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THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 401k Plan overview

Plan NameTHE 401(K) PLAN SPONSORED BY AEGIS THERAPIES
Plan identification number 001

THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AEGIS THERAPIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:AEGIS THERAPIES, INC.
Employer identification number (EIN):710811574
NAIC Classification:621340
NAIC Description:Offices of Physical, Occupational and Speech Therapists, and Audiologists

Additional information about AEGIS THERAPIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2001-01-24
Company Identification Number: 0013673006
Legal Registered Office Address: 1000 FIANNA WAY

FORT SMITH
United States of America (USA)
72919

More information about AEGIS THERAPIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-02-01PRESTON TRAVERSE LIZ GRIMA2018-10-15

Plan Statistics for THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES

401k plan membership statisitcs for THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES

Measure Date Value
2022: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2022 401k membership
Total participants, beginning-of-year2022-01-014,288
Total number of active participants reported on line 7a of the Form 55002022-01-013,220
Number of retired or separated participants receiving benefits2022-01-0132
Number of other retired or separated participants entitled to future benefits2022-01-011,026
Total of all active and inactive participants2022-01-014,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-014,278
Number of participants with account balances2022-01-012,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01931
2021: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2021 401k membership
Total participants, beginning-of-year2021-01-014,387
Total number of active participants reported on line 7a of the Form 55002021-01-013,215
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-011,067
Total of all active and inactive participants2021-01-014,284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-014,288
Number of participants with account balances2021-01-012,387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0164
2020: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2020 401k membership
Total participants, beginning-of-year2020-01-015,772
Total number of active participants reported on line 7a of the Form 55002020-01-013,311
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,052
Total of all active and inactive participants2020-01-014,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-014,365
Number of participants with account balances2020-01-012,503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01128
2019: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2019 401k membership
Total participants, beginning-of-year2019-01-016,818
Total number of active participants reported on line 7a of the Form 55002019-01-014,878
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01878
Total of all active and inactive participants2019-01-015,758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-015,759
Number of participants with account balances2019-01-012,813
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0147
2018: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2018 401k membership
Total participants, beginning-of-year2018-01-017,296
Total number of active participants reported on line 7a of the Form 55002018-01-016,157
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01653
Total of all active and inactive participants2018-01-016,810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-016,811
Number of participants with account balances2018-01-012,910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2017 401k membership
Total participants, beginning-of-year2017-02-014,838
Total number of active participants reported on line 7a of the Form 55002017-02-016,766
Number of retired or separated participants receiving benefits2017-02-010
Number of other retired or separated participants entitled to future benefits2017-02-01504
Total of all active and inactive participants2017-02-017,270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-02-012
Total participants2017-02-017,272
Number of participants with account balances2017-02-012,985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-02-011

Financial Data on THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES

Measure Date Value
2022 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$24,584
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$65,620
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-15,785,304
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,644,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,263,184
Expenses. Certain deemed distributions of participant loans2022-12-31$33,874
Value of total corrective distributions2022-12-31$24,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,890,744
Value of total assets at end of year2022-12-31$102,663,219
Value of total assets at beginning of year2022-12-31$132,134,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$322,882
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$54,398
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,573
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,573
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,578,629
Participant contributions at end of year2022-12-31$1,065,682
Participant contributions at beginning of year2022-12-31$1,024,860
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$312,115
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$584
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$24,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$65,620
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-29,429,828
Value of net assets at end of year (total assets less liabilities)2022-12-31$102,638,635
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$132,068,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$65,620
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$45,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$54,398
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$101,551,808
Value of interest in common/collective trusts at beginning of year2022-12-31$131,030,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$78,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$78,494
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,625
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$-22,726,394
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$0
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,263,184
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$257,262
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2022-12-31410746749
2021 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$65,620
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$61,589
Total income from all sources (including contributions)2021-12-31$24,170,329
Total of all expenses incurred2021-12-31$21,229,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$20,667,377
Expenses. Certain deemed distributions of participant loans2021-12-31$48,363
Value of total corrective distributions2021-12-31$56,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,884,276
Value of total assets at end of year2021-12-31$132,134,083
Value of total assets at beginning of year2021-12-31$129,188,986
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$456,694
Total interest from all sources2021-12-31$54,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$10,185
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,727,007
Participant contributions at end of year2021-12-31$1,024,860
Participant contributions at beginning of year2021-12-31$1,286,464
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,157,269
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$584
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$3,761
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$65,620
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$61,589
Administrative expenses (other) incurred2021-12-31$188,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,941,066
Value of net assets at end of year (total assets less liabilities)2021-12-31$132,068,463
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$129,127,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$257,781
Interest on participant loans2021-12-31$54,821
Value of interest in common/collective trusts at end of year2021-12-31$131,030,145
Value of interest in common/collective trusts at beginning of year2021-12-31$127,820,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$78,494
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$78,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$78,124
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$3
Net investment gain or loss from common/collective trusts2021-12-31$16,231,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$20,667,377
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2021-12-31410746749
2020 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$61,589
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$73,828
Total income from all sources (including contributions)2020-12-31$27,358,856
Total of all expenses incurred2020-12-31$19,442,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$18,911,372
Expenses. Certain deemed distributions of participant loans2020-12-31$15,936
Value of total corrective distributions2020-12-31$56,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,100,897
Value of total assets at end of year2020-12-31$129,188,986
Value of total assets at beginning of year2020-12-31$121,284,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$458,945
Total interest from all sources2020-12-31$67,053
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$9,450
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$7,952,947
Participant contributions at end of year2020-12-31$1,286,464
Participant contributions at beginning of year2020-12-31$1,327,489
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$140,099
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$3,761
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$3,096
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$61,589
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$73,828
Administrative expenses (other) incurred2020-12-31$191,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,916,264
Value of net assets at end of year (total assets less liabilities)2020-12-31$129,127,397
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$121,211,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$258,055
Interest on participant loans2020-12-31$67,003
Value of interest in common/collective trusts at end of year2020-12-31$127,820,637
Value of interest in common/collective trusts at beginning of year2020-12-31$119,376,178
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$78,124
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$84,117
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$84,117
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$50
Net investment gain or loss from common/collective trusts2020-12-31$19,190,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$7,851
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$494,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$18,911,372
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2020-12-31410746749
2019 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$73,828
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$68,075
Total income from all sources (including contributions)2019-12-31$32,843,308
Total of all expenses incurred2019-12-31$15,083,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$14,491,660
Expenses. Certain deemed distributions of participant loans2019-12-31$78,129
Value of total corrective distributions2019-12-31$10,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,172,944
Value of total assets at end of year2019-12-31$121,284,961
Value of total assets at beginning of year2019-12-31$103,519,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$503,295
Total interest from all sources2019-12-31$78,414
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$55
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$55
Administrative expenses professional fees incurred2019-12-31$8,090
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$9,025,904
Participant contributions at end of year2019-12-31$1,327,489
Participant contributions at beginning of year2019-12-31$1,551,742
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$652,193
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,096
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,520
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$73,828
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$68,075
Administrative expenses (other) incurred2019-12-31$216,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$17,759,618
Value of net assets at end of year (total assets less liabilities)2019-12-31$121,211,133
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$103,451,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$278,219
Interest on participant loans2019-12-31$78,414
Value of interest in common/collective trusts at end of year2019-12-31$119,376,178
Value of interest in common/collective trusts at beginning of year2019-12-31$101,288,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$84,117
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$68,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$68,075
Net investment gain or loss from common/collective trusts2019-12-31$22,591,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$494,847
Employer contributions (assets) at end of year2019-12-31$494,081
Employer contributions (assets) at beginning of year2019-12-31$607,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$14,491,660
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2019-12-31410746749
2018 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$68,075
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$68,608
Total income from all sources (including contributions)2018-12-31$3,893,166
Total of all expenses incurred2018-12-31$13,616,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$13,064,773
Expenses. Certain deemed distributions of participant loans2018-12-31$44,564
Value of total corrective distributions2018-12-31$7,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,490,928
Value of total assets at end of year2018-12-31$103,519,590
Value of total assets at beginning of year2018-12-31$113,243,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$499,499
Total interest from all sources2018-12-31$65,180
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$677
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$9,209,753
Participant contributions at end of year2018-12-31$1,551,742
Participant contributions at beginning of year2018-12-31$1,422,799
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,613,972
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$3,520
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$4,298
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$68,075
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$68,608
Administrative expenses (other) incurred2018-12-31$221,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,723,233
Value of net assets at end of year (total assets less liabilities)2018-12-31$103,451,515
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$113,174,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$278,187
Interest on participant loans2018-12-31$65,180
Value of interest in common/collective trusts at end of year2018-12-31$101,288,963
Value of interest in common/collective trusts at beginning of year2018-12-31$111,747,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$68,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$68,642
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$68,642
Net investment gain or loss from common/collective trusts2018-12-31$-7,663,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$667,203
Employer contributions (assets) at end of year2018-12-31$607,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$13,064,773
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2018-12-31410746749
2017 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2017 401k financial data
Total transfer of assets to this plan2017-12-31$98,755,379
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$68,608
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$24,036,664
Total of all expenses incurred2017-12-31$9,617,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,143,858
Expenses. Certain deemed distributions of participant loans2017-12-31$46,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$10,641,341
Value of total assets at end of year2017-12-31$113,243,356
Value of total assets at beginning of year2017-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$426,634
Total interest from all sources2017-12-31$62,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,777,983
Participant contributions at end of year2017-12-31$1,422,799
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$863,358
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$4,298
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$68,608
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$426,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,419,369
Value of net assets at end of year (total assets less liabilities)2017-12-31$113,174,748
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Income. Interest from loans (other than to participants)2017-12-31$61,583
Income. Interest from US Government securities2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$111,747,617
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$68,642
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,238
Net investment gain or loss from common/collective trusts2017-12-31$13,332,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,143,858
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749

Form 5500 Responses for THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES

2022: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2017 form 5500 responses
2017-02-01Type of plan entitySingle employer plan
2017-02-01First time form 5500 has been submittedYes
2017-02-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-02-01Plan funding arrangement – TrustYes
2017-02-01Plan benefit arrangement - TrustYes

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