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SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 401k Plan overview

Plan NameSHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND
Plan identification number 002

SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

BOARD OF TRUSTEES SHEET METAL WORKERS' LOCAL NO.40 SUPPLEMENTAL RETIRE has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES SHEET METAL WORKERS' LOCAL NO.40 SUPPLEMENTAL RETIRE
Employer identification number (EIN):061074075
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01JOHN NIMMONS2023-11-07 MICHAEL THOMPSON2023-11-09
0022022-01-01JOHN NIMMONS2023-10-11 MICHAEL THOMPSON2023-10-11
0022021-01-01JOHN NIMMONS2022-10-17 MICHAEL THOMPSON2022-10-17
0022020-01-01JOHN NIMMONS2021-09-15 MICHAEL THOMPSON2021-09-15
0022019-01-01DAVID ROCHE2020-09-15 MICHAEL THOMPSON2020-09-15
0022018-01-01
0022017-01-01DAVID ROCHE DAVID ROCHE2018-10-15
0022016-01-01DAVID ROCHE DAVID ROCHE2017-10-13
0022015-01-01DAVID ROCHE DAVID ROCHE2016-10-13
0022014-01-01DAVID ROCHE DAVID ROCHE2015-10-12
0022013-01-01DAVID ROCHE DAVID ROCHE2014-10-10
0022012-01-01DAVID ROCHE DAVID ROCHE2013-10-14
0022011-01-01DAVID ROCHE DAVID ROCHE2012-10-15
0022009-01-01.

Plan Statistics for SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND

401k plan membership statisitcs for SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND

Measure Date Value
2023: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2023 401k membership
Total participants, beginning-of-year2023-01-01354
Total number of active participants reported on line 7a of the Form 55002023-01-010
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-010
Total of all active and inactive participants2023-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-010
Number of participants with account balances2023-01-010
Number of employers contributing to the scheme2023-01-0122
2022: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2022 401k membership
Total participants, beginning-of-year2022-01-01490
Total number of active participants reported on line 7a of the Form 55002022-01-01354
Total of all active and inactive participants2022-01-01354
Total participants2022-01-01354
Number of participants with account balances2022-01-01354
Number of employers contributing to the scheme2022-01-0136
2021: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2021 401k membership
Total participants, beginning-of-year2021-01-01474
Total number of active participants reported on line 7a of the Form 55002021-01-01340
Number of retired or separated participants receiving benefits2021-01-0148
Number of other retired or separated participants entitled to future benefits2021-01-0191
Total of all active and inactive participants2021-01-01479
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0111
Total participants2021-01-01490
Number of participants with account balances2021-01-01473
Number of employers contributing to the scheme2021-01-0158
2020: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2020 401k membership
Total participants, beginning-of-year2020-01-01491
Total number of active participants reported on line 7a of the Form 55002020-01-01336
Number of retired or separated participants receiving benefits2020-01-0154
Number of other retired or separated participants entitled to future benefits2020-01-0190
Total of all active and inactive participants2020-01-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0112
Total participants2020-01-01492
Number of participants with account balances2020-01-01474
Number of employers contributing to the scheme2020-01-0141
2019: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2019 401k membership
Total participants, beginning-of-year2019-01-01510
Total number of active participants reported on line 7a of the Form 55002019-01-01351
Number of retired or separated participants receiving benefits2019-01-0155
Number of other retired or separated participants entitled to future benefits2019-01-0189
Total of all active and inactive participants2019-01-01495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-01506
Number of participants with account balances2019-01-01491
Number of employers contributing to the scheme2019-01-0145
2018: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2018 401k membership
Total participants, beginning-of-year2018-01-01542
Total number of active participants reported on line 7a of the Form 55002018-01-01350
Number of retired or separated participants receiving benefits2018-01-0162
Number of other retired or separated participants entitled to future benefits2018-01-01100
Total of all active and inactive participants2018-01-01512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-019
Total participants2018-01-01521
Number of participants with account balances2018-01-01510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
Number of employers contributing to the scheme2018-01-0133
2017: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2017 401k membership
Total participants, beginning-of-year2017-01-01574
Total number of active participants reported on line 7a of the Form 55002017-01-01361
Number of retired or separated participants receiving benefits2017-01-0162
Number of other retired or separated participants entitled to future benefits2017-01-01109
Total of all active and inactive participants2017-01-01532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0110
Total participants2017-01-01542
Number of participants with account balances2017-01-01532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
Number of employers contributing to the scheme2017-01-0140
2016: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2016 401k membership
Total participants, beginning-of-year2016-01-01583
Total number of active participants reported on line 7a of the Form 55002016-01-01386
Number of retired or separated participants receiving benefits2016-01-0158
Number of other retired or separated participants entitled to future benefits2016-01-01124
Total of all active and inactive participants2016-01-01568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-01574
Number of participants with account balances2016-01-01567
Number of employers contributing to the scheme2016-01-0142
2015: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2015 401k membership
Total participants, beginning-of-year2015-01-01572
Total number of active participants reported on line 7a of the Form 55002015-01-01404
Number of retired or separated participants receiving benefits2015-01-0152
Number of other retired or separated participants entitled to future benefits2015-01-01120
Total of all active and inactive participants2015-01-01576
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-01583
Number of participants with account balances2015-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
Number of employers contributing to the scheme2015-01-0143
2014: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2014 401k membership
Total participants, beginning-of-year2014-01-01548
Total number of active participants reported on line 7a of the Form 55002014-01-01387
Number of retired or separated participants receiving benefits2014-01-0155
Number of other retired or separated participants entitled to future benefits2014-01-01125
Total of all active and inactive participants2014-01-01567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-01572
Number of participants with account balances2014-01-01561
Number of employers contributing to the scheme2014-01-0139
2013: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2013 401k membership
Total participants, beginning-of-year2013-01-01584
Total number of active participants reported on line 7a of the Form 55002013-01-01359
Number of retired or separated participants receiving benefits2013-01-0149
Number of other retired or separated participants entitled to future benefits2013-01-01135
Total of all active and inactive participants2013-01-01543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01548
Number of participants with account balances2013-01-01541
Number of employers contributing to the scheme2013-01-0145
2012: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2012 401k membership
Total participants, beginning-of-year2012-01-01611
Total number of active participants reported on line 7a of the Form 55002012-01-01390
Number of retired or separated participants receiving benefits2012-01-0145
Number of other retired or separated participants entitled to future benefits2012-01-01145
Total of all active and inactive participants2012-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-01584
Number of participants with account balances2012-01-01574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
Number of employers contributing to the scheme2012-01-0142
2011: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2011 401k membership
Total participants, beginning-of-year2011-01-01708
Total number of active participants reported on line 7a of the Form 55002011-01-01562
Number of retired or separated participants receiving benefits2011-01-0138
Number of other retired or separated participants entitled to future benefits2011-01-0173
Total of all active and inactive participants2011-01-01673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-01679
Number of participants with account balances2011-01-01611
Number of employers contributing to the scheme2011-01-0145
2009: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2009 401k membership
Total participants, beginning-of-year2009-01-01777
Total number of active participants reported on line 7a of the Form 55002009-01-01662
Number of retired or separated participants receiving benefits2009-01-0135
Number of other retired or separated participants entitled to future benefits2009-01-0163
Total of all active and inactive participants2009-01-01760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-015
Total participants2009-01-01765
Number of participants with account balances2009-01-01723
Number of employers contributing to the scheme2009-01-0152

Financial Data on SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND

Measure Date Value
2023 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2023 401k financial data
Total transfer of assets from this plan2023-01-31$63,039,979
Total income from all sources (including contributions)2023-01-31$3,602,363
Total of all expenses incurred2023-01-31$1,642,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-31$1,627,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-31$214,133
Value of total assets at end of year2023-01-31$0
Value of total assets at beginning of year2023-01-31$61,079,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-31$14,748
Total interest from all sources2023-01-31$83
Total dividends received (eg from common stock, registered investment company shares)2023-01-31$3,948
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2023-01-31$0
Total dividends received from registered investment company shares (eg mutual funds)2023-01-31$3,948
Administrative expenses professional fees incurred2023-01-31$7,463
Was this plan covered by a fidelity bond2023-01-31Yes
Value of fidelity bond cover2023-01-31$500,000
If this is an individual account plan, was there a blackout period2023-01-31No
Were there any nonexempt tranactions with any party-in-interest2023-01-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-01-31$10,768
Administrative expenses (other) incurred2023-01-31$167
Total non interest bearing cash at end of year2023-01-31$0
Total non interest bearing cash at beginning of year2023-01-31$228,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Value of net income/loss2023-01-31$1,960,024
Value of net assets at end of year (total assets less liabilities)2023-01-31$0
Value of net assets at beginning of year (total assets less liabilities)2023-01-31$61,079,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-31No
Were any leases to which the plan was party in default or uncollectible2023-01-31No
Investment advisory and management fees2023-01-31$1,311
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-31$52,555,917
Value of interest in common/collective trusts at end of year2023-01-31$0
Value of interest in common/collective trusts at beginning of year2023-01-31$7,986,345
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-31$83
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-31$3,370,624
Net investment gain or loss from common/collective trusts2023-01-31$13,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-31No
Was there a failure to transmit to the plan any participant contributions2023-01-31No
Has the plan failed to provide any benefit when due under the plan2023-01-31No
Contributions received in cash from employer2023-01-31$214,133
Employer contributions (assets) at end of year2023-01-31$0
Employer contributions (assets) at beginning of year2023-01-31$298,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-31$1,627,591
Contract administrator fees2023-01-31$5,807
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-01-31No
Did the plan have assets held for investment2023-01-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-31Yes
Opinion of an independent qualified public accountant for this plan2023-01-31Unqualified
Accountancy firm name2023-01-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2023-01-31611436956
2022 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$10,150
Total income from all sources (including contributions)2022-12-31$-7,676,767
Total of all expenses incurred2022-12-31$4,325,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,138,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,117,901
Value of total assets at end of year2022-12-31$61,079,955
Value of total assets at beginning of year2022-12-31$73,092,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$186,552
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,980,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,980,331
Administrative expenses professional fees incurred2022-12-31$61,777
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$274,246
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$10,768
Administrative expenses (other) incurred2022-12-31$16,932
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$10,150
Total non interest bearing cash at end of year2022-12-31$228,280
Total non interest bearing cash at beginning of year2022-12-31$252,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-12,002,144
Value of net assets at end of year (total assets less liabilities)2022-12-31$61,079,955
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$73,082,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$38,161
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$52,555,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$65,322,340
Value of interest in common/collective trusts at end of year2022-12-31$7,986,345
Value of interest in common/collective trusts at beginning of year2022-12-31$7,161,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-12,788,991
Net investment gain or loss from common/collective trusts2022-12-31$13,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,843,655
Employer contributions (assets) at end of year2022-12-31$298,645
Employer contributions (assets) at beginning of year2022-12-31$345,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,138,825
Contract administrator fees2022-12-31$69,682
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$10,768
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2022-12-31611436956
2021 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$10,150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,463
Total income from all sources (including contributions)2021-12-31$10,229,971
Total of all expenses incurred2021-12-31$3,434,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,253,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,652,591
Value of total assets at end of year2021-12-31$73,092,249
Value of total assets at beginning of year2021-12-31$66,289,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$181,423
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,729,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$7,729,850
Administrative expenses professional fees incurred2021-12-31$50,733
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$323,247
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Administrative expenses (other) incurred2021-12-31$25,438
Liabilities. Value of operating payables at end of year2021-12-31$10,150
Liabilities. Value of operating payables at beginning of year2021-12-31$2,463
Total non interest bearing cash at end of year2021-12-31$252,559
Total non interest bearing cash at beginning of year2021-12-31$273,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,795,407
Value of net assets at end of year (total assets less liabilities)2021-12-31$73,082,099
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$66,286,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$16,841
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$65,322,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$56,504,479
Value of interest in common/collective trusts at end of year2021-12-31$7,161,491
Value of interest in common/collective trusts at beginning of year2021-12-31$9,050,071
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-152,682
Net investment gain or loss from common/collective trusts2021-12-31$212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,329,344
Employer contributions (assets) at end of year2021-12-31$345,091
Employer contributions (assets) at beginning of year2021-12-31$449,392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,253,141
Contract administrator fees2021-12-31$88,411
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$10,768
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$11,394
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BEERS, HAMERMAN, COHEN & BURGER, PC
Accountancy firm EIN2021-12-31472517893
2020 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,463
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$10,745
Total income from all sources (including contributions)2020-12-31$10,377,935
Total of all expenses incurred2020-12-31$3,593,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,429,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,445,252
Value of total assets at end of year2020-12-31$66,289,155
Value of total assets at beginning of year2020-12-31$59,513,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$164,178
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,021,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,021,044
Administrative expenses professional fees incurred2020-12-31$44,558
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$127,657
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$53,411
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$6,953
Administrative expenses (other) incurred2020-12-31$17,205
Liabilities. Value of operating payables at end of year2020-12-31$2,463
Liabilities. Value of operating payables at beginning of year2020-12-31$10,745
Total non interest bearing cash at end of year2020-12-31$273,819
Total non interest bearing cash at beginning of year2020-12-31$253,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,784,244
Value of net assets at end of year (total assets less liabilities)2020-12-31$66,286,692
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$59,502,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$12,446
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$56,504,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$52,401,340
Value of interest in common/collective trusts at end of year2020-12-31$9,050,071
Value of interest in common/collective trusts at beginning of year2020-12-31$6,413,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,744,537
Net investment gain or loss from common/collective trusts2020-12-31$167,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,264,184
Employer contributions (assets) at end of year2020-12-31$449,392
Employer contributions (assets) at beginning of year2020-12-31$424,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,429,513
Contract administrator fees2020-12-31$89,969
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$11,394
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$13,733
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BEERS, HAMERMAN, COHEN & BURGER, PC
Accountancy firm EIN2020-12-31472517893
2019 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$10,745
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$10,745
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$35,240
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$35,240
Total income from all sources (including contributions)2019-12-31$12,510,269
Total income from all sources (including contributions)2019-12-31$12,510,269
Total of all expenses incurred2019-12-31$3,059,938
Total of all expenses incurred2019-12-31$3,059,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,876,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,876,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,655,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,655,596
Value of total assets at end of year2019-12-31$59,513,193
Value of total assets at end of year2019-12-31$59,513,193
Value of total assets at beginning of year2019-12-31$50,087,357
Value of total assets at beginning of year2019-12-31$50,087,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$183,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$183,691
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,667,552
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,667,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,667,552
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,667,552
Administrative expenses professional fees incurred2019-12-31$49,778
Administrative expenses professional fees incurred2019-12-31$49,778
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$6,953
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$29,081
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$29,081
Other income not declared elsewhere2019-12-31$1,944
Other income not declared elsewhere2019-12-31$1,944
Administrative expenses (other) incurred2019-12-31$108,907
Administrative expenses (other) incurred2019-12-31$108,907
Liabilities. Value of operating payables at end of year2019-12-31$10,745
Liabilities. Value of operating payables at end of year2019-12-31$10,745
Liabilities. Value of operating payables at beginning of year2019-12-31$6,159
Liabilities. Value of operating payables at beginning of year2019-12-31$6,159
Total non interest bearing cash at end of year2019-12-31$253,825
Total non interest bearing cash at end of year2019-12-31$253,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,450,331
Value of net income/loss2019-12-31$9,450,331
Value of net assets at end of year (total assets less liabilities)2019-12-31$59,502,448
Value of net assets at end of year (total assets less liabilities)2019-12-31$59,502,448
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$50,052,117
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$50,052,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$14,594
Investment advisory and management fees2019-12-31$14,594
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$52,401,340
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$52,401,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,021,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,021,954
Value of interest in common/collective trusts at end of year2019-12-31$6,413,054
Value of interest in common/collective trusts at end of year2019-12-31$6,413,054
Value of interest in common/collective trusts at beginning of year2019-12-31$5,531,723
Value of interest in common/collective trusts at beginning of year2019-12-31$5,531,723
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$71,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$71,324
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$71,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$71,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,049,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,049,652
Net investment gain or loss from common/collective trusts2019-12-31$135,525
Net investment gain or loss from common/collective trusts2019-12-31$135,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,655,596
Contributions received in cash from employer2019-12-31$2,655,596
Employer contributions (assets) at end of year2019-12-31$424,288
Employer contributions (assets) at end of year2019-12-31$424,288
Employer contributions (assets) at beginning of year2019-12-31$427,309
Employer contributions (assets) at beginning of year2019-12-31$427,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,876,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,876,247
Contract administrator fees2019-12-31$10,412
Contract administrator fees2019-12-31$10,412
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$13,733
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$13,733
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$35,047
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$35,047
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BEERS, HAMERMAN, COHEN & BURGER, PC
Accountancy firm name2019-12-31BEERS, HAMERMAN, COHEN & BURGER, PC
Accountancy firm EIN2019-12-31472517893
Accountancy firm EIN2019-12-31472517893
2018 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$35,240
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$36,186
Total income from all sources (including contributions)2018-12-31$45,178
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,348,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,132,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,366,871
Value of total assets at end of year2018-12-31$50,087,357
Value of total assets at beginning of year2018-12-31$53,391,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$215,218
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,090,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,090,388
Administrative expenses professional fees incurred2018-12-31$25,892
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$29,081
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$31,465
Other income not declared elsewhere2018-12-31$9,936
Administrative expenses (other) incurred2018-12-31$162,016
Liabilities. Value of operating payables at end of year2018-12-31$6,159
Liabilities. Value of operating payables at beginning of year2018-12-31$4,721
Total non interest bearing cash at end of year2018-12-31$71,324
Total non interest bearing cash at beginning of year2018-12-31$166,721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,302,846
Value of net assets at end of year (total assets less liabilities)2018-12-31$50,052,117
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$53,354,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$44,021,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$46,903,697
Value of interest in common/collective trusts at end of year2018-12-31$5,531,723
Value of interest in common/collective trusts at beginning of year2018-12-31$6,067,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,534,770
Net investment gain or loss from common/collective trusts2018-12-31$112,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,366,871
Employer contributions (assets) at end of year2018-12-31$427,309
Employer contributions (assets) at beginning of year2018-12-31$243,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,132,806
Contract administrator fees2018-12-31$12,310
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$35,047
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$9,467
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BBERS, HAMERMAN, COHEN & BURGER, PC
Accountancy firm EIN2018-12-31472517893
2017 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$36,186
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$20,282
Total income from all sources (including contributions)2017-12-31$8,854,288
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,313,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,120,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,058,847
Value of total assets at end of year2017-12-31$53,391,149
Value of total assets at beginning of year2017-12-31$47,834,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$192,951
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,823,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,823,875
Administrative expenses professional fees incurred2017-12-31$22,322
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,900
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$31,465
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$12,202
Other income not declared elsewhere2017-12-31$9,307
Administrative expenses (other) incurred2017-12-31$142,627
Liabilities. Value of operating payables at end of year2017-12-31$4,721
Liabilities. Value of operating payables at beginning of year2017-12-31$8,080
Total non interest bearing cash at end of year2017-12-31$166,721
Total non interest bearing cash at beginning of year2017-12-31$56,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,540,662
Value of net assets at end of year (total assets less liabilities)2017-12-31$53,354,963
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,814,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$46,903,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$40,693,544
Value of interest in common/collective trusts at end of year2017-12-31$6,067,339
Value of interest in common/collective trusts at beginning of year2017-12-31$6,684,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,851,727
Net investment gain or loss from common/collective trusts2017-12-31$110,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,050,947
Employer contributions (assets) at end of year2017-12-31$243,925
Employer contributions (assets) at beginning of year2017-12-31$360,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,120,675
Contract administrator fees2017-12-31$13,002
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$9,467
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$39,710
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BEERS, HAMERMAN, COHEN & BURGER, PC
Accountancy firm EIN2017-12-31472517893
2016 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$20,282
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$31,829
Total income from all sources (including contributions)2016-12-31$5,792,504
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,418,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,231,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,501,867
Value of total assets at end of year2016-12-31$47,834,583
Value of total assets at beginning of year2016-12-31$45,471,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$186,889
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,208,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,208,194
Administrative expenses professional fees incurred2016-12-31$28,970
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,600
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$12,202
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$10,824
Other income not declared elsewhere2016-12-31$18,338
Administrative expenses (other) incurred2016-12-31$129,463
Liabilities. Value of operating payables at end of year2016-12-31$8,080
Liabilities. Value of operating payables at beginning of year2016-12-31$21,005
Total non interest bearing cash at end of year2016-12-31$56,798
Total non interest bearing cash at beginning of year2016-12-31$31,477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,374,250
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,814,301
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$45,440,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$40,693,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$39,420,464
Value of interest in common/collective trusts at end of year2016-12-31$6,684,103
Value of interest in common/collective trusts at beginning of year2016-12-31$5,544,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,952,460
Net investment gain or loss from common/collective trusts2016-12-31$111,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,495,267
Employer contributions (assets) at end of year2016-12-31$360,428
Employer contributions (assets) at beginning of year2016-12-31$393,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,231,365
Contract administrator fees2016-12-31$13,456
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$39,710
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$82,000
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BEERS, HAMERMAN, COHEN & BURGER, PC
Accountancy firm EIN2016-12-31472517893
2015 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$31,829
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$39,209
Total income from all sources (including contributions)2015-12-31$1,597,373
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,185,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,982,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,061,726
Value of total assets at end of year2015-12-31$45,471,880
Value of total assets at beginning of year2015-12-31$47,067,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$202,895
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,874,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,874,184
Administrative expenses professional fees incurred2015-12-31$33,891
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$104,597
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$10,824
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$18,302
Other income not declared elsewhere2015-12-31$6,483
Administrative expenses (other) incurred2015-12-31$140,020
Liabilities. Value of operating payables at end of year2015-12-31$21,005
Liabilities. Value of operating payables at beginning of year2015-12-31$20,907
Total non interest bearing cash at end of year2015-12-31$31,477
Total non interest bearing cash at beginning of year2015-12-31$54,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,588,098
Value of net assets at end of year (total assets less liabilities)2015-12-31$45,440,051
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$47,028,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$39,420,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$40,710,866
Value of interest in common/collective trusts at end of year2015-12-31$5,544,425
Value of interest in common/collective trusts at beginning of year2015-12-31$5,892,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,271,689
Net investment gain or loss from common/collective trusts2015-12-31$-73,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,061,726
Employer contributions (assets) at end of year2015-12-31$393,514
Employer contributions (assets) at beginning of year2015-12-31$304,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,982,576
Contract administrator fees2015-12-31$13,984
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$82,000
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BEERS, HAMERMAN, COHEN & BURGER, PC
Accountancy firm EIN2015-12-31472517893
2014 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$39,209
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$41,038
Total income from all sources (including contributions)2014-12-31$4,489,760
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,971,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,782,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,808,047
Value of total assets at end of year2014-12-31$47,067,358
Value of total assets at beginning of year2014-12-31$45,550,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$188,480
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,734,815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,734,815
Administrative expenses professional fees incurred2014-12-31$32,782
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$104,597
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$30,719
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$49,153
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$18,302
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$38,635
Other income not declared elsewhere2014-12-31$6,950
Administrative expenses (other) incurred2014-12-31$128,383
Liabilities. Value of operating payables at end of year2014-12-31$20,907
Liabilities. Value of operating payables at beginning of year2014-12-31$2,403
Total non interest bearing cash at end of year2014-12-31$54,614
Total non interest bearing cash at beginning of year2014-12-31$58,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,518,432
Value of net assets at end of year (total assets less liabilities)2014-12-31$47,028,149
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$45,509,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$40,710,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$37,958,201
Value of interest in common/collective trusts at end of year2014-12-31$5,892,363
Value of interest in common/collective trusts at beginning of year2014-12-31$7,263,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$847,330
Net investment gain or loss from common/collective trusts2014-12-31$92,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,758,894
Employer contributions (assets) at end of year2014-12-31$304,918
Employer contributions (assets) at beginning of year2014-12-31$240,150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,782,848
Contract administrator fees2014-12-31$12,315
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BEERS, HAMERMAN, COHEN & BURGER, P.
Accountancy firm EIN2014-12-31060971924
2013 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$41,038
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$47,126
Total income from all sources (including contributions)2013-12-31$7,674,093
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,637,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,458,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,432,844
Value of total assets at end of year2013-12-31$45,550,755
Value of total assets at beginning of year2013-12-31$42,520,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$178,788
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$25,770
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$30,719
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$45,433
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,839
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$38,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$40,059
Other income not declared elsewhere2013-12-31$5,455
Administrative expenses (other) incurred2013-12-31$125,209
Liabilities. Value of operating payables at end of year2013-12-31$2,403
Liabilities. Value of operating payables at beginning of year2013-12-31$7,067
Total non interest bearing cash at end of year2013-12-31$58,108
Total non interest bearing cash at beginning of year2013-12-31$71,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,036,526
Value of net assets at end of year (total assets less liabilities)2013-12-31$45,509,717
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$42,473,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$37,958,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$34,138,243
Value of interest in common/collective trusts at end of year2013-12-31$7,263,577
Value of interest in common/collective trusts at beginning of year2013-12-31$8,127,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,322,756
Net investment gain or loss from common/collective trusts2013-12-31$-86,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,427,005
Employer contributions (assets) at end of year2013-12-31$240,150
Employer contributions (assets) at beginning of year2013-12-31$137,455
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,458,779
Contract administrator fees2013-12-31$12,809
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BEERS, HAMERMAN & CO., P.C.
Accountancy firm EIN2013-12-31060971924
2012 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$47,126
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$17,112
Total income from all sources (including contributions)2012-12-31$5,379,292
Total of all expenses incurred2012-12-31$3,844,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,645,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,261,976
Value of total assets at end of year2012-12-31$42,520,317
Value of total assets at beginning of year2012-12-31$40,955,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$199,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$33,136
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$45,433
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$24,129
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$484
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$40,059
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$11,773
Other income not declared elsewhere2012-12-31$900
Administrative expenses (other) incurred2012-12-31$135,126
Liabilities. Value of operating payables at end of year2012-12-31$7,067
Liabilities. Value of operating payables at beginning of year2012-12-31$5,339
Total non interest bearing cash at end of year2012-12-31$71,231
Total non interest bearing cash at beginning of year2012-12-31$41,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,534,440
Value of net assets at end of year (total assets less liabilities)2012-12-31$42,473,191
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$40,938,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$34,138,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$33,021,627
Value of interest in common/collective trusts at end of year2012-12-31$8,127,955
Value of interest in common/collective trusts at beginning of year2012-12-31$7,747,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,902,851
Net investment gain or loss from common/collective trusts2012-12-31$213,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,261,492
Employer contributions (assets) at end of year2012-12-31$137,455
Employer contributions (assets) at beginning of year2012-12-31$121,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,645,800
Contract administrator fees2012-12-31$15,790
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BEERS, HAMERMAN & CO., P.C.
Accountancy firm EIN2012-12-31060971924
2011 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$17,112
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$32,186
Total income from all sources (including contributions)2011-12-31$2,111,986
Total of all expenses incurred2011-12-31$4,106,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,929,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,353,986
Value of total assets at end of year2011-12-31$40,955,863
Value of total assets at beginning of year2011-12-31$42,965,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$176,938
Administrative expenses professional fees incurred2011-12-31$20,756
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$24,129
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$21,935
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$4,599
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$11,773
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$23,123
Other income not declared elsewhere2011-12-31$5,674
Administrative expenses (other) incurred2011-12-31$123,829
Liabilities. Value of operating payables at end of year2011-12-31$5,339
Liabilities. Value of operating payables at beginning of year2011-12-31$9,063
Total non interest bearing cash at end of year2011-12-31$41,168
Total non interest bearing cash at beginning of year2011-12-31$16,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,994,695
Value of net assets at end of year (total assets less liabilities)2011-12-31$40,938,751
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$42,933,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$33,021,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$36,578,793
Value of interest in common/collective trusts at end of year2011-12-31$7,747,387
Value of interest in common/collective trusts at beginning of year2011-12-31$6,152,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$201,287
Net investment gain or loss from common/collective trusts2011-12-31$551,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,349,387
Employer contributions (assets) at end of year2011-12-31$121,552
Employer contributions (assets) at beginning of year2011-12-31$196,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,929,743
Contract administrator fees2011-12-31$17,353
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BEERS, HAMERMAN & CO., PC
Accountancy firm EIN2011-12-31060971924
2010 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$32,186
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$44,394
Total income from all sources (including contributions)2010-12-31$6,005,203
Total of all expenses incurred2010-12-31$3,104,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,889,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,483,895
Value of total assets at end of year2010-12-31$42,965,632
Value of total assets at beginning of year2010-12-31$40,076,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$214,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$24,412
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$48,565
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$23,123
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$36,209
Other income not declared elsewhere2010-12-31$9,078
Administrative expenses (other) incurred2010-12-31$156,408
Liabilities. Value of operating payables at end of year2010-12-31$9,063
Liabilities. Value of operating payables at beginning of year2010-12-31$8,185
Total non interest bearing cash at end of year2010-12-31$16,024
Total non interest bearing cash at beginning of year2010-12-31$107,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,901,046
Value of net assets at end of year (total assets less liabilities)2010-12-31$42,933,446
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$40,032,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$36,578,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$32,500,844
Value of interest in common/collective trusts at end of year2010-12-31$6,152,868
Value of interest in common/collective trusts at beginning of year2010-12-31$7,230,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,326,653
Net investment gain or loss from common/collective trusts2010-12-31$185,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,435,330
Employer contributions (assets) at end of year2010-12-31$196,012
Employer contributions (assets) at beginning of year2010-12-31$174,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,889,491
Contract administrator fees2010-12-31$18,846
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$21,935
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$62,749
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BEERS HAMERMAN & CO., PC
Accountancy firm EIN2010-12-31060971924
2009 : SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND

2023: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2023 form 5500 responses
2023-01-01Type of plan entityMulti-employer plan
2023-01-01This submission is the final filingYes
2023-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2023-01-01Plan is a collectively bargained planYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SHEET METAL WORKERS LOCAL NO. 40 SUPPLEMENTAL RETIREMENT FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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