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Plan Name | THE RETIREMENT PLAN OF THE FIRST NIAGARA FINANCIAL |
Plan identification number | 005 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
|
Company Name: | KEYCORP |
Employer identification number (EIN): | 346542451 |
NAIC Classification: | 522110 |
NAIC Description: | Commercial Banking |
Additional information about KEYCORP
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | |
Company Identification Number: | 276604 |
Legal Registered Office Address: |
50 W. BROAD ST SUITE 1800 COLUMBUS United States of America (USA) 43215 |
More information about KEYCORP
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
005 | 2015-10-01 | CATHLEEN FYFFE |
Measure | Date | Value |
---|---|---|
2015: THE RETIREMENT PLAN OF THE FIRST NIAGARA FINANCIAL 2015 401k membership | ||
Total participants, beginning-of-year | 2015-10-01 | 1,358 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 0 |
Number of retired or separated participants receiving benefits | 2015-10-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 0 |
Total of all active and inactive participants | 2015-10-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 0 |
Total participants | 2015-10-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 0 |
Measure | Date | Value |
---|---|---|
2016 : THE RETIREMENT PLAN OF THE FIRST NIAGARA FINANCIAL 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $-2,648,341 |
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $-2,648,341 |
Total transfer of assets from this plan | 2016-09-30 | $116,930,295 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total income from all sources (including contributions) | 2016-09-30 | $10,418,346 |
Total loss/gain on sale of assets | 2016-09-30 | $10,153,548 |
Total of all expenses incurred | 2016-09-30 | $5,062,639 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $4,821,124 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
Value of total assets at end of year | 2016-09-30 | $0 |
Value of total assets at beginning of year | 2016-09-30 | $111,574,588 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $241,515 |
Total interest from all sources | 2016-09-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $2,903,901 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-09-30 | $0 |
Administrative expenses professional fees incurred | 2016-09-30 | $164,109 |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $20,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
Other income not declared elsewhere | 2016-09-30 | $9,238 |
Administrative expenses (other) incurred | 2016-09-30 | $77,406 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $5,355,707 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $111,574,588 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $105,348,476 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $5,586,480 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $5,586,480 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Income. Dividends from common stock | 2016-09-30 | $2,903,901 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $4,821,124 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-09-30 | $639,632 |
Did the plan have assets held for investment | 2016-09-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | Yes |
Aggregate proceeds on sale of assets | 2016-09-30 | $119,202,252 |
Aggregate carrying amount (costs) on sale of assets | 2016-09-30 | $109,048,704 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
Accountancy firm name | 2016-09-30 | INSERO & CO., CPAS, LLP |
Accountancy firm EIN | 2016-09-30 | 475324570 |
2015: THE RETIREMENT PLAN OF THE FIRST NIAGARA FINANCIAL 2015 form 5500 responses | ||
---|---|---|
2015-10-01 | Type of plan entity | Single employer plan |
2015-10-01 | Submission has been amended | No |
2015-10-01 | This submission is the final filing | Yes |
2015-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-10-01 | Plan is a collectively bargained plan | No |
2015-10-01 | Plan funding arrangement – Trust | Yes |
2015-10-01 | Plan benefit arrangement - Trust | Yes |