CARPENTER & PATERSON, INC. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2012 : C & P/BPPS 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-08-31 | $0 |
| Total transfer of assets from this plan | 2012-08-31 | $6,151,147 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-08-31 | $15,000 |
| Total income from all sources (including contributions) | 2012-08-31 | $464,598 |
| Total loss/gain on sale of assets | 2012-08-31 | $0 |
| Total of all expenses incurred | 2012-08-31 | $183,828 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-08-31 | $180,882 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-08-31 | $0 |
| Value of total assets at end of year | 2012-08-31 | $0 |
| Value of total assets at beginning of year | 2012-08-31 | $5,885,377 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-08-31 | $2,946 |
| Total interest from all sources | 2012-08-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-08-31 | $7,541 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-08-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-08-31 | $7,541 |
| Administrative expenses professional fees incurred | 2012-08-31 | $2,946 |
| Was this plan covered by a fidelity bond | 2012-08-31 | Yes |
| Value of fidelity bond cover | 2012-08-31 | $800,000 |
| If this is an individual account plan, was there a blackout period | 2012-08-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2012-08-31 | No |
| Participant contributions at end of year | 2012-08-31 | $0 |
| Participant contributions at beginning of year | 2012-08-31 | $86,919 |
| Other income not declared elsewhere | 2012-08-31 | $4,350 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-08-31 | No |
| Value of net income/loss | 2012-08-31 | $280,770 |
| Value of net assets at end of year (total assets less liabilities) | 2012-08-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-08-31 | $5,870,377 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-08-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-08-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-08-31 | $5,795,898 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-08-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-08-31 | $2,560 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-08-31 | $2,560 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-08-31 | $452,707 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-08-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-08-31 | $180,882 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-08-31 | Yes |
| Liabilities. Value of benefit claims payable at end of year | 2012-08-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-08-31 | $15,000 |
| Did the plan have assets held for investment | 2012-08-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-08-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-08-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-08-31 | Unqualified |
| Accountancy firm name | 2012-08-31 | FEELEY & DRISCOLL, P.C. |
| Accountancy firm EIN | 2012-08-31 | 042684828 |
| Total unrealized appreciation/depreciation of assets | 2012-01-01 | $0 |
| Total transfer of assets from this plan | 2012-01-01 | $5,870,377 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-01-01 | $15,000 |
| Total income from all sources (including contributions) | 2012-01-01 | $0 |
| Total loss/gain on sale of assets | 2012-01-01 | $0 |
| Total of all expenses incurred | 2012-01-01 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-01-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-01-01 | $0 |
| Value of total assets at end of year | 2012-01-01 | $0 |
| Value of total assets at beginning of year | 2012-01-01 | $5,885,377 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-01-01 | $0 |
| Total interest from all sources | 2012-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-01-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-01-01 | $0 |
| Was this plan covered by a fidelity bond | 2012-01-01 | Yes |
| Value of fidelity bond cover | 2012-01-01 | $800,000 |
| If this is an individual account plan, was there a blackout period | 2012-01-01 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2012-01-01 | No |
| Participant contributions at beginning of year | 2012-01-01 | $86,919 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-01-01 | No |
| Value of net income/loss | 2012-01-01 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2012-01-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-01-01 | $5,870,377 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-01-01 | $5,795,898 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-01-01 | $2,560 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-01-01 | $2,560 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-01-01 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-01-01 | Yes |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-01-01 | $15,000 |
| Did the plan have assets held for investment | 2012-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-01-01 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-01-01 | Unqualified |
| Accountancy firm name | 2012-01-01 | FEELEY & DRISCOLL, P.C. |
| Accountancy firm EIN | 2012-01-01 | 042684828 |
| 2011 : C & P/BPPS 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $15,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $319,192 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $991,080 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $979,218 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $514,925 |
| Value of total assets at end of year | 2011-12-31 | $5,885,377 |
| Value of total assets at beginning of year | 2011-12-31 | $6,542,265 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $11,862 |
| Total interest from all sources | 2011-12-31 | $5,049 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $120,265 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $120,265 |
| Administrative expenses professional fees incurred | 2011-12-31 | $11,839 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $800,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $367,687 |
| Participant contributions at end of year | 2011-12-31 | $86,919 |
| Participant contributions at beginning of year | 2011-12-31 | $68,483 |
| Other income not declared elsewhere | 2011-12-31 | $12,707 |
| Administrative expenses (other) incurred | 2011-12-31 | $23 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-671,888 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,870,377 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,542,265 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,795,898 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $6,453,782 |
| Interest on participant loans | 2011-12-31 | $5,049 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $2,560 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $20,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $20,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-333,754 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $147,238 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $979,218 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $15,000 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | FEELEY & DRISCOLL, PC |
| Accountancy firm EIN | 2011-12-31 | 042684828 |
| 2010 : C & P/BPPS 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,340,589 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $20,874 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $523 |
| Value of total corrective distributions | 2010-12-31 | $9,434 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $595,632 |
| Value of total assets at end of year | 2010-12-31 | $6,542,265 |
| Value of total assets at beginning of year | 2010-12-31 | $5,222,550 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $10,917 |
| Total interest from all sources | 2010-12-31 | $4,940 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $96,527 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $96,527 |
| Administrative expenses professional fees incurred | 2010-12-31 | $10,917 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $800,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $389,825 |
| Participant contributions at end of year | 2010-12-31 | $68,483 |
| Participant contributions at beginning of year | 2010-12-31 | $85,602 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $47,576 |
| Other income not declared elsewhere | 2010-12-31 | $10,841 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,319,715 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,542,265 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,222,550 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $6,453,782 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,134,542 |
| Interest on participant loans | 2010-12-31 | $4,940 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $20,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $2,406 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $2,406 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $632,649 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $158,231 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $523 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | FEELEY & DRISCOLL, PC |
| Accountancy firm EIN | 2010-12-31 | 042684828 |
| 2009 : C & P/BPPS 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
