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Plan Name | THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | AEGIS THERAPIES, INC. |
Employer identification number (EIN): | 710811574 |
NAIC Classification: | 621340 |
NAIC Description: | Offices of Physical, Occupational and Speech Therapists, and Audiologists |
Additional information about AEGIS THERAPIES, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2001-01-24 |
Company Identification Number: | 0013673006 |
Legal Registered Office Address: |
1000 FIANNA WAY FORT SMITH United States of America (USA) 72919 |
More information about AEGIS THERAPIES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-02-01 | PRESTON TRAVERSE | LIZ GRIMA | 2018-10-15 |
Measure | Date | Value |
---|---|---|
2022: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 4,288 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 3,220 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 32 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 1,026 |
Total of all active and inactive participants | 2022-01-01 | 4,278 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 4,278 |
Number of participants with account balances | 2022-01-01 | 2,296 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 931 |
2021: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 4,387 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 3,215 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 1,067 |
Total of all active and inactive participants | 2021-01-01 | 4,284 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 4 |
Total participants | 2021-01-01 | 4,288 |
Number of participants with account balances | 2021-01-01 | 2,387 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 64 |
2020: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 5,772 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 3,311 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 1,052 |
Total of all active and inactive participants | 2020-01-01 | 4,363 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 2 |
Total participants | 2020-01-01 | 4,365 |
Number of participants with account balances | 2020-01-01 | 2,503 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 128 |
2019: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 6,818 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 4,878 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 878 |
Total of all active and inactive participants | 2019-01-01 | 5,758 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 5,759 |
Number of participants with account balances | 2019-01-01 | 2,813 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 47 |
2018: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 7,296 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 6,157 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 653 |
Total of all active and inactive participants | 2018-01-01 | 6,810 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1 |
Total participants | 2018-01-01 | 6,811 |
Number of participants with account balances | 2018-01-01 | 2,910 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2017 401k membership | ||
Total participants, beginning-of-year | 2017-02-01 | 4,838 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-02-01 | 6,766 |
Number of retired or separated participants receiving benefits | 2017-02-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-02-01 | 504 |
Total of all active and inactive participants | 2017-02-01 | 7,270 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-02-01 | 2 |
Total participants | 2017-02-01 | 7,272 |
Number of participants with account balances | 2017-02-01 | 2,985 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-02-01 | 1 |
Measure | Date | Value |
---|---|---|
2022 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2022 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2022-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $24,584 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $65,620 |
Expenses. Interest paid | 2022-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-15,785,304 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $13,644,524 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $13,263,184 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $33,874 |
Value of total corrective distributions | 2022-12-31 | $24,584 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,890,744 |
Value of total assets at end of year | 2022-12-31 | $102,663,219 |
Value of total assets at beginning of year | 2022-12-31 | $132,134,083 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $322,882 |
Total income from rents | 2022-12-31 | $0 |
Total interest from all sources | 2022-12-31 | $54,398 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,573 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,573 |
Assets. Real estate other than employer real property at end of year | 2022-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2022-12-31 | $0 |
Administrative expenses professional fees incurred | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $6,578,629 |
Participant contributions at end of year | 2022-12-31 | $1,065,682 |
Participant contributions at beginning of year | 2022-12-31 | $1,024,860 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $312,115 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $584 |
Assets. Loans (other than to participants) at end of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $24,584 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $65,620 |
Other income not declared elsewhere | 2022-12-31 | $0 |
Administrative expenses (other) incurred | 2022-12-31 | $0 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Income. Non cash contributions | 2022-12-31 | $0 |
Value of net income/loss | 2022-12-31 | $-29,429,828 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $102,638,635 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $132,068,463 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2022-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $0 |
Investment advisory and management fees | 2022-12-31 | $65,620 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $45,729 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $0 |
Interest on participant loans | 2022-12-31 | $54,398 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Interest earned on other investments | 2022-12-31 | $0 |
Income. Interest from US Government securities | 2022-12-31 | $0 |
Income. Interest from corporate debt instruments | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $101,551,808 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $131,030,145 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $78,494 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $78,494 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $0 |
Asset value of US Government securities at end of year | 2022-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-6,625 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-22,726,394 |
Net gain/loss from 103.12 investment entities | 2022-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $0 |
Assets. Value of employer real property at end of year | 2022-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2022-12-31 | $0 |
Contributions received in cash from employer | 2022-12-31 | $0 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Income. Dividends from preferred stock | 2022-12-31 | $0 |
Income. Dividends from common stock | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $13,263,184 |
Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $0 |
Contract administrator fees | 2022-12-31 | $257,262 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2022-12-31 | $0 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2022-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2022-12-31 | 410746749 |
2021 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2021 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $65,620 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $61,589 |
Total income from all sources (including contributions) | 2021-12-31 | $24,170,329 |
Total of all expenses incurred | 2021-12-31 | $21,229,263 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $20,667,377 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $48,363 |
Value of total corrective distributions | 2021-12-31 | $56,829 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $7,884,276 |
Value of total assets at end of year | 2021-12-31 | $132,134,083 |
Value of total assets at beginning of year | 2021-12-31 | $129,188,986 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $456,694 |
Total interest from all sources | 2021-12-31 | $54,824 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Administrative expenses professional fees incurred | 2021-12-31 | $10,185 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $6,727,007 |
Participant contributions at end of year | 2021-12-31 | $1,024,860 |
Participant contributions at beginning of year | 2021-12-31 | $1,286,464 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,157,269 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $584 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $3,761 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $65,620 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $61,589 |
Administrative expenses (other) incurred | 2021-12-31 | $188,728 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $2,941,066 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $132,068,463 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $129,127,397 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $257,781 |
Interest on participant loans | 2021-12-31 | $54,821 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $131,030,145 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $127,820,637 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $78,494 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $78,124 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $78,124 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $3 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $16,231,229 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $20,667,377 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2021-12-31 | 410746749 |
2020 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2020 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $61,589 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $73,828 |
Total income from all sources (including contributions) | 2020-12-31 | $27,358,856 |
Total of all expenses incurred | 2020-12-31 | $19,442,592 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $18,911,372 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $15,936 |
Value of total corrective distributions | 2020-12-31 | $56,339 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,100,897 |
Value of total assets at end of year | 2020-12-31 | $129,188,986 |
Value of total assets at beginning of year | 2020-12-31 | $121,284,961 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $458,945 |
Total interest from all sources | 2020-12-31 | $67,053 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Administrative expenses professional fees incurred | 2020-12-31 | $9,450 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $7,952,947 |
Participant contributions at end of year | 2020-12-31 | $1,286,464 |
Participant contributions at beginning of year | 2020-12-31 | $1,327,489 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $140,099 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $3,761 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $3,096 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $61,589 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $73,828 |
Administrative expenses (other) incurred | 2020-12-31 | $191,440 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $7,916,264 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $129,127,397 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $121,211,133 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $258,055 |
Interest on participant loans | 2020-12-31 | $67,003 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $127,820,637 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $119,376,178 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $78,124 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $84,117 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $84,117 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $50 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $19,190,906 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $7,851 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $494,081 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $18,911,372 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2020-12-31 | 410746749 |
2019 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2019 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $73,828 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $68,075 |
Total income from all sources (including contributions) | 2019-12-31 | $32,843,308 |
Total of all expenses incurred | 2019-12-31 | $15,083,690 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $14,491,660 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $78,129 |
Value of total corrective distributions | 2019-12-31 | $10,606 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $10,172,944 |
Value of total assets at end of year | 2019-12-31 | $121,284,961 |
Value of total assets at beginning of year | 2019-12-31 | $103,519,590 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $503,295 |
Total interest from all sources | 2019-12-31 | $78,414 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $55 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $55 |
Administrative expenses professional fees incurred | 2019-12-31 | $8,090 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $9,025,904 |
Participant contributions at end of year | 2019-12-31 | $1,327,489 |
Participant contributions at beginning of year | 2019-12-31 | $1,551,742 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $652,193 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $3,096 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $3,520 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $73,828 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $68,075 |
Administrative expenses (other) incurred | 2019-12-31 | $216,986 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $17,759,618 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $121,211,133 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $103,451,515 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $278,219 |
Interest on participant loans | 2019-12-31 | $78,414 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $119,376,178 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $101,288,963 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $84,117 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $68,075 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $68,075 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $22,591,895 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $494,847 |
Employer contributions (assets) at end of year | 2019-12-31 | $494,081 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $607,290 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $14,491,660 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2019-12-31 | 410746749 |
2018 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2018 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $68,075 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $68,608 |
Total income from all sources (including contributions) | 2018-12-31 | $3,893,166 |
Total of all expenses incurred | 2018-12-31 | $13,616,399 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $13,064,773 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $44,564 |
Value of total corrective distributions | 2018-12-31 | $7,563 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $11,490,928 |
Value of total assets at end of year | 2018-12-31 | $103,519,590 |
Value of total assets at beginning of year | 2018-12-31 | $113,243,356 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $499,499 |
Total interest from all sources | 2018-12-31 | $65,180 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $677 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $677 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $9,209,753 |
Participant contributions at end of year | 2018-12-31 | $1,551,742 |
Participant contributions at beginning of year | 2018-12-31 | $1,422,799 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,613,972 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $3,520 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $4,298 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $68,075 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $68,608 |
Administrative expenses (other) incurred | 2018-12-31 | $221,312 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-9,723,233 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $103,451,515 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $113,174,748 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $278,187 |
Interest on participant loans | 2018-12-31 | $65,180 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $101,288,963 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $111,747,617 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $68,075 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $68,642 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $68,642 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-7,663,619 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $667,203 |
Employer contributions (assets) at end of year | 2018-12-31 | $607,290 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $13,064,773 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2018-12-31 | 410746749 |
2017 : THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2017 401k financial data | ||
Total transfer of assets to this plan | 2017-12-31 | $98,755,379 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $68,608 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $24,036,664 |
Total of all expenses incurred | 2017-12-31 | $9,617,295 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $9,143,858 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $46,803 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $10,641,341 |
Value of total assets at end of year | 2017-12-31 | $113,243,356 |
Value of total assets at beginning of year | 2017-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $426,634 |
Total interest from all sources | 2017-12-31 | $62,821 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $9,777,983 |
Participant contributions at end of year | 2017-12-31 | $1,422,799 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $863,358 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $4,298 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $68,608 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Administrative expenses (other) incurred | 2017-12-31 | $426,634 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $14,419,369 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $113,174,748 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Income. Interest from loans (other than to participants) | 2017-12-31 | $61,583 |
Income. Interest from US Government securities | 2017-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $111,747,617 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $68,642 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $1,238 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $13,332,502 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $9,143,858 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2017-12-31 | 410746749 |
2022: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: THE 401(K) PLAN SPONSORED BY AEGIS THERAPIES 2017 form 5500 responses | ||
2017-02-01 | Type of plan entity | Single employer plan |
2017-02-01 | First time form 5500 has been submitted | Yes |
2017-02-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2017-02-01 | Plan funding arrangement – Trust | Yes |
2017-02-01 | Plan benefit arrangement - Trust | Yes |