SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-07-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-07-01 | $40,815 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-07-01 | $10,281 |
| Total income from all sources (including contributions) | 2023-07-01 | $9,108,319 |
| Total loss/gain on sale of assets | 2023-07-01 | $0 |
| Total of all expenses incurred | 2023-07-01 | $2,236,349 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-07-01 | $2,142,915 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-07-01 | $2,915,533 |
| Value of total assets at end of year | 2023-07-01 | $50,264,443 |
| Value of total assets at beginning of year | 2023-07-01 | $43,361,939 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-07-01 | $93,434 |
| Total interest from all sources | 2023-07-01 | $87,222 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-07-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-07-01 | No |
| Was this plan covered by a fidelity bond | 2023-07-01 | Yes |
| Value of fidelity bond cover | 2023-07-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-07-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-07-01 | No |
| Contributions received from participants | 2023-07-01 | $861,465 |
| Participant contributions at end of year | 2023-07-01 | $65,572 |
| Participant contributions at beginning of year | 2023-07-01 | $43,348 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-07-01 | $1,518 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-07-01 | $17,861 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-07-01 | $17,365 |
| Liabilities. Value of operating payables at end of year | 2023-07-01 | $40,815 |
| Liabilities. Value of operating payables at beginning of year | 2023-07-01 | $10,281 |
| Total non interest bearing cash at end of year | 2023-07-01 | $19,457 |
| Total non interest bearing cash at beginning of year | 2023-07-01 | $11,231 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-07-01 | No |
| Value of net income/loss | 2023-07-01 | $6,871,970 |
| Value of net assets at end of year (total assets less liabilities) | 2023-07-01 | $50,223,628 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-07-01 | $43,351,658 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-07-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-07-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-07-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-07-01 | $45,769,513 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-07-01 | $38,987,400 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-07-01 | $4,230,142 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-07-01 | $87,222 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-07-01 | $6,105,564 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-07-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-07-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-07-01 | No |
| Contributions received in cash from employer | 2023-07-01 | $2,052,550 |
| Employer contributions (assets) at end of year | 2023-07-01 | $161,898 |
| Employer contributions (assets) at beginning of year | 2023-07-01 | $163,429 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-07-01 | $2,142,915 |
| Contract administrator fees | 2023-07-01 | $40,584 |
| Did the plan have assets held for investment | 2023-07-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-07-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-07-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-07-01 | 1 |
| Accountancy firm name | 2023-07-01 | O'DONNEL, FICENEC |
| Accountancy firm EIN | 2023-07-01 | 470387937 |
| Total unrealized appreciation/depreciation of assets | 2023-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-06-30 | $10,281 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-06-30 | $16,454 |
| Total income from all sources (including contributions) | 2023-06-30 | $7,699,263 |
| Total loss/gain on sale of assets | 2023-06-30 | $0 |
| Total of all expenses incurred | 2023-06-30 | $2,651,326 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-06-30 | $2,546,032 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-06-30 | $3,243,522 |
| Value of total assets at end of year | 2023-06-30 | $43,361,939 |
| Value of total assets at beginning of year | 2023-06-30 | $38,320,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-06-30 | $105,294 |
| Total interest from all sources | 2023-06-30 | $61,426 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-06-30 | No |
| Administrative expenses professional fees incurred | 2023-06-30 | $105,294 |
| Was this plan covered by a fidelity bond | 2023-06-30 | Yes |
| Value of fidelity bond cover | 2023-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-06-30 | No |
| Contributions received from participants | 2023-06-30 | $884,369 |
| Participant contributions at end of year | 2023-06-30 | $43,348 |
| Participant contributions at beginning of year | 2023-06-30 | $44,919 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-06-30 | $50,046 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-06-30 | $17,365 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-06-30 | $14,268 |
| Liabilities. Value of operating payables at end of year | 2023-06-30 | $10,281 |
| Liabilities. Value of operating payables at beginning of year | 2023-06-30 | $16,454 |
| Total non interest bearing cash at end of year | 2023-06-30 | $11,231 |
| Total non interest bearing cash at beginning of year | 2023-06-30 | $59,063 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-06-30 | No |
| Value of net income/loss | 2023-06-30 | $5,047,937 |
| Value of net assets at end of year (total assets less liabilities) | 2023-06-30 | $43,351,658 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-06-30 | $38,303,721 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-06-30 | $38,987,400 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-06-30 | $34,023,655 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-06-30 | $4,139,166 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-06-30 | $4,002,024 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-06-30 | $4,002,024 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-06-30 | $61,426 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-06-30 | $4,394,315 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-06-30 | No |
| Contributions received in cash from employer | 2023-06-30 | $2,309,107 |
| Employer contributions (assets) at end of year | 2023-06-30 | $163,429 |
| Employer contributions (assets) at beginning of year | 2023-06-30 | $176,246 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-06-30 | $2,546,032 |
| Did the plan have assets held for investment | 2023-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-06-30 | Unqualified |
| Accountancy firm name | 2023-06-30 | O'DONNEL, FICENEC |
| Accountancy firm EIN | 2023-06-30 | 470387937 |
| 2022 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-07-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-01 | $10,281 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-01 | $16,454 |
| Total income from all sources (including contributions) | 2022-07-01 | $7,699,263 |
| Total loss/gain on sale of assets | 2022-07-01 | $0 |
| Total of all expenses incurred | 2022-07-01 | $2,651,326 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-07-01 | $2,546,032 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-07-01 | $3,243,522 |
| Value of total assets at end of year | 2022-07-01 | $43,361,939 |
| Value of total assets at beginning of year | 2022-07-01 | $38,320,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-07-01 | $105,294 |
| Total interest from all sources | 2022-07-01 | $61,426 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-07-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-07-01 | No |
| Administrative expenses professional fees incurred | 2022-07-01 | $105,294 |
| Was this plan covered by a fidelity bond | 2022-07-01 | Yes |
| Value of fidelity bond cover | 2022-07-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-07-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-07-01 | No |
| Contributions received from participants | 2022-07-01 | $884,369 |
| Participant contributions at end of year | 2022-07-01 | $43,348 |
| Participant contributions at beginning of year | 2022-07-01 | $44,919 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-07-01 | $50,046 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-07-01 | $17,365 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-07-01 | $14,268 |
| Liabilities. Value of operating payables at end of year | 2022-07-01 | $10,281 |
| Liabilities. Value of operating payables at beginning of year | 2022-07-01 | $16,454 |
| Total non interest bearing cash at end of year | 2022-07-01 | $11,231 |
| Total non interest bearing cash at beginning of year | 2022-07-01 | $59,063 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-07-01 | No |
| Value of net income/loss | 2022-07-01 | $5,047,937 |
| Value of net assets at end of year (total assets less liabilities) | 2022-07-01 | $43,351,658 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-07-01 | $38,303,721 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-07-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-07-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-07-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-07-01 | $38,987,400 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-07-01 | $34,023,655 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-07-01 | $4,139,166 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-07-01 | $61,426 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-07-01 | $4,394,315 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-07-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-07-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-07-01 | No |
| Contributions received in cash from employer | 2022-07-01 | $2,309,107 |
| Employer contributions (assets) at end of year | 2022-07-01 | $163,429 |
| Employer contributions (assets) at beginning of year | 2022-07-01 | $176,246 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-07-01 | $2,546,032 |
| Did the plan have assets held for investment | 2022-07-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-07-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-07-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-07-01 | 1 |
| Accountancy firm name | 2022-07-01 | O'DONNEL, FICENEC |
| Accountancy firm EIN | 2022-07-01 | 470387937 |
| Total unrealized appreciation/depreciation of assets | 2022-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $16,454 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $36,080 |
| Total income from all sources (including contributions) | 2022-06-30 | $-2,529,142 |
| Total loss/gain on sale of assets | 2022-06-30 | $0 |
| Total of all expenses incurred | 2022-06-30 | $3,296,498 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-30 | $3,273,900 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-30 | $2,640,968 |
| Value of total assets at end of year | 2022-06-30 | $38,320,175 |
| Value of total assets at beginning of year | 2022-06-30 | $44,165,441 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-30 | $22,598 |
| Total interest from all sources | 2022-06-30 | $35,678 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-30 | No |
| Administrative expenses professional fees incurred | 2022-06-30 | $43,744 |
| Was this plan covered by a fidelity bond | 2022-06-30 | Yes |
| Value of fidelity bond cover | 2022-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2022-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-06-30 | No |
| Contributions received from participants | 2022-06-30 | $721,160 |
| Participant contributions at end of year | 2022-06-30 | $44,919 |
| Participant contributions at beginning of year | 2022-06-30 | $29,160 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-06-30 | $14,268 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-06-30 | $29,517 |
| Administrative expenses (other) incurred | 2022-06-30 | $-21,146 |
| Liabilities. Value of operating payables at end of year | 2022-06-30 | $16,454 |
| Liabilities. Value of operating payables at beginning of year | 2022-06-30 | $36,080 |
| Total non interest bearing cash at end of year | 2022-06-30 | $59,063 |
| Total non interest bearing cash at beginning of year | 2022-06-30 | $28,593 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
| Value of net income/loss | 2022-06-30 | $-5,825,640 |
| Value of net assets at end of year (total assets less liabilities) | 2022-06-30 | $38,303,721 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-06-30 | $44,129,361 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-30 | $34,023,655 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-30 | $40,052,097 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-06-30 | $4,002,024 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-06-30 | $3,889,503 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-06-30 | $3,889,503 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-06-30 | $35,678 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-30 | $-5,205,788 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-06-30 | No |
| Contributions received in cash from employer | 2022-06-30 | $1,919,808 |
| Employer contributions (assets) at end of year | 2022-06-30 | $176,246 |
| Employer contributions (assets) at beginning of year | 2022-06-30 | $136,571 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-06-30 | $3,273,900 |
| Did the plan have assets held for investment | 2022-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-06-30 | Disclaimer |
| Accountancy firm name | 2022-06-30 | O'DONNEL, FICENEC |
| Accountancy firm EIN | 2022-06-30 | 470387937 |
| 2021 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $36,080 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $29,690 |
| Total income from all sources (including contributions) | 2021-06-30 | $12,520,632 |
| Total loss/gain on sale of assets | 2021-06-30 | $0 |
| Total of all expenses incurred | 2021-06-30 | $2,447,589 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-06-30 | $2,390,602 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-06-30 | $2,677,061 |
| Value of total assets at end of year | 2021-06-30 | $44,165,441 |
| Value of total assets at beginning of year | 2021-06-30 | $34,086,008 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-06-30 | $56,987 |
| Total interest from all sources | 2021-06-30 | $39,963 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-06-30 | No |
| Administrative expenses professional fees incurred | 2021-06-30 | $56,987 |
| Was this plan covered by a fidelity bond | 2021-06-30 | Yes |
| Value of fidelity bond cover | 2021-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-06-30 | No |
| Contributions received from participants | 2021-06-30 | $700,468 |
| Participant contributions at end of year | 2021-06-30 | $29,160 |
| Participant contributions at beginning of year | 2021-06-30 | $31,819 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-06-30 | $143,113 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-06-30 | $29,517 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-06-30 | $16,112 |
| Liabilities. Value of operating payables at end of year | 2021-06-30 | $36,080 |
| Liabilities. Value of operating payables at beginning of year | 2021-06-30 | $29,690 |
| Total non interest bearing cash at end of year | 2021-06-30 | $28,593 |
| Total non interest bearing cash at beginning of year | 2021-06-30 | $30,248 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
| Value of net income/loss | 2021-06-30 | $10,073,043 |
| Value of net assets at end of year (total assets less liabilities) | 2021-06-30 | $44,129,361 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-06-30 | $34,056,318 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-06-30 | $40,052,097 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-06-30 | $30,336,960 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-06-30 | $3,889,503 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-06-30 | $3,541,120 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-06-30 | $3,541,120 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-06-30 | $39,963 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-06-30 | $9,803,608 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-06-30 | No |
| Contributions received in cash from employer | 2021-06-30 | $1,833,480 |
| Employer contributions (assets) at end of year | 2021-06-30 | $136,571 |
| Employer contributions (assets) at beginning of year | 2021-06-30 | $129,749 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-06-30 | $2,390,602 |
| Did the plan have assets held for investment | 2021-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-06-30 | Disclaimer |
| Accountancy firm name | 2021-06-30 | O'DONNEL, FICENEC |
| Accountancy firm EIN | 2021-06-30 | 470387937 |
| 2020 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $29,690 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $26,127 |
| Total income from all sources (including contributions) | 2020-06-30 | $3,253,916 |
| Total loss/gain on sale of assets | 2020-06-30 | $0 |
| Total of all expenses incurred | 2020-06-30 | $1,288,460 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $1,228,828 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $2,566,339 |
| Value of total assets at end of year | 2020-06-30 | $34,086,008 |
| Value of total assets at beginning of year | 2020-06-30 | $32,116,989 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $59,632 |
| Total interest from all sources | 2020-06-30 | $39,827 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | No |
| Administrative expenses professional fees incurred | 2020-06-30 | $59,632 |
| Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
| Value of fidelity bond cover | 2020-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
| Contributions received from participants | 2020-06-30 | $706,747 |
| Participant contributions at end of year | 2020-06-30 | $31,819 |
| Participant contributions at beginning of year | 2020-06-30 | $42,895 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-06-30 | $23,205 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-06-30 | $16,112 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-06-30 | $15,026 |
| Liabilities. Value of operating payables at end of year | 2020-06-30 | $29,690 |
| Liabilities. Value of operating payables at beginning of year | 2020-06-30 | $26,127 |
| Total non interest bearing cash at end of year | 2020-06-30 | $30,248 |
| Total non interest bearing cash at beginning of year | 2020-06-30 | $24,524 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Value of net income/loss | 2020-06-30 | $1,965,456 |
| Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $34,056,318 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $32,090,862 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $30,336,960 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $29,115,427 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-06-30 | $3,541,120 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-06-30 | $2,779,055 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-06-30 | $2,779,055 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-06-30 | $39,827 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $647,750 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
| Contributions received in cash from employer | 2020-06-30 | $1,836,387 |
| Employer contributions (assets) at end of year | 2020-06-30 | $129,749 |
| Employer contributions (assets) at beginning of year | 2020-06-30 | $140,062 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $1,228,828 |
| Did the plan have assets held for investment | 2020-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Disclaimer |
| Accountancy firm name | 2020-06-30 | O'DONNEL, FICENEC |
| Accountancy firm EIN | 2020-06-30 | 470387937 |
| 2019 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $26,127 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $13,345 |
| Total income from all sources (including contributions) | 2019-06-30 | $4,552,731 |
| Total loss/gain on sale of assets | 2019-06-30 | $0 |
| Total of all expenses incurred | 2019-06-30 | $1,360,637 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-06-30 | $1,309,793 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-06-30 | $2,525,646 |
| Value of total assets at end of year | 2019-06-30 | $32,116,989 |
| Value of total assets at beginning of year | 2019-06-30 | $28,912,113 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-06-30 | $50,844 |
| Total interest from all sources | 2019-06-30 | $36,817 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-06-30 | No |
| Administrative expenses professional fees incurred | 2019-06-30 | $50,844 |
| Was this plan covered by a fidelity bond | 2019-06-30 | Yes |
| Value of fidelity bond cover | 2019-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-06-30 | No |
| Contributions received from participants | 2019-06-30 | $701,605 |
| Participant contributions at end of year | 2019-06-30 | $42,895 |
| Participant contributions at beginning of year | 2019-06-30 | $34,462 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-06-30 | $25,042 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-06-30 | $15,026 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-06-30 | $13,129 |
| Liabilities. Value of operating payables at end of year | 2019-06-30 | $26,127 |
| Liabilities. Value of operating payables at beginning of year | 2019-06-30 | $13,345 |
| Total non interest bearing cash at end of year | 2019-06-30 | $24,524 |
| Total non interest bearing cash at beginning of year | 2019-06-30 | $7,717 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Value of net income/loss | 2019-06-30 | $3,192,094 |
| Value of net assets at end of year (total assets less liabilities) | 2019-06-30 | $32,090,862 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-06-30 | $28,898,768 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-06-30 | $29,115,427 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-06-30 | $26,114,138 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-06-30 | $2,779,055 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-06-30 | $2,640,148 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-06-30 | $2,640,148 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-06-30 | $36,817 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-06-30 | $1,990,268 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-06-30 | No |
| Contributions received in cash from employer | 2019-06-30 | $1,798,999 |
| Employer contributions (assets) at end of year | 2019-06-30 | $140,062 |
| Employer contributions (assets) at beginning of year | 2019-06-30 | $102,519 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-06-30 | $1,309,793 |
| Did the plan have assets held for investment | 2019-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-06-30 | Disclaimer |
| Accountancy firm name | 2019-06-30 | O'DONNEL, FICENEC |
| Accountancy firm EIN | 2019-06-30 | 470387937 |
| 2018 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $13,345 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $21,001 |
| Total income from all sources (including contributions) | 2018-06-30 | $4,210,807 |
| Total loss/gain on sale of assets | 2018-06-30 | $0 |
| Total of all expenses incurred | 2018-06-30 | $1,303,147 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-30 | $1,237,806 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-30 | $1,859,719 |
| Value of total assets at end of year | 2018-06-30 | $28,912,113 |
| Value of total assets at beginning of year | 2018-06-30 | $26,012,109 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-30 | $65,341 |
| Total interest from all sources | 2018-06-30 | $18,551 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-06-30 | No |
| Administrative expenses professional fees incurred | 2018-06-30 | $65,341 |
| Was this plan covered by a fidelity bond | 2018-06-30 | Yes |
| Value of fidelity bond cover | 2018-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-06-30 | No |
| Contributions received from participants | 2018-06-30 | $599,201 |
| Participant contributions at end of year | 2018-06-30 | $34,462 |
| Participant contributions at beginning of year | 2018-06-30 | $23,031 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-06-30 | $216,197 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-06-30 | $748 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-06-30 | $13,129 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-06-30 | $11,644 |
| Liabilities. Value of operating payables at end of year | 2018-06-30 | $13,345 |
| Liabilities. Value of operating payables at beginning of year | 2018-06-30 | $21,001 |
| Total non interest bearing cash at end of year | 2018-06-30 | $7,717 |
| Total non interest bearing cash at beginning of year | 2018-06-30 | $32,720 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Value of net income/loss | 2018-06-30 | $2,907,660 |
| Value of net assets at end of year (total assets less liabilities) | 2018-06-30 | $28,898,768 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-06-30 | $25,991,108 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-06-30 | $26,114,138 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-06-30 | $23,618,399 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-06-30 | $2,640,148 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-06-30 | $2,028,491 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-06-30 | $2,028,491 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-06-30 | $18,551 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-06-30 | $2,332,537 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-06-30 | No |
| Contributions received in cash from employer | 2018-06-30 | $1,259,770 |
| Employer contributions (assets) at end of year | 2018-06-30 | $102,519 |
| Employer contributions (assets) at beginning of year | 2018-06-30 | $81,627 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-06-30 | $1,237,806 |
| Did the plan have assets held for investment | 2018-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-06-30 | Disclaimer |
| Accountancy firm name | 2018-06-30 | O'DONNELL FICENEC |
| Accountancy firm EIN | 2018-06-30 | 470387937 |
| 2017 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $21,001 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $28,774 |
| Total income from all sources (including contributions) | 2017-06-30 | $4,742,193 |
| Total loss/gain on sale of assets | 2017-06-30 | $0 |
| Total of all expenses incurred | 2017-06-30 | $1,624,120 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-06-30 | $1,588,510 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-06-30 | $1,596,658 |
| Value of total assets at end of year | 2017-06-30 | $26,012,109 |
| Value of total assets at beginning of year | 2017-06-30 | $22,901,809 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-06-30 | $35,610 |
| Total interest from all sources | 2017-06-30 | $-6,086 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-06-30 | No |
| Administrative expenses professional fees incurred | 2017-06-30 | $35,610 |
| Was this plan covered by a fidelity bond | 2017-06-30 | Yes |
| Value of fidelity bond cover | 2017-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-06-30 | No |
| Contributions received from participants | 2017-06-30 | $521,548 |
| Participant contributions at end of year | 2017-06-30 | $23,031 |
| Participant contributions at beginning of year | 2017-06-30 | $23,880 |
| Assets. Other investments not covered elsewhere at end of year | 2017-06-30 | $216,197 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-06-30 | $228,223 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-06-30 | $11,644 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-06-30 | $11,582 |
| Other income not declared elsewhere | 2017-06-30 | $1,782 |
| Liabilities. Value of operating payables at end of year | 2017-06-30 | $21,001 |
| Liabilities. Value of operating payables at beginning of year | 2017-06-30 | $28,774 |
| Total non interest bearing cash at end of year | 2017-06-30 | $32,720 |
| Total non interest bearing cash at beginning of year | 2017-06-30 | $29,307 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Value of net income/loss | 2017-06-30 | $3,118,073 |
| Value of net assets at end of year (total assets less liabilities) | 2017-06-30 | $25,991,108 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-06-30 | $22,873,035 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-06-30 | $23,618,399 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-06-30 | $20,404,904 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-06-30 | $2,028,491 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-06-30 | $2,116,651 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-06-30 | $2,116,651 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-06-30 | $-6,086 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-06-30 | $3,149,839 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-06-30 | No |
| Contributions received in cash from employer | 2017-06-30 | $1,075,110 |
| Employer contributions (assets) at end of year | 2017-06-30 | $81,627 |
| Employer contributions (assets) at beginning of year | 2017-06-30 | $87,262 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-06-30 | $1,588,510 |
| Did the plan have assets held for investment | 2017-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-06-30 | Disclaimer |
| Accountancy firm name | 2017-06-30 | O'DONNELL FICENEC |
| Accountancy firm EIN | 2017-06-30 | 470387937 |
| 2016 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $28,774 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $33,992 |
| Total income from all sources (including contributions) | 2016-06-30 | $1,430,959 |
| Total loss/gain on sale of assets | 2016-06-30 | $0 |
| Total of all expenses incurred | 2016-06-30 | $871,848 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $828,062 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $1,595,741 |
| Value of total assets at end of year | 2016-06-30 | $22,901,809 |
| Value of total assets at beginning of year | 2016-06-30 | $22,347,916 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $43,786 |
| Total interest from all sources | 2016-06-30 | $-2,200 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
| Administrative expenses professional fees incurred | 2016-06-30 | $43,786 |
| Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
| Value of fidelity bond cover | 2016-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
| Contributions received from participants | 2016-06-30 | $483,317 |
| Participant contributions at end of year | 2016-06-30 | $23,880 |
| Participant contributions at beginning of year | 2016-06-30 | $20,036 |
| Assets. Other investments not covered elsewhere at end of year | 2016-06-30 | $228,223 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-06-30 | $343,608 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-30 | $83 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-06-30 | $11,582 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-06-30 | $7,612 |
| Other income not declared elsewhere | 2016-06-30 | $3,324 |
| Liabilities. Value of operating payables at end of year | 2016-06-30 | $28,774 |
| Liabilities. Value of operating payables at beginning of year | 2016-06-30 | $33,992 |
| Total non interest bearing cash at end of year | 2016-06-30 | $29,307 |
| Total non interest bearing cash at beginning of year | 2016-06-30 | $36,885 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Value of net income/loss | 2016-06-30 | $559,111 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $22,873,035 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $22,313,924 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $20,404,904 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $19,920,442 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-06-30 | $2,116,651 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-06-30 | $1,936,036 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-06-30 | $1,936,036 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-06-30 | $-2,200 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-30 | $-165,906 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
| Contributions received in cash from employer | 2016-06-30 | $1,112,424 |
| Employer contributions (assets) at end of year | 2016-06-30 | $87,262 |
| Employer contributions (assets) at beginning of year | 2016-06-30 | $83,297 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $828,062 |
| Did the plan have assets held for investment | 2016-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
| Accountancy firm name | 2016-06-30 | O'DONNELL FICENEC |
| Accountancy firm EIN | 2016-06-30 | 470387937 |
| 2015 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $33,992 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $19,640 |
| Total income from all sources (including contributions) | 2015-06-30 | $2,364,088 |
| Total loss/gain on sale of assets | 2015-06-30 | $0 |
| Total of all expenses incurred | 2015-06-30 | $1,326,160 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $1,280,760 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $1,712,674 |
| Value of total assets at end of year | 2015-06-30 | $22,347,916 |
| Value of total assets at beginning of year | 2015-06-30 | $21,295,636 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $45,400 |
| Total interest from all sources | 2015-06-30 | $-10,034 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
| Administrative expenses professional fees incurred | 2015-06-30 | $16,900 |
| Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
| Value of fidelity bond cover | 2015-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
| Contributions received from participants | 2015-06-30 | $534,121 |
| Participant contributions at end of year | 2015-06-30 | $20,036 |
| Participant contributions at beginning of year | 2015-06-30 | $22,277 |
| Assets. Other investments not covered elsewhere at end of year | 2015-06-30 | $343,608 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-06-30 | $344,395 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-06-30 | $13,307 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-06-30 | $7,612 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-06-30 | $10,300 |
| Other income not declared elsewhere | 2015-06-30 | $4,254 |
| Administrative expenses (other) incurred | 2015-06-30 | $7,606 |
| Liabilities. Value of operating payables at end of year | 2015-06-30 | $33,992 |
| Liabilities. Value of operating payables at beginning of year | 2015-06-30 | $19,640 |
| Total non interest bearing cash at end of year | 2015-06-30 | $36,885 |
| Total non interest bearing cash at beginning of year | 2015-06-30 | $20,590 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Value of net income/loss | 2015-06-30 | $1,037,928 |
| Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $22,313,924 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $21,275,996 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $19,920,442 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-06-30 | $19,070,729 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-06-30 | $1,936,036 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-06-30 | $1,768,180 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-06-30 | $1,768,180 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-06-30 | $-10,034 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $657,194 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
| Contributions received in cash from employer | 2015-06-30 | $1,165,246 |
| Employer contributions (assets) at end of year | 2015-06-30 | $83,297 |
| Employer contributions (assets) at beginning of year | 2015-06-30 | $59,165 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-06-30 | $1,280,760 |
| Contract administrator fees | 2015-06-30 | $20,894 |
| Did the plan have assets held for investment | 2015-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Disclaimer |
| Accountancy firm name | 2015-06-30 | O'DONNELL FICENEC |
| Accountancy firm EIN | 2015-06-30 | 470387937 |
| 2014 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $19,640 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $10,217 |
| Total income from all sources (including contributions) | 2014-06-30 | $4,483,586 |
| Total loss/gain on sale of assets | 2014-06-30 | $0 |
| Total of all expenses incurred | 2014-06-30 | $1,440,629 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $1,393,485 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $1,523,128 |
| Value of total assets at end of year | 2014-06-30 | $21,295,636 |
| Value of total assets at beginning of year | 2014-06-30 | $18,243,256 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $47,144 |
| Total interest from all sources | 2014-06-30 | $-10,217 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
| Administrative expenses professional fees incurred | 2014-06-30 | $22,284 |
| Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
| Value of fidelity bond cover | 2014-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
| Contributions received from participants | 2014-06-30 | $523,603 |
| Participant contributions at end of year | 2014-06-30 | $22,277 |
| Participant contributions at beginning of year | 2014-06-30 | $23,441 |
| Assets. Other investments not covered elsewhere at end of year | 2014-06-30 | $344,395 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-06-30 | $302,202 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-06-30 | $133,384 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-06-30 | $10,300 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-06-30 | $6,681 |
| Other income not declared elsewhere | 2014-06-30 | $4,215 |
| Administrative expenses (other) incurred | 2014-06-30 | $6,070 |
| Liabilities. Value of operating payables at end of year | 2014-06-30 | $19,640 |
| Liabilities. Value of operating payables at beginning of year | 2014-06-30 | $10,217 |
| Total non interest bearing cash at end of year | 2014-06-30 | $20,590 |
| Total non interest bearing cash at beginning of year | 2014-06-30 | $19,916 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Value of net income/loss | 2014-06-30 | $3,042,957 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $21,275,996 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $18,233,039 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-30 | $19,070,729 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-30 | $16,050,761 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-06-30 | $1,768,180 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-06-30 | $1,775,549 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-06-30 | $1,775,549 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-06-30 | $-10,217 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-30 | $2,966,460 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
| Contributions received in cash from employer | 2014-06-30 | $866,141 |
| Employer contributions (assets) at end of year | 2014-06-30 | $59,165 |
| Employer contributions (assets) at beginning of year | 2014-06-30 | $64,706 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-30 | $1,393,485 |
| Contract administrator fees | 2014-06-30 | $18,790 |
| Did the plan have assets held for investment | 2014-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Disclaimer |
| Accountancy firm name | 2014-06-30 | O'DONNELL FICENEC |
| Accountancy firm EIN | 2014-06-30 | 470387937 |
| 2013 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $10,217 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $5,376 |
| Total income from all sources (including contributions) | 2013-06-30 | $3,463,596 |
| Total loss/gain on sale of assets | 2013-06-30 | $0 |
| Total of all expenses incurred | 2013-06-30 | $1,021,087 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $983,893 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $1,400,645 |
| Value of total assets at end of year | 2013-06-30 | $18,243,256 |
| Value of total assets at beginning of year | 2013-06-30 | $15,795,906 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $37,194 |
| Total interest from all sources | 2013-06-30 | $-12,597 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
| Administrative expenses professional fees incurred | 2013-06-30 | $13,075 |
| Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
| Value of fidelity bond cover | 2013-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
| Contributions received from participants | 2013-06-30 | $561,814 |
| Participant contributions at end of year | 2013-06-30 | $23,441 |
| Participant contributions at beginning of year | 2013-06-30 | $22,906 |
| Assets. Other investments not covered elsewhere at end of year | 2013-06-30 | $302,202 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-06-30 | $506,618 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-06-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-06-30 | $6,681 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-06-30 | $6,543 |
| Other income not declared elsewhere | 2013-06-30 | $33,162 |
| Administrative expenses (other) incurred | 2013-06-30 | $5,362 |
| Liabilities. Value of operating payables at end of year | 2013-06-30 | $10,217 |
| Liabilities. Value of operating payables at beginning of year | 2013-06-30 | $5,376 |
| Total non interest bearing cash at end of year | 2013-06-30 | $19,916 |
| Total non interest bearing cash at beginning of year | 2013-06-30 | $12,642 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Value of net income/loss | 2013-06-30 | $2,442,509 |
| Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $18,233,039 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $15,790,530 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-06-30 | $16,050,761 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-06-30 | $13,506,904 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-06-30 | $1,775,549 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-06-30 | $1,688,183 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-06-30 | $1,688,183 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-06-30 | $-12,597 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-06-30 | $2,042,386 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
| Contributions received in cash from employer | 2013-06-30 | $838,831 |
| Employer contributions (assets) at end of year | 2013-06-30 | $64,706 |
| Employer contributions (assets) at beginning of year | 2013-06-30 | $52,110 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-06-30 | $983,893 |
| Contract administrator fees | 2013-06-30 | $18,757 |
| Did the plan have assets held for investment | 2013-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Disclaimer |
| Accountancy firm name | 2013-06-30 | O'DONNEL & FICENEC |
| Accountancy firm EIN | 2013-06-30 | 470387937 |
| 2012 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $5,376 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $11,311 |
| Total income from all sources (including contributions) | 2012-06-30 | $1,037,243 |
| Total loss/gain on sale of assets | 2012-06-30 | $0 |
| Total of all expenses incurred | 2012-06-30 | $2,163,459 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $2,125,141 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $1,179,742 |
| Value of total assets at end of year | 2012-06-30 | $15,795,906 |
| Value of total assets at beginning of year | 2012-06-30 | $16,928,057 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $38,318 |
| Total interest from all sources | 2012-06-30 | $-13,878 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
| Administrative expenses professional fees incurred | 2012-06-30 | $38,318 |
| Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
| Value of fidelity bond cover | 2012-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
| Contributions received from participants | 2012-06-30 | $471,689 |
| Participant contributions at end of year | 2012-06-30 | $22,906 |
| Participant contributions at beginning of year | 2012-06-30 | $18,104 |
| Assets. Other investments not covered elsewhere at end of year | 2012-06-30 | $506,618 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-06-30 | $427,805 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-06-30 | $140 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-06-30 | $6,543 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-06-30 | $7,110 |
| Other income not declared elsewhere | 2012-06-30 | $11,745 |
| Liabilities. Value of operating payables at end of year | 2012-06-30 | $5,376 |
| Liabilities. Value of operating payables at beginning of year | 2012-06-30 | $11,311 |
| Total non interest bearing cash at end of year | 2012-06-30 | $12,642 |
| Total non interest bearing cash at beginning of year | 2012-06-30 | $16,994 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Value of net income/loss | 2012-06-30 | $-1,126,216 |
| Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $15,790,530 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $16,916,746 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-06-30 | $13,506,904 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-06-30 | $14,521,659 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-06-30 | $1,688,183 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-06-30 | $1,889,636 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-06-30 | $1,889,636 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-06-30 | $-13,878 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-06-30 | $-140,366 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
| Contributions received in cash from employer | 2012-06-30 | $707,913 |
| Employer contributions (assets) at end of year | 2012-06-30 | $52,110 |
| Employer contributions (assets) at beginning of year | 2012-06-30 | $46,749 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-30 | $2,125,141 |
| Did the plan have assets held for investment | 2012-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Disclaimer |
| Accountancy firm name | 2012-06-30 | O'DONNELL & FICNEC |
| Accountancy firm EIN | 2012-06-30 | 123456789 |
| 2011 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $11,311 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $10,210 |
| Total income from all sources (including contributions) | 2011-06-30 | $4,243,495 |
| Total loss/gain on sale of assets | 2011-06-30 | $0 |
| Total of all expenses incurred | 2011-06-30 | $1,621,298 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $1,579,770 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $1,167,553 |
| Value of total assets at end of year | 2011-06-30 | $16,928,057 |
| Value of total assets at beginning of year | 2011-06-30 | $14,304,759 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $41,528 |
| Total interest from all sources | 2011-06-30 | $-18,094 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
| Administrative expenses professional fees incurred | 2011-06-30 | $15,100 |
| Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
| Value of fidelity bond cover | 2011-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
| Contributions received from participants | 2011-06-30 | $489,660 |
| Participant contributions at end of year | 2011-06-30 | $18,104 |
| Participant contributions at beginning of year | 2011-06-30 | $22,623 |
| Assets. Other investments not covered elsewhere at end of year | 2011-06-30 | $427,805 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-06-30 | $442,558 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-06-30 | $14,500 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-06-30 | $7,110 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-06-30 | $7,672 |
| Other income not declared elsewhere | 2011-06-30 | $11,823 |
| Administrative expenses (other) incurred | 2011-06-30 | $5,586 |
| Liabilities. Value of operating payables at end of year | 2011-06-30 | $11,311 |
| Liabilities. Value of operating payables at beginning of year | 2011-06-30 | $10,210 |
| Total non interest bearing cash at end of year | 2011-06-30 | $16,994 |
| Total non interest bearing cash at beginning of year | 2011-06-30 | $13,329 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Value of net income/loss | 2011-06-30 | $2,622,197 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $16,916,746 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $14,294,549 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
| Investment advisory and management fees | 2011-06-30 | $478 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-06-30 | $14,521,659 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-06-30 | $11,675,215 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-06-30 | $1,889,636 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-06-30 | $2,091,602 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-06-30 | $2,091,602 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-06-30 | $-18,094 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-06-30 | $3,082,213 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
| Contributions received in cash from employer | 2011-06-30 | $663,393 |
| Employer contributions (assets) at end of year | 2011-06-30 | $46,749 |
| Employer contributions (assets) at beginning of year | 2011-06-30 | $51,760 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $1,579,770 |
| Contract administrator fees | 2011-06-30 | $20,364 |
| Did the plan have assets held for investment | 2011-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Disclaimer |
| Accountancy firm name | 2011-06-30 | O'DONNELL FICENEC |
| Accountancy firm EIN | 2011-06-30 | 470387937 |
| 2010 : SHEET METAL WORKERS INTERNATIONAL ASSOC., LOCAL 3 401(K) PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-06-30 | $0 |
