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EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 401k Plan overview

Plan NameEMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY
Plan identification number 001

EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY has sponsored the creation of one or more 401k plans.

Company Name:ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY
Employer identification number (EIN):221487305
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01MICHELLE HARVEY MICHELLE HARVEY2018-10-11
0012016-01-01MICHELLE HARVEY
0012015-01-01PETER P BIHUNIAK
0012014-01-01PETER P BIHUNIAK
0012013-01-01PETER P BIHUNIAK
0012012-01-01PETER P. BIHUNIAK
0012011-01-01PETER P BIHUNIAK
0012009-01-01PETER P.BIHUNIAK PETER P. BIHUNIAK2010-10-14

Plan Statistics for EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY

401k plan membership statisitcs for EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY

Measure Date Value
2017: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2017 401k membership
Market value of plan assets2017-12-3174,699,293
Acturial value of plan assets2017-12-3175,983,240
Funding target for retired participants and beneficiaries receiving payment2017-12-3142,563,410
Number of terminated vested participants2017-12-31511
Fundng target for terminated vested participants2017-12-3117,675,058
Active participant vested funding target2017-12-3116,887,746
Number of active participants2017-12-31285
Total funding liabilities for active participants2017-12-3117,255,980
Total participant count2017-12-311,318
Total funding target for all participants2017-12-3177,494,448
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31731,143
Prefunding balanced used to offset prior years funding requirement2017-12-31288,581
Amount remaining of prefunding balance2017-12-31442,562
Present value of excess contributions2017-12-311,745,843
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-311,851,641
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of prefunding at beginning of current year2017-12-31475,577
Total employer contributions2017-12-31510,000
Total employee contributions2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31482,875
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31950,000
Net shortfall amortization installment of oustanding balance2017-12-311,986,785
Total funding amount beforereflecting carryover/prefunding balances2017-12-31950,000
Prefunding balance elected to use to offset funding requirement2017-12-31475,577
Additional cash requirement2017-12-31474,423
Contributions allocatedtoward minimum required contributions for current year2017-12-31482,875
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-011,310
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2016 401k membership
Market value of plan assets2016-12-3171,962,514
Acturial value of plan assets2016-12-3175,346,899
Funding target for retired participants and beneficiaries receiving payment2016-12-3139,722,569
Number of terminated vested participants2016-12-31529
Fundng target for terminated vested participants2016-12-3116,703,911
Active participant vested funding target2016-12-3118,361,151
Number of active participants2016-12-31304
Total funding liabilities for active participants2016-12-3118,911,768
Total participant count2016-12-311,334
Total funding target for all participants2016-12-3175,338,248
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-311,030,267
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-31300,000
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-31730,267
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-31731,143
Total employer contributions2016-12-312,700,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-312,445,843
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31700,000
Net shortfall amortization installment of oustanding balance2016-12-31722,492
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31700,000
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31700,000
Contributions allocatedtoward minimum required contributions for current year2016-12-312,445,843
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-011,334
Total number of active participants reported on line 7a of the Form 55002016-01-01285
Number of retired or separated participants receiving benefits2016-01-01475
Number of other retired or separated participants entitled to future benefits2016-01-01503
Total of all active and inactive participants2016-01-011,263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0147
Total participants2016-01-011,310
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2015 401k membership
Total participants, beginning-of-year2015-01-011,352
Total number of active participants reported on line 7a of the Form 55002015-01-01304
Number of retired or separated participants receiving benefits2015-01-01465
Number of other retired or separated participants entitled to future benefits2015-01-01529
Total of all active and inactive participants2015-01-011,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0136
Total participants2015-01-011,334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2014 401k membership
Total participants, beginning-of-year2014-01-011,364
Total number of active participants reported on line 7a of the Form 55002014-01-01351
Number of retired or separated participants receiving benefits2014-01-01464
Number of other retired or separated participants entitled to future benefits2014-01-01503
Total of all active and inactive participants2014-01-011,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0134
Total participants2014-01-011,352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2013 401k membership
Total participants, beginning-of-year2013-01-011,381
Total number of active participants reported on line 7a of the Form 55002013-01-01361
Number of retired or separated participants receiving benefits2013-01-01444
Number of other retired or separated participants entitled to future benefits2013-01-01526
Total of all active and inactive participants2013-01-011,331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0133
Total participants2013-01-011,364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2012 401k membership
Total participants, beginning-of-year2012-01-011,400
Total number of active participants reported on line 7a of the Form 55002012-01-01378
Number of retired or separated participants receiving benefits2012-01-01432
Number of other retired or separated participants entitled to future benefits2012-01-01540
Total of all active and inactive participants2012-01-011,350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0131
Total participants2012-01-011,381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2011 401k membership
Total participants, beginning-of-year2011-01-011,423
Total number of active participants reported on line 7a of the Form 55002011-01-01405
Number of retired or separated participants receiving benefits2011-01-01393
Number of other retired or separated participants entitled to future benefits2011-01-01573
Total of all active and inactive participants2011-01-011,371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0129
Total participants2011-01-011,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2009 401k membership
Total participants, beginning-of-year2009-01-011,447
Total number of active participants reported on line 7a of the Form 55002009-01-01514
Number of retired or separated participants receiving benefits2009-01-01359
Number of other retired or separated participants entitled to future benefits2009-01-01536
Total of all active and inactive participants2009-01-011,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0122
Total participants2009-01-011,431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0142

Financial Data on EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY

Measure Date Value
2017 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2017 401k financial data
Total transfer of assets from this plan2017-12-31$79,567,034
Total income from all sources (including contributions)2017-12-31$10,294,439
Total of all expenses incurred2017-12-31$5,471,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,552,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$510,000
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$74,744,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$918,633
Total interest from all sources2017-12-31$1,911,303
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$54,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$-17,323,466
Administrative expenses (other) incurred2017-12-31$918,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,823,019
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$74,744,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,671,774
Value of interest in pooled separate accounts at end of year2017-12-31$13,839,214
Value of interest in pooled separate accounts at beginning of year2017-12-31$65,400,567
Interest earned on other investments2017-12-31$1,911,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,074,252
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,971,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$400,283
Net investment gain/loss from pooled separate accounts2017-12-31$7,418,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$510,000
Employer contributions (assets) at end of year2017-12-31$410,000
Employer contributions (assets) at beginning of year2017-12-31$2,700,000
Income. Dividends from preferred stock2017-12-31$54,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,552,787
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WITHUMSMITH+BROWN, PC
Accountancy firm EIN2017-12-31222027092
2016 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,866,684
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,028,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,235,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,700,000
Value of total assets at end of year2016-12-31$74,744,014
Value of total assets at beginning of year2016-12-31$71,905,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$792,928
Total interest from all sources2016-12-31$1,694,248
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$54,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$792,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,838,524
Value of net assets at end of year (total assets less liabilities)2016-12-31$74,744,014
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$71,905,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,671,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,578,666
Value of interest in pooled separate accounts at end of year2016-12-31$65,400,567
Value of interest in pooled separate accounts at beginning of year2016-12-31$65,422,637
Interest earned on other investments2016-12-31$1,694,248
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,971,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,904,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-2,343,437
Net investment gain/loss from pooled separate accounts2016-12-31$5,761,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,700,000
Employer contributions (assets) at end of year2016-12-31$2,700,000
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$54,302
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,235,232
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WITHUMSMITH AND BROWN, PC
Accountancy firm EIN2016-12-31222027092
2015 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$248,636
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,780,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,132,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$71,905,490
Value of total assets at beginning of year2015-12-31$76,437,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$647,586
Total interest from all sources2015-12-31$94,150
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$51,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$51,791
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$647,586
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,531,513
Value of net assets at end of year (total assets less liabilities)2015-12-31$71,905,490
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$76,437,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,578,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$65,422,637
Value of interest in pooled separate accounts at beginning of year2015-12-31$71,296,817
Interest earned on other investments2015-12-31$94,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,904,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,140,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-177,857
Net investment gain/loss from pooled separate accounts2015-12-31$280,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,132,563
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2015-12-31390859910
2014 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,836,380
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,479,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,107,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$76,437,003
Value of total assets at beginning of year2014-12-31$76,079,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$371,989
Total interest from all sources2014-12-31$127,376
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$371,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$357,278
Value of net assets at end of year (total assets less liabilities)2014-12-31$76,437,003
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$76,079,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$71,296,817
Value of interest in pooled separate accounts at beginning of year2014-12-31$69,887,813
Interest earned on other investments2014-12-31$127,376
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,140,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,191,912
Net investment gain/loss from pooled separate accounts2014-12-31$4,709,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,107,113
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2014-12-31390859910
2013 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,612,978
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,351,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,955,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,927,504
Value of total assets at end of year2013-12-31$76,079,725
Value of total assets at beginning of year2013-12-31$65,818,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$396,012
Total interest from all sources2013-12-31$106,565
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$396,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,261,398
Value of net assets at end of year (total assets less liabilities)2013-12-31$76,079,725
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$65,818,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$69,887,813
Value of interest in pooled separate accounts at beginning of year2013-12-31$62,518,903
Interest earned on other investments2013-12-31$106,565
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,191,912
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,299,424
Net investment gain/loss from pooled separate accounts2013-12-31$11,578,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,927,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,955,568
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2013-12-31390859910
2012 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$9,318,333
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,263,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,854,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,939,087
Value of total assets at end of year2012-12-31$65,818,327
Value of total assets at beginning of year2012-12-31$60,763,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$408,884
Total interest from all sources2012-12-31$88,033
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$408,884
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,054,480
Value of net assets at end of year (total assets less liabilities)2012-12-31$65,818,327
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$60,763,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$62,518,903
Value of interest in pooled separate accounts at beginning of year2012-12-31$58,227,690
Interest earned on other investments2012-12-31$88,033
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,299,424
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,256,157
Net investment gain/loss from pooled separate accounts2012-12-31$6,291,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,939,087
Employer contributions (assets) at beginning of year2012-12-31$1,280,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,854,969
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PARENTEBEARD LLC
Accountancy firm EIN2012-12-31232932984
2011 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,836,901
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,036,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,739,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,918,876
Value of total assets at end of year2011-12-31$60,763,847
Value of total assets at beginning of year2011-12-31$59,963,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$297,070
Total interest from all sources2011-12-31$117,624
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$297,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$800,704
Value of net assets at end of year (total assets less liabilities)2011-12-31$60,763,847
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$59,963,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$58,227,690
Value of interest in pooled separate accounts at beginning of year2011-12-31$54,840,364
Interest earned on other investments2011-12-31$117,624
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,256,157
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,172,779
Net investment gain/loss from pooled separate accounts2011-12-31$1,800,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,918,876
Employer contributions (assets) at end of year2011-12-31$1,280,000
Employer contributions (assets) at beginning of year2011-12-31$950,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,739,127
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PARENTEBEARD LLC
Accountancy firm EIN2011-12-31232932984
2010 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,212,845
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,700,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,399,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,150,000
Value of total assets at end of year2010-12-31$59,963,143
Value of total assets at beginning of year2010-12-31$54,450,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$300,678
Total interest from all sources2010-12-31$168,772
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$300,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,512,512
Value of net assets at end of year (total assets less liabilities)2010-12-31$59,963,143
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$54,450,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$54,840,364
Value of interest in pooled separate accounts at beginning of year2010-12-31$49,545,461
Interest earned on other investments2010-12-31$168,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,172,779
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,905,170
Net investment gain/loss from pooled separate accounts2010-12-31$6,894,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,150,000
Employer contributions (assets) at end of year2010-12-31$950,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,399,655
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PARENTEBEARD LLC
Accountancy firm EIN2010-12-31232932984
2009 : EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY

2017: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EMPLOYEES' RETIREMENT PLAN OF ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL RAHWAY 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16714
Policy instance 1
Insurance contract or identification numberIN-16714
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16714
Policy instance 1
Insurance contract or identification numberIN-16714
Number of Individuals Covered1334
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16714
Policy instance 1
Insurance contract or identification numberIN-16714
Number of Individuals Covered1352
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16714
Policy instance 1
Insurance contract or identification numberIN-16714
Number of Individuals Covered1364
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16714
Policy instance 1
Insurance contract or identification numberIN-16714
Number of Individuals Covered1381
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16714
Policy instance 1
Insurance contract or identification numberIN-16714
Number of Individuals Covered1400
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16714
Policy instance 1
Insurance contract or identification numberIN-16714
Number of Individuals Covered1423
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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