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SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 401k Plan overview

Plan NameSHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19
Plan identification number 001

SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BD OF TRUSTEES OF THE SMW ANNUITY FUND has sponsored the creation of one or more 401k plans.

Company Name:BD OF TRUSTEES OF THE SMW ANNUITY FUND
Employer identification number (EIN):232245696
NAIC Classification:561110
NAIC Description:Office Administrative Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-05-01THOMAS J. KLINGENBERG2023-02-01
0012020-05-01THOMAS J. KLINGENBERG2022-02-02
0012019-05-01THOMAS J. KLINGENBERG2021-02-09
0012018-05-01THOMAS J. KLINGENBERG2020-02-10
0012017-05-01
0012016-05-01
0012015-05-01CHRISTOPHER DOWNEY
0012014-05-01CHRISTOPHER DOWNEY
0012013-05-01STEVEN R.THOMAS
0012012-05-01STEVEN R.THOMAS
0012011-05-01STEVEN R. THOMAS
0012010-05-01STEVEN R THOMAS
0012009-05-01STEVEN R. THOMAS STEVEN R. THOMAS2011-02-03

Plan Statistics for SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19

401k plan membership statisitcs for SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19

Measure Date Value
2021: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2021 401k membership
Total participants, beginning-of-year2021-05-013,601
Total number of active participants reported on line 7a of the Form 55002021-05-012,794
Number of retired or separated participants receiving benefits2021-05-01150
Number of other retired or separated participants entitled to future benefits2021-05-01711
Total of all active and inactive participants2021-05-013,655
Total participants2021-05-013,655
Number of participants with account balances2021-05-013,655
Number of employers contributing to the scheme2021-05-01148
2020: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2020 401k membership
Total participants, beginning-of-year2020-05-013,576
Total number of active participants reported on line 7a of the Form 55002020-05-012,798
Number of retired or separated participants receiving benefits2020-05-01124
Number of other retired or separated participants entitled to future benefits2020-05-01678
Total of all active and inactive participants2020-05-013,600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-05-011
Total participants2020-05-013,601
Number of participants with account balances2020-05-013,601
Number of employers contributing to the scheme2020-05-01155
2019: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2019 401k membership
Total participants, beginning-of-year2019-05-013,549
Total number of active participants reported on line 7a of the Form 55002019-05-012,800
Number of retired or separated participants receiving benefits2019-05-01106
Number of other retired or separated participants entitled to future benefits2019-05-01670
Total of all active and inactive participants2019-05-013,576
Total participants2019-05-013,576
Number of participants with account balances2019-05-013,576
Number of employers contributing to the scheme2019-05-01165
2018: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2018 401k membership
Total participants, beginning-of-year2018-05-013,382
Total number of active participants reported on line 7a of the Form 55002018-05-012,839
Number of retired or separated participants receiving benefits2018-05-0194
Number of other retired or separated participants entitled to future benefits2018-05-01616
Total of all active and inactive participants2018-05-013,549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-05-010
Total participants2018-05-013,549
Number of participants with account balances2018-05-013,549
Number of employers contributing to the scheme2018-05-01158
2017: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2017 401k membership
Total participants, beginning-of-year2017-05-013,328
Total number of active participants reported on line 7a of the Form 55002017-05-012,677
Number of retired or separated participants receiving benefits2017-05-0193
Number of other retired or separated participants entitled to future benefits2017-05-01612
Total of all active and inactive participants2017-05-013,382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-05-010
Total participants2017-05-013,382
Number of participants with account balances2017-05-013,382
Number of employers contributing to the scheme2017-05-01165
2016: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2016 401k membership
Total participants, beginning-of-year2016-05-013,273
Total number of active participants reported on line 7a of the Form 55002016-05-012,675
Number of retired or separated participants receiving benefits2016-05-0181
Number of other retired or separated participants entitled to future benefits2016-05-01572
Total of all active and inactive participants2016-05-013,328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-05-010
Total participants2016-05-013,328
Number of participants with account balances2016-05-013,328
Number of employers contributing to the scheme2016-05-01166
2015: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2015 401k membership
Total participants, beginning-of-year2015-05-013,274
Total number of active participants reported on line 7a of the Form 55002015-05-012,652
Number of retired or separated participants receiving benefits2015-05-0169
Number of other retired or separated participants entitled to future benefits2015-05-01552
Total of all active and inactive participants2015-05-013,273
Total participants2015-05-013,273
Number of participants with account balances2015-05-013,273
Number of employers contributing to the scheme2015-05-01171
2014: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2014 401k membership
Total participants, beginning-of-year2014-05-013,280
Total number of active participants reported on line 7a of the Form 55002014-05-012,515
Number of retired or separated participants receiving benefits2014-05-0172
Number of other retired or separated participants entitled to future benefits2014-05-01687
Total of all active and inactive participants2014-05-013,274
Total participants2014-05-013,274
Number of participants with account balances2014-05-013,274
Number of employers contributing to the scheme2014-05-01137
2013: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2013 401k membership
Total participants, beginning-of-year2013-05-013,327
Total number of active participants reported on line 7a of the Form 55002013-05-012,527
Number of retired or separated participants receiving benefits2013-05-0176
Number of other retired or separated participants entitled to future benefits2013-05-01677
Total of all active and inactive participants2013-05-013,280
Total participants2013-05-013,280
Number of participants with account balances2013-05-013,280
Number of employers contributing to the scheme2013-05-01137
2012: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2012 401k membership
Total participants, beginning-of-year2012-05-013,437
Total number of active participants reported on line 7a of the Form 55002012-05-012,585
Number of retired or separated participants receiving benefits2012-05-0183
Number of other retired or separated participants entitled to future benefits2012-05-01659
Total of all active and inactive participants2012-05-013,327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-05-010
Total participants2012-05-013,327
Number of participants with account balances2012-05-013,327
Number of employers contributing to the scheme2012-05-01229
2011: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2011 401k membership
Total participants, beginning-of-year2011-05-013,440
Total number of active participants reported on line 7a of the Form 55002011-05-012,690
Number of retired or separated participants receiving benefits2011-05-01658
Number of other retired or separated participants entitled to future benefits2011-05-0189
Total of all active and inactive participants2011-05-013,437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-05-010
Total participants2011-05-013,437
Number of participants with account balances2011-05-012,639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-05-010
Number of employers contributing to the scheme2011-05-01183
2010: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2010 401k membership
Total participants, beginning-of-year2010-05-013,511
Total number of active participants reported on line 7a of the Form 55002010-05-012,764
Number of retired or separated participants receiving benefits2010-05-0181
Number of other retired or separated participants entitled to future benefits2010-05-01595
Total of all active and inactive participants2010-05-013,440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-05-010
Total participants2010-05-013,440
Number of participants with account balances2010-05-013,440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-05-010
Number of employers contributing to the scheme2010-05-01183
2009: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2009 401k membership
Total participants, beginning-of-year2009-05-013,581
Total number of active participants reported on line 7a of the Form 55002009-05-012,928
Number of retired or separated participants receiving benefits2009-05-0183
Number of other retired or separated participants entitled to future benefits2009-05-01498
Total of all active and inactive participants2009-05-013,509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-05-012
Total participants2009-05-013,511
Number of participants with account balances2009-05-013,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-05-010
Number of employers contributing to the scheme2009-05-01183

Financial Data on SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19

Measure Date Value
2023 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2023 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$273,571
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$249,991
Total income from all sources (including contributions)2023-04-30$21,580,444
Total of all expenses incurred2023-04-30$26,748,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-04-30$26,448,098
Expenses. Certain deemed distributions of participant loans2023-04-30$-95,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-04-30$19,986,244
Value of total assets at end of year2023-04-30$407,816,092
Value of total assets at beginning of year2023-04-30$412,960,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-04-30$395,004
Total interest from all sources2023-04-30$1,199,671
Total dividends received (eg from common stock, registered investment company shares)2023-04-30$4,267,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-04-30$4,267,562
Administrative expenses professional fees incurred2023-04-30$57,479
Was this plan covered by a fidelity bond2023-04-30Yes
Value of fidelity bond cover2023-04-30$2,500,000
If this is an individual account plan, was there a blackout period2023-04-30No
Were there any nonexempt tranactions with any party-in-interest2023-04-30No
Participant contributions at end of year2023-04-30$3,485,445
Participant contributions at beginning of year2023-04-30$3,693,930
Income. Received or receivable in cash from other sources (including rollovers)2023-04-30$66,108
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-04-30$209,947
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-04-30$37,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-04-30$242,996
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-04-30$199,891
Other income not declared elsewhere2023-04-30$513,968
Administrative expenses (other) incurred2023-04-30$255,025
Liabilities. Value of operating payables at end of year2023-04-30$30,575
Liabilities. Value of operating payables at beginning of year2023-04-30$50,100
Total non interest bearing cash at end of year2023-04-30$20,320
Total non interest bearing cash at beginning of year2023-04-30$67,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Value of net income/loss2023-04-30$-5,167,573
Value of net assets at end of year (total assets less liabilities)2023-04-30$407,542,521
Value of net assets at beginning of year (total assets less liabilities)2023-04-30$412,710,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-04-30No
Were any leases to which the plan was party in default or uncollectible2023-04-30No
Investment advisory and management fees2023-04-30$82,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-04-30$106,778,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-04-30$107,565,910
Value of interest in pooled separate accounts at end of year2023-04-30$200,709,773
Value of interest in pooled separate accounts at beginning of year2023-04-30$203,867,479
Interest on participant loans2023-04-30$183,902
Interest earned on other investments2023-04-30$1,008,765
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-04-30$7,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-04-30$94,790,231
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-04-30$96,067,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-04-30$-4,275,105
Net investment gain/loss from pooled separate accounts2023-04-30$-111,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-04-30No
Was there a failure to transmit to the plan any participant contributions2023-04-30No
Has the plan failed to provide any benefit when due under the plan2023-04-30No
Contributions received in cash from employer2023-04-30$19,920,136
Employer contributions (assets) at end of year2023-04-30$1,821,887
Employer contributions (assets) at beginning of year2023-04-30$1,660,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-04-30$26,448,098
Did the plan have assets held for investment2023-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-04-30No
Opinion of an independent qualified public accountant for this plan2023-04-30Unqualified
Accountancy firm name2023-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2023-04-30611436956
2022 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$249,991
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$132,542
Total income from all sources (including contributions)2022-04-30$-2,159,259
Total of all expenses incurred2022-04-30$30,667,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-04-30$30,167,735
Expenses. Certain deemed distributions of participant loans2022-04-30$-31,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-04-30$19,511,070
Value of total assets at end of year2022-04-30$412,960,085
Value of total assets at beginning of year2022-04-30$445,669,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-04-30$531,428
Total interest from all sources2022-04-30$1,020,529
Total dividends received (eg from common stock, registered investment company shares)2022-04-30$9,552,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-04-30$9,552,643
Administrative expenses professional fees incurred2022-04-30$53,575
Was this plan covered by a fidelity bond2022-04-30Yes
Value of fidelity bond cover2022-04-30$2,500,000
If this is an individual account plan, was there a blackout period2022-04-30No
Were there any nonexempt tranactions with any party-in-interest2022-04-30No
Participant contributions at end of year2022-04-30$3,693,930
Participant contributions at beginning of year2022-04-30$3,300,771
Income. Received or receivable in cash from other sources (including rollovers)2022-04-30$39,902
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-04-30$37,500
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-04-30$37,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-04-30$199,891
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-04-30$105,775
Other income not declared elsewhere2022-04-30$450,000
Administrative expenses (other) incurred2022-04-30$396,770
Liabilities. Value of operating payables at end of year2022-04-30$50,100
Liabilities. Value of operating payables at beginning of year2022-04-30$26,767
Total non interest bearing cash at end of year2022-04-30$67,681
Total non interest bearing cash at beginning of year2022-04-30$11,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Value of net income/loss2022-04-30$-32,827,081
Value of net assets at end of year (total assets less liabilities)2022-04-30$412,710,094
Value of net assets at beginning of year (total assets less liabilities)2022-04-30$445,537,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-04-30No
Were any leases to which the plan was party in default or uncollectible2022-04-30No
Investment advisory and management fees2022-04-30$81,083
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-04-30$107,565,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-04-30$146,725,297
Value of interest in pooled separate accounts at end of year2022-04-30$203,867,479
Value of interest in pooled separate accounts at beginning of year2022-04-30$191,745,842
Interest on participant loans2022-04-30$174,198
Interest earned on other investments2022-04-30$843,174
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-04-30$3,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-04-30$96,067,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-04-30$102,373,612
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-04-30$-14,978,315
Net investment gain/loss from pooled separate accounts2022-04-30$-17,715,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-04-30No
Was there a failure to transmit to the plan any participant contributions2022-04-30No
Has the plan failed to provide any benefit when due under the plan2022-04-30No
Contributions received in cash from employer2022-04-30$19,471,168
Employer contributions (assets) at end of year2022-04-30$1,660,075
Employer contributions (assets) at beginning of year2022-04-30$1,475,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-04-30$30,167,735
Did the plan have assets held for investment2022-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-04-30No
Opinion of an independent qualified public accountant for this plan2022-04-30Unqualified
Accountancy firm name2022-04-30NOVAK FRANCELLA LLC
Accountancy firm EIN2022-04-30611436956
2021 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$132,542
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$149,188
Total income from all sources (including contributions)2021-04-30$119,443,656
Total of all expenses incurred2021-04-30$22,894,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-04-30$22,530,423
Expenses. Certain deemed distributions of participant loans2021-04-30$-147,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-04-30$18,695,339
Value of total assets at end of year2021-04-30$445,669,717
Value of total assets at beginning of year2021-04-30$349,136,766
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-04-30$511,133
Total interest from all sources2021-04-30$1,083,352
Total dividends received (eg from common stock, registered investment company shares)2021-04-30$4,403,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-04-30$4,403,604
Administrative expenses professional fees incurred2021-04-30$53,482
Was this plan covered by a fidelity bond2021-04-30Yes
Value of fidelity bond cover2021-04-30$2,500,000
If this is an individual account plan, was there a blackout period2021-04-30No
Funding deficiency by the employer to the plan for this plan year2021-04-30$0
Minimum employer required contribution for this plan year2021-04-30$18,625,592
Amount contributed by the employer to the plan for this plan year2021-04-30$18,625,592
Were there any nonexempt tranactions with any party-in-interest2021-04-30No
Participant contributions at end of year2021-04-30$3,300,771
Participant contributions at beginning of year2021-04-30$3,586,852
Income. Received or receivable in cash from other sources (including rollovers)2021-04-30$69,747
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-04-30$37,500
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-04-30$37,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-04-30$105,775
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-04-30$122,521
Other income not declared elsewhere2021-04-30$450,000
Administrative expenses (other) incurred2021-04-30$383,651
Liabilities. Value of operating payables at end of year2021-04-30$26,767
Liabilities. Value of operating payables at beginning of year2021-04-30$26,667
Total non interest bearing cash at end of year2021-04-30$11,236
Total non interest bearing cash at beginning of year2021-04-30$53,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Value of net income/loss2021-04-30$96,549,597
Value of net assets at end of year (total assets less liabilities)2021-04-30$445,537,175
Value of net assets at beginning of year (total assets less liabilities)2021-04-30$348,987,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-04-30No
Were any leases to which the plan was party in default or uncollectible2021-04-30No
Investment advisory and management fees2021-04-30$74,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-04-30$146,725,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-04-30$102,282,277
Value of interest in pooled separate accounts at end of year2021-04-30$191,745,842
Value of interest in pooled separate accounts at beginning of year2021-04-30$152,231,280
Interest on participant loans2021-04-30$203,963
Interest earned on other investments2021-04-30$875,688
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-04-30$3,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-04-30$102,373,612
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-04-30$89,497,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-04-30$42,696,297
Net investment gain/loss from pooled separate accounts2021-04-30$52,115,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-04-30No
Was there a failure to transmit to the plan any participant contributions2021-04-30No
Has the plan failed to provide any benefit when due under the plan2021-04-30No
Contributions received in cash from employer2021-04-30$18,625,592
Employer contributions (assets) at end of year2021-04-30$1,475,459
Employer contributions (assets) at beginning of year2021-04-30$1,448,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-04-30$22,530,423
Did the plan have assets held for investment2021-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-04-30No
Opinion of an independent qualified public accountant for this plan2021-04-30Unqualified
Accountancy firm name2021-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2021-04-30611436956
2020 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$149,188
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$183,181
Total income from all sources (including contributions)2020-04-30$22,584,749
Total of all expenses incurred2020-04-30$20,905,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-04-30$20,250,613
Expenses. Certain deemed distributions of participant loans2020-04-30$119,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-04-30$17,598,916
Value of total assets at end of year2020-04-30$349,136,766
Value of total assets at beginning of year2020-04-30$347,491,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-04-30$536,112
Total interest from all sources2020-04-30$1,002,486
Total dividends received (eg from common stock, registered investment company shares)2020-04-30$5,694,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-04-30$5,694,670
Administrative expenses professional fees incurred2020-04-30$53,910
Was this plan covered by a fidelity bond2020-04-30Yes
Value of fidelity bond cover2020-04-30$2,500,000
If this is an individual account plan, was there a blackout period2020-04-30No
Were there any nonexempt tranactions with any party-in-interest2020-04-30No
Participant contributions at end of year2020-04-30$3,586,852
Participant contributions at beginning of year2020-04-30$3,989,517
Income. Received or receivable in cash from other sources (including rollovers)2020-04-30$64,586
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-04-30$37,500
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-04-30$37,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-04-30$122,521
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-04-30$156,514
Other income not declared elsewhere2020-04-30$450,000
Administrative expenses (other) incurred2020-04-30$408,202
Liabilities. Value of operating payables at end of year2020-04-30$26,667
Liabilities. Value of operating payables at beginning of year2020-04-30$26,667
Total non interest bearing cash at end of year2020-04-30$53,355
Total non interest bearing cash at beginning of year2020-04-30$148,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Value of net income/loss2020-04-30$1,678,952
Value of net assets at end of year (total assets less liabilities)2020-04-30$348,987,578
Value of net assets at beginning of year (total assets less liabilities)2020-04-30$347,308,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-04-30No
Were any leases to which the plan was party in default or uncollectible2020-04-30No
Investment advisory and management fees2020-04-30$74,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-04-30$102,282,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-04-30$111,907,573
Value of interest in pooled separate accounts at end of year2020-04-30$152,231,280
Value of interest in pooled separate accounts at beginning of year2020-04-30$156,464,344
Interest on participant loans2020-04-30$228,156
Interest earned on other investments2020-04-30$766,459
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-04-30$7,871
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-04-30$89,497,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-04-30$73,588,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-04-30$-10,843,705
Net investment gain/loss from pooled separate accounts2020-04-30$8,682,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-04-30No
Was there a failure to transmit to the plan any participant contributions2020-04-30No
Has the plan failed to provide any benefit when due under the plan2020-04-30No
Contributions received in cash from employer2020-04-30$17,534,330
Employer contributions (assets) at end of year2020-04-30$1,448,442
Employer contributions (assets) at beginning of year2020-04-30$1,355,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-04-30$20,250,613
Did the plan have assets held for investment2020-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-04-30No
Opinion of an independent qualified public accountant for this plan2020-04-30Unqualified
Accountancy firm name2020-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2020-04-30611436956
2019 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$183,181
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$195,546
Total income from all sources (including contributions)2019-04-30$47,444,997
Total of all expenses incurred2019-04-30$18,137,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-04-30$17,420,900
Expenses. Certain deemed distributions of participant loans2019-04-30$187,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-04-30$16,663,086
Value of total assets at end of year2019-04-30$347,491,807
Value of total assets at beginning of year2019-04-30$318,197,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-04-30$529,282
Total interest from all sources2019-04-30$869,847
Total dividends received (eg from common stock, registered investment company shares)2019-04-30$6,627,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-04-30$6,627,315
Administrative expenses professional fees incurred2019-04-30$51,700
Was this plan covered by a fidelity bond2019-04-30Yes
Value of fidelity bond cover2019-04-30$2,500,000
If this is an individual account plan, was there a blackout period2019-04-30No
Funding deficiency by the employer to the plan for this plan year2019-04-30$0
Minimum employer required contribution for this plan year2019-04-30$16,630,794
Amount contributed by the employer to the plan for this plan year2019-04-30$16,630,794
Were there any nonexempt tranactions with any party-in-interest2019-04-30No
Participant contributions at end of year2019-04-30$3,989,517
Participant contributions at beginning of year2019-04-30$3,620,880
Income. Received or receivable in cash from other sources (including rollovers)2019-04-30$32,292
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-04-30$37,500
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-04-30$41,363
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-04-30$156,514
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-04-30$169,579
Other income not declared elsewhere2019-04-30$450,000
Administrative expenses (other) incurred2019-04-30$403,582
Liabilities. Value of operating payables at end of year2019-04-30$26,667
Liabilities. Value of operating payables at beginning of year2019-04-30$25,967
Total non interest bearing cash at end of year2019-04-30$148,369
Total non interest bearing cash at beginning of year2019-04-30$207,316
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Value of net income/loss2019-04-30$29,307,071
Value of net assets at end of year (total assets less liabilities)2019-04-30$347,308,626
Value of net assets at beginning of year (total assets less liabilities)2019-04-30$318,001,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-04-30No
Were any leases to which the plan was party in default or uncollectible2019-04-30No
Investment advisory and management fees2019-04-30$74,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-04-30$111,907,573
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-04-30$99,536,189
Value of interest in pooled separate accounts at end of year2019-04-30$156,464,344
Value of interest in pooled separate accounts at beginning of year2019-04-30$168,924,567
Interest on participant loans2019-04-30$199,520
Interest earned on other investments2019-04-30$664,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-04-30$6,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-04-30$73,588,938
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-04-30$44,589,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-04-30$4,123,256
Net investment gain/loss from pooled separate accounts2019-04-30$18,711,493
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-04-30No
Was there a failure to transmit to the plan any participant contributions2019-04-30No
Has the plan failed to provide any benefit when due under the plan2019-04-30No
Contributions received in cash from employer2019-04-30$16,630,794
Employer contributions (assets) at end of year2019-04-30$1,355,566
Employer contributions (assets) at beginning of year2019-04-30$1,277,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-04-30$17,420,900
Did the plan have assets held for investment2019-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-04-30No
Opinion of an independent qualified public accountant for this plan2019-04-30Unqualified
Accountancy firm name2019-04-30NOVAK FRANCELLA LLC
Accountancy firm EIN2019-04-30611436956
2018 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$195,546
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$436,282
Total income from all sources (including contributions)2018-04-30$40,923,705
Total of all expenses incurred2018-04-30$15,137,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$14,434,324
Expenses. Certain deemed distributions of participant loans2018-04-30$244,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$13,304,310
Value of total assets at end of year2018-04-30$318,197,101
Value of total assets at beginning of year2018-04-30$292,651,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$459,159
Total interest from all sources2018-04-30$755,074
Total dividends received (eg from common stock, registered investment company shares)2018-04-30$4,842,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-04-30$4,842,818
Administrative expenses professional fees incurred2018-04-30$50,391
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$2,500,000
If this is an individual account plan, was there a blackout period2018-04-30No
Funding deficiency by the employer to the plan for this plan year2018-04-30$0
Minimum employer required contribution for this plan year2018-04-30$13,304,310
Amount contributed by the employer to the plan for this plan year2018-04-30$13,304,310
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Participant contributions at end of year2018-04-30$3,620,880
Participant contributions at beginning of year2018-04-30$3,857,068
Income. Received or receivable in cash from other sources (including rollovers)2018-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-04-30$41,363
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-04-30$29,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-04-30$169,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-04-30$417,092
Other income not declared elsewhere2018-04-30$408,333
Administrative expenses (other) incurred2018-04-30$338,435
Liabilities. Value of operating payables at end of year2018-04-30$25,967
Liabilities. Value of operating payables at beginning of year2018-04-30$19,190
Total non interest bearing cash at end of year2018-04-30$207,316
Total non interest bearing cash at beginning of year2018-04-30$492,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$25,785,901
Value of net assets at end of year (total assets less liabilities)2018-04-30$318,001,555
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$292,215,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Investment advisory and management fees2018-04-30$70,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-30$99,536,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-30$84,401,218
Value of interest in pooled separate accounts at end of year2018-04-30$168,924,567
Value of interest in pooled separate accounts at beginning of year2018-04-30$127,333,693
Interest on participant loans2018-04-30$168,411
Interest earned on other investments2018-04-30$586,663
Value of interest in common/collective trusts at end of year2018-04-30$0
Value of interest in common/collective trusts at beginning of year2018-04-30$5,817,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-04-30$44,589,157
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-04-30$69,648,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-30$17,410,116
Net investment gain/loss from pooled separate accounts2018-04-30$3,860,029
Net investment gain or loss from common/collective trusts2018-04-30$343,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Contributions received in cash from employer2018-04-30$13,304,310
Employer contributions (assets) at end of year2018-04-30$1,277,629
Employer contributions (assets) at beginning of year2018-04-30$1,072,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$14,434,324
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-04-30No
Did the plan have assets held for investment2018-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30No
Opinion of an independent qualified public accountant for this plan2018-04-30Unqualified
Accountancy firm name2018-04-30NOVAK FRANCELLA
Accountancy firm EIN2018-04-30611436956
2017 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$436,282
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$222,995
Total income from all sources (including contributions)2017-04-30$42,526,353
Total of all expenses incurred2017-04-30$14,384,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-30$13,651,286
Expenses. Certain deemed distributions of participant loans2017-04-30$235,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-30$11,870,020
Value of total assets at end of year2017-04-30$292,651,936
Value of total assets at beginning of year2017-04-30$264,296,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-30$497,741
Total interest from all sources2017-04-30$657,064
Total dividends received (eg from common stock, registered investment company shares)2017-04-30$2,754,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-04-30$2,754,957
Administrative expenses professional fees incurred2017-04-30$40,558
Was this plan covered by a fidelity bond2017-04-30Yes
Value of fidelity bond cover2017-04-30$2,500,000
If this is an individual account plan, was there a blackout period2017-04-30No
Were there any nonexempt tranactions with any party-in-interest2017-04-30No
Participant contributions at end of year2017-04-30$3,857,068
Participant contributions at beginning of year2017-04-30$3,844,752
Income. Received or receivable in cash from other sources (including rollovers)2017-04-30$31,282
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-04-30$29,167
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-04-30$29,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-04-30$417,092
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-04-30$203,805
Other income not declared elsewhere2017-04-30$350,000
Administrative expenses (other) incurred2017-04-30$427,183
Liabilities. Value of operating payables at end of year2017-04-30$19,190
Liabilities. Value of operating payables at beginning of year2017-04-30$19,190
Total non interest bearing cash at end of year2017-04-30$492,578
Total non interest bearing cash at beginning of year2017-04-30$489,357
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Value of net income/loss2017-04-30$28,142,270
Value of net assets at end of year (total assets less liabilities)2017-04-30$292,215,654
Value of net assets at beginning of year (total assets less liabilities)2017-04-30$264,073,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-30No
Were any leases to which the plan was party in default or uncollectible2017-04-30No
Investment advisory and management fees2017-04-30$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-30$84,401,218
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-30$72,712,903
Value of interest in pooled separate accounts at end of year2017-04-30$127,333,693
Value of interest in pooled separate accounts at beginning of year2017-04-30$117,319,007
Interest on participant loans2017-04-30$163,363
Interest earned on other investments2017-04-30$493,701
Value of interest in common/collective trusts at end of year2017-04-30$5,817,592
Value of interest in common/collective trusts at beginning of year2017-04-30$5,263,129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-30$69,648,416
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-30$63,614,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-30$10,645,680
Net investment gain/loss from pooled separate accounts2017-04-30$15,816,032
Net investment gain or loss from common/collective trusts2017-04-30$432,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-30No
Was there a failure to transmit to the plan any participant contributions2017-04-30No
Has the plan failed to provide any benefit when due under the plan2017-04-30No
Contributions received in cash from employer2017-04-30$11,838,738
Employer contributions (assets) at end of year2017-04-30$1,072,204
Employer contributions (assets) at beginning of year2017-04-30$1,023,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-30$13,651,286
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-04-30No
Did the plan have assets held for investment2017-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-30No
Opinion of an independent qualified public accountant for this plan2017-04-30Unqualified
Accountancy firm name2017-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2017-04-30611436956
2016 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$222,995
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$282,690
Total income from all sources (including contributions)2016-04-30$11,846,348
Total of all expenses incurred2016-04-30$15,353,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-30$14,871,659
Expenses. Certain deemed distributions of participant loans2016-04-30$177,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-30$10,994,366
Value of total assets at end of year2016-04-30$264,296,379
Value of total assets at beginning of year2016-04-30$267,862,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-30$303,600
Total interest from all sources2016-04-30$613,783
Total dividends received (eg from common stock, registered investment company shares)2016-04-30$4,062,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-04-30$4,062,805
Administrative expenses professional fees incurred2016-04-30$40,439
Was this plan covered by a fidelity bond2016-04-30Yes
Value of fidelity bond cover2016-04-30$2,500,000
If this is an individual account plan, was there a blackout period2016-04-30No
Funding deficiency by the employer to the plan for this plan year2016-04-30$0
Minimum employer required contribution for this plan year2016-04-30$10,750,765
Amount contributed by the employer to the plan for this plan year2016-04-30$10,750,765
Were there any nonexempt tranactions with any party-in-interest2016-04-30No
Participant contributions at end of year2016-04-30$3,844,752
Participant contributions at beginning of year2016-04-30$3,734,970
Income. Received or receivable in cash from other sources (including rollovers)2016-04-30$243,601
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-04-30$29,167
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-04-30$29,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-04-30$203,805
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-04-30$264,060
Other income not declared elsewhere2016-04-30$350,000
Administrative expenses (other) incurred2016-04-30$233,161
Liabilities. Value of operating payables at end of year2016-04-30$19,190
Liabilities. Value of operating payables at beginning of year2016-04-30$18,630
Total non interest bearing cash at end of year2016-04-30$489,357
Total non interest bearing cash at beginning of year2016-04-30$400,558
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Value of net income/loss2016-04-30$-3,506,850
Value of net assets at end of year (total assets less liabilities)2016-04-30$264,073,384
Value of net assets at beginning of year (total assets less liabilities)2016-04-30$267,580,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-30No
Were any leases to which the plan was party in default or uncollectible2016-04-30No
Investment advisory and management fees2016-04-30$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-30$72,712,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-30$82,807,455
Value of interest in pooled separate accounts at end of year2016-04-30$117,319,007
Value of interest in pooled separate accounts at beginning of year2016-04-30$119,213,628
Interest on participant loans2016-04-30$158,869
Interest earned on other investments2016-04-30$454,914
Value of interest in common/collective trusts at end of year2016-04-30$5,263,129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-04-30$63,614,374
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-04-30$60,790,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-30$-5,161,662
Net investment gain/loss from pooled separate accounts2016-04-30$1,221,575
Net investment gain or loss from common/collective trusts2016-04-30$-234,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-30No
Was there a failure to transmit to the plan any participant contributions2016-04-30No
Has the plan failed to provide any benefit when due under the plan2016-04-30No
Contributions received in cash from employer2016-04-30$10,750,765
Employer contributions (assets) at end of year2016-04-30$1,023,690
Employer contributions (assets) at beginning of year2016-04-30$886,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-30$14,871,659
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-04-30No
Did the plan have assets held for investment2016-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-30No
Opinion of an independent qualified public accountant for this plan2016-04-30Unqualified
Accountancy firm name2016-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2016-04-30611436956
2015 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$282,690
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$211,303
Total income from all sources (including contributions)2015-04-30$29,249,866
Total of all expenses incurred2015-04-30$19,383,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-30$18,768,313
Expenses. Certain deemed distributions of participant loans2015-04-30$263,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-30$8,977,356
Value of total assets at end of year2015-04-30$267,862,924
Value of total assets at beginning of year2015-04-30$257,925,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-30$352,140
Total interest from all sources2015-04-30$632,646
Total dividends received (eg from common stock, registered investment company shares)2015-04-30$3,200,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-04-30$3,200,451
Administrative expenses professional fees incurred2015-04-30$42,288
Was this plan covered by a fidelity bond2015-04-30Yes
Value of fidelity bond cover2015-04-30$2,500,000
If this is an individual account plan, was there a blackout period2015-04-30No
Funding deficiency by the employer to the plan for this plan year2015-04-30$0
Minimum employer required contribution for this plan year2015-04-30$8,975,873
Amount contributed by the employer to the plan for this plan year2015-04-30$8,975,873
Were there any nonexempt tranactions with any party-in-interest2015-04-30No
Participant contributions at end of year2015-04-30$3,734,970
Participant contributions at beginning of year2015-04-30$3,799,101
Income. Received or receivable in cash from other sources (including rollovers)2015-04-30$1,483
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-04-30$29,167
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-04-30$80,475
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-04-30$264,060
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-04-30$181,598
Other income not declared elsewhere2015-04-30$350,000
Administrative expenses (other) incurred2015-04-30$279,852
Liabilities. Value of operating payables at end of year2015-04-30$18,630
Liabilities. Value of operating payables at beginning of year2015-04-30$29,705
Total non interest bearing cash at end of year2015-04-30$400,558
Total non interest bearing cash at beginning of year2015-04-30$774,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Value of net income/loss2015-04-30$9,865,869
Value of net assets at end of year (total assets less liabilities)2015-04-30$267,580,234
Value of net assets at beginning of year (total assets less liabilities)2015-04-30$257,714,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-30No
Were any leases to which the plan was party in default or uncollectible2015-04-30No
Investment advisory and management fees2015-04-30$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-30$82,807,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-30$76,905,748
Value of interest in pooled separate accounts at end of year2015-04-30$119,213,628
Value of interest in pooled separate accounts at beginning of year2015-04-30$114,733,540
Interest on participant loans2015-04-30$155,475
Interest earned on other investments2015-04-30$477,171
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-04-30$7
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-04-30$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-04-30$60,790,862
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-04-30$60,881,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-30$4,052,833
Net investment gain/loss from pooled separate accounts2015-04-30$12,036,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-30No
Was there a failure to transmit to the plan any participant contributions2015-04-30No
Has the plan failed to provide any benefit when due under the plan2015-04-30No
Contributions received in cash from employer2015-04-30$8,975,873
Employer contributions (assets) at end of year2015-04-30$886,284
Employer contributions (assets) at beginning of year2015-04-30$751,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-30$18,768,313
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-04-30No
Did the plan have assets held for investment2015-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-30No
Opinion of an independent qualified public accountant for this plan2015-04-30Unqualified
Accountancy firm name2015-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2015-04-30611436956
2014 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$211,303
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$270,018
Total income from all sources (including contributions)2014-04-30$36,116,240
Total of all expenses incurred2014-04-30$17,087,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-04-30$16,618,461
Expenses. Certain deemed distributions of participant loans2014-04-30$195,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-04-30$7,877,742
Value of total assets at end of year2014-04-30$257,925,668
Value of total assets at beginning of year2014-04-30$238,955,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-04-30$273,721
Total interest from all sources2014-04-30$729,475
Total dividends received (eg from common stock, registered investment company shares)2014-04-30$2,248,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-04-30$2,248,978
Administrative expenses professional fees incurred2014-04-30$44,430
Was this plan covered by a fidelity bond2014-04-30Yes
Value of fidelity bond cover2014-04-30$500,000
If this is an individual account plan, was there a blackout period2014-04-30No
Funding deficiency by the employer to the plan for this plan year2014-04-30$0
Minimum employer required contribution for this plan year2014-04-30$7,756,243
Amount contributed by the employer to the plan for this plan year2014-04-30$7,756,243
Were there any nonexempt tranactions with any party-in-interest2014-04-30No
Participant contributions at end of year2014-04-30$3,799,101
Participant contributions at beginning of year2014-04-30$4,489,132
Income. Received or receivable in cash from other sources (including rollovers)2014-04-30$121,499
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-04-30$80,475
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-04-30$47,308
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-04-30$181,598
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-04-30$245,568
Other income not declared elsewhere2014-04-30$356,000
Administrative expenses (other) incurred2014-04-30$194,507
Liabilities. Value of operating payables at end of year2014-04-30$29,705
Liabilities. Value of operating payables at beginning of year2014-04-30$24,450
Total non interest bearing cash at end of year2014-04-30$774,339
Total non interest bearing cash at beginning of year2014-04-30$1,283,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Value of net income/loss2014-04-30$19,028,752
Value of net assets at end of year (total assets less liabilities)2014-04-30$257,714,365
Value of net assets at beginning of year (total assets less liabilities)2014-04-30$238,685,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-04-30No
Were any leases to which the plan was party in default or uncollectible2014-04-30No
Investment advisory and management fees2014-04-30$34,784
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-04-30$76,905,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-04-30$63,912,021
Value of interest in pooled separate accounts at end of year2014-04-30$114,733,540
Value of interest in pooled separate accounts at beginning of year2014-04-30$104,818,565
Interest on participant loans2014-04-30$179,331
Interest earned on other investments2014-04-30$550,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-04-30$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-04-30$60,881,316
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-04-30$63,741,220
Asset value of US Government securities at beginning of year2014-04-30$590
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-04-30$9,654,793
Net investment gain/loss from pooled separate accounts2014-04-30$15,249,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-04-30No
Was there a failure to transmit to the plan any participant contributions2014-04-30No
Has the plan failed to provide any benefit when due under the plan2014-04-30No
Contributions received in cash from employer2014-04-30$7,756,243
Employer contributions (assets) at end of year2014-04-30$751,142
Employer contributions (assets) at beginning of year2014-04-30$663,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-04-30$16,618,461
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-04-30No
Did the plan have assets held for investment2014-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-04-30No
Opinion of an independent qualified public accountant for this plan2014-04-30Unqualified
Accountancy firm name2014-04-30NOVAK FRANCELLA LLC
Accountancy firm EIN2014-04-30611436956
2013 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$270,018
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$29,196
Total income from all sources (including contributions)2013-04-30$29,317,579
Total of all expenses incurred2013-04-30$15,320,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-04-30$15,067,897
Expenses. Certain deemed distributions of participant loans2013-04-30$-116,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-04-30$7,750,136
Value of total assets at end of year2013-04-30$238,955,631
Value of total assets at beginning of year2013-04-30$224,717,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-04-30$368,925
Total interest from all sources2013-04-30$981,190
Total dividends received (eg from common stock, registered investment company shares)2013-04-30$2,015,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-04-30$2,015,406
Administrative expenses professional fees incurred2013-04-30$54,450
Was this plan covered by a fidelity bond2013-04-30Yes
Value of fidelity bond cover2013-04-30$500,000
If this is an individual account plan, was there a blackout period2013-04-30No
Funding deficiency by the employer to the plan for this plan year2013-04-30$0
Minimum employer required contribution for this plan year2013-04-30$7,718,756
Amount contributed by the employer to the plan for this plan year2013-04-30$7,718,756
Were there any nonexempt tranactions with any party-in-interest2013-04-30No
Participant contributions at end of year2013-04-30$4,489,132
Participant contributions at beginning of year2013-04-30$3,925,329
Income. Received or receivable in cash from other sources (including rollovers)2013-04-30$31,380
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-04-30$47,308
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-04-30$41,780
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-04-30$245,568
Other income not declared elsewhere2013-04-30$366,141
Administrative expenses (other) incurred2013-04-30$277,825
Liabilities. Value of operating payables at end of year2013-04-30$24,450
Liabilities. Value of operating payables at beginning of year2013-04-30$29,196
Total non interest bearing cash at end of year2013-04-30$1,283,392
Total non interest bearing cash at beginning of year2013-04-30$3,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Value of net income/loss2013-04-30$13,997,294
Value of net assets at end of year (total assets less liabilities)2013-04-30$238,685,613
Value of net assets at beginning of year (total assets less liabilities)2013-04-30$224,688,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-04-30No
Were any leases to which the plan was party in default or uncollectible2013-04-30No
Investment advisory and management fees2013-04-30$36,650
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-04-30$63,912,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-04-30$53,777,666
Value of interest in pooled separate accounts at end of year2013-04-30$104,818,565
Value of interest in pooled separate accounts at beginning of year2013-04-30$101,527,468
Interest on participant loans2013-04-30$318,877
Interest earned on other investments2013-04-30$662,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-04-30$63,741,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-04-30$63,451,042
Asset value of US Government securities at end of year2013-04-30$590
Asset value of US Government securities at beginning of year2013-04-30$1,066,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-04-30$7,100,471
Net investment gain/loss from pooled separate accounts2013-04-30$11,104,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-04-30No
Was there a failure to transmit to the plan any participant contributions2013-04-30No
Has the plan failed to provide any benefit when due under the plan2013-04-30No
Contributions received in cash from employer2013-04-30$7,718,756
Employer contributions (assets) at end of year2013-04-30$663,403
Employer contributions (assets) at beginning of year2013-04-30$924,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-04-30$15,067,897
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-04-30No
Did the plan have assets held for investment2013-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-04-30No
Opinion of an independent qualified public accountant for this plan2013-04-30Unqualified
Accountancy firm name2013-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2013-04-30611436956
2012 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$29,196
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$201,373
Total income from all sources (including contributions)2012-04-30$11,812,221
Total loss/gain on sale of assets2012-04-30$0
Total of all expenses incurred2012-04-30$17,224,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$16,084,024
Expenses. Certain deemed distributions of participant loans2012-04-30$822,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$8,345,806
Value of total assets at end of year2012-04-30$224,717,515
Value of total assets at beginning of year2012-04-30$230,301,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$318,105
Total interest from all sources2012-04-30$1,954,557
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$680,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-04-30$680,840
Administrative expenses professional fees incurred2012-04-30$40,066
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$2,500,000
If this is an individual account plan, was there a blackout period2012-04-30No
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Participant contributions at end of year2012-04-30$3,925,329
Participant contributions at beginning of year2012-04-30$4,747,476
Income. Received or receivable in cash from other sources (including rollovers)2012-04-30$14,399
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-04-30$41,780
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-04-30$29,167
Other income not declared elsewhere2012-04-30$400,093
Administrative expenses (other) incurred2012-04-30$252,243
Liabilities. Value of operating payables at end of year2012-04-30$29,196
Liabilities. Value of operating payables at beginning of year2012-04-30$201,373
Total non interest bearing cash at end of year2012-04-30$3,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$-5,411,973
Value of net assets at end of year (total assets less liabilities)2012-04-30$224,688,319
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$230,100,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Investment advisory and management fees2012-04-30$22,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-30$53,777,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-30$57,555,833
Value of interest in pooled separate accounts at end of year2012-04-30$101,527,468
Value of interest in pooled separate accounts at beginning of year2012-04-30$109,332,933
Interest on participant loans2012-04-30$339,222
Interest earned on other investments2012-04-30$1,615,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-04-30$1,066,639
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-04-30$1,216,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-04-30$1,216,263
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-04-30$63,451,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-04-30$56,840,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-30$-545,224
Net investment gain/loss from pooled separate accounts2012-04-30$976,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30No
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Contributions received in cash from employer2012-04-30$8,331,407
Employer contributions (assets) at end of year2012-04-30$924,363
Employer contributions (assets) at beginning of year2012-04-30$579,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$16,084,024
Contract administrator fees2012-04-30$3,296
Did the plan have assets held for investment2012-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30No
Opinion of an independent qualified public accountant for this plan2012-04-30Disclaimer
Accountancy firm name2012-04-30SHULMAN,KURTZ,TURER,AND TOPAZ
Accountancy firm EIN2012-04-30210738076
2011 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$201,373
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$93,849
Total income from all sources (including contributions)2011-04-30$32,693,529
Total loss/gain on sale of assets2011-04-30$0
Total of all expenses incurred2011-04-30$19,224,293
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-30$18,825,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-30$7,217,311
Value of total assets at end of year2011-04-30$230,301,665
Value of total assets at beginning of year2011-04-30$216,724,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-30$398,754
Total interest from all sources2011-04-30$2,017,600
Total dividends received (eg from common stock, registered investment company shares)2011-04-30$788,075
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-04-30$788,075
Was this plan covered by a fidelity bond2011-04-30Yes
Value of fidelity bond cover2011-04-30$2,500,000
If this is an individual account plan, was there a blackout period2011-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-04-30$0
Were there any nonexempt tranactions with any party-in-interest2011-04-30No
Participant contributions at end of year2011-04-30$4,747,476
Participant contributions at beginning of year2011-04-30$8,382,125
Income. Received or receivable in cash from other sources (including rollovers)2011-04-30$13,659
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-04-30$29,167
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-04-30$31,667
Other income not declared elsewhere2011-04-30$606,627
Administrative expenses (other) incurred2011-04-30$398,754
Liabilities. Value of operating payables at end of year2011-04-30$201,373
Liabilities. Value of operating payables at beginning of year2011-04-30$93,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Value of net income/loss2011-04-30$13,469,236
Value of net assets at end of year (total assets less liabilities)2011-04-30$230,100,292
Value of net assets at beginning of year (total assets less liabilities)2011-04-30$216,631,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-30No
Were any leases to which the plan was party in default or uncollectible2011-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-04-30$57,555,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-04-30$66,369,935
Value of interest in pooled separate accounts at end of year2011-04-30$109,332,933
Value of interest in pooled separate accounts at beginning of year2011-04-30$83,694,605
Interest on participant loans2011-04-30$345,834
Interest earned on other investments2011-04-30$1,671,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-04-30$1,216,263
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-04-30$744,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-04-30$744,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-04-30$56,840,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-04-30$56,742,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-04-30$11,775,390
Net investment gain/loss from pooled separate accounts2011-04-30$10,288,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-30No
Was there a failure to transmit to the plan any participant contributions2011-04-30No
Has the plan failed to provide any benefit when due under the plan2011-04-30No
Contributions received in cash from employer2011-04-30$7,203,652
Employer contributions (assets) at end of year2011-04-30$579,351
Employer contributions (assets) at beginning of year2011-04-30$759,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-30$18,825,539
Did the plan have assets held for investment2011-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-30No
Opinion of an independent qualified public accountant for this plan2011-04-30Unqualified
Accountancy firm name2011-04-30SHULMAN, KURTZ, TURER, AND TOPAZ
Accountancy firm EIN2011-04-30210738076
2010 : SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-04-30$0

Form 5500 Responses for SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19

2021: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2021 form 5500 responses
2021-05-01Type of plan entityMulti-employer plan
2021-05-01Plan is a collectively bargained planYes
2021-05-01Plan funding arrangement – InsuranceYes
2021-05-01Plan funding arrangement – TrustYes
2021-05-01Plan benefit arrangement – InsuranceYes
2021-05-01Plan benefit arrangement - TrustYes
2020: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2020 form 5500 responses
2020-05-01Type of plan entityMulti-employer plan
2020-05-01Plan is a collectively bargained planYes
2020-05-01Plan funding arrangement – InsuranceYes
2020-05-01Plan funding arrangement – TrustYes
2020-05-01Plan benefit arrangement – InsuranceYes
2020-05-01Plan benefit arrangement - TrustYes
2019: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2019 form 5500 responses
2019-05-01Type of plan entityMulti-employer plan
2019-05-01Plan is a collectively bargained planYes
2019-05-01Plan funding arrangement – InsuranceYes
2019-05-01Plan funding arrangement – TrustYes
2019-05-01Plan benefit arrangement – InsuranceYes
2019-05-01Plan benefit arrangement - TrustYes
2018: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2018 form 5500 responses
2018-05-01Type of plan entityMulti-employer plan
2018-05-01Plan is a collectively bargained planYes
2018-05-01Plan funding arrangement – InsuranceYes
2018-05-01Plan funding arrangement – TrustYes
2018-05-01Plan benefit arrangement – InsuranceYes
2018-05-01Plan benefit arrangement - TrustYes
2017: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2017 form 5500 responses
2017-05-01Type of plan entityMulti-employer plan
2017-05-01Plan is a collectively bargained planYes
2017-05-01Plan funding arrangement – InsuranceYes
2017-05-01Plan funding arrangement – TrustYes
2017-05-01Plan benefit arrangement – InsuranceYes
2017-05-01Plan benefit arrangement - TrustYes
2016: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2016 form 5500 responses
2016-05-01Type of plan entityMulti-employer plan
2016-05-01Plan is a collectively bargained planYes
2016-05-01Plan funding arrangement – InsuranceYes
2016-05-01Plan funding arrangement – TrustYes
2016-05-01Plan benefit arrangement – InsuranceYes
2016-05-01Plan benefit arrangement - TrustYes
2015: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2015 form 5500 responses
2015-05-01Type of plan entityMulti-employer plan
2015-05-01Plan is a collectively bargained planYes
2015-05-01Plan funding arrangement – InsuranceYes
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement – InsuranceYes
2015-05-01Plan benefit arrangement - TrustYes
2014: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2014 form 5500 responses
2014-05-01Type of plan entityMulti-employer plan
2014-05-01Plan is a collectively bargained planYes
2014-05-01Plan funding arrangement – InsuranceYes
2014-05-01Plan funding arrangement – TrustYes
2014-05-01Plan benefit arrangement – InsuranceYes
2014-05-01Plan benefit arrangement - TrustYes
2013: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2013 form 5500 responses
2013-05-01Type of plan entityMulti-employer plan
2013-05-01Plan is a collectively bargained planYes
2013-05-01Plan funding arrangement – InsuranceYes
2013-05-01Plan funding arrangement – TrustYes
2013-05-01Plan benefit arrangement – InsuranceYes
2013-05-01Plan benefit arrangement - TrustYes
2012: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2012 form 5500 responses
2012-05-01Type of plan entityMulti-employer plan
2012-05-01Plan is a collectively bargained planYes
2012-05-01Plan funding arrangement – InsuranceYes
2012-05-01Plan funding arrangement – TrustYes
2012-05-01Plan benefit arrangement – InsuranceYes
2012-05-01Plan benefit arrangement - TrustYes
2011: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2011 form 5500 responses
2011-05-01Type of plan entityMulti-employer plan
2011-05-01Submission has been amendedYes
2011-05-01This submission is the final filingNo
2011-05-01This return/report is a short plan year return/report (less than 12 months)No
2011-05-01Plan is a collectively bargained planYes
2011-05-01Plan funding arrangement – InsuranceYes
2011-05-01Plan funding arrangement – TrustYes
2011-05-01Plan benefit arrangement – InsuranceYes
2011-05-01Plan benefit arrangement - TrustYes
2010: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2010 form 5500 responses
2010-05-01Type of plan entityMulti-employer plan
2010-05-01Submission has been amendedNo
2010-05-01This submission is the final filingNo
2010-05-01This return/report is a short plan year return/report (less than 12 months)No
2010-05-01Plan is a collectively bargained planYes
2010-05-01Plan funding arrangement – InsuranceYes
2010-05-01Plan funding arrangement – TrustYes
2010-05-01Plan benefit arrangement – InsuranceYes
2010-05-01Plan benefit arrangement - TrustYes
2009: SHEET METAL WORKERS ANNUITY FUND LOCAL UNION NO. 19 2009 form 5500 responses
2009-05-01Type of plan entityMulti-employer plan
2009-05-01Submission has been amendedNo
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)No
2009-05-01Plan is a collectively bargained planYes
2009-05-01Plan funding arrangement – InsuranceYes
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement – InsuranceYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2022-05-01
Insurance policy end date2023-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2021-05-01
Insurance policy end date2022-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2019-05-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2015-05-01
Insurance policy end date2016-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2014-05-01
Insurance policy end date2014-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2013-05-01
Insurance policy end date2013-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039326
Policy instance 1
Insurance contract or identification number039326
Insurance policy start date2012-05-01
Insurance policy end date2012-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39326
Policy instance 1
Insurance contract or identification number39326
Number of Individuals Covered3437
Insurance policy start date2011-05-01
Insurance policy end date2012-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $23,186
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39326
Policy instance 1
Insurance contract or identification number39326
Number of Individuals Covered3440
Insurance policy start date2010-05-01
Insurance policy end date2011-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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