation at end of year2018-06-30$9,439
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-06-30$102,908
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Aggregate proceeds on sale of assets2018-06-30$374,296
Aggregate carrying amount (costs) on sale of assets2018-06-30$344,252
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30No
Opinion of an independent qualified public accountant for this plan2018-06-30Unqualified
Accountancy firm name2018-06-30BERDON LLP
Accountancy firm EIN2018-06-30130485070
2017 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-30$-15,461
Total unrealized appreciation/depreciation of assets2017-06-30$-15,461
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$8,941,650
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$8,862,719
Total income from all sources (including contributions)2017-06-30$25,649,781
Total loss/gain on sale of assets2017-06-30$21,121
Total of all expenses incurred2017-06-30$24,604,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$23,425,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$25,611,813
Value of total assets at end of year2017-06-30$9,765,538
Value of total assets at beginning of year2017-06-30$8,640,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$1,178,690
Total interest from all sources2017-06-30$26,828
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$5,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$326
Administrative expenses professional fees incurred2017-06-30$231,668
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$10,000,000
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$2,984,718
Participant contributions at end of year2017-06-30$301,370
Participant contributions at beginning of year2017-06-30$251,876
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-06-30$19,544,674
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-30$487,691
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-30$669,648
Administrative expenses (other) incurred2017-06-30$940,344
Liabilities. Value of operating payables at end of year2017-06-30$601,650
Liabilities. Value of operating payables at beginning of year2017-06-30$648,719
Total non interest bearing cash at end of year2017-06-30$4,522,420
Total non interest bearing cash at beginning of year2017-06-30$4,000,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,045,696
Value of net assets at end of year (total assets less liabilities)2017-06-30$823,888
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$-221,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$6,678
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$465,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$449,060
Income. Interest from US Government securities2017-06-30$13,438
Income. Interest from corporate debt instruments2017-06-30$8,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$524,223
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$211,958
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$211,958
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-06-30$4,615
Asset value of US Government securities at end of year2017-06-30$595,248
Asset value of US Government securities at beginning of year2017-06-30$568,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30Yes
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$22,627,095
Employer contributions (assets) at end of year2017-06-30$2,269,714
Employer contributions (assets) at beginning of year2017-06-30$1,879,694
Income. Dividends from common stock2017-06-30$5,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$3,880,721
Asset. Corporate debt instrument preferred debt at end of year2017-06-30$136,047
Asset. Corporate debt instrument preferred debt at beginning of year2017-06-30$223,494
Asset. Corporate debt instrument debt (other) at end of year2017-06-30$78,411
Assets. Corporate common stocks other than exployer securities at end of year2017-06-30$282,406
Assets. Corporate common stocks other than exployer securities at beginning of year2017-06-30$283,830
Liabilities. Value of benefit claims payable at end of year2017-06-30$8,340,000
Liabilities. Value of benefit claims payable at beginning of year2017-06-30$8,214,000
Assets. Value of buildings and other operty used in plan operation at end of year2017-06-30$102,908
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-06-30$102,113
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Aggregate proceeds on sale of assets2017-06-30$717,338
Aggregate carrying amount (costs) on sale of assets2017-06-30$696,217
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30No
Opinion of an independent qualified public accountant for this plan2017-06-30Unqualified
Accountancy firm name2017-06-30BERDON LLP
Accountancy firm EIN2017-06-30130485070
2016 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-06-30$-20,573
Total unrealized appreciation/depreciation of assets2016-06-30$-20,573
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$8,862,719
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$6,987,778
Total income from all sources (including contributions)2016-06-30$25,545,046
Total loss/gain on sale of assets2016-06-30$35,595
Total of all expenses incurred2016-06-30$26,830,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$25,484,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$25,487,040
Value of total assets at end of year2016-06-30$8,640,911
Value of total assets at beginning of year2016-06-30$8,051,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$1,346,245
Total interest from all sources2016-06-30$35,683
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$7,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Administrative expenses professional fees incurred2016-06-30$347,822
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$10,000,000
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$3,082,016
Participant contributions at end of year2016-06-30$251,876
Participant contributions at beginning of year2016-06-30$278,683
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-06-30$22,527,186
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-06-30$669,648
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-06-30$450,353
Administrative expenses (other) incurred2016-06-30$993,252
Liabilities. Value of operating payables at end of year2016-06-30$648,719
Liabilities. Value of operating payables at beginning of year2016-06-30$595,778
Total non interest bearing cash at end of year2016-06-30$4,000,521
Total non interest bearing cash at beginning of year2016-06-30$3,386,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-1,285,790
Value of net assets at end of year (total assets less liabilities)2016-06-30$-221,808
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$1,063,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$5,171
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$449,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$507,788
Income. Interest from US Government securities2016-06-30$21,714
Income. Interest from corporate debt instruments2016-06-30$9,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$211,958
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$248,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$248,017
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-30$4,126
Asset value of US Government securities at end of year2016-06-30$568,717
Asset value of US Government securities at beginning of year2016-06-30$724,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30Yes
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$22,405,024
Employer contributions (assets) at end of year2016-06-30$1,879,694
Employer contributions (assets) at beginning of year2016-06-30$1,853,379
Income. Dividends from common stock2016-06-30$7,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$2,957,405
Asset. Corporate debt instrument preferred debt at end of year2016-06-30$223,494
Asset. Corporate debt instrument preferred debt at beginning of year2016-06-30$214,190
Assets. Corporate common stocks other than exployer securities at end of year2016-06-30$283,830
Assets. Corporate common stocks other than exployer securities at beginning of year2016-06-30$323,732
Liabilities. Value of benefit claims payable at end of year2016-06-30$8,214,000
Liabilities. Value of benefit claims payable at beginning of year2016-06-30$6,392,000
Assets. Value of buildings and other operty used in plan operation at end of year2016-06-30$102,113
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-06-30$64,553
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Aggregate proceeds on sale of assets2016-06-30$1,334,116
Aggregate carrying amount (costs) on sale of assets2016-06-30$1,298,521
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30No
Opinion of an independent qualified public accountant for this plan2016-06-30Unqualified
Accountancy firm name2016-06-30BERDON LLP
Accountancy firm EIN2016-06-30130485070
2015 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$-20,101
Total unrealized appreciation/depreciation of assets2015-06-30$-20,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$6,987,778
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$6,741,930
Total income from all sources (including contributions)2015-06-30$22,815,720
Total loss/gain on sale of assets2015-06-30$38,858
Total of all expenses incurred2015-06-30$21,857,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$20,674,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$22,758,199
Value of total assets at end of year2015-06-30$8,051,760
Value of total assets at beginning of year2015-06-30$6,847,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$1,182,727
Total interest from all sources2015-06-30$33,504
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$5,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Administrative expenses professional fees incurred2015-06-30$154,578
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$10,000,000
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$2,960,806
Participant contributions at end of year2015-06-30$278,683
Participant contributions at beginning of year2015-06-30$296,119
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-06-30$17,979,330
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-06-30$450,353
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-06-30$289,983
Administrative expenses (other) incurred2015-06-30$1,021,838
Liabilities. Value of operating payables at end of year2015-06-30$595,778
Liabilities. Value of operating payables at beginning of year2015-06-30$376,930
Total non interest bearing cash at end of year2015-06-30$3,386,420
Total non interest bearing cash at beginning of year2015-06-30$1,135,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$958,125
Value of net assets at end of year (total assets less liabilities)2015-06-30$1,063,982
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$105,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Investment advisory and management fees2015-06-30$6,311
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$507,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$1,275,720
Income. Interest from US Government securities2015-06-30$9,251
Income. Interest from corporate debt instruments2015-06-30$22,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$248,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$927,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$927,141
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$2,229
Asset value of US Government securities at end of year2015-06-30$724,645
Asset value of US Government securities at beginning of year2015-06-30$637,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30Yes
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$19,797,393
Employer contributions (assets) at end of year2015-06-30$1,853,379
Employer contributions (assets) at beginning of year2015-06-30$1,725,665
Income. Dividends from common stock2015-06-30$5,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$2,695,538
Asset. Corporate debt instrument preferred debt at end of year2015-06-30$214,190
Asset. Corporate debt instrument preferred debt at beginning of year2015-06-30$239,489
Assets. Corporate common stocks other than exployer securities at end of year2015-06-30$323,732
Assets. Corporate common stocks other than exployer securities at beginning of year2015-06-30$311,508
Liabilities. Value of benefit claims payable at end of year2015-06-30$6,392,000
Liabilities. Value of benefit claims payable at beginning of year2015-06-30$6,365,000
Assets. Value of buildings and other operty used in plan operation at end of year2015-06-30$64,553
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-06-30$8,868
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Aggregate proceeds on sale of assets2015-06-30$1,112,711
Aggregate carrying amount (costs) on sale of assets2015-06-30$1,073,853
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30No
Opinion of an independent qualified public accountant for this plan2015-06-30Unqualified
Accountancy firm name2015-06-30BERDON LLP
Accountancy firm EIN2015-06-30130485070
2014 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$-26,633
Total unrealized appreciation/depreciation of assets2014-06-30$-26,633
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$6,741,930
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$5,377,723
Total income from all sources (including contributions)2014-06-30$20,237,694
Total loss/gain on sale of assets2014-06-30$125,058
Total of all expenses incurred2014-06-30$23,052,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$22,079,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$20,087,066
Value of total assets at end of year2014-06-30$6,847,787
Value of total assets at beginning of year2014-06-30$8,298,670
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$972,879
Total interest from all sources2014-06-30$40,003
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$7,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$7,287
Administrative expenses professional fees incurred2014-06-30$167,821
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$10,000,000
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$2,600,348
Participant contributions at end of year2014-06-30$296,119
Participant contributions at beginning of year2014-06-30$340,560
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-06-30$289,983
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-06-30$802,605
Other income not declared elsewhere2014-06-30$4,913
Administrative expenses (other) incurred2014-06-30$797,036
Liabilities. Value of operating payables at end of year2014-06-30$376,930
Liabilities. Value of operating payables at beginning of year2014-06-30$414,723
Total non interest bearing cash at end of year2014-06-30$1,135,923
Total non interest bearing cash at beginning of year2014-06-30$2,678,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$-2,815,090
Value of net assets at end of year (total assets less liabilities)2014-06-30$105,857
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$2,920,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Investment advisory and management fees2014-06-30$8,022
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$1,275,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$599,489
Income. Interest from US Government securities2014-06-30$9,995
Income. Interest from corporate debt instruments2014-06-30$27,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$927,141
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$279,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$279,277
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$2,779
Expenses. Payments to insurance carriers foe the provision of benefits2014-06-30$3,321,764
Asset value of US Government securities at end of year2014-06-30$637,371
Asset value of US Government securities at beginning of year2014-06-30$780,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30Yes
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$17,486,718
Employer contributions (assets) at end of year2014-06-30$1,725,665
Employer contributions (assets) at beginning of year2014-06-30$2,007,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$18,758,141
Asset. Corporate debt instrument preferred debt at end of year2014-06-30$239,489
Asset. Corporate debt instrument preferred debt at beginning of year2014-06-30$296,070
Assets. Corporate common stocks other than exployer securities at end of year2014-06-30$311,508
Assets. Corporate common stocks other than exployer securities at beginning of year2014-06-30$503,594
Liabilities. Value of benefit claims payable at end of year2014-06-30$6,365,000
Liabilities. Value of benefit claims payable at beginning of year2014-06-30$4,963,000
Assets. Value of buildings and other operty used in plan operation at end of year2014-06-30$8,868
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-06-30$9,807
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Aggregate proceeds on sale of assets2014-06-30$3,764,053
Aggregate carrying amount (costs) on sale of assets2014-06-30$3,638,995
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30No
Opinion of an independent qualified public accountant for this plan2014-06-30Unqualified
Accountancy firm name2014-06-30BERDON LLP
Accountancy firm EIN2014-06-30130485070
2013 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$-85,095
Total unrealized appreciation/depreciation of assets2013-06-30$-85,095
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$5,377,723
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$5,234,739
Total income from all sources (including contributions)2013-06-30$20,731,510
Total loss/gain on sale of assets2013-06-30$88,380
Total of all expenses incurred2013-06-30$20,207,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$19,186,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$20,658,976
Value of total assets at end of year2013-06-30$8,298,670
Value of total assets at beginning of year2013-06-30$7,632,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$1,021,139
Total interest from all sources2013-06-30$59,829
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$9,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Administrative expenses professional fees incurred2013-06-30$172,985
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$2,957,569
Participant contributions at end of year2013-06-30$340,560
Participant contributions at beginning of year2013-06-30$258,419
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$802,605
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-06-30$712,324
Administrative expenses (other) incurred2013-06-30$837,803
Liabilities. Value of operating payables at end of year2013-06-30$414,723
Liabilities. Value of operating payables at beginning of year2013-06-30$333,739
Total non interest bearing cash at end of year2013-06-30$2,678,955
Total non interest bearing cash at beginning of year2013-06-30$2,298,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$523,685
Value of net assets at end of year (total assets less liabilities)2013-06-30$2,920,947
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$2,397,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$10,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$599,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$263,161
Income. Interest from US Government securities2013-06-30$45,065
Income. Interest from corporate debt instruments2013-06-30$11,354
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$279,277
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$420,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$420,071
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$3,410
Expenses. Payments to insurance carriers foe the provision of benefits2013-06-30$3,167,932
Asset value of US Government securities at end of year2013-06-30$780,719
Asset value of US Government securities at beginning of year2013-06-30$1,341,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30Yes
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$17,701,407
Employer contributions (assets) at end of year2013-06-30$2,007,594
Employer contributions (assets) at beginning of year2013-06-30$1,553,702
Income. Dividends from common stock2013-06-30$9,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$16,018,754
Asset. Corporate debt instrument preferred debt at end of year2013-06-30$296,070
Asset. Corporate debt instrument preferred debt at beginning of year2013-06-30$271,805
Assets. Corporate common stocks other than exployer securities at end of year2013-06-30$503,594
Assets. Corporate common stocks other than exployer securities at beginning of year2013-06-30$504,211
Liabilities. Value of benefit claims payable at end of year2013-06-30$4,963,000
Liabilities. Value of benefit claims payable at beginning of year2013-06-30$4,901,000
Assets. Value of buildings and other operty used in plan operation at end of year2013-06-30$9,807
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-06-30$8,699
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Aggregate proceeds on sale of assets2013-06-30$2,513,685
Aggregate carrying amount (costs) on sale of assets2013-06-30$2,425,305
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Unqualified
Accountancy firm name2013-06-30BERDON LLP
Accountancy firm EIN2013-06-30130485070
2012 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$40,233
Total unrealized appreciation/depreciation of assets2012-06-30$40,233
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$5,234,739
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$5,115,474
Total income from all sources (including contributions)2012-06-30$20,300,037
Total loss/gain on sale of assets2012-06-30$51,374
Total of all expenses incurred2012-06-30$20,967,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$20,049,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$20,138,702
Value of total assets at end of year2012-06-30$7,632,001
Value of total assets at beginning of year2012-06-30$8,179,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$917,208
Total interest from all sources2012-06-30$62,166
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$7,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$144,771
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$2,878,549
Participant contributions at end of year2012-06-30$258,419
Participant contributions at beginning of year2012-06-30$231,732
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-06-30$712,324
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-06-30$1,715,368
Administrative expenses (other) incurred2012-06-30$762,474
Liabilities. Value of operating payables at end of year2012-06-30$333,739
Liabilities. Value of operating payables at beginning of year2012-06-30$307,474
Total non interest bearing cash at end of year2012-06-30$2,298,296
Total non interest bearing cash at beginning of year2012-06-30$2,054,885
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-667,043
Value of net assets at end of year (total assets less liabilities)2012-06-30$2,397,262
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$3,064,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Investment advisory and management fees2012-06-30$9,963
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$263,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$247,143
Income. Interest from US Government securities2012-06-30$58,909
Income. Interest from corporate debt instruments2012-06-30$65
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$420,071
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$515,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$515,214
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$3,192
Expenses. Payments to insurance carriers foe the provision of benefits2012-06-30$2,724,150
Asset value of US Government securities at end of year2012-06-30$1,341,313
Asset value of US Government securities at beginning of year2012-06-30$1,284,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30Yes
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$17,260,153
Employer contributions (assets) at end of year2012-06-30$1,553,702
Employer contributions (assets) at beginning of year2012-06-30$1,435,211
Income. Dividends from preferred stock2012-06-30$7,562
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$17,325,722
Asset. Corporate debt instrument preferred debt at end of year2012-06-30$271,805
Asset. Corporate debt instrument preferred debt at beginning of year2012-06-30$263,033
Assets. Corporate common stocks other than exployer securities at end of year2012-06-30$504,211
Assets. Corporate common stocks other than exployer securities at beginning of year2012-06-30$432,450
Liabilities. Value of benefit claims payable at end of year2012-06-30$4,901,000
Liabilities. Value of benefit claims payable at beginning of year2012-06-30$4,808,000
Assets. Value of buildings and other operty used in plan operation at end of year2012-06-30$8,699
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Aggregate proceeds on sale of assets2012-06-30$1,833,670
Aggregate carrying amount (costs) on sale of assets2012-06-30$1,782,296
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30No
Opinion of an independent qualified public accountant for this plan2012-06-30Unqualified
Accountancy firm name2012-06-30BERDON LLP
Accountancy firm EIN2012-06-30130485070
2011 : INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$18,954
Total unrealized appreciation/depreciation of assets2011-06-30$18,954
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$5,115,474
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$5,445,312
Total income from all sources (including contributions)2011-06-30$19,916,230
Total loss/gain on sale of assets2011-06-30$135,749
Total of all expenses incurred2011-06-30$19,648,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$18,696,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$19,667,852
Value of total assets at end of year2011-06-30$8,179,779
Value of total assets at beginning of year2011-06-30$8,241,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$952,261
Total interest from all sources2011-06-30$83,080
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$10,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$234,960
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$2,790,926
Participant contributions at end of year2011-06-30$231,732
Participant contributions at beginning of year2011-06-30$269,306
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$1,715,368
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-06-30$589,502
Other income not declared elsewhere2011-06-30$43
Administrative expenses (other) incurred2011-06-30$706,655
Liabilities. Value of operating payables at end of year2011-06-30$307,474
Liabilities. Value of operating payables at beginning of year2011-06-30$335,312
Total non interest bearing cash at end of year2011-06-30$2,054,885
Total non interest bearing cash at beginning of year2011-06-30$2,258,594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$267,643
Value of net assets at end of year (total assets less liabilities)2011-06-30$3,064,305
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$2,796,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Investment advisory and management fees2011-06-30$10,646
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$247,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$261,709
Income. Interest from US Government securities2011-06-30$63,938
Income. Interest from corporate debt instruments2011-06-30$13,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$515,214
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$739,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$739,666
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$5,255
Expenses. Payments to insurance carriers foe the provision of benefits2011-06-30$2,835,401
Asset value of US Government securities at end of year2011-06-30$1,284,743
Asset value of US Government securities at beginning of year2011-06-30$1,645,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30Yes
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$16,876,926
Employer contributions (assets) at end of year2011-06-30$1,435,211
Employer contributions (assets) at beginning of year2011-06-30$1,437,736
Income. Dividends from preferred stock2011-06-30$10,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$15,860,925
Asset. Corporate debt instrument preferred debt at end of year2011-06-30$263,033
Asset. Corporate debt instrument preferred debt at beginning of year2011-06-30$461,411
Assets. Corporate common stocks other than exployer securities at end of year2011-06-30$432,450
Assets. Corporate common stocks other than exployer securities at beginning of year2011-06-30$559,985
Liabilities. Value of benefit claims payable at end of year2011-06-30$4,808,000
Liabilities. Value of benefit claims payable at beginning of year2011-06-30$5,110,000
Assets. Value of buildings and other operty used in plan operation at end of year2011-06-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-06-30$18,729
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Aggregate proceeds on sale of assets2011-06-30$2,979,981
Aggregate carrying amount (costs) on sale of assets2011-06-30$2,844,232
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30No
Opinion of an independent qualified public accountant for this plan2011-06-30Unqualified
Accountancy firm name2011-06-30BERDON LLP
Accountancy firm EIN2011-06-30130485070

Form 5500 Responses for INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND

2021: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2021 form 5500 responses
2021-07-01Type of plan entityMulti-employer plan
2021-07-01Plan is a collectively bargained planYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2020 form 5500 responses
2020-07-01Type of plan entityMulti-employer plan
2020-07-01Plan is a collectively bargained planYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2019 form 5500 responses
2019-07-01Type of plan entityMulti-employer plan
2019-07-01Plan is a collectively bargained planYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2018 form 5500 responses
2018-07-01Type of plan entityMulti-employer plan
2018-07-01Plan is a collectively bargained planYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2017 form 5500 responses
2017-07-01Type of plan entityMulti-employer plan
2017-07-01Plan is a collectively bargained planYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2016 form 5500 responses
2016-07-01Type of plan entityMulti-employer plan
2016-07-01Plan is a collectively bargained planYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2015 form 5500 responses
2015-07-01Type of plan entityMulti-employer plan
2015-07-01Plan is a collectively bargained planYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2014 form 5500 responses
2014-07-01Type of plan entityMulti-employer plan
2014-07-01Plan is a collectively bargained planYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2013 form 5500 responses
2013-07-01Type of plan entityMulti-employer plan
2013-07-01Plan is a collectively bargained planYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2012 form 5500 responses
2012-07-01Type of plan entityMulti-employer plan
2012-07-01Plan is a collectively bargained planYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2011 form 5500 responses
2011-07-01Type of plan entityMulti-employer plan
2011-07-01Plan is a collectively bargained planYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2010 form 5500 responses
2010-07-01Type of plan entityMulti-employer plan
2010-07-01Plan is a collectively bargained planYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: INTERNATIONAL UNION OF OPERATING ENGIN LOCAL 138 WELFARE FUND 2009 form 5500 responses
2009-07-01Type of plan entityMulti-employer plan
2009-07-01Submission has been amendedYes
2009-07-01Plan is a collectively bargained planYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number004917
Policy instance 4
Insurance contract or identification number004917
Number of Individuals Covered909
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $4,765
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $52,943
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,765
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE445473
Policy instance 3
Insurance contract or identification numberAE445473
Number of Individuals Covered29
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $2,465
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $117,345
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,465
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE467169
Policy instance 2
Insurance contract or identification numberAE467169
Number of Individuals Covered488
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $42,160
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $1,729,946
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,160
Insurance broker organization code?3
US FIRE (National Association of Insurance Commissioners NAIC id number: 21113 )
Policy contract numberUS727486
Policy instance 1
Insurance contract or identification numberUS727486
Number of Individuals Covered991
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $66,753
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $1,335,065
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $66,753
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number004917
Policy instance 1
Insurance contract or identification number004917
Number of Individuals Covered909
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $6,353
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $63,531
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,353
Amount paid for insurance broker fees0
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE467169
Policy instance 2
Insurance contract or identification numberAE467169
Number of Individuals Covered503
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $43,860
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $1,910,548
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $43,860
Amount paid for insurance broker fees0
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE445473
Policy instance 3
Insurance contract or identification numberAE445473
Number of Individuals Covered36
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,315
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $164,906
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,315
Amount paid for insurance broker fees0
Insurance broker organization code?3
US FIRE (National Association of Insurance Commissioners NAIC id number: 21113 )
Policy contract numberUS727471
Policy instance 4
Insurance contract or identification numberUS727471
Number of Individuals Covered964
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $50,535
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $1,010,709
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $50,535
Amount paid for insurance broker fees0
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE467169
Policy instance 1
Insurance contract or identification numberAE467169
Number of Individuals Covered510
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $47,140
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $1,723,818
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47,140
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE445473
Policy instance 2
Insurance contract or identification numberAE445473
Number of Individuals Covered48
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $7,440
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $191,436
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,440
Insurance broker organization code?3
LIBERTY INSURANCE UNDERWRITERS, INC. (National Association of Insurance Commissioners NAIC id number: )
Policy contract numberTRU0000086-02
Policy instance 3
Insurance contract or identification numberTRU0000086-02
Number of Individuals Covered881
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $42,616
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $851,175
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,616
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number004917
Policy instance 4
Insurance contract or identification number004917
Number of Individuals Covered909
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,353
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $58,237
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,353
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE467169
Policy instance 4
Insurance contract or identification numberAE467169
Number of Individuals Covered530
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $30,470
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $1,928,660
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,470
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE445473
Policy instance 3
Insurance contract or identification numberAE445473
Number of Individuals Covered48
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $38,335
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $216,360
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,335
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0842804
Policy instance 2
Insurance contract or identification number0842804
Number of Individuals Covered798
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $7,105
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTIAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $66,938
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,105
Insurance broker organization code?3
LIBERTY INSURANCE UNDERWRITERS, INC. (National Association of Insurance Commissioners NAIC id number: )
Policy contract numberTRU0000086-01
Policy instance 1
Insurance contract or identification numberTRU0000086-01
Number of Individuals Covered871
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $43,814
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $876,379
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $43,814
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE445473
Policy instance 3
Insurance contract or identification numberAE445473
Number of Individuals Covered597
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $39,040
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $2,726,028
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0842804
Policy instance 2
Insurance contract or identification number0842804
Number of Individuals Covered799
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $7,202
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $67,983
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GERBER LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70939 )
Policy contract number17-011
Policy instance 1
Insurance contract or identification number17-011
Number of Individuals Covered839
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $39,597
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $791,958
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GERBER LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70939 )
Policy contract numberEIP8701135
Policy instance 1
Insurance contract or identification numberEIP8701135
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $730,748
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameMAGNACARE
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0842804
Policy instance 2
Insurance contract or identification number0842804
Number of Individuals Covered791
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $6,904
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $65,537
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,904
Insurance broker organization code?3
Insurance broker nameGUNDERMAN & GUNDERMAN
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE445473
Policy instance 3
Insurance contract or identification numberAE445473
Number of Individuals Covered652
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $40,195
Welfare Benefit Premiums Paid to CarrierUSD $2,723,479
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,195
Insurance broker organization code?3
Insurance broker nameGUNDERMAN & GUNDERMAN
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0842804
Policy instance 2
Insurance contract or identification number0842804
Number of Individuals Covered754
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $6,905
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $64,990
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,905
Insurance broker organization code?3
Insurance broker nameGUNDERMAN & GUNDERMAN
GERBER LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70939 )
Policy contract numberEIP8701135
Policy instance 1
Insurance contract or identification numberEIP8701135
Number of Individuals Covered780
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Welfare Benefit Premiums Paid to CarrierUSD $690,100
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE445473
Policy instance 3
Insurance contract or identification numberAE445473
Number of Individuals Covered674
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $40,785
Welfare Benefit Premiums Paid to CarrierUSD $2,649,046
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,785
Insurance broker organization code?3
Insurance broker nameGUNDERMAN & GUNDERMAN
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0842804
Policy instance 2
Insurance contract or identification number0842804
Number of Individuals Covered781
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,008
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $64,099
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,008
Insurance broker organization code?3
Insurance broker nameGUNDERMAN & GUNDERMAN
GERBER LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70939 )
Policy contract numberEIP8701135
Policy instance 1
Insurance contract or identification numberEIP8701135
Number of Individuals Covered759
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $28,837
Welfare Benefit Premiums Paid to CarrierUSD $596,272
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,837
Insurance broker organization code?3
Insurance broker nameMAGNACARE
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberAE445473
Policy instance 3
Insurance contract or identification numberAE445473
Number of Individuals Covered687
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $40,685
Welfare Benefit Premiums Paid to CarrierUSD $2,476,209
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,685
Insurance broker organization code?3
Insurance broker nameGUNDERMAN & GUNDERMAN
AETNA HEALTH, INC. (National Association of Insurance Commissioners NAIC id number: 95234 )
Policy contract numberAE445473
Policy instance 3
Insurance contract or identification numberAE445473
Number of Individuals Covered686
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $24,330
Welfare Benefit Premiums Paid to CarrierUSD $2,484,851
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,330
Insurance broker organization code?3
Insurance broker nameGUNDERMAN & GUNDERMAN
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0842804
Policy instance 2
Insurance contract or identification number0842804
Number of Individuals Covered801
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $5,199
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $58,564
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,199
Insurance broker organization code?3
Insurance broker nameGUNDERMAN & GUNDERMAN
GERBER LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70939 )
Policy contract numberEIP8701135
Policy instance 1
Insurance contract or identification numberEIP8701135
Number of Individuals Covered817
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Welfare Benefit Premiums Paid to CarrierUSD $576,956
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameMAGNACARE
UNITED HEALTHCARE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number301396
Policy instance 1
Insurance contract or identification number301396
Number of Individuals Covered714
Insurance policy start date2012-01-01
Insurance policy end date2012-02-29
Total amount of commissions paid to insurance brokerUSD $1,028
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $8,568
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
L.A.H. ASSOCIATES (National Association of Insurance Commissioners NAIC id number: 70939 )
Policy contract numberGB0046NY-04
Policy instance 2
Insurance contract or identification numberGB0046NY-04
Number of Individuals Covered801
Insurance policy start date2011-07-01
Insurance policy end date2011-12-31
Other welfare benefits providedSTOP LOSS
Welfare Benefit Premiums Paid to CarrierUSD $99,203
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GERBER LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70939 )
Policy contract numberEIP8701138
Policy instance 3
Insurance contract or identification numberEIP8701138
Number of Individuals Covered833
Insurance policy start date2012-01-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $9,738
Other welfare benefits providedSTOP LOSS
Welfare Benefit Premiums Paid to CarrierUSD $283,347
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COMMUNITY INSURANCE CO DBA ANTHEM BLUE CROSS AND BLUE SHIELD (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract number20049M001
Policy instance 4
Insurance contract or identification number20049M001
Number of Individuals Covered370
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $2,459,361
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
UNITED HEALTHCARE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number301396
Policy instance 1
Insurance contract or identification number301396
Number of Individuals Covered714
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,141
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $51,408
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
L.A.H. ASSOCIATES (National Association of Insurance Commissioners NAIC id number: 70939 )
Policy contract numberGB0046NY-04
Policy instance 2
Insurance contract or identification numberGB0046NY-04
Number of Individuals Covered681
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedSTOP LOSS
Welfare Benefit Premiums Paid to CarrierUSD $332,107
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COMMUNITY INSURANCE CO DBA ANTHEM BLUE CROSS AND BLUE SHIELD (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract number20049M001
Policy instance 3
Insurance contract or identification number20049M001
Number of Individuals Covered514
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $2,176,339

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