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Plan Name | SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND |
Plan identification number | 501 |
401k Plan Type | Welfare Benefit |
Plan Features/Benefits |
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Company Name: | SAN JOSE POLICE OFFICERS' ASSOCIATION |
Employer identification number (EIN): | 770387804 |
NAIC Classification: | 561110 |
NAIC Description: | Office Administrative Services |
Additional information about SAN JOSE POLICE OFFICERS' ASSOCIATION
Jurisdiction of Incorporation: | California Department of State |
Incorporation Date: | 1973-03-07 |
Company Identification Number: | C0676206 |
Legal Registered Office Address: |
Carroll, Burdick & McDonough, 44 Montgomery St Ste 400 San Francisco United States of America (USA) 94104 |
More information about SAN JOSE POLICE OFFICERS' ASSOCIATION
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
501 | 2021-01-01 | DAVE WILSON | 2022-10-15 | ||
501 | 2020-01-01 | FRANCO VADO | 2021-10-11 | ||
501 | 2019-01-01 | FRANCO VADO | 2020-10-13 | ||
501 | 2018-01-01 | FRANCO VADO | 2019-09-30 | ||
501 | 2017-01-01 | ||||
501 | 2017-01-01 | FRANCO VADO | 2019-12-12 | ||
501 | 2016-01-01 | ||||
501 | 2016-01-01 | FRANCO VADO | 2017-10-11 | ||
501 | 2015-01-01 | ||||
501 | 2014-01-01 | ||||
501 | 2013-01-01 | ||||
501 | 2012-01-01 | FRANCO VADO | |||
501 | 2011-01-01 | FRANCO VADO | |||
501 | 2010-01-01 | FRANCO VADO | |||
501 | 2009-01-01 | FRANCO VADO | |||
501 | 2009-01-01 | FRANCO VADO | |||
501 | 2009-01-01 | FRANCO VADO |
Measure | Date | Value |
---|---|---|
2021: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 1,141 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 1,141 |
Total of all active and inactive participants | 2021-01-01 | 1,141 |
2020: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 1,090 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 1,137 |
Total of all active and inactive participants | 2020-01-01 | 1,137 |
2019: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 1,071 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 1,090 |
Total of all active and inactive participants | 2019-01-01 | 1,090 |
2018: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 984 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1,071 |
Total of all active and inactive participants | 2018-01-01 | 1,071 |
2017: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 912 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 984 |
Total of all active and inactive participants | 2017-01-01 | 984 |
2016: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 912 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 912 |
Total of all active and inactive participants | 2016-01-01 | 912 |
2015: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 980 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 912 |
Total of all active and inactive participants | 2015-01-01 | 912 |
2014: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 1,030 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 980 |
Total of all active and inactive participants | 2014-01-01 | 980 |
2013: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 1,039 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1,030 |
Total of all active and inactive participants | 2013-01-01 | 1,030 |
2012: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 1,081 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1,039 |
Total of all active and inactive participants | 2012-01-01 | 1,039 |
2011: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 1,253 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1,081 |
Total of all active and inactive participants | 2011-01-01 | 1,081 |
2010: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 1,362 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 1,253 |
Total of all active and inactive participants | 2010-01-01 | 1,253 |
2009: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 1,374 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 1,362 |
Total of all active and inactive participants | 2009-01-01 | 1,362 |
Measure | Date | Value |
---|---|---|
2021 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2021 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $559,808 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $559,808 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $51,933 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $13,181 |
Total income from all sources (including contributions) | 2021-12-31 | $732,861 |
Total of all expenses incurred | 2021-12-31 | $333,045 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $286,540 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $162,203 |
Value of total assets at end of year | 2021-12-31 | $3,836,867 |
Value of total assets at beginning of year | 2021-12-31 | $3,398,299 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $46,505 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $10,850 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Administrative expenses professional fees incurred | 2021-12-31 | $37,643 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $162,203 |
Participant contributions at end of year | 2021-12-31 | $18,899 |
Participant contributions at beginning of year | 2021-12-31 | $12,574 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $286,540 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $6,215 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $399,816 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $3,784,934 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,385,118 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $8,862 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $275,572 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $414,410 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $414,410 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Income. Dividends from common stock | 2021-12-31 | $10,850 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $3,542,396 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $2,971,315 |
Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $45,718 |
Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $13,181 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | FRANK, RIMERMAN + CO. LLP |
Accountancy firm EIN | 2021-12-31 | 941341042 |
2020 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2020 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $573,416 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $573,416 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $13,181 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $5,543 |
Total income from all sources (including contributions) | 2020-12-31 | $771,792 |
Total of all expenses incurred | 2020-12-31 | $191,606 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $139,514 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $165,570 |
Value of total assets at end of year | 2020-12-31 | $3,398,299 |
Value of total assets at beginning of year | 2020-12-31 | $2,810,475 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $52,092 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $32,806 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Administrative expenses professional fees incurred | 2020-12-31 | $25,546 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $165,570 |
Participant contributions at end of year | 2020-12-31 | $12,574 |
Participant contributions at beginning of year | 2020-12-31 | $6,055 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $139,514 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $9,838 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $580,186 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,385,118 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,804,932 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $26,546 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $414,410 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $478,206 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $478,206 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Income. Dividends from common stock | 2020-12-31 | $32,806 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $2,971,315 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $2,316,376 |
Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $13,181 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $5,543 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | FRANK, RIMERMAN + CO. LLP |
Accountancy firm EIN | 2020-12-31 | 941341042 |
2019 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2019 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $551,546 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $551,546 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $5,543 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $4,147 |
Total income from all sources (including contributions) | 2019-12-31 | $743,629 |
Total of all expenses incurred | 2019-12-31 | $216,764 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $169,304 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $154,126 |
Value of total assets at end of year | 2019-12-31 | $2,810,475 |
Value of total assets at beginning of year | 2019-12-31 | $2,282,214 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $47,460 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $37,957 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Administrative expenses professional fees incurred | 2019-12-31 | $27,972 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $154,126 |
Participant contributions at end of year | 2019-12-31 | $6,055 |
Participant contributions at beginning of year | 2019-12-31 | $5,934 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $169,304 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $9,838 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $9,838 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $526,865 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,804,932 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,278,067 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $19,488 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $478,206 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $460,072 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $460,072 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Income. Dividends from common stock | 2019-12-31 | $37,957 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $2,316,376 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $1,806,370 |
Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $5,543 |
Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $4,147 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | FRANK, RIMERMAN + CO. LLP |
Accountancy firm EIN | 2019-12-31 | 941341042 |
2018 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2018 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-126,027 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-126,027 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $4,147 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $6,720 |
Total income from all sources (including contributions) | 2018-12-31 | $64,997 |
Total of all expenses incurred | 2018-12-31 | $288,262 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $218,524 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $147,326 |
Value of total assets at end of year | 2018-12-31 | $2,282,214 |
Value of total assets at beginning of year | 2018-12-31 | $2,508,052 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $69,738 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $43,698 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Administrative expenses professional fees incurred | 2018-12-31 | $47,827 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $147,326 |
Participant contributions at end of year | 2018-12-31 | $5,934 |
Participant contributions at beginning of year | 2018-12-31 | $5,422 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $218,524 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $9,838 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $9,838 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-223,265 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,278,067 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,501,332 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $21,911 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $460,072 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $546,791 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $546,791 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Income. Dividends from common stock | 2018-12-31 | $43,698 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $1,806,370 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $1,946,001 |
Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $4,147 |
Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $6,720 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | FRANK, RIMERMAN + CO. LLP |
Accountancy firm EIN | 2018-12-31 | 941341042 |
2017 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2017 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $290,350 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $290,350 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $6,720 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $15,112 |
Total income from all sources (including contributions) | 2017-12-31 | $460,906 |
Total of all expenses incurred | 2017-12-31 | $120,150 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $89,271 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $134,400 |
Value of total assets at end of year | 2017-12-31 | $2,508,052 |
Value of total assets at beginning of year | 2017-12-31 | $2,175,688 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $30,879 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $36,156 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Administrative expenses professional fees incurred | 2017-12-31 | $10,964 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $134,400 |
Participant contributions at end of year | 2017-12-31 | $5,422 |
Participant contributions at beginning of year | 2017-12-31 | $5,025 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $89,271 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $9,838 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $9,838 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $340,756 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,501,332 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,160,576 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $19,915 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $546,791 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $548,861 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $548,861 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Income. Dividends from common stock | 2017-12-31 | $36,156 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $1,946,001 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $1,611,964 |
Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $6,720 |
Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $15,112 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | FRANK, RIMERMAN + CO. LLP |
Accountancy firm EIN | 2017-12-31 | 941341042 |
2016 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $66,786 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $66,786 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $178,359 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $14,390 |
Total income from all sources (including contributions) | 2016-12-31 | $381,218 |
Total of all expenses incurred | 2016-12-31 | $108,859 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $66,775 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $129,066 |
Value of total assets at end of year | 2016-12-31 | $2,466,771 |
Value of total assets at beginning of year | 2016-12-31 | $2,030,443 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $42,084 |
Total interest from all sources | 2016-12-31 | $603 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $39,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Administrative expenses professional fees incurred | 2016-12-31 | $24,659 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $129,066 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $66,775 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $5,648 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $11,052 |
Other income not declared elsewhere | 2016-12-31 | $145,763 |
Administrative expenses (other) incurred | 2016-12-31 | $270 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $178,359 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $14,390 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $272,359 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,288,412 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,016,053 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $17,155 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $849,167 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $665,238 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $665,238 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $603 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Income. Dividends from common stock | 2016-12-31 | $39,000 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $1,611,956 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $1,354,153 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountancy firm name | 2016-12-31 | SEE ATTACHMENT |
2015 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-70,200 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-70,200 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $14,390 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $29,360 |
Total income from all sources (including contributions) | 2015-12-31 | $103,519 |
Total of all expenses incurred | 2015-12-31 | $185,531 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $122,820 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $133,650 |
Value of total assets at end of year | 2015-12-31 | $2,030,443 |
Value of total assets at beginning of year | 2015-12-31 | $2,127,425 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $62,711 |
Total interest from all sources | 2015-12-31 | $1,184 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $38,885 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Administrative expenses professional fees incurred | 2015-12-31 | $39,490 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $133,650 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $122,820 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $11,052 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $11,792 |
Administrative expenses (other) incurred | 2015-12-31 | $5,482 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $14,390 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $29,360 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-82,012 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,016,053 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,098,065 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $17,739 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $665,238 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $523,024 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $523,024 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $1,184 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Income. Dividends from common stock | 2015-12-31 | $38,885 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $1,354,153 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $1,592,609 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | ZAJAC GROUP |
Accountancy firm EIN | 2015-12-31 | 770354155 |
2014 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $87,204 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $87,204 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $29,360 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $42,964 |
Total income from all sources (including contributions) | 2014-12-31 | $262,621 |
Total of all expenses incurred | 2014-12-31 | $263,465 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $225,374 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $142,294 |
Value of total assets at end of year | 2014-12-31 | $2,127,425 |
Value of total assets at beginning of year | 2014-12-31 | $2,141,873 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $38,091 |
Total interest from all sources | 2014-12-31 | $1,650 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $31,473 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $16,133 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $142,294 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $225,374 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $11,792 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $320 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $27,844 |
Administrative expenses (other) incurred | 2014-12-31 | $4,682 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $29,360 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $15,120 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-844 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,098,065 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,098,909 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $17,276 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $523,024 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $639,187 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $639,187 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $1,650 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Income. Dividends from common stock | 2014-12-31 | $31,473 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $1,592,609 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $1,502,366 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | ZAJAC GROUP |
Accountancy firm EIN | 2014-12-31 | 770354155 |
2013 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $311,940 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $311,940 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $42,964 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $21,280 |
Total income from all sources (including contributions) | 2013-12-31 | $491,068 |
Total of all expenses incurred | 2013-12-31 | $443,630 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $395,177 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $147,238 |
Value of total assets at end of year | 2013-12-31 | $2,141,873 |
Value of total assets at beginning of year | 2013-12-31 | $2,072,751 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $48,453 |
Total interest from all sources | 2013-12-31 | $3,607 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $28,283 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $29,502 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $147,238 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $395,177 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $320 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $7,231 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $27,844 |
Administrative expenses (other) incurred | 2013-12-31 | $4,255 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $15,120 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $21,280 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $47,438 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,098,909 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,051,471 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $14,696 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $639,187 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $899,913 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $899,913 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $3,607 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Income. Dividends from common stock | 2013-12-31 | $28,283 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $1,502,366 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $1,165,607 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | ZAJAC GROUP |
Accountancy firm EIN | 2013-12-31 | 770354155 |
2012 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $125,903 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $125,903 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $21,280 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $16,000 |
Total income from all sources (including contributions) | 2012-12-31 | $309,095 |
Total of all expenses incurred | 2012-12-31 | $250,838 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $206,931 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $150,790 |
Value of total assets at end of year | 2012-12-31 | $2,072,751 |
Value of total assets at beginning of year | 2012-12-31 | $2,009,214 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $43,907 |
Total interest from all sources | 2012-12-31 | $9,589 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $22,813 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $22,772 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $150,790 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $206,931 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $7,231 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $7,436 |
Administrative expenses (other) incurred | 2012-12-31 | $8,650 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $21,280 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $16,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $58,257 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,051,471 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,993,214 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $12,485 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,344 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $899,913 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $961,494 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $961,494 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $9,589 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Income. Dividends from common stock | 2012-12-31 | $22,813 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $1,165,607 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $1,025,940 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | ZAJAC & PERRONE LLP |
Accountancy firm EIN | 2012-12-31 | 770423480 |
2011 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-144,688 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-144,688 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $16,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $10,965 |
Total income from all sources (including contributions) | 2011-12-31 | $58,222 |
Total of all expenses incurred | 2011-12-31 | $148,407 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $104,452 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $166,055 |
Value of total assets at end of year | 2011-12-31 | $2,009,214 |
Value of total assets at beginning of year | 2011-12-31 | $2,094,364 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $43,955 |
Total interest from all sources | 2011-12-31 | $10,399 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $26,456 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $24,532 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $166,055 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $104,452 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $7,436 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $2,211 |
Administrative expenses (other) incurred | 2011-12-31 | $4,759 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $16,000 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $10,965 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-90,185 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,993,214 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,083,399 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $14,664 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,344 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $8,323 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $961,494 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $588,282 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $588,282 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $10,399 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Income. Dividends from common stock | 2011-12-31 | $26,456 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $1,025,940 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $1,495,548 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | ZAJAC & PERRONE LLP |
Accountancy firm EIN | 2011-12-31 | 770423480 |
2010 : SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $117,325 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $117,325 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $10,965 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,080 |
Total income from all sources (including contributions) | 2010-12-31 | $402,629 |
Total loss/gain on sale of assets | 2010-12-31 | $39,330 |
Total of all expenses incurred | 2010-12-31 | $617,261 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $582,278 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $184,392 |
Value of total assets at end of year | 2010-12-31 | $2,094,364 |
Value of total assets at beginning of year | 2010-12-31 | $2,302,111 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $34,983 |
Total interest from all sources | 2010-12-31 | $31,577 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $30,005 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $15,096 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $184,392 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $582,278 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $2,211 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $41,643 |
Administrative expenses (other) incurred | 2010-12-31 | $5,381 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $10,965 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $4,080 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $-214,632 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,083,399 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,298,031 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $14,506 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $8,323 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,902 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $588,282 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,069,826 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,069,826 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $31,577 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Income. Dividends from common stock | 2010-12-31 | $30,005 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $1,495,548 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $1,184,740 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $648,295 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $608,965 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | ZAJAC & PERRONE LLP |
Accountancy firm EIN | 2010-12-31 | 770423480 |
2021: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2021 form 5500 responses | ||
---|---|---|
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | Yes |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SAN JOSE POLICE OFFICERS' ASSOCIATION LEGAL DEFENSE FUND 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |