401k Plan data: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL plan

TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 401k Plan overview

Plan Name	TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL
Plan identification number	002

TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

THE PENNINGTON SCHOOL has sponsored the creation of one or more 401k plans.

Company Name: THE PENNINGTON SCHOOL

Employer identification number (EIN): 210635004

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01
002 2013-01-01
002 2012-01-01 GRAEME MCWHIRTER GRAEME MCWHIRTER 2013-10-07
002 2011-01-01 J.GRAEME MCWHIRTER
002 2010-01-01 J. GRAEME MCWHIRTER J. GRAEME MCWHIRTER 2011-10-17
002 2009-01-01 J. GRAEME MCWHIRTER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01
002	2013-01-01
002	2012-01-01	GRAEME MCWHIRTER	GRAEME MCWHIRTER	2013-10-07
002	2011-01-01	J.GRAEME MCWHIRTER
002	2010-01-01	J. GRAEME MCWHIRTER	J. GRAEME MCWHIRTER	2011-10-17
002	2009-01-01	J. GRAEME MCWHIRTER

Plan Statistics for TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL

401k plan membership statisitcs for TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL

Measure Date Value
2014: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2014 401k membership
Total participants, beginning-of-year 2014-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
2013: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2013 401k membership
Total participants, beginning-of-year 2013-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 99
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 49
Total of all active and inactive participants 2013-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 148
Number of participants with account balances 2013-01-01 127
2012: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2012 401k membership
Total participants, beginning-of-year 2012-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 102
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 43
Total of all active and inactive participants 2012-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 145
Number of participants with account balances 2012-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2011 401k membership
Total participants, beginning-of-year 2011-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 103
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 38
Total of all active and inactive participants 2011-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 141
Number of participants with account balances 2011-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2010 401k membership
Total participants, beginning-of-year 2010-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 129
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 15
Total of all active and inactive participants 2010-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 144
Number of participants with account balances 2010-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2009 401k membership
Total participants, beginning-of-year 2009-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 127
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 13
Total of all active and inactive participants 2009-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 140
Number of participants with account balances 2009-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2014 401k membership
Total participants, beginning-of-year	2014-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
2013: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2013 401k membership
Total participants, beginning-of-year	2013-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	99
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	49
Total of all active and inactive participants	2013-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	148
Number of participants with account balances	2013-01-01	127
2012: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2012 401k membership
Total participants, beginning-of-year	2012-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	102
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	43
Total of all active and inactive participants	2012-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	145
Number of participants with account balances	2012-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2011 401k membership
Total participants, beginning-of-year	2011-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	103
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	38
Total of all active and inactive participants	2011-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	141
Number of participants with account balances	2011-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2010 401k membership
Total participants, beginning-of-year	2010-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	129
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	15
Total of all active and inactive participants	2010-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	144
Number of participants with account balances	2010-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2009 401k membership
Total participants, beginning-of-year	2009-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	127
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	13
Total of all active and inactive participants	2009-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	140
Number of participants with account balances	2009-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL

Measure	Date	Value
2014 : TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$6,066,464
Total income from all sources (including contributions)	2014-12-31	$709,365
Total of all expenses incurred	2014-12-31	$124,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$124,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$319,510
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$5,481,908
Total interest from all sources	2014-12-31	$8,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$208,058
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$8,925
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$111,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$584,556
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,481,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,102,321
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$200,556
Interest earned on other investments	2014-12-31	$8,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,170,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$381,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$124,809
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WITHUM SMITH & BROWN
Accountancy firm EIN	2014-12-31	222027092
2013 : TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,031,322
Total of all expenses incurred	2013-12-31	$129,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$129,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$193,464
Value of total assets at end of year	2013-12-31	$5,481,908
Value of total assets at beginning of year	2013-12-31	$4,579,686
Total interest from all sources	2013-12-31	$9,025
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$193,464
Participant contributions at end of year	2013-12-31	$8,925
Participant contributions at beginning of year	2013-12-31	$6,521
Other income not declared elsewhere	2013-12-31	$33,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$902,222
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,481,908
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,579,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,102,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,238,261
Value of interest in pooled separate accounts at end of year	2013-12-31	$200,556
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$174,067
Interest earned on other investments	2013-12-31	$9,025
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,170,106
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,160,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$778,113
Net investment gain/loss from pooled separate accounts	2013-12-31	$17,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$129,100
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WITHUM SMITH & BROWN
Accountancy firm EIN	2013-12-31	222027092
2012 : TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$669,891
Total of all expenses incurred	2012-12-31	$168,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$168,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$213,073
Value of total assets at end of year	2012-12-31	$4,579,686
Value of total assets at beginning of year	2012-12-31	$4,078,536
Total interest from all sources	2012-12-31	$14,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$213,073
Participant contributions at end of year	2012-12-31	$6,521
Participant contributions at beginning of year	2012-12-31	$6,654
Other income not declared elsewhere	2012-12-31	$32,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$501,150
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,579,686
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,078,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,238,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,899,300
Value of interest in pooled separate accounts at end of year	2012-12-31	$174,067
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$117,314
Interest earned on other investments	2012-12-31	$14,561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,160,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,055,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$395,861
Net investment gain/loss from pooled separate accounts	2012-12-31	$14,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$168,741
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WITHUM SMITH & BROWN
Accountancy firm EIN	2012-12-31	222027092
2011 : TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$305,368
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$265,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$265,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$280,119
Value of total assets at end of year	2011-12-31	$4,078,536
Value of total assets at beginning of year	2011-12-31	$4,039,157
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$5,920
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$219,887
Participant contributions at end of year	2011-12-31	$6,654
Participant contributions at beginning of year	2011-12-31	$8,112
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$60,232
Other income not declared elsewhere	2011-12-31	$28,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$39,379
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,078,536
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,039,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,899,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,898,234
Value of interest in pooled separate accounts at end of year	2011-12-31	$117,314
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$104,946
Interest earned on other investments	2011-12-31	$5,920
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,055,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,027,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-23,698
Net investment gain/loss from pooled separate accounts	2011-12-31	$14,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$265,989
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WITHUMSMITH&BROWN, PC
Accountancy firm EIN	2011-12-31	222027092
2010 : TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$597,233
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$25,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$25,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$224,758
Value of total assets at end of year	2010-12-31	$4,039,157
Value of total assets at beginning of year	2010-12-31	$3,467,179
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$4,714
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$221,091
Participant contributions at end of year	2010-12-31	$8,112
Participant contributions at beginning of year	2010-12-31	$9,918
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,667
Other income not declared elsewhere	2010-12-31	$26,558
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$571,978
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,039,157
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,467,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,898,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,540,824
Value of interest in pooled separate accounts at end of year	2010-12-31	$104,946
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$81,668
Interest earned on other investments	2010-12-31	$4,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,027,865
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$834,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$329,211
Net investment gain/loss from pooled separate accounts	2010-12-31	$11,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$25,255
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WITHUM SMITH AND BROWN
Accountancy firm EIN	2010-12-31	222027092
2009 : TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL

2014: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: TAX DEFERRED ANNUITY PLAN FOR ALL EMPLOYEES OF THE PENNINGTON SCHOOL 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	THE PENNINGTON SCHOOL
Employer identification number (EIN):	210635004
NAIC Classification:	611000