401k Plan data: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN plan

BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number	002

BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BLUE RIDGE ORTHOPAEDIC ASSOCIATES, PC has sponsored the creation of one or more 401k plans.

Company Name: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, PC

Employer identification number (EIN): 541048105

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 MARK SCHWARTZ 2023-10-13 MARK SCHWARTZ 2023-10-13
002 2021-01-01 MARK SCHWARTZ 2022-10-17
002 2020-01-01
002 2019-01-01 JEFFRY HOLLIS 2020-10-14 JEFFRY HOLLIS 2020-10-14
002 2018-01-01 JEFFRY HOLLIS 2019-10-14 JEFFRY HOLLIS 2019-10-14
002 2017-01-01
002 2016-01-01 JEFFRY HOLLIS
002 2015-01-01 JEFFRY HOLLIS
002 2014-01-01 JEFFRY HOLLIS JEFFRY HOLLIS 2015-10-15
002 2013-01-01 JEFFRY HOLLIS 2014-04-03
002 2012-01-01 JEFFRY HOLLIS 2013-03-14
002 2011-01-01 JEFFRY M. HOLLIS 2012-03-23
002 2010-01-01 JILL SMITH 2011-09-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	MARK SCHWARTZ	2023-10-13	MARK SCHWARTZ	2023-10-13
002	2021-01-01	MARK SCHWARTZ	2022-10-17
002	2020-01-01
002	2019-01-01	JEFFRY HOLLIS	2020-10-14	JEFFRY HOLLIS	2020-10-14
002	2018-01-01	JEFFRY HOLLIS	2019-10-14	JEFFRY HOLLIS	2019-10-14
002	2017-01-01
002	2016-01-01	JEFFRY HOLLIS
002	2015-01-01	JEFFRY HOLLIS
002	2014-01-01	JEFFRY HOLLIS		JEFFRY HOLLIS	2015-10-15
002	2013-01-01	JEFFRY HOLLIS	2014-04-03
002	2012-01-01	JEFFRY HOLLIS	2013-03-14
002	2011-01-01	JEFFRY M. HOLLIS	2012-03-23
002	2010-01-01	JILL SMITH	2011-09-07

Plan Statistics for BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 192
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 111
Number of retired or separated participants receiving benefits 2022-01-01 2
Number of other retired or separated participants entitled to future benefits 2022-01-01 81
Total of all active and inactive participants 2022-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 194
Number of participants with account balances 2022-01-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 15
2021: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 107
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 68
Total of all active and inactive participants 2021-01-01 176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 176
Number of participants with account balances 2021-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 28
2020: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 122
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 49
Total of all active and inactive participants 2020-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 171
Number of participants with account balances 2020-01-01 161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 9
2019: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 120
Number of other retired or separated participants entitled to future benefits 2019-01-01 40
Total of all active and inactive participants 2019-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 160
Number of participants with account balances 2019-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 6
2018: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 111
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 50
Total of all active and inactive participants 2018-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 161
Number of participants with account balances 2018-01-01 161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 20
2017: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 119
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 48
Total of all active and inactive participants 2017-01-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 167
Number of participants with account balances 2017-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 7
2016: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 116
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 25
Total of all active and inactive participants 2016-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 141
Number of participants with account balances 2016-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 19
2015: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 113
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 21
Total of all active and inactive participants 2015-01-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 134
Number of participants with account balances 2015-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 98
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 18
Total of all active and inactive participants 2014-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 116
Number of participants with account balances 2014-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8

Measure	Date	Value
2022: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	192
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	111
Number of retired or separated participants receiving benefits	2022-01-01	2
Number of other retired or separated participants entitled to future benefits	2022-01-01	81
Total of all active and inactive participants	2022-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	194
Number of participants with account balances	2022-01-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	15
2021: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	107
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	68
Total of all active and inactive participants	2021-01-01	176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	176
Number of participants with account balances	2021-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	28
2020: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	122
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	49
Total of all active and inactive participants	2020-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	171
Number of participants with account balances	2020-01-01	161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	9
2019: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	120
Number of other retired or separated participants entitled to future benefits	2019-01-01	40
Total of all active and inactive participants	2019-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	160
Number of participants with account balances	2019-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	6
2018: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	111
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	50
Total of all active and inactive participants	2018-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	161
Number of participants with account balances	2018-01-01	161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	20
2017: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	119
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	48
Total of all active and inactive participants	2017-01-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	167
Number of participants with account balances	2017-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	7
2016: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	116
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	25
Total of all active and inactive participants	2016-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	141
Number of participants with account balances	2016-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	19
2015: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	113
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	21
Total of all active and inactive participants	2015-01-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	134
Number of participants with account balances	2015-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	98
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	18
Total of all active and inactive participants	2014-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	116
Number of participants with account balances	2014-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8

Financial Data on BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-4,262,546
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$3,394,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$3,328,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,485,918
Value of total assets at end of year	2022-12-31	$26,776,955
Value of total assets at beginning of year	2022-12-31	$34,434,019
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$66,493
Total interest from all sources	2022-12-31	$10,751
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$697,501
Participant contributions at end of year	2022-12-31	$316,160
Participant contributions at beginning of year	2022-12-31	$356,307
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$1,543,148
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$-5,759,215
Total non interest bearing cash at end of year	2022-12-31	$520,901
Total non interest bearing cash at beginning of year	2022-12-31	$547,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-7,657,064
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$26,776,955
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$34,434,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$66,493
Value of interest in pooled separate accounts at end of year	2022-12-31	$21,291,553
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$10,751
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$3,105,193
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$33,530,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$788,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$3,328,025
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WEGLEY, HIGGINBOTHAM & ASSOC, PLC
Accountancy firm EIN	2022-12-31	260776291
2021 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,240,241
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$313,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$241,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,440,310
Value of total assets at end of year	2021-12-31	$34,434,019
Value of total assets at beginning of year	2021-12-31	$29,506,905
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$71,779
Total interest from all sources	2021-12-31	$11,926
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$645,020
Participant contributions at end of year	2021-12-31	$356,307
Participant contributions at beginning of year	2021-12-31	$373,929
Other income not declared elsewhere	2021-12-31	$3,788,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,927,114
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$34,434,019
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$29,506,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$71,779
Interest on participant loans	2021-12-31	$11,926
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$33,530,556
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$28,599,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$795,290
Employer contributions (assets) at end of year	2021-12-31	$547,156
Employer contributions (assets) at beginning of year	2021-12-31	$533,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$241,348
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	WEGLEY,HIGGINBOTHAM & ASSOC., PLC
Accountancy firm EIN	2021-12-31	260776291
2020 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,934
Total income from all sources (including contributions)	2020-12-31	$5,366,342
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$54,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$42,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,398,712
Value of total assets at end of year	2020-12-31	$29,506,905
Value of total assets at beginning of year	2020-12-31	$24,197,249
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$11,991
Total interest from all sources	2020-12-31	$12,003
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$634,935
Participant contributions at end of year	2020-12-31	$373,929
Participant contributions at beginning of year	2020-12-31	$294,506
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$25,462
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$1,934
Other income not declared elsewhere	2020-12-31	$3,955,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,311,590
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$29,506,905
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$24,195,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$11,991
Interest on participant loans	2020-12-31	$12,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$28,599,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$23,363,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$763,777
Employer contributions (assets) at end of year	2020-12-31	$533,490
Employer contributions (assets) at beginning of year	2020-12-31	$514,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$42,761
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	WEGLEY,HIGGINBOTHAM & ASSOC., PLC
Accountancy firm EIN	2020-12-31	260776291
2019 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,934
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,934
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$4,831
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$4,831
Total income from all sources (including contributions)	2019-12-31	$5,567,613
Total income from all sources (including contributions)	2019-12-31	$5,567,613
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$332,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$322,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$322,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,356,546
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,356,546
Value of total assets at end of year	2019-12-31	$24,197,249
Value of total assets at end of year	2019-12-31	$24,197,249
Value of total assets at beginning of year	2019-12-31	$18,965,050
Value of total assets at beginning of year	2019-12-31	$18,965,050
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$9,547
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$9,547
Total interest from all sources	2019-12-31	$10,815
Total interest from all sources	2019-12-31	$10,815
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$597,566
Contributions received from participants	2019-12-31	$597,566
Participant contributions at end of year	2019-12-31	$294,506
Participant contributions at end of year	2019-12-31	$294,506
Participant contributions at beginning of year	2019-12-31	$237,826
Participant contributions at end of year	2019-12-31	$25,462
Participant contributions at end of year	2019-12-31	$25,462
Participant contributions at beginning of year	2019-12-31	$27,720
Participant contributions at beginning of year	2019-12-31	$27,720
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,934
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,934
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$4,831
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$4,831
Other income not declared elsewhere	2019-12-31	$4,200,252
Other income not declared elsewhere	2019-12-31	$4,200,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,235,096
Value of net income/loss	2019-12-31	$5,235,096
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,195,315
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,195,315
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,960,219
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,960,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$9,547
Investment advisory and management fees	2019-12-31	$9,547
Interest on participant loans	2019-12-31	$10,815
Interest on participant loans	2019-12-31	$10,815
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$23,363,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$23,363,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$18,156,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$18,156,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$758,980
Contributions received in cash from employer	2019-12-31	$758,980
Employer contributions (assets) at end of year	2019-12-31	$514,268
Employer contributions (assets) at end of year	2019-12-31	$514,268
Employer contributions (assets) at beginning of year	2019-12-31	$542,549
Employer contributions (assets) at beginning of year	2019-12-31	$542,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$322,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$322,970
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WEGLEY, HIGGINBOTHAM & ASSOC., PLC
Accountancy firm name	2019-12-31	WEGLEY, HIGGINBOTHAM & ASSOC., PLC
Accountancy firm EIN	2019-12-31	260776291
Accountancy firm EIN	2019-12-31	260776291
2018 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$4,831
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$4,860
Total income from all sources (including contributions)	2018-12-31	$179,444
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$281,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$269,405
Expenses. Certain deemed distributions of participant loans	2018-12-31	$3,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,357,452
Value of total assets at end of year	2018-12-31	$18,965,050
Value of total assets at beginning of year	2018-12-31	$19,066,876
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$8,772
Total interest from all sources	2018-12-31	$8,587
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$600,305
Participant contributions at end of year	2018-12-31	$237,826
Participant contributions at beginning of year	2018-12-31	$156,166
Participant contributions at end of year	2018-12-31	$27,720
Participant contributions at beginning of year	2018-12-31	$21,786
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$5
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$4,831
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$4,860
Other income not declared elsewhere	2018-12-31	$-1,186,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-101,797
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$18,960,219
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$19,062,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$8,772
Income. Interest from loans (other than to participants)	2018-12-31	$8,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$18,156,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$18,350,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$757,142
Employer contributions (assets) at end of year	2018-12-31	$542,549
Employer contributions (assets) at beginning of year	2018-12-31	$538,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$269,405
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WEGLEY, HIGGINBOTHAM & ASSOC. PLC
Accountancy firm EIN	2018-12-31	260776291
2017 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$4,860
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,273,826
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$192,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$179,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,335,754
Value of total assets at end of year	2017-12-31	$19,066,876
Value of total assets at beginning of year	2017-12-31	$14,980,951
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$13,199
Total interest from all sources	2017-12-31	$6,026
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$574,390
Participant contributions at end of year	2017-12-31	$156,166
Participant contributions at beginning of year	2017-12-31	$129,950
Participant contributions at end of year	2017-12-31	$21,786
Participant contributions at beginning of year	2017-12-31	$18,010
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$25,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$4,860
Other income not declared elsewhere	2017-12-31	$2,932,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,081,065
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$19,062,016
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$14,980,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Interest on participant loans	2017-12-31	$6,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$18,350,770
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$14,256,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$735,696
Employer contributions (assets) at end of year	2017-12-31	$538,154
Employer contributions (assets) at beginning of year	2017-12-31	$576,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$179,562
Contract administrator fees	2017-12-31	$13,199
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WEGLEY, HIGGINBOTHAM & ASSOC. PLC
Accountancy firm EIN	2017-12-31	260776291
2016 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,605,475
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$72,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$68,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,567,968
Value of total assets at end of year	2016-12-31	$14,980,951
Value of total assets at beginning of year	2016-12-31	$12,447,815
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,868
Total interest from all sources	2016-12-31	$4,834
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$562,387
Participant contributions at end of year	2016-12-31	$129,950
Participant contributions at beginning of year	2016-12-31	$113,363
Participant contributions at end of year	2016-12-31	$18,010
Participant contributions at beginning of year	2016-12-31	$6,474
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$171,205
Other income not declared elsewhere	2016-12-31	$1,032,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,533,136
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$14,980,951
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$12,447,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$4,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$14,256,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$11,869,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$834,376
Employer contributions (assets) at end of year	2016-12-31	$576,424
Employer contributions (assets) at beginning of year	2016-12-31	$458,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$68,471
Contract administrator fees	2016-12-31	$3,868
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WEGLEY, HIGGINBOTHAM & ASSOC PLC
Accountancy firm EIN	2016-12-31	260776291
2015 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,517,983
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$178,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$174,239
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,539,144
Value of total assets at end of year	2015-12-31	$12,447,815
Value of total assets at beginning of year	2015-12-31	$11,108,409
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,354
Total interest from all sources	2015-12-31	$5,335
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$494,807
Participant contributions at end of year	2015-12-31	$113,363
Participant contributions at beginning of year	2015-12-31	$103,171
Participant contributions at end of year	2015-12-31	$6,474
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$292,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$1,339,406
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$12,447,815
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,108,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Interest on participant loans	2015-12-31	$5,332
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$11,869,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$10,637,595
Net investment gain/loss from pooled separate accounts	2015-12-31	$-26,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$752,025
Employer contributions (assets) at end of year	2015-12-31	$458,304
Employer contributions (assets) at beginning of year	2015-12-31	$367,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$174,239
Contract administrator fees	2015-12-31	$2,354
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WEGLEY, HIGGINBOTHAM & ASSOC PLC
Accountancy firm EIN	2015-12-31	260776291
2014 : BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,573,699
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$306,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$305,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,022,236
Value of total assets at end of year	2014-12-31	$11,108,409
Value of total assets at beginning of year	2014-12-31	$9,841,107
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,106
Total interest from all sources	2014-12-31	$3,858
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$423,969
Participant contributions at end of year	2014-12-31	$103,171
Participant contributions at beginning of year	2014-12-31	$94,697
Participant contributions at end of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$86,106
Administrative expenses (other) incurred	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,267,302
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$11,108,409
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,841,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest on participant loans	2014-12-31	$3,836
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$22
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$10,637,595
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$9,341,386
Net investment gain/loss from pooled separate accounts	2014-12-31	$547,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$512,161
Employer contributions (assets) at end of year	2014-12-31	$367,643
Employer contributions (assets) at beginning of year	2014-12-31	$405,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$305,291
Contract administrator fees	2014-12-31	$1,106
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WEGLEY,HIGGINBOTHAM & ASSOC PLC
Accountancy firm EIN	2014-12-31	260776291

Form 5500 Responses for BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

2022: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BLUE RIDGE ORTHOPAEDIC ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37430

Policy instance

Insurance contract or identification number	G37430
Number of Individuals Covered	190
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37430

Policy instance

Insurance contract or identification number	G37430
Number of Individuals Covered	169
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	GROUP ANNUITY CONTRACT

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37430

Policy instance

Insurance contract or identification number	G37430
Number of Individuals Covered	161
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	GROUP ANNUITY CONTRACT

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37430

Policy instance

Insurance contract or identification number	G37430
Number of Individuals Covered	144
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $41,518
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $41,518
Insurance broker organization code?	3

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37430

Policy instance

Insurance contract or identification number	G37430
Number of Individuals Covered	147
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $40,584
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $40,584
Insurance broker organization code?	3

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37430

Policy instance

Insurance contract or identification number	G37430
Number of Individuals Covered	146
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $7,712
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,712
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	EDWARD JONE & CO.

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37430

Policy instance

Insurance contract or identification number	G37430
Number of Individuals Covered	111
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $25,706
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $25,706
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	EDWARD D JONES AND COMPANY

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

74082

Policy instance

Insurance contract or identification number	74082
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-06-16
Total amount of commissions paid to insurance broker	USD $4,717
Total amount of fees paid to insurance company	USD $4,927
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,717
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	DISTRIBUTION FEES AND CONSULTING FEES ON THE CONTRACT
Insurance broker name	CAPITAL PENSION SERVICES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37430

Policy instance

Insurance contract or identification number	G37430
Number of Individuals Covered	104
Insurance policy start date	2014-06-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $14,818
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,818
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	EDWARDS JONES AND CO

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Company Name:	BLUE RIDGE ORTHOPAEDIC ASSOCIATES, PC
Employer identification number (EIN):	541048105
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)