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401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EQUIX HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:EQUIX HOLDINGS, INC.
Employer identification number (EIN):472794108
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about EQUIX HOLDINGS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2031540

More information about EQUIX HOLDINGS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KEVIN GITTER
0012016-01-01BOB CLEVELAND BOB CLEVELAND2017-07-31
0012015-05-01BOB CLEVELAND BOB CLEVELAND2016-09-08

Plan Statistics for 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2020: 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01893
Total number of active participants reported on line 7a of the Form 55002020-01-01984
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0188
Total of all active and inactive participants2020-01-011,072
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-011,075
Number of participants with account balances2020-01-01485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0133
2019: 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01394
Total number of active participants reported on line 7a of the Form 55002019-01-01378
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0176
Total of all active and inactive participants2019-01-01454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01454
Number of participants with account balances2019-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0132
2018: 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01303
Total number of active participants reported on line 7a of the Form 55002018-01-01327
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0153
Total of all active and inactive participants2018-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01380
Number of participants with account balances2018-01-01370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01266
Total number of active participants reported on line 7a of the Form 55002017-01-01258
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0139
Total of all active and inactive participants2017-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01297
Number of participants with account balances2017-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0124
2016: 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01215
Total number of active participants reported on line 7a of the Form 55002016-01-01243
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0121
Total of all active and inactive participants2016-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01264
Number of participants with account balances2016-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-05-01180
Total number of active participants reported on line 7a of the Form 55002015-05-01184
Number of retired or separated participants receiving benefits2015-05-010
Number of other retired or separated participants entitled to future benefits2015-05-0123
Total of all active and inactive participants2015-05-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-05-010
Total participants2015-05-01207
Number of participants with account balances2015-05-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-05-0117

Financial Data on 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2020 : 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$97,126
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,199,684
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,802,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,695,909
Value of total corrective distributions2020-12-31$16,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,106,640
Value of total assets at end of year2020-12-31$22,868,864
Value of total assets at beginning of year2020-12-31$17,374,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$90,028
Total interest from all sources2020-12-31$91
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$235,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$235,935
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,111,167
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$365,239
Other income not declared elsewhere2020-12-31$1,595
Administrative expenses (other) incurred2020-12-31$90,028
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,396,871
Value of net assets at end of year (total assets less liabilities)2020-12-31$22,868,864
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,374,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$19,447,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,352,409
Value of interest in common/collective trusts at end of year2020-12-31$3,421,844
Value of interest in common/collective trusts at beginning of year2020-12-31$2,014,603
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$7,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$7,855
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$91
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,652,530
Net investment gain or loss from common/collective trusts2020-12-31$202,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,630,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,695,909
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$4,510
Aggregate carrying amount (costs) on sale of assets2020-12-31$4,510
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON
Accountancy firm EIN2020-12-31366055558
2019 : 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$3,242,185
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,279,819
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,876,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,791,144
Value of total corrective distributions2019-12-31$12,166
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,518,439
Value of total assets at end of year2019-12-31$17,374,867
Value of total assets at beginning of year2019-12-31$10,729,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$73,172
Total interest from all sources2019-12-31$206
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$264,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$264,103
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,599,269
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$57,954
Other income not declared elsewhere2019-12-31$507
Administrative expenses (other) incurred2019-12-31$73,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,403,337
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,374,867
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,729,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,352,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,436,421
Value of interest in common/collective trusts at end of year2019-12-31$2,014,603
Value of interest in common/collective trusts at beginning of year2019-12-31$1,281,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$7,855
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$11,804
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$11,804
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,317,103
Net investment gain or loss from common/collective trusts2019-12-31$179,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$861,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,791,144
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$5,039
Aggregate carrying amount (costs) on sale of assets2019-12-31$5,039
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON
Accountancy firm EIN2019-12-31366055558
2018 : 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,227,010
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$397,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$337,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,959,937
Value of total assets at end of year2018-12-31$10,729,345
Value of total assets at beginning of year2018-12-31$9,899,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$59,802
Total interest from all sources2018-12-31$131
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$173,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$173,883
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,140,353
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$175,370
Other income not declared elsewhere2018-12-31$26
Administrative expenses (other) incurred2018-12-31$59,802
Total non interest bearing cash at beginning of year2018-12-31$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$829,950
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,729,345
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,899,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,436,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,011,968
Value of interest in common/collective trusts at end of year2018-12-31$1,281,120
Value of interest in common/collective trusts at beginning of year2018-12-31$875,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$11,804
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$131
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-884,703
Net investment gain or loss from common/collective trusts2018-12-31$-22,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$644,214
Employer contributions (assets) at beginning of year2018-12-31$7,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$337,258
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$2,602
Aggregate carrying amount (costs) on sale of assets2018-12-31$2,602
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON
Accountancy firm EIN2018-12-31366055558
2017 : 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$50,872
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,961,878
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,206,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,167,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,514,123
Value of total assets at end of year2017-12-31$9,899,395
Value of total assets at beginning of year2017-12-31$8,092,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$38,612
Total interest from all sources2017-12-31$32
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$126,815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$126,815
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$929,391
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$49,693
Other income not declared elsewhere2017-12-31$-6
Administrative expenses (other) incurred2017-12-31$38,612
Total non interest bearing cash at end of year2017-12-31$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,755,816
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,899,395
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,092,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,011,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,368,455
Value of interest in common/collective trusts at end of year2017-12-31$875,686
Value of interest in common/collective trusts at beginning of year2017-12-31$724,252
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$32
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,285,845
Net investment gain or loss from common/collective trusts2017-12-31$35,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$535,039
Employer contributions (assets) at end of year2017-12-31$7,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,167,450
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$673
Aggregate carrying amount (costs) on sale of assets2017-12-31$673
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON
Accountancy firm EIN2017-12-31366055558
2016 : 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$148,999
Total transfer of assets from this plan2016-12-31$158,047
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,929,911
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$890,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$862,695
Value of total corrective distributions2016-12-31$62
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,364,115
Value of total assets at end of year2016-12-31$8,092,707
Value of total assets at beginning of year2016-12-31$7,062,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,710
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$108,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$108,043
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$726,058
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$258,318
Other income not declared elsewhere2016-12-31$2
Administrative expenses (other) incurred2016-12-31$27,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,039,444
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,092,707
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,062,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,368,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,271,229
Value of interest in common/collective trusts at end of year2016-12-31$724,252
Value of interest in common/collective trusts at beginning of year2016-12-31$791,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$445,717
Net investment gain or loss from common/collective trusts2016-12-31$12,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$379,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$862,695
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON
Accountancy firm EIN2016-12-31366055558
2015 : 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$6,838,063
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$337,242
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$112,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$99,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$650,932
Value of total assets at end of year2015-12-31$7,062,311
Value of total assets at beginning of year2015-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,299
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$94,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$94,158
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$489,580
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$30,437
Administrative expenses (other) incurred2015-12-31$13,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$224,248
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,062,311
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,271,229
Value of interest in common/collective trusts at end of year2015-12-31$791,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-415,581
Net investment gain or loss from common/collective trusts2015-12-31$7,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$130,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$99,695
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON
Accountancy firm EIN2015-12-31366055558

Form 5500 Responses for 401(K) RETIREMENT SAVINGS PLAN

2020: 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-05-01Type of plan entitySingle employer plan
2015-05-01First time form 5500 has been submittedYes
2015-05-01Submission has been amendedNo
2015-05-01This submission is the final filingNo
2015-05-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-05-01Plan is a collectively bargained planNo
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement - TrustYes

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