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THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 401k Plan overview

Plan NameTHE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP
Plan identification number 001

THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

THE FORT MILLER GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE FORT MILLER GROUP, INC.
Employer identification number (EIN):141459087
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about THE FORT MILLER GROUP, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1964-05-19
Company Identification Number: 176573
Legal Registered Office Address: PO BOX 98
688 WILBUR AVE.
SCHUYLERVILLE
United States of America (USA)
12871

More information about THE FORT MILLER GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-10-01RICHARD E. SCHUMAKER
0012015-10-01RICHARD E. SCHUMAKER
0012014-10-01RICHARD E. SCHUMAKER
0012013-10-01RICHARD E. SCHUMAKER
0012012-10-01RICHARD E. SCHUMAKER
0012011-10-01RICHARD E. SCHUMAKER
0012009-10-01RICHARD E. SCHUMAKER
0012008-10-01

Plan Statistics for THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP

401k plan membership statisitcs for THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP

Measure Date Value
2016: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2016 401k membership
Total participants, beginning-of-year2016-10-01205
Total number of active participants reported on line 7a of the Form 55002016-10-010
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-010
Total of all active and inactive participants2016-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2015 401k membership
Total participants, beginning-of-year2015-10-01221
Total number of active participants reported on line 7a of the Form 55002015-10-01164
Number of retired or separated participants receiving benefits2015-10-0112
Number of other retired or separated participants entitled to future benefits2015-10-0123
Total of all active and inactive participants2015-10-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-016
Total participants2015-10-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2014 401k membership
Total participants, beginning-of-year2014-10-01225
Total number of active participants reported on line 7a of the Form 55002014-10-01175
Number of retired or separated participants receiving benefits2014-10-0114
Number of other retired or separated participants entitled to future benefits2014-10-0125
Total of all active and inactive participants2014-10-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-017
Total participants2014-10-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2013 401k membership
Total participants, beginning-of-year2013-10-01234
Total number of active participants reported on line 7a of the Form 55002013-10-01181
Number of retired or separated participants receiving benefits2013-10-0115
Number of other retired or separated participants entitled to future benefits2013-10-0123
Total of all active and inactive participants2013-10-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-016
Total participants2013-10-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2012 401k membership
Total participants, beginning-of-year2012-10-01242
Total number of active participants reported on line 7a of the Form 55002012-10-01190
Number of retired or separated participants receiving benefits2012-10-0117
Number of other retired or separated participants entitled to future benefits2012-10-0122
Total of all active and inactive participants2012-10-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-015
Total participants2012-10-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2011 401k membership
Total participants, beginning-of-year2011-10-01248
Total number of active participants reported on line 7a of the Form 55002011-10-01197
Number of retired or separated participants receiving benefits2011-10-0116
Number of other retired or separated participants entitled to future benefits2011-10-0124
Total of all active and inactive participants2011-10-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-015
Total participants2011-10-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2009 401k membership
Total participants, beginning-of-year2009-10-01264
Total number of active participants reported on line 7a of the Form 55002009-10-01218
Number of retired or separated participants receiving benefits2009-10-0116
Number of other retired or separated participants entitled to future benefits2009-10-0119
Total of all active and inactive participants2009-10-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-015
Total participants2009-10-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP

Measure Date Value
2017 : THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-03-14$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-14$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-14$566,241
Total income from all sources (including contributions)2017-03-14$1,602,232
Total loss/gain on sale of assets2017-03-14$0
Total of all expenses incurred2017-03-14$5,206,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-14$5,206,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-14$1,599,464
Value of total assets at end of year2017-03-14$0
Value of total assets at beginning of year2017-03-14$4,170,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-14$0
Total interest from all sources2017-03-14$490
Total dividends received (eg from common stock, registered investment company shares)2017-03-14$2,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-14Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-03-14$0
Total dividends received from registered investment company shares (eg mutual funds)2017-03-14$2,278
Was this plan covered by a fidelity bond2017-03-14Yes
Value of fidelity bond cover2017-03-14$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-03-14$0
Were there any nonexempt tranactions with any party-in-interest2017-03-14No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-03-14$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-03-14$163
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-14No
Value of net income/loss2017-03-14$-3,604,570
Value of net assets at end of year (total assets less liabilities)2017-03-14$0
Value of net assets at beginning of year (total assets less liabilities)2017-03-14$3,604,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-14No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-14No
Were any leases to which the plan was party in default or uncollectible2017-03-14No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-14$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-14$2,995,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-03-14$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-03-14$1,175,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-03-14$1,175,302
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-03-14$490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-14No
Was there a failure to transmit to the plan any participant contributions2017-03-14No
Has the plan failed to provide any benefit when due under the plan2017-03-14No
Contributions received in cash from employer2017-03-14$1,599,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-14$5,206,802
Assets. Corporate common stocks other than exployer securities at end of year2017-03-14$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-03-14$0
Liabilities. Value of benefit claims payable at end of year2017-03-14$0
Liabilities. Value of benefit claims payable at beginning of year2017-03-14$566,241
Did the plan have assets held for investment2017-03-14No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-14No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-14Yes
Aggregate proceeds on sale of assets2017-03-14$1,175,792
Aggregate carrying amount (costs) on sale of assets2017-03-14$1,175,792
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-14No
Opinion of an independent qualified public accountant for this plan2017-03-14Unqualified
Accountancy firm name2017-03-14TEAL, BECKER & CHIARAMONTE CPAS
Accountancy firm EIN2017-03-14141624930
2016 : THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$0
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$566,241
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$61,879
Total income from all sources (including contributions)2016-09-30$432,418
Total loss/gain on sale of assets2016-09-30$135,039
Total of all expenses incurred2016-09-30$638,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$628,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$0
Value of total assets at end of year2016-09-30$4,170,811
Value of total assets at beginning of year2016-09-30$3,872,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$10,390
Total interest from all sources2016-09-30$2,519
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$54,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$41,650
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$163
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$-205,983
Value of net assets at end of year (total assets less liabilities)2016-09-30$3,604,570
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$3,810,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$10,390
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$2,995,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$2,738,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$1,175,302
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$285,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$285,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$2,519
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$240,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30Yes
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Income. Dividends from common stock2016-09-30$13,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$628,011
Assets. Corporate common stocks other than exployer securities at end of year2016-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$848,041
Liabilities. Value of benefit claims payable at end of year2016-09-30$566,241
Liabilities. Value of benefit claims payable at beginning of year2016-09-30$61,879
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$983,080
Aggregate carrying amount (costs) on sale of assets2016-09-30$848,041
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30TEAL, BECKER & CHIARAMONTE CPAS
Accountancy firm EIN2016-09-30141624930
2015 : THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$131,534
Total unrealized appreciation/depreciation of assets2015-09-30$131,534
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$61,879
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$189,878
Total income from all sources (including contributions)2015-09-30$45,713
Total loss/gain on sale of assets2015-09-30$45,330
Total of all expenses incurred2015-09-30$172,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$147,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$0
Value of total assets at end of year2015-09-30$3,872,432
Value of total assets at beginning of year2015-09-30$4,126,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$24,216
Total interest from all sources2015-09-30$812
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$42,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$23,563
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$454
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$1,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-126,373
Value of net assets at end of year (total assets less liabilities)2015-09-30$3,810,553
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$3,936,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$24,216
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$2,738,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$94,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$285,750
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$1,482,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$1,482,835
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$812
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-174,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30Yes
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Income. Dividends from common stock2015-09-30$19,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$147,870
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$848,041
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$2,548,333
Liabilities. Value of benefit claims payable at end of year2015-09-30$61,879
Liabilities. Value of benefit claims payable at beginning of year2015-09-30$189,878
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$3,207,298
Aggregate carrying amount (costs) on sale of assets2015-09-30$3,161,968
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30No
Opinion of an independent qualified public accountant for this plan2015-09-30Unqualified
Accountancy firm name2015-09-30TEAL, BECKER & CHIARAMONTE CPAS
Accountancy firm EIN2015-09-30141624930
2014 : THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$-105,358
Total unrealized appreciation/depreciation of assets2014-09-30$-105,358
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$189,878
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$323,443
Total income from all sources (including contributions)2014-09-30$-74,332
Total loss/gain on sale of assets2014-09-30$-11,107
Total of all expenses incurred2014-09-30$313,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$284,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$0
Value of total assets at end of year2014-09-30$4,126,804
Value of total assets at beginning of year2014-09-30$4,648,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$29,344
Total interest from all sources2014-09-30$3,643
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$28,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$2,736
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$1,016
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$-387,686
Value of net assets at end of year (total assets less liabilities)2014-09-30$3,936,926
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$4,324,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$29,344
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$94,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$82,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$1,482,835
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$1,918,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$1,918,300
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$3,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$9,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Income. Dividends from common stock2014-09-30$26,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$284,010
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$2,548,333
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$2,646,657
Liabilities. Value of benefit claims payable at end of year2014-09-30$189,878
Liabilities. Value of benefit claims payable at beginning of year2014-09-30$323,443
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$1,258,727
Aggregate carrying amount (costs) on sale of assets2014-09-30$1,269,834
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30No
Opinion of an independent qualified public accountant for this plan2014-09-30Unqualified
Accountancy firm name2014-09-30TEAL, BECKER & CHIARAMONTE CPAS
Accountancy firm EIN2014-09-30141624930
2013 : THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$485,526
Total unrealized appreciation/depreciation of assets2013-09-30$485,526
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$323,443
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$120,881
Total income from all sources (including contributions)2013-09-30$593,911
Total loss/gain on sale of assets2013-09-30$40,446
Total of all expenses incurred2013-09-30$226,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$202,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$0
Value of total assets at end of year2013-09-30$4,648,055
Value of total assets at beginning of year2013-09-30$4,078,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$24,210
Total interest from all sources2013-09-30$6,274
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$49,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$1,738
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$706
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$3,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$367,138
Value of net assets at end of year (total assets less liabilities)2013-09-30$4,324,612
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$3,957,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$24,210
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$82,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$68,836
Income. Interest from corporate debt instruments2013-09-30$840
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$1,918,300
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$1,812,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$1,812,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$5,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$11,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Income. Dividends from common stock2013-09-30$48,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$202,563
Asset. Corporate debt instrument debt (other) at end of year2013-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-09-30$50,762
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$2,646,657
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$2,143,179
Liabilities. Value of benefit claims payable at end of year2013-09-30$323,443
Liabilities. Value of benefit claims payable at beginning of year2013-09-30$120,881
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$1,406,584
Aggregate carrying amount (costs) on sale of assets2013-09-30$1,366,138
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30No
Opinion of an independent qualified public accountant for this plan2013-09-30Unqualified
Accountancy firm name2013-09-30TEAL, BECKER & CHIARAMONTE CPAS
Accountancy firm EIN2013-09-30141624930
2012 : THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$340,753
Total unrealized appreciation/depreciation of assets2012-09-30$340,753
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$120,881
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$105,145
Total income from all sources (including contributions)2012-09-30$403,324
Total loss/gain on sale of assets2012-09-30$12,463
Total of all expenses incurred2012-09-30$201,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$179,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$0
Value of total assets at end of year2012-09-30$4,078,355
Value of total assets at beginning of year2012-09-30$3,860,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$21,385
Total interest from all sources2012-09-30$12,186
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$23,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$1,079
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$3,335
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$202,204
Value of net assets at end of year (total assets less liabilities)2012-09-30$3,957,474
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$3,755,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$21,385
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$68,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$52,820
Income. Interest from corporate debt instruments2012-09-30$2,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$1,812,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$1,952,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$1,952,990
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$9,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$14,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Income. Dividends from common stock2012-09-30$22,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$179,735
Asset. Corporate debt instrument debt (other) at end of year2012-09-30$50,762
Asset. Corporate debt instrument debt (other) at beginning of year2012-09-30$52,366
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$2,143,179
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$1,801,380
Liabilities. Value of benefit claims payable at end of year2012-09-30$120,881
Liabilities. Value of benefit claims payable at beginning of year2012-09-30$105,145
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Aggregate proceeds on sale of assets2012-09-30$900,181
Aggregate carrying amount (costs) on sale of assets2012-09-30$887,718
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30TEAL, BECKER & CHIARAMONTE CPAS
Accountancy firm EIN2012-09-30141624930
2011 : THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-308,065
Total unrealized appreciation/depreciation of assets2011-09-30$-308,065
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$105,145
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$132,169
Total income from all sources (including contributions)2011-09-30$65,777
Total loss/gain on sale of assets2011-09-30$331,295
Total of all expenses incurred2011-09-30$392,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$370,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$0
Value of total assets at end of year2011-09-30$3,860,415
Value of total assets at beginning of year2011-09-30$4,213,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$22,206
Total interest from all sources2011-09-30$23,198
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$23,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$974
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$859
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-09-30$1,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-326,520
Value of net assets at end of year (total assets less liabilities)2011-09-30$3,755,270
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$4,081,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$22,206
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$52,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$55,831
Income. Interest from corporate debt instruments2011-09-30$6,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$1,952,990
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$2,226,895
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$2,226,895
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$17,135
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-3,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Income. Dividends from common stock2011-09-30$22,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$370,091
Asset. Corporate debt instrument debt (other) at end of year2011-09-30$52,366
Asset. Corporate debt instrument debt (other) at beginning of year2011-09-30$155,904
Assets. Corporate common stocks other than exployer securities at end of year2011-09-30$1,801,380
Assets. Corporate common stocks other than exployer securities at beginning of year2011-09-30$1,773,779
Liabilities. Value of benefit claims payable at end of year2011-09-30$105,145
Liabilities. Value of benefit claims payable at beginning of year2011-09-30$132,169
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Aggregate proceeds on sale of assets2011-09-30$1,466,769
Aggregate carrying amount (costs) on sale of assets2011-09-30$1,135,474
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Unqualified
Accountancy firm name2011-09-30TEAL, BECKER & CHIARAMONTE CPAS
Accountancy firm EIN2011-09-30141624930
2010 : THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP

2016: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingYes
2016-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: THE RETIREMENT PLAN FOR EMPLOYEES OF THE FORT MILLER GROUP 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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