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401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 401k Plan overview

Plan Name401(K) PLAN FOR EMPLOYEES OF RC/PB, INC.
Plan identification number 001

401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RC/PB, LLC has sponsored the creation of one or more 401k plans.

Company Name:RC/PB, LLC
Employer identification number (EIN):710955691
NAIC Classification:721110
NAIC Description:Hotels (except Casino Hotels) and Motels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01TARA LUCAS2020-10-15
0012018-01-01TARA LUCAS2019-10-14
0012017-01-01
0012016-01-01MARIANNE SOIN
0012015-01-01MARIANNE SOIN
0012014-01-01EVA HILL
0012013-08-01EVA HILL

Plan Statistics for 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC.

401k plan membership statisitcs for 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC.

Measure Date Value
2019: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2019 401k membership
Total participants, beginning-of-year2019-01-01651
Total number of active participants reported on line 7a of the Form 55002019-01-01503
Number of retired or separated participants receiving benefits2019-01-0166
Number of other retired or separated participants entitled to future benefits2019-01-0176
Total of all active and inactive participants2019-01-01645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01645
Number of participants with account balances2019-01-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-01540
Total number of active participants reported on line 7a of the Form 55002018-01-01404
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01139
Total of all active and inactive participants2018-01-01543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01543
Number of participants with account balances2018-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01483
Total number of active participants reported on line 7a of the Form 55002017-01-01410
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01130
Total of all active and inactive participants2017-01-01540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01540
Number of participants with account balances2017-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-01505
Total number of active participants reported on line 7a of the Form 55002016-01-01398
Number of retired or separated participants receiving benefits2016-01-0162
Number of other retired or separated participants entitled to future benefits2016-01-0122
Total of all active and inactive participants2016-01-01482
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01483
Number of participants with account balances2016-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01368
Total number of active participants reported on line 7a of the Form 55002015-01-01385
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0143
Total of all active and inactive participants2015-01-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01428
Number of participants with account balances2015-01-01329
2014: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01376
Total number of active participants reported on line 7a of the Form 55002014-01-01344
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01368
Number of participants with account balances2014-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0144
2013: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2013 401k membership
Total participants, beginning-of-year2013-08-01405
Total number of active participants reported on line 7a of the Form 55002013-08-01333
Number of retired or separated participants receiving benefits2013-08-010
Number of other retired or separated participants entitled to future benefits2013-08-0111
Total of all active and inactive participants2013-08-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-08-012
Total participants2013-08-01346
Number of participants with account balances2013-08-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-08-010

Financial Data on 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC.

Measure Date Value
2019 : 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,210,527
Total income from all sources (including contributions)2019-12-31$3,210,527
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$699,440
Total of all expenses incurred2019-12-31$699,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$648,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$648,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,747,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,747,931
Value of total assets at end of year2019-12-31$9,171,652
Value of total assets at end of year2019-12-31$9,171,652
Value of total assets at beginning of year2019-12-31$6,660,565
Value of total assets at beginning of year2019-12-31$6,660,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$50,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$50,865
Total interest from all sources2019-12-31$30,629
Total interest from all sources2019-12-31$30,629
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,022,276
Contributions received from participants2019-12-31$1,022,276
Participant contributions at end of year2019-12-31$475,857
Participant contributions at end of year2019-12-31$475,857
Participant contributions at beginning of year2019-12-31$362,387
Participant contributions at beginning of year2019-12-31$362,387
Participant contributions at end of year2019-12-31$7,747
Participant contributions at end of year2019-12-31$7,747
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$151,993
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$151,993
Other income not declared elsewhere2019-12-31$48,454
Other income not declared elsewhere2019-12-31$48,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$164
Income. Non cash contributions2019-12-31$164
Value of net income/loss2019-12-31$2,511,087
Value of net income/loss2019-12-31$2,511,087
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,171,652
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,171,652
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,660,565
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,660,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$7,953,105
Value of interest in pooled separate accounts at end of year2019-12-31$7,953,105
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,981,721
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,981,721
Interest on participant loans2019-12-31$25,468
Interest on participant loans2019-12-31$25,468
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,161
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$733,717
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$733,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$316,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$316,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,426,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,426,281
Net investment gain/loss from pooled separate accounts2019-12-31$-42,768
Net investment gain/loss from pooled separate accounts2019-12-31$-42,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$573,498
Contributions received in cash from employer2019-12-31$573,498
Employer contributions (assets) at end of year2019-12-31$1,226
Employer contributions (assets) at end of year2019-12-31$1,226
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$648,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$648,575
Contract administrator fees2019-12-31$50,865
Contract administrator fees2019-12-31$50,865
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,177,464
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$344,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$298,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,541,507
Value of total assets at end of year2018-12-31$6,660,565
Value of total assets at beginning of year2018-12-31$5,827,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$45,871
Total interest from all sources2018-12-31$17,543
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$860,688
Participant contributions at end of year2018-12-31$362,387
Participant contributions at beginning of year2018-12-31$261,694
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$194,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$832,804
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,660,565
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,827,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$5,981,721
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,489,624
Interest on participant loans2018-12-31$17,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$316,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$76,443
Net investment gain/loss from pooled separate accounts2018-12-31$-381,586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$485,914
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$298,789
Contract administrator fees2018-12-31$45,871
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GLICKSTEIN LAVAL CARRAS, P.A.
Accountancy firm EIN2018-12-31593094260
2017 : 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,054,341
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$375,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$337,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,317,111
Value of total assets at end of year2017-12-31$5,827,761
Value of total assets at beginning of year2017-12-31$4,149,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$38,215
Total interest from all sources2017-12-31$11,520
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$310,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$752,257
Participant contributions at end of year2017-12-31$261,694
Participant contributions at beginning of year2017-12-31$212,254
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$136,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$1,678,496
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,827,761
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,149,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$5,489,624
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,796,853
Interest on participant loans2017-12-31$11,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$76,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$140,158
Net investment gain/loss from pooled separate accounts2017-12-31$725,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$428,017
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$337,630
Contract administrator fees2017-12-31$38,215
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GLICKSTEIN LAVAL CARRAS, P.A.
Accountancy firm EIN2017-12-31593094260
2016 : 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,381,858
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$312,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$262,048
Expenses. Certain deemed distributions of participant loans2016-12-31$15,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,064,245
Value of total assets at end of year2016-12-31$4,149,265
Value of total assets at beginning of year2016-12-31$3,079,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$34,399
Total interest from all sources2016-12-31$9,618
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$310,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$681,413
Participant contributions at end of year2016-12-31$212,254
Participant contributions at beginning of year2016-12-31$159,180
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$23,642
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,069,661
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,149,265
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,079,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$18,939
Value of interest in pooled separate accounts at end of year2016-12-31$3,796,853
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,884,167
Interest on participant loans2016-12-31$9,618
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$140,158
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Net investment gain/loss from pooled separate accounts2016-12-31$307,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$380,491
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$12,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$262,048
Contract administrator fees2016-12-31$15,460
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GLICKSTEIN LAVAL CARRAS, P.A.
Accountancy firm EIN2016-12-31593094260
2015 : 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,194,425
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$141,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$102,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,269,442
Value of total assets at end of year2015-12-31$3,079,604
Value of total assets at beginning of year2015-12-31$2,026,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$38,719
Total interest from all sources2015-12-31$4,138
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$205,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$893,616
Participant contributions at end of year2015-12-31$159,180
Participant contributions at beginning of year2015-12-31$63,946
Participant contributions at end of year2015-12-31$23,642
Participant contributions at beginning of year2015-12-31$26,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,053,173
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,079,604
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,026,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$38,719
Value of interest in pooled separate accounts at end of year2015-12-31$2,884,167
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,748,818
Interest on participant loans2015-12-31$4,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$172,503
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-79,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$375,826
Employer contributions (assets) at end of year2015-12-31$12,615
Employer contributions (assets) at beginning of year2015-12-31$14,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$102,533
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GLICKSTEIN LAVAL CARRAS, P.A.
Accountancy firm EIN2015-12-31593094260
2014 : 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,475,487
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$127,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$97,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,415,263
Value of total assets at end of year2014-12-31$2,026,431
Value of total assets at beginning of year2014-12-31$678,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,484
Total interest from all sources2014-12-31$1,228
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$70,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$632,987
Participant contributions at end of year2014-12-31$63,946
Participant contributions at beginning of year2014-12-31$3,200
Participant contributions at end of year2014-12-31$26,452
Participant contributions at beginning of year2014-12-31$17,805
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$420,273
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,348,427
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,026,431
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$678,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$29,484
Value of interest in pooled separate accounts at end of year2014-12-31$1,748,818
Value of interest in pooled separate accounts at beginning of year2014-12-31$605,969
Interest on participant loans2014-12-31$1,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$172,503
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$41,670
Net investment gain/loss from pooled separate accounts2014-12-31$57,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$362,003
Employer contributions (assets) at end of year2014-12-31$14,712
Employer contributions (assets) at beginning of year2014-12-31$9,360
Income. Dividends from common stock2014-12-31$1,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$97,576
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GLICKSTEIN LAVAL CARRAS, P.A.
Accountancy firm EIN2014-12-31593094260
2013 : 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$652,320
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$620,586
Value of total assets at end of year2013-12-31$650,839
Value of total assets at beginning of year2013-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,481
Total interest from all sources2013-12-31$122
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$70,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$134,993
Participant contributions at end of year2013-12-31$3,200
Participant contributions at beginning of year2013-12-31$0
Participant contributions at end of year2013-12-31$17,805
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$411,488
Administrative expenses (other) incurred2013-12-31$1,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$650,839
Value of net assets at end of year (total assets less liabilities)2013-12-31$650,839
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$605,969
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest earned on other investments2013-12-31$122
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$41,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$31,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$74,105
Employer contributions (assets) at end of year2013-12-31$9,360
Employer contributions (assets) at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GLICKSTEIN LAVAL CARRIS PA
Accountancy firm EIN2013-12-31593094260

Form 5500 Responses for 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC.

2019: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 401(K) PLAN FOR EMPLOYEES OF RC/PB, INC. 2013 form 5500 responses
2013-08-01Type of plan entitySingle employer plan
2013-08-01First time form 5500 has been submittedYes
2013-08-01Submission has been amendedYes
2013-08-01This submission is the final filingNo
2013-08-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-08-01Plan is a collectively bargained planNo
2013-08-01Plan funding arrangement – InsuranceYes
2013-08-01Plan funding arrangement – TrustYes
2013-08-01Plan benefit arrangement – InsuranceYes
2013-08-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP27564
Policy instance 1
Insurance contract or identification numberGP27564
Number of Individuals Covered450
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $18,222
Total amount of fees paid to insurance companyUSD $3,644
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,222
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSALES AND BASE
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP27564
Policy instance 1
Insurance contract or identification numberGP27564
Number of Individuals Covered423
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $15,316
Total amount of fees paid to insurance companyUSD $2,414
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,316
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSALES AND BASE
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP27564
Policy instance 1
Insurance contract or identification numberGP27564
Number of Individuals Covered384
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,310
Total amount of fees paid to insurance companyUSD $2,507
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,310
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSALES AND BASE
Insurance broker organization code?4
Insurance broker nameUNITED RETIREMENT PLAN CONSULTANTS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP27564
Policy instance 1
Insurance contract or identification numberGP27564
Number of Individuals Covered331
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,764
Total amount of fees paid to insurance companyUSD $1,297
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,764
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSALES AND BASE
Insurance broker organization code?4
Insurance broker nameCHOICE BENEFITS INC.
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP27564
Policy instance 1
Insurance contract or identification numberGP27564
Number of Individuals Covered231
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,063
Total amount of fees paid to insurance companyUSD $106
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,063
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSALES AND BASE
Insurance broker organization code?4
Insurance broker nameCHOICE BENEFITS INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP27564
Policy instance 1
Insurance contract or identification numberGP27564
Number of Individuals Covered186
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9
Total amount of fees paid to insurance companyUSD $93
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees43
Additional information about fees paid to insurance brokerDISTRIBUTION FEE
Insurance broker organization code?5
Insurance broker nameBENESOURCE HR INC

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