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SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameSHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BOARD OF TRUSTEES OF SHEET METAL WORKERS LOCAL 162 has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES OF SHEET METAL WORKERS LOCAL 162
Employer identification number (EIN):776138076
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01DENNIS R CANEVARI JAMES CONWAY2017-09-05
0012015-01-01DENNIS R CANEVARI JAMES CONWAY2016-08-31
0012014-01-01DENNIS R CANEVARI JAMES CONWAY2015-09-25
0012013-01-01DENNIS R CANEVARI JAMES CONWAY2014-10-01
0012012-01-01DENNIS R CANEVARI JAMES CONWAY2013-10-07
0012011-01-01DENNIS CANEVARI RICHARD COOKE2012-10-03
0012010-01-01MARK BOWERS DENNIS R CANEVARI2011-09-23
0012009-01-01M. K. BOWERS DENNIS R CANEVARI2010-09-27

Plan Statistics for SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2016: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,945
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Number of employers contributing to the scheme2016-01-0198
2015: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,900
Total number of active participants reported on line 7a of the Form 55002015-01-011,022
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01914
Total of all active and inactive participants2015-01-011,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-016
Total participants2015-01-011,945
Number of participants with account balances2015-01-011,945
Number of employers contributing to the scheme2015-01-0186
2014: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,918
Total number of active participants reported on line 7a of the Form 55002014-01-01943
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01950
Total of all active and inactive participants2014-01-011,895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-011,900
Number of participants with account balances2014-01-011,900
Number of employers contributing to the scheme2014-01-0187
2013: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,945
Total number of active participants reported on line 7a of the Form 55002013-01-01998
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01917
Total of all active and inactive participants2013-01-011,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,918
Number of participants with account balances2013-01-011,918
Number of employers contributing to the scheme2013-01-01104
2012: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,965
Total number of active participants reported on line 7a of the Form 55002012-01-011,012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01928
Total of all active and inactive participants2012-01-011,940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-011,945
Number of participants with account balances2012-01-011,945
Number of employers contributing to the scheme2012-01-01103
2011: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,021
Total number of active participants reported on line 7a of the Form 55002011-01-011,036
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01929
Total of all active and inactive participants2011-01-011,965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,965
Number of participants with account balances2011-01-011,965
Number of employers contributing to the scheme2011-01-01120
2010: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,103
Total number of active participants reported on line 7a of the Form 55002010-01-011,097
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01924
Total of all active and inactive participants2010-01-012,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012,021
Number of participants with account balances2010-01-012,021
Number of employers contributing to the scheme2010-01-01105
2009: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,150
Total number of active participants reported on line 7a of the Form 55002009-01-011,315
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01788
Total of all active and inactive participants2009-01-012,103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,103
Number of participants with account balances2009-01-012,103
Number of employers contributing to the scheme2009-01-01130

Financial Data on SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2016 : SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total transfer of assets from this plan2016-11-15$48,828,140
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-15$11,535
Total income from all sources (including contributions)2016-11-15$7,342,120
Total of all expenses incurred2016-11-15$1,545,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-15$1,397,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-15$5,010,619
Value of total assets at beginning of year2016-11-15$43,042,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-15$147,560
Total interest from all sources2016-11-15$16
Total dividends received (eg from common stock, registered investment company shares)2016-11-15$72,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-15Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-11-15$0
Total dividends received from registered investment company shares (eg mutual funds)2016-11-15$72,498
Administrative expenses professional fees incurred2016-11-15$55,341
Was this plan covered by a fidelity bond2016-11-15Yes
Value of fidelity bond cover2016-11-15$500,000
If this is an individual account plan, was there a blackout period2016-11-15No
Funding deficiency by the employer to the plan for this plan year2016-11-15$0
Minimum employer required contribution for this plan year2016-11-15$3,746,103
Amount contributed by the employer to the plan for this plan year2016-11-15$3,746,103
Were there any nonexempt tranactions with any party-in-interest2016-11-15No
Contributions received from participants2016-11-15$1,264,516
Participant contributions at beginning of year2016-11-15$141,909
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-15$373,120
Other income not declared elsewhere2016-11-15$61,316
Administrative expenses (other) incurred2016-11-15$40,245
Liabilities. Value of operating payables at beginning of year2016-11-15$11,535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-15No
Value of net income/loss2016-11-15$5,796,801
Value of net assets at beginning of year (total assets less liabilities)2016-11-15$43,031,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-15No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-15No
Were any leases to which the plan was party in default or uncollectible2016-11-15No
Investment advisory and management fees2016-11-15$21,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-15$36,634,705
Value of interest in common/collective trusts at beginning of year2016-11-15$5,393,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-11-15$48,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-11-15$48,800
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-11-15$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-15$2,116,832
Net investment gain or loss from common/collective trusts2016-11-15$80,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-15No
Was there a failure to transmit to the plan any participant contributions2016-11-15Yes
Has the plan failed to provide any benefit when due under the plan2016-11-15No
Contributions received in cash from employer2016-11-15$3,746,103
Employer contributions (assets) at beginning of year2016-11-15$450,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-15$1,397,759
Contract administrator fees2016-11-15$30,967
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-11-15No
Did the plan have assets held for investment2016-11-15No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-15No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-15No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-15No
Opinion of an independent qualified public accountant for this plan2016-11-15Unqualified
Accountancy firm name2016-11-15LINDQUIST LLP
Accountancy firm EIN2016-11-15522385296
2015 : SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-188,190
Total unrealized appreciation/depreciation of assets2015-12-31$-188,190
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$11,535
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$6,730
Total income from all sources (including contributions)2015-12-31$4,940,187
Total of all expenses incurred2015-12-31$1,455,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,314,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,731,815
Value of total assets at end of year2015-12-31$43,042,874
Value of total assets at beginning of year2015-12-31$39,553,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$141,374
Total interest from all sources2015-12-31$20
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$450,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$450,037
Administrative expenses professional fees incurred2015-12-31$46,198
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$3,392,940
Amount contributed by the employer to the plan for this plan year2015-12-31$3,392,940
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,336,066
Participant contributions at end of year2015-12-31$141,909
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,809
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$373,120
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$292,077
Other income not declared elsewhere2015-12-31$44,346
Administrative expenses (other) incurred2015-12-31$38,897
Liabilities. Value of operating payables at end of year2015-12-31$11,535
Liabilities. Value of operating payables at beginning of year2015-12-31$6,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,484,400
Value of net assets at end of year (total assets less liabilities)2015-12-31$43,031,339
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,546,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$19,118
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$36,634,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$33,798,201
Value of interest in common/collective trusts at end of year2015-12-31$5,393,989
Value of interest in common/collective trusts at beginning of year2015-12-31$5,146,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$48,800
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$50,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$50,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-183,362
Net investment gain or loss from common/collective trusts2015-12-31$85,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,392,940
Employer contributions (assets) at end of year2015-12-31$450,351
Employer contributions (assets) at beginning of year2015-12-31$267,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,314,413
Contract administrator fees2015-12-31$37,161
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31LINDQUIST LLP
Accountancy firm EIN2015-12-31522385296
2014 : SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$6,730
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$6,618
Total income from all sources (including contributions)2014-12-31$5,264,544
Total of all expenses incurred2014-12-31$1,586,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,443,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,644,556
Value of total assets at end of year2014-12-31$39,553,669
Value of total assets at beginning of year2014-12-31$35,875,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$142,329
Total interest from all sources2014-12-31$26
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$381,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$381,117
Administrative expenses professional fees incurred2014-12-31$54,116
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$2,644,556
Amount contributed by the employer to the plan for this plan year2014-12-31$2,644,556
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$292,077
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$136,805
Other income not declared elsewhere2014-12-31$48,620
Administrative expenses (other) incurred2014-12-31$33,798
Liabilities. Value of operating payables at end of year2014-12-31$6,730
Liabilities. Value of operating payables at beginning of year2014-12-31$6,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,678,283
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,546,939
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$35,868,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$18,197
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$33,798,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$30,531,429
Value of interest in common/collective trusts at end of year2014-12-31$5,146,283
Value of interest in common/collective trusts at beginning of year2014-12-31$4,954,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$50,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$62,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$62,144
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$26
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,994,854
Net investment gain or loss from common/collective trusts2014-12-31$195,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,644,556
Employer contributions (assets) at end of year2014-12-31$267,021
Employer contributions (assets) at beginning of year2014-12-31$190,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,443,932
Contract administrator fees2014-12-31$36,218
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31LINDQUIST LLP
Accountancy firm EIN2014-12-31522385296
2013 : SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$6,618
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$8,800
Total income from all sources (including contributions)2013-12-31$6,520,989
Total of all expenses incurred2013-12-31$1,056,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$932,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,945,962
Value of total assets at end of year2013-12-31$35,875,274
Value of total assets at beginning of year2013-12-31$30,412,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$124,234
Total interest from all sources2013-12-31$23
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$300,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$300,609
Administrative expenses professional fees incurred2013-12-31$39,268
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$1,945,962
Amount contributed by the employer to the plan for this plan year2013-12-31$1,945,962
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$136,805
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$150,414
Other income not declared elsewhere2013-12-31$47,427
Administrative expenses (other) incurred2013-12-31$32,553
Liabilities. Value of operating payables at end of year2013-12-31$6,618
Liabilities. Value of operating payables at beginning of year2013-12-31$8,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,464,643
Value of net assets at end of year (total assets less liabilities)2013-12-31$35,868,656
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$30,404,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$16,509
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$30,531,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$24,984,409
Value of interest in common/collective trusts at end of year2013-12-31$4,954,346
Value of interest in common/collective trusts at beginning of year2013-12-31$5,078,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$62,144
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$55,912
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$55,912
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,367,007
Net investment gain or loss from common/collective trusts2013-12-31$-140,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,945,962
Employer contributions (assets) at end of year2013-12-31$190,550
Employer contributions (assets) at beginning of year2013-12-31$143,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$932,112
Contract administrator fees2013-12-31$35,904
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31LINDQUIST LLP
Accountancy firm EIN2013-12-31522385296
2012 : SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$8,800
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$8,439
Total income from all sources (including contributions)2012-12-31$4,648,855
Total of all expenses incurred2012-12-31$1,037,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$909,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,718,913
Value of total assets at end of year2012-12-31$30,412,813
Value of total assets at beginning of year2012-12-31$26,801,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$128,094
Total interest from all sources2012-12-31$26
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$159,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$159,444
Administrative expenses professional fees incurred2012-12-31$47,183
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$1,718,913
Amount contributed by the employer to the plan for this plan year2012-12-31$1,718,913
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$150,414
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$156,249
Other income not declared elsewhere2012-12-31$18,671
Administrative expenses (other) incurred2012-12-31$27,045
Liabilities. Value of operating payables at end of year2012-12-31$8,800
Liabilities. Value of operating payables at beginning of year2012-12-31$8,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,611,155
Value of net assets at end of year (total assets less liabilities)2012-12-31$30,404,013
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,792,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$15,753
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$24,984,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$21,621,295
Value of interest in common/collective trusts at end of year2012-12-31$5,078,416
Value of interest in common/collective trusts at beginning of year2012-12-31$4,821,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$55,912
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$62,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$62,929
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$26
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,627,181
Net investment gain or loss from common/collective trusts2012-12-31$124,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,718,913
Employer contributions (assets) at end of year2012-12-31$143,662
Employer contributions (assets) at beginning of year2012-12-31$139,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$909,606
Contract administrator fees2012-12-31$38,113
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31LINDQUIST LLP
Accountancy firm EIN2012-12-31522385296
2011 : SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$8,439
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,415
Total income from all sources (including contributions)2011-12-31$1,916,672
Total of all expenses incurred2011-12-31$893,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$773,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,838,293
Value of total assets at end of year2011-12-31$26,801,297
Value of total assets at beginning of year2011-12-31$25,774,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$120,839
Total interest from all sources2011-12-31$125
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$210,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$210,507
Administrative expenses professional fees incurred2011-12-31$36,568
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$1,657,716
Amount contributed by the employer to the plan for this plan year2011-12-31$1,657,716
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$180,577
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$156,249
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$141,945
Other income not declared elsewhere2011-12-31$25,843
Administrative expenses (other) incurred2011-12-31$34,220
Liabilities. Value of operating payables at end of year2011-12-31$8,439
Liabilities. Value of operating payables at beginning of year2011-12-31$4,415
Total non interest bearing cash at beginning of year2011-12-31$9
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,022,785
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,792,858
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$25,770,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$15,191
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$21,621,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$21,204,182
Value of interest in common/collective trusts at end of year2011-12-31$4,821,160
Value of interest in common/collective trusts at beginning of year2011-12-31$4,221,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$62,929
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$80,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$80,206
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-404,388
Net investment gain or loss from common/collective trusts2011-12-31$246,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,657,716
Employer contributions (assets) at end of year2011-12-31$139,664
Employer contributions (assets) at beginning of year2011-12-31$127,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$773,048
Contract administrator fees2011-12-31$34,860
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31LINDQUIST LLP
Accountancy firm EIN2011-12-31522385296
2010 : SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,415
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,755
Total income from all sources (including contributions)2010-12-31$4,132,196
Total of all expenses incurred2010-12-31$797,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$679,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,659,779
Value of total assets at end of year2010-12-31$25,774,488
Value of total assets at beginning of year2010-12-31$22,438,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$117,720
Total interest from all sources2010-12-31$195
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$147,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$147,680
Administrative expenses professional fees incurred2010-12-31$40,653
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$1,659,779
Amount contributed by the employer to the plan for this plan year2010-12-31$1,659,779
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$141,945
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$143,546
Other income not declared elsewhere2010-12-31$30,373
Administrative expenses (other) incurred2010-12-31$28,814
Liabilities. Value of operating payables at end of year2010-12-31$4,415
Liabilities. Value of operating payables at beginning of year2010-12-31$2,755
Total non interest bearing cash at end of year2010-12-31$9
Total non interest bearing cash at beginning of year2010-12-31$23,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,334,562
Value of net assets at end of year (total assets less liabilities)2010-12-31$25,770,073
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,435,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$14,032
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$21,204,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$17,813,615
Value of interest in common/collective trusts at end of year2010-12-31$4,221,030
Value of interest in common/collective trusts at beginning of year2010-12-31$4,237,789
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$80,206
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$63,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$63,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,103,458
Net investment gain or loss from common/collective trusts2010-12-31$190,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,659,779
Employer contributions (assets) at end of year2010-12-31$127,116
Employer contributions (assets) at beginning of year2010-12-31$156,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$679,914
Contract administrator fees2010-12-31$34,221
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31LINDQUIST LLP
Accountancy firm EIN2010-12-31522385296
2009 : SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$1,963,134
Amount contributed by the employer to the plan for this plan year2009-12-31$1,963,134

Form 5500 Responses for SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN

2016: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SHEET METAL WORKERS LOCAL 162 DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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