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401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 401k Plan overview

Plan Name401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES
Plan identification number 002

401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOTERA HEALTH, LLC has sponsored the creation of one or more 401k plans.

Company Name:SOTERA HEALTH, LLC
Employer identification number (EIN):953323502
NAIC Classification:339110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01HOLLIE EASTIN
0022016-01-01JULIE BARTELL
0022015-01-01JULIE BARTELL
0022014-01-01JULIE BARTELL
0022013-01-01JULIE BARTELL
0022012-01-01JULIET BARTELL
0022011-01-01PHILIP MACNABB
0022010-01-01JIM WEICHERT
0022009-01-01JIM WEICHERT

Plan Statistics for 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES

401k plan membership statisitcs for 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES

Measure Date Value
2017: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2017 401k membership
Total participants, beginning-of-year2017-01-01889
Total number of active participants reported on line 7a of the Form 55002017-01-01785
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01137
Total of all active and inactive participants2017-01-01922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01924
Number of participants with account balances2017-01-01895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0136
2016: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2016 401k membership
Total participants, beginning-of-year2016-01-01839
Total number of active participants reported on line 7a of the Form 55002016-01-01754
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01133
Total of all active and inactive participants2016-01-01887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01889
Number of participants with account balances2016-01-01867
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0133
2015: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-01-01847
Total number of active participants reported on line 7a of the Form 55002015-01-01726
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01111
Total of all active and inactive participants2015-01-01837
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01839
Number of participants with account balances2015-01-01828
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0125
2014: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-01-01817
Total number of active participants reported on line 7a of the Form 55002014-01-01751
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0193
Total of all active and inactive participants2014-01-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01847
Number of participants with account balances2014-01-01819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0121
2013: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-01835
Total number of active participants reported on line 7a of the Form 55002013-01-01721
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0194
Total of all active and inactive participants2013-01-01815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01817
Number of participants with account balances2013-01-01790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0118
2012: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-01823
Total number of active participants reported on line 7a of the Form 55002012-01-01747
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0187
Total of all active and inactive participants2012-01-01834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01835
Number of participants with account balances2012-01-01808
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0117
2011: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-01786
Total number of active participants reported on line 7a of the Form 55002011-01-01732
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0189
Total of all active and inactive participants2011-01-01821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01823
Number of participants with account balances2011-01-01785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0118
2010: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2010 401k membership
Total participants, beginning-of-year2010-01-01798
Total number of active participants reported on line 7a of the Form 55002010-01-01703
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0183
Total of all active and inactive participants2010-01-01786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01786
Number of participants with account balances2010-01-01752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-01818
Total number of active participants reported on line 7a of the Form 55002009-01-01717
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0181
Total of all active and inactive participants2009-01-01798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01798
Number of participants with account balances2009-01-01759
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES

Measure Date Value
2017 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$19,585,448
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,125,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,044,329
Expenses. Certain deemed distributions of participant loans2017-12-31$7,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,691,027
Value of total assets at end of year2017-12-31$86,719,998
Value of total assets at beginning of year2017-12-31$72,260,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$73,638
Total interest from all sources2017-12-31$117,894
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,404,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,404,022
Administrative expenses professional fees incurred2017-12-31$13,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,229,737
Participant contributions at end of year2017-12-31$2,892,767
Participant contributions at beginning of year2017-12-31$2,820,456
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$261,580
Administrative expenses (other) incurred2017-12-31$20,138
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,459,974
Value of net assets at end of year (total assets less liabilities)2017-12-31$86,719,998
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$72,260,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$45,750,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$38,412,147
Value of interest in pooled separate accounts at end of year2017-12-31$7,157,316
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,117,670
Interest on participant loans2017-12-31$117,894
Value of interest in common/collective trusts at end of year2017-12-31$30,919,114
Value of interest in common/collective trusts at beginning of year2017-12-31$24,909,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,846,898
Net investment gain/loss from pooled separate accounts2017-12-31$212,960
Net investment gain or loss from common/collective trusts2017-12-31$4,312,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,199,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,044,329
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CROWE LLP
Accountancy firm EIN2017-12-31350921680
2016 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,028,948
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,939,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,857,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,614,928
Value of total assets at end of year2016-12-31$72,260,024
Value of total assets at beginning of year2016-12-31$65,170,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$81,862
Total interest from all sources2016-12-31$116,829
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,198,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,198,343
Administrative expenses professional fees incurred2016-12-31$12,750
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,805,926
Participant contributions at end of year2016-12-31$2,820,456
Participant contributions at beginning of year2016-12-31$2,798,921
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$824,138
Administrative expenses (other) incurred2016-12-31$29,112
Total non interest bearing cash at end of year2016-12-31$645
Total non interest bearing cash at beginning of year2016-12-31$232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,089,355
Value of net assets at end of year (total assets less liabilities)2016-12-31$72,260,024
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$65,170,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$38,412,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$35,634,242
Value of interest in pooled separate accounts at end of year2016-12-31$6,117,670
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,165,319
Interest on participant loans2016-12-31$116,829
Value of interest in common/collective trusts at end of year2016-12-31$24,909,106
Value of interest in common/collective trusts at beginning of year2016-12-31$20,571,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,039,909
Net investment gain/loss from pooled separate accounts2016-12-31$84,807
Net investment gain or loss from common/collective trusts2016-12-31$1,974,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,984,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,857,731
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CROWE HORWATH LLP
Accountancy firm EIN2016-12-31350921680
2015 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,212,689
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,944,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,863,490
Value of total corrective distributions2015-12-31$258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,696,189
Value of total assets at end of year2015-12-31$65,170,669
Value of total assets at beginning of year2015-12-31$62,902,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$81,053
Total interest from all sources2015-12-31$103,684
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,533,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,533,264
Administrative expenses professional fees incurred2015-12-31$5,750
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,665,316
Participant contributions at end of year2015-12-31$2,798,921
Participant contributions at beginning of year2015-12-31$2,472,606
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$87,226
Administrative expenses (other) incurred2015-12-31$29,553
Total non interest bearing cash at end of year2015-12-31$232
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,267,888
Value of net assets at end of year (total assets less liabilities)2015-12-31$65,170,669
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$62,902,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$45,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$35,634,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$35,281,288
Value of interest in pooled separate accounts at end of year2015-12-31$6,165,319
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,658,853
Interest on participant loans2015-12-31$103,684
Value of interest in common/collective trusts at end of year2015-12-31$20,571,955
Value of interest in common/collective trusts at beginning of year2015-12-31$20,490,034
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,950,297
Net investment gain/loss from pooled separate accounts2015-12-31$157,700
Net investment gain or loss from common/collective trusts2015-12-31$-327,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,943,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,863,490
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680
2014 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,975,966
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,233,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,154,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,524,262
Value of total assets at end of year2014-12-31$62,902,781
Value of total assets at beginning of year2014-12-31$58,160,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$79,261
Total interest from all sources2014-12-31$92,705
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,332,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,332,484
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,630,537
Participant contributions at end of year2014-12-31$2,472,606
Participant contributions at beginning of year2014-12-31$2,288,321
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,433
Administrative expenses (other) incurred2014-12-31$28,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,741,988
Value of net assets at end of year (total assets less liabilities)2014-12-31$62,902,781
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$58,160,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$51,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$35,281,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$33,063,770
Value of interest in pooled separate accounts at end of year2014-12-31$4,658,853
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,061,207
Interest on participant loans2014-12-31$92,705
Value of interest in common/collective trusts at end of year2014-12-31$20,490,034
Value of interest in common/collective trusts at beginning of year2014-12-31$18,747,495
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-370,494
Net investment gain/loss from pooled separate accounts2014-12-31$146,417
Net investment gain or loss from common/collective trusts2014-12-31$1,250,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,881,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,154,717
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$15,330,614
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,434,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,366,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,366,739
Value of total assets at end of year2013-12-31$58,160,793
Value of total assets at beginning of year2013-12-31$46,264,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$68,461
Total interest from all sources2013-12-31$84,224
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,282,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,282,675
Administrative expenses professional fees incurred2013-12-31$16,897
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,421,954
Participant contributions at end of year2013-12-31$2,288,321
Participant contributions at beginning of year2013-12-31$1,877,857
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$137,222
Administrative expenses (other) incurred2013-12-31$31,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,895,845
Value of net assets at end of year (total assets less liabilities)2013-12-31$58,160,793
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$46,264,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$33,063,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,009,004
Value of interest in pooled separate accounts at end of year2013-12-31$4,061,207
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$84,224
Value of interest in common/collective trusts at end of year2013-12-31$18,747,495
Value of interest in common/collective trusts at beginning of year2013-12-31$18,378,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,080,568
Net investment gain/loss from pooled separate accounts2013-12-31$2
Net investment gain or loss from common/collective trusts2013-12-31$3,516,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,807,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,366,308
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,274,596
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,131,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,100,653
Value of total corrective distributions2012-12-31$5,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,038,816
Value of total assets at end of year2012-12-31$46,264,948
Value of total assets at beginning of year2012-12-31$40,121,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$25,406
Total interest from all sources2012-12-31$76,275
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$776,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$776,438
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,288,409
Participant contributions at end of year2012-12-31$1,877,857
Participant contributions at beginning of year2012-12-31$1,835,158
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$19,618
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$9,941
Administrative expenses (other) incurred2012-12-31$25,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,143,383
Value of net assets at end of year (total assets less liabilities)2012-12-31$46,264,948
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$40,121,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,009,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$23,298,418
Interest on participant loans2012-12-31$76,275
Value of interest in common/collective trusts at end of year2012-12-31$18,378,087
Value of interest in common/collective trusts at beginning of year2012-12-31$14,978,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,510,457
Net investment gain or loss from common/collective trusts2012-12-31$1,872,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,730,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,100,653
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ARMANINO LLP
Accountancy firm EIN2012-12-31946214841
2011 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,121,392
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,036,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,009,288
Value of total corrective distributions2011-12-31$1,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,108,819
Value of total assets at end of year2011-12-31$40,121,565
Value of total assets at beginning of year2011-12-31$39,036,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,111
Total interest from all sources2011-12-31$77,008
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$495,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$495,378
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,245,604
Participant contributions at end of year2011-12-31$1,835,158
Participant contributions at beginning of year2011-12-31$1,645,031
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$170,799
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$9,941
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$16,572
Administrative expenses (other) incurred2011-12-31$26,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,084,932
Value of net assets at end of year (total assets less liabilities)2011-12-31$40,121,565
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$39,036,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$23,298,418
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,388,217
Interest on participant loans2011-12-31$77,008
Value of interest in common/collective trusts at end of year2011-12-31$14,978,048
Value of interest in common/collective trusts at beginning of year2011-12-31$13,986,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,268,434
Net investment gain or loss from common/collective trusts2011-12-31$-291,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,692,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,009,288
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ARMINO MCKENNA
Accountancy firm EIN2011-12-31946214841
2010 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,517,882
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,652,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,629,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,975,076
Value of total assets at end of year2010-12-31$39,036,633
Value of total assets at beginning of year2010-12-31$31,171,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,613
Total interest from all sources2010-12-31$75,198
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$401,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$401,912
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,068,368
Participant contributions at end of year2010-12-31$1,645,031
Participant contributions at beginning of year2010-12-31$1,268,966
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$106,575
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$16,572
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$10,100
Administrative expenses (other) incurred2010-12-31$23,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,864,927
Value of net assets at end of year (total assets less liabilities)2010-12-31$39,036,633
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$31,171,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,388,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$18,380,892
Interest on participant loans2010-12-31$75,198
Value of interest in common/collective trusts at end of year2010-12-31$13,986,813
Value of interest in common/collective trusts at beginning of year2010-12-31$11,511,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,612,092
Net investment gain or loss from common/collective trusts2010-12-31$1,453,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,800,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,629,342
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ARMANINO MCKENNA LLP
Accountancy firm EIN2010-12-31946214841
2009 : 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES

2017: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: 401(K) PLAN FOR STERIGENICS U.S., LLC EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31613
Policy instance 1
Insurance contract or identification numberGA31613
Number of Individuals Covered98
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31613
Policy instance 1
Insurance contract or identification numberGA31613
Number of Individuals Covered100
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31613
Policy instance 1
Insurance contract or identification numberGA31613
Number of Individuals Covered99
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31613
Policy instance 1
Insurance contract or identification numberGA31613
Number of Individuals Covered99
Insurance policy start date2013-12-23
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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