EMPLOYEE ASSISTANCE PROGRAM 401k Plan overview

EMPLOYEE ASSISTANCE PROGRAM Benefits

401k Sponsoring company profile

Company Name:	CATERPILLAR INC.
Employer identification number (EIN):	370602744
NAIC Classification:	333100

Additional information about CATERPILLAR INC.

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1986-05-07
Company Identification Number:	0006917606
Legal Registered Office Address:	100 NE ADAMS ST PEORIA United States of America (USA) 61629

More information about CATERPILLAR INC.

Form 5500 Filing Information

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
535	2023-01-01	TODD BISPING	2024-05-14
535	2022-01-01	TODD BISPING	2023-05-30
535	2021-01-01	TODD BISPING	2022-06-07
535	2020-01-01	TODD BISPING	2021-06-30
535	2019-01-01	TODD BISPING	2020-06-26
535	2018-01-01
535	2017-01-01
535	2016-01-01
535	2015-01-01
535	2014-01-01	JOHN POMPE
535	2013-01-01	FILED WITH AUTHORIZED SIGNATURE
535	2012-01-01	FILED WITH AUTHORIZED SIGNATURE
535	2011-01-01	LEANNE MORITZ
535	2010-01-01	JONATHAN D GINZEL
535	2009-01-01	JONATHAN D GINZEL

SELECT Description,401k_plan_data.* , ValueType,YEAR(Date) AS Year FROM 401k_plan_data_370602744 AS 401k_plan_data LEFT JOIN 401k_plan_data_naming ON 401k_plan_data_naming.FieldName= 401k_plan_data.FieldName WHERE EIN='370602744' AND PlanID='535' AND (DataType='SCHED_R_PART1' OR DataType='F_SCH_H') AND Description IS NOT NULL ORDER BY Date DESC , 401k_plan_data.FieldName DESC

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