UBS FINANCIAL SERVICES INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UBS FIN SVCS INC. MIT UNIT S DEVELOPING MKTS
| Measure | Date | Value |
|---|
| 2015 : UBS FIN SVCS INC. MIT UNIT S DEVELOPING MKTS 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-02-28 | $0 |
| Total transfer of assets to this plan | 2015-02-28 | $10,814,573 |
| Total transfer of assets from this plan | 2015-02-28 | $21,629,149 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-02-28 | $0 |
| Total income from all sources (including contributions) | 2015-02-28 | $56 |
| Total loss/gain on sale of assets | 2015-02-28 | $0 |
| Total of all expenses incurred | 2015-02-28 | $55 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-02-28 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-02-28 | $0 |
| Value of total assets at end of year | 2015-02-28 | $0 |
| Value of total assets at beginning of year | 2015-02-28 | $10,814,575 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-02-28 | $55 |
| Total interest from all sources | 2015-02-28 | $-3 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-02-28 | $0 |
| Administrative expenses professional fees incurred | 2015-02-28 | $55 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-02-28 | No |
| Value of net income/loss | 2015-02-28 | $1 |
| Value of net assets at end of year (total assets less liabilities) | 2015-02-28 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-02-28 | $10,814,575 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-02-28 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-02-28 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-02-28 | $10,814,575 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-02-28 | $-3 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-02-28 | $-2 |
| Net investment gain or loss from common/collective trusts | 2015-02-28 | $61 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-02-28 | No |
| Did the plan have assets held for investment | 2015-02-28 | No |
| 2014 : UBS FIN SVCS INC. MIT UNIT S DEVELOPING MKTS 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $7,375,405 |
| Total transfer of assets from this plan | 2014-12-31 | $34,528,485 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $-1,294,766 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $10,814,575 |
| Value of total assets at beginning of year | 2014-12-31 | $39,262,421 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $360,913 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $360,913 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-1,294,766 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,814,575 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $39,262,421 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,814,575 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $39,262,421 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-1,655,679 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| 2013 : UBS FIN SVCS INC. MIT UNIT S DEVELOPING MKTS 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $24,158,619 |
| Total transfer of assets from this plan | 2013-12-31 | $4,192,180 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,085,927 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $39,262,421 |
| Value of total assets at beginning of year | 2013-12-31 | $17,210,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $119,455 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $119,455 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,085,927 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $39,262,421 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $17,210,055 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $39,262,421 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $17,210,055 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,966,472 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| 2012 : UBS FIN SVCS INC. MIT UNIT S DEVELOPING MKTS 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,016,543 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $17,210,055 |
| Value of total assets at beginning of year | 2012-12-31 | $14,193,512 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $122,156 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $122,156 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $3,016,543 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $17,210,055 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $14,193,512 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $17,210,055 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,193,512 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,894,387 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| 2011 : UBS FIN SVCS INC. MIT UNIT S DEVELOPING MKTS 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $16,828,162 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $-2,634,650 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $14,193,512 |
| Value of total assets at beginning of year | 2011-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $323,330 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $323,330 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-2,634,650 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $14,193,512 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $0 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,193,512 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-2,957,980 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
