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UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameUNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 003

UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC.
Employer identification number (EIN):160786061
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1954-04-29
Company Identification Number: 89063
Legal Registered Office Address: 9812 LOCKPORT ROAD
Niagara
NIAGARA FALLS
United States of America (USA)
14304

More information about UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01RITA TWEEDIE
0032016-01-01RITA TWEEDIE
0032015-01-01
0032014-01-01RITA TWEEDIE RITA TWEEDIE2015-10-13
0032013-01-01RITA TWEEDIE RITA TWEEDIE2014-09-26
0032012-01-01RITA TWEEDIE RITA TWEEDIE2013-10-11
0032011-01-01RITA TWEEDIE RITA TWEEDIE2012-10-11
0032009-01-01RITA PETROZZI RITA PETROZZI2010-10-14

Plan Statistics for UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01301
Total number of active participants reported on line 7a of the Form 55002022-01-01239
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0155
Total of all active and inactive participants2022-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01295
Number of participants with account balances2022-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01291
Total number of active participants reported on line 7a of the Form 55002021-01-01238
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0158
Total of all active and inactive participants2021-01-01296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01296
Number of participants with account balances2021-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01450
Total number of active participants reported on line 7a of the Form 55002020-01-01234
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0161
Total of all active and inactive participants2020-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01295
Number of participants with account balances2020-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01383
Total number of active participants reported on line 7a of the Form 55002019-01-01243
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01209
Total of all active and inactive participants2019-01-01452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01452
Number of participants with account balances2019-01-01402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01362
Total number of active participants reported on line 7a of the Form 55002018-01-01215
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01162
Total of all active and inactive participants2018-01-01381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01381
Number of participants with account balances2018-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01344
Total number of active participants reported on line 7a of the Form 55002017-01-01213
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-01144
Total of all active and inactive participants2017-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01362
Number of participants with account balances2017-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01188
Total number of active participants reported on line 7a of the Form 55002016-01-01205
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01134
Total of all active and inactive participants2016-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01343
Number of participants with account balances2016-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01377
Total number of active participants reported on line 7a of the Form 55002015-01-01212
Number of other retired or separated participants entitled to future benefits2015-01-01151
Total of all active and inactive participants2015-01-01363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01365
Number of participants with account balances2015-01-01364
2014: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01386
Total number of active participants reported on line 7a of the Form 55002014-01-01239
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01137
Total of all active and inactive participants2014-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01377
Number of participants with account balances2014-01-01377
2013: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01378
Total number of active participants reported on line 7a of the Form 55002013-01-01241
Number of other retired or separated participants entitled to future benefits2013-01-01143
Total of all active and inactive participants2013-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01386
Number of participants with account balances2013-01-01386
2012: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01370
Total number of active participants reported on line 7a of the Form 55002012-01-01236
Number of other retired or separated participants entitled to future benefits2012-01-01141
Total of all active and inactive participants2012-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01379
Number of participants with account balances2012-01-01378
2011: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01353
Total number of active participants reported on line 7a of the Form 55002011-01-01246
Number of other retired or separated participants entitled to future benefits2011-01-01123
Total of all active and inactive participants2011-01-01369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01370
Number of participants with account balances2011-01-01370
2009: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01126
Total number of active participants reported on line 7a of the Form 55002009-01-01179
Number of other retired or separated participants entitled to future benefits2009-01-0189
Total of all active and inactive participants2009-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01269
Number of participants with account balances2009-01-01269

Financial Data on UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-392,468
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$362,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$333,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$280,527
Value of total assets at end of year2022-12-31$5,037,776
Value of total assets at beginning of year2022-12-31$5,792,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$29,447
Total interest from all sources2022-12-31$38,917
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$180,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$180,331
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$101,279
Participant contributions at end of year2022-12-31$103,308
Participant contributions at beginning of year2022-12-31$154,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-755,048
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,037,776
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,792,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,666,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,941,034
Interest on participant loans2022-12-31$7,034
Interest earned on other investments2022-12-31$31,883
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,268,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,697,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-892,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$179,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$333,133
Contract administrator fees2022-12-31$29,447
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2022-12-31160765485
2021 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$966,244
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$902,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$865,560
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$242,565
Value of total assets at end of year2021-12-31$5,792,824
Value of total assets at beginning of year2021-12-31$5,729,209
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$37,069
Total interest from all sources2021-12-31$41,667
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$325,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$325,977
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$104,374
Participant contributions at end of year2021-12-31$154,538
Participant contributions at beginning of year2021-12-31$178,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$63,615
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,792,824
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,729,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$37,069
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,941,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,827,652
Interest on participant loans2021-12-31$10,304
Interest earned on other investments2021-12-31$31,363
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,697,252
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,722,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$356,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$138,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$865,560
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2021-12-31160765485
2020 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$928,769
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$621,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$585,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$259,304
Value of total assets at end of year2020-12-31$5,729,209
Value of total assets at beginning of year2020-12-31$5,422,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,391
Total interest from all sources2020-12-31$51,047
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$176,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$176,544
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$112,476
Participant contributions at end of year2020-12-31$178,990
Participant contributions at beginning of year2020-12-31$169,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$307,014
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,729,209
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,422,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,827,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,423,780
Interest on participant loans2020-12-31$11,303
Interest earned on other investments2020-12-31$39,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,722,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,824,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$441,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$146,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$585,364
Contract administrator fees2020-12-31$36,391
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2020-12-31160765485
2019 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$991,126
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$444,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$389,802
Value of total corrective distributions2019-12-31$18,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$247,363
Value of total assets at end of year2019-12-31$5,422,195
Value of total assets at beginning of year2019-12-31$4,875,574
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$36,116
Total interest from all sources2019-12-31$11,347
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$167,257
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$167,257
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$110,010
Participant contributions at end of year2019-12-31$169,703
Participant contributions at beginning of year2019-12-31$207,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$546,621
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,422,195
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,875,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$6,200
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,423,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,821,825
Interest on participant loans2019-12-31$11,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,893
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$18,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$18,424
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,824,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,827,417
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$565,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$137,353
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$389,802
Contract administrator fees2019-12-31$29,916
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2019-12-31160765486
2018 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$146,667
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$377,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$346,539
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$261,519
Value of total assets at end of year2018-12-31$4,875,574
Value of total assets at beginning of year2018-12-31$5,106,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$31,460
Total interest from all sources2018-12-31$50,271
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$215,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$215,232
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$114,893
Participant contributions at end of year2018-12-31$207,908
Participant contributions at beginning of year2018-12-31$237,833
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$3,330
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-231,332
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,875,574
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,106,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,821,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,842,001
Interest on participant loans2018-12-31$11,205
Interest earned on other investments2018-12-31$39,066
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$18,424
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,827,417
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,007,982
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-380,355
Net investment gain or loss from common/collective trusts2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$146,626
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$15,760
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$346,539
Contract administrator fees2018-12-31$31,460
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2018-12-31160765486
2017 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$747,365
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$345,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$326,842
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$244,472
Value of total assets at end of year2017-12-31$5,106,906
Value of total assets at beginning of year2017-12-31$4,705,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$18,866
Total interest from all sources2017-12-31$10,300
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$145,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$145,515
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$104,801
Participant contributions at end of year2017-12-31$237,833
Participant contributions at beginning of year2017-12-31$202,409
Participant contributions at end of year2017-12-31$3,330
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$401,657
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,106,906
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,705,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,842,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,418,383
Interest on participant loans2017-12-31$10,300
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,007,982
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,084,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$347,078
Net investment gain or loss from common/collective trusts2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$134,868
Employer contributions (assets) at end of year2017-12-31$15,760
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$326,842
Contract administrator fees2017-12-31$18,866
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2017-12-31160765486
2016 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$485,933
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$320,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$296,419
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$238,826
Value of total assets at end of year2016-12-31$4,705,249
Value of total assets at beginning of year2016-12-31$4,539,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$23,900
Total interest from all sources2016-12-31$50,844
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$74,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$74,174
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$111,225
Participant contributions at end of year2016-12-31$202,409
Participant contributions at beginning of year2016-12-31$247,490
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$3,412
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$165,614
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,705,249
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,539,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,418,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,142,879
Interest on participant loans2016-12-31$8,534
Interest earned on other investments2016-12-31$42,310
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,084,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,140,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$122,089
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$127,601
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$4,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$296,419
Contract administrator fees2016-12-31$23,900
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2016-12-31160765486
2015 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$17,830
Total unrealized appreciation/depreciation of assets2015-12-31$17,830
Total income from all sources (including contributions)2015-12-31$302,137
Total of all expenses incurred2015-12-31$758,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$756,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$274,931
Value of total assets at end of year2015-12-31$4,539,635
Value of total assets at beginning of year2015-12-31$4,995,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,422
Total interest from all sources2015-12-31$9,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$131,780
Participant contributions at end of year2015-12-31$247,490
Participant contributions at beginning of year2015-12-31$280,637
Participant contributions at end of year2015-12-31$3,412
Administrative expenses (other) incurred2015-12-31$1,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-455,922
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,539,635
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,995,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,142,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,471,912
Interest on participant loans2015-12-31$9,376
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,140,867
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,209,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$143,151
Employer contributions (assets) at end of year2015-12-31$4,987
Employer contributions (assets) at beginning of year2015-12-31$33,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$756,637
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2015-12-31160765486
2014 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$173,553
Total unrealized appreciation/depreciation of assets2014-12-31$173,553
Total income from all sources (including contributions)2014-12-31$453,365
Total of all expenses incurred2014-12-31$510,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$483,612
Expenses. Certain deemed distributions of participant loans2014-12-31$27,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$246,939
Value of total assets at end of year2014-12-31$4,995,557
Value of total assets at beginning of year2014-12-31$5,053,144
Total interest from all sources2014-12-31$32,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$114,472
Participant contributions at end of year2014-12-31$280,637
Participant contributions at beginning of year2014-12-31$239,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-57,587
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,995,557
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,053,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,471,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,287,688
Interest on participant loans2014-12-31$9,810
Interest earned on other investments2014-12-31$23,063
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,209,125
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,498,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$132,467
Employer contributions (assets) at end of year2014-12-31$33,883
Employer contributions (assets) at beginning of year2014-12-31$27,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$483,612
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2014-12-31160929175
2013 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$419,748
Total unrealized appreciation/depreciation of assets2013-12-31$419,748
Total income from all sources (including contributions)2013-12-31$650,497
Total of all expenses incurred2013-12-31$288,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$264,635
Expenses. Certain deemed distributions of participant loans2013-12-31$23,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$193,636
Value of total assets at end of year2013-12-31$5,053,144
Value of total assets at beginning of year2013-12-31$4,691,177
Total interest from all sources2013-12-31$37,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$75,941
Participant contributions at end of year2013-12-31$239,317
Participant contributions at beginning of year2013-12-31$259,914
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$361,967
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,053,144
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,691,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,287,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,823,908
Interest on participant loans2013-12-31$9,031
Interest earned on other investments2013-12-31$28,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,498,764
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,579,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$117,695
Employer contributions (assets) at end of year2013-12-31$27,375
Employer contributions (assets) at beginning of year2013-12-31$27,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$264,635
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2013-12-31160929175
2012 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$196,956
Total unrealized appreciation/depreciation of assets2012-12-31$196,956
Total income from all sources (including contributions)2012-12-31$420,298
Total of all expenses incurred2012-12-31$232,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$201,109
Expenses. Certain deemed distributions of participant loans2012-12-31$31,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$171,340
Value of total assets at end of year2012-12-31$4,691,177
Value of total assets at beginning of year2012-12-31$4,503,394
Total interest from all sources2012-12-31$52,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$67,597
Participant contributions at end of year2012-12-31$259,914
Participant contributions at beginning of year2012-12-31$256,879
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$187,783
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,691,177
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,503,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,823,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,552,205
Interest on participant loans2012-12-31$8,553
Interest earned on other investments2012-12-31$43,449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,579,657
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,676,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$103,110
Employer contributions (assets) at end of year2012-12-31$27,698
Employer contributions (assets) at beginning of year2012-12-31$18,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$201,109
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2012-12-31160929175
2011 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-45,249
Total unrealized appreciation/depreciation of assets2011-12-31$-45,249
Total income from all sources (including contributions)2011-12-31$241,506
Total of all expenses incurred2011-12-31$219,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$183,980
Expenses. Certain deemed distributions of participant loans2011-12-31$35,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$226,244
Value of total assets at end of year2011-12-31$4,503,394
Value of total assets at beginning of year2011-12-31$4,481,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6
Total interest from all sources2011-12-31$60,511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$75,810
Participant contributions at end of year2011-12-31$256,879
Participant contributions at beginning of year2011-12-31$241,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$21,733
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,503,394
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,481,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,552,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,503,630
Interest on participant loans2011-12-31$6,703
Interest earned on other investments2011-12-31$53,808
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,676,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,682,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$150,434
Employer contributions (assets) at end of year2011-12-31$18,044
Employer contributions (assets) at beginning of year2011-12-31$54,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$183,980
Contract administrator fees2011-12-31$6
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2011-12-31160929175
2010 : UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$80,365
Total unrealized appreciation/depreciation of assets2010-12-31$80,365
Total transfer of assets to this plan2010-12-31$3,034,404
Total income from all sources (including contributions)2010-12-31$397,670
Total of all expenses incurred2010-12-31$63,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$60,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$300,541
Value of total assets at end of year2010-12-31$1,373,537
Value of total assets at beginning of year2010-12-31$1,038,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,674
Total interest from all sources2010-12-31$16,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31No
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$82,161
Participant contributions at end of year2010-12-31$57,047
Participant contributions at beginning of year2010-12-31$20,446
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$3,214
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$27,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$334,651
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,373,537
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,038,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$623,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$449,803
Interest on participant loans2010-12-31$762
Interest earned on other investments2010-12-31$16,002
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$638,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$517,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$191,091
Employer contributions (assets) at end of year2010-12-31$54,225
Employer contributions (assets) at beginning of year2010-12-31$47,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$60,345
Contract administrator fees2010-12-31$2,674
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2010-12-31160929175

Form 5500 Responses for UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN

2022: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: UNITED CEREBRAL PALSY ASSOCIATION OF NIAGARA COUNTY, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number031-0476-7
Policy instance 1
Insurance contract or identification number031-0476-7
Number of Individuals Covered295
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number031-0476-7
Policy instance 1
Insurance contract or identification number031-0476-7
Number of Individuals Covered296
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number031-0476-7
Policy instance 1
Insurance contract or identification number031-0476-7
Number of Individuals Covered295
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number031-0476-7
Policy instance 1
Insurance contract or identification number031-0476-7
Number of Individuals Covered452
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $5,231
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $5,231
Insurance broker organization code?3
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number031-0476-7
Policy instance 1
Insurance contract or identification number031-0476-7
Number of Individuals Covered381
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $12,157
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,157
Insurance broker organization code?3
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number031-0476-7
Policy instance 1
Insurance contract or identification number031-0476-7
Number of Individuals Covered362
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,722
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,722
Insurance broker organization code?3
Insurance broker nameDAVID MANGANO
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053005-K
Policy instance 1
Insurance contract or identification number053005-K
Number of Individuals Covered365
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $525
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees525
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053005-K
Policy instance 1
Insurance contract or identification number053005-K
Number of Individuals Covered377
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $391
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees391
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053005-K
Policy instance 1
Insurance contract or identification number053005-K
Number of Individuals Covered386
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $251
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees251
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053005-K
Policy instance 1
Insurance contract or identification number053005-K
Number of Individuals Covered379
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $487
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees210
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameMELISA BEAUCHESNE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053005-K
Policy instance 1
Insurance contract or identification number053005-K
Number of Individuals Covered370
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,141
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053005-K
Policy instance 1
Insurance contract or identification number053005-K
Number of Individuals Covered353
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $624
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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