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TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 401k Plan overview

Plan NameTAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL
Plan identification number 003

TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

HAWKEN SCHOOL has sponsored the creation of one or more 401k plans.

Company Name:HAWKEN SCHOOL
Employer identification number (EIN):340714427
NAIC Classification:611000

Additional information about HAWKEN SCHOOL

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1929-06-17
Company Identification Number: 137154
Legal Registered Office Address: P.O. BOX 8002
-
GATES MILLS
United States of America (USA)
44040

More information about HAWKEN SCHOOL

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-09-01
0032020-09-01
0032019-09-01
0032018-09-01
0032017-09-01
0032016-09-01SAMUEL STEINHOUSE
0032015-09-01
0032014-09-01DONNA PACCHIONI
0032014-09-01
0032013-09-01DONNA PACCHIONI
0032012-09-01DONNA PACCHIONI
0032011-09-01DONNA PACCHIONI
0032009-09-01DONNA PACCHIONI

Plan Statistics for TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL

401k plan membership statisitcs for TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL

Measure Date Value
2021: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2021 401k membership
Total participants, beginning-of-year2021-09-01503
Total number of active participants reported on line 7a of the Form 55002021-09-01304
Number of retired or separated participants receiving benefits2021-09-010
Number of other retired or separated participants entitled to future benefits2021-09-01236
Total of all active and inactive participants2021-09-01540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-09-010
Total participants2021-09-01540
Number of participants with account balances2021-09-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-09-010
2020: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2020 401k membership
Total participants, beginning-of-year2020-09-01496
Total number of active participants reported on line 7a of the Form 55002020-09-01279
Number of retired or separated participants receiving benefits2020-09-010
Number of other retired or separated participants entitled to future benefits2020-09-01224
Total of all active and inactive participants2020-09-01503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-010
Total participants2020-09-01503
Number of participants with account balances2020-09-01463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-011
2019: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2019 401k membership
Total participants, beginning-of-year2019-09-01461
Total number of active participants reported on line 7a of the Form 55002019-09-01287
Number of retired or separated participants receiving benefits2019-09-010
Number of other retired or separated participants entitled to future benefits2019-09-01209
Total of all active and inactive participants2019-09-01496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-010
Total participants2019-09-01496
Number of participants with account balances2019-09-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-010
2018: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2018 401k membership
Total participants, beginning-of-year2018-09-01421
Total number of active participants reported on line 7a of the Form 55002018-09-01281
Number of retired or separated participants receiving benefits2018-09-010
Number of other retired or separated participants entitled to future benefits2018-09-01180
Total of all active and inactive participants2018-09-01461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-010
Total participants2018-09-01461
Number of participants with account balances2018-09-01423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-010
2017: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2017 401k membership
Total participants, beginning-of-year2017-09-01419
Total number of active participants reported on line 7a of the Form 55002017-09-01276
Number of retired or separated participants receiving benefits2017-09-010
Number of other retired or separated participants entitled to future benefits2017-09-01145
Total of all active and inactive participants2017-09-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-01421
Number of participants with account balances2017-09-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-010
2016: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2016 401k membership
Total participants, beginning-of-year2016-09-01403
Total number of active participants reported on line 7a of the Form 55002016-09-01162
Number of retired or separated participants receiving benefits2016-09-010
Number of other retired or separated participants entitled to future benefits2016-09-01150
Total of all active and inactive participants2016-09-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-01312
Number of participants with account balances2016-09-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-010
2015: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2015 401k membership
Total participants, beginning-of-year2015-09-01396
Total number of active participants reported on line 7a of the Form 55002015-09-01252
Number of retired or separated participants receiving benefits2015-09-010
Number of other retired or separated participants entitled to future benefits2015-09-01151
Total of all active and inactive participants2015-09-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-01403
Number of participants with account balances2015-09-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-010
2014: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2014 401k membership
Total participants, beginning-of-year2014-09-01389
Total number of active participants reported on line 7a of the Form 55002014-09-01235
Number of retired or separated participants receiving benefits2014-09-011
Number of other retired or separated participants entitled to future benefits2014-09-01160
Total of all active and inactive participants2014-09-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01396
Number of participants with account balances2014-09-01327
2013: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2013 401k membership
Total participants, beginning-of-year2013-09-01315
Total number of active participants reported on line 7a of the Form 55002013-09-01230
Number of retired or separated participants receiving benefits2013-09-011
Number of other retired or separated participants entitled to future benefits2013-09-01158
Total of all active and inactive participants2013-09-01389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01389
Number of participants with account balances2013-09-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-011
2012: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2012 401k membership
Total participants, beginning-of-year2012-09-01352
Total number of active participants reported on line 7a of the Form 55002012-09-01172
Number of retired or separated participants receiving benefits2012-09-017
Number of other retired or separated participants entitled to future benefits2012-09-01136
Total of all active and inactive participants2012-09-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01315
Number of participants with account balances2012-09-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-015
2011: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2011 401k membership
Total participants, beginning-of-year2011-09-01328
Total number of active participants reported on line 7a of the Form 55002011-09-01230
Number of retired or separated participants receiving benefits2011-09-017
Number of other retired or separated participants entitled to future benefits2011-09-01115
Total of all active and inactive participants2011-09-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01352
Number of participants with account balances2011-09-01307
2009: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2009 401k membership
Total participants, beginning-of-year2009-09-01341
Total number of active participants reported on line 7a of the Form 55002009-09-01214
Number of retired or separated participants receiving benefits2009-09-015
Number of other retired or separated participants entitled to future benefits2009-09-01116
Total of all active and inactive participants2009-09-01335
Total participants2009-09-01335
Number of participants with account balances2009-09-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-011

Financial Data on TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL

Measure Date Value
2022 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total income from all sources (including contributions)2022-08-31$-2,651,174
Total loss/gain on sale of assets2022-08-31$0
Total of all expenses incurred2022-08-31$4,187,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-31$4,134,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-31$3,012,996
Value of total assets at end of year2022-08-31$38,186,597
Value of total assets at beginning of year2022-08-31$45,024,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-31$52,902
Total interest from all sources2022-08-31$195,051
Total dividends received (eg from common stock, registered investment company shares)2022-08-31$1,122,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-08-31$1,122,748
Was this plan covered by a fidelity bond2022-08-31Yes
Value of fidelity bond cover2022-08-31$1,000,000
If this is an individual account plan, was there a blackout period2022-08-31No
Were there any nonexempt tranactions with any party-in-interest2022-08-31No
Contributions received from participants2022-08-31$1,846,935
Participant contributions at end of year2022-08-31$171,054
Participant contributions at beginning of year2022-08-31$199,293
Income. Received or receivable in cash from other sources (including rollovers)2022-08-31$2,268
Administrative expenses (other) incurred2022-08-31$52,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Value of net income/loss2022-08-31$-6,838,241
Value of net assets at end of year (total assets less liabilities)2022-08-31$38,186,597
Value of net assets at beginning of year (total assets less liabilities)2022-08-31$45,024,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-31No
Were any leases to which the plan was party in default or uncollectible2022-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-31$32,424,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-08-31$38,790,471
Value of interest in pooled separate accounts at end of year2022-08-31$246,728
Value of interest in pooled separate accounts at beginning of year2022-08-31$219,746
Interest on participant loans2022-08-31$8,450
Interest earned on other investments2022-08-31$185,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-08-31$180,028
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-08-31$9,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-08-31$9,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-08-31$694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-08-31$5,164,197
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-08-31$5,806,018
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-08-31$-7,025,878
Net investment gain/loss from pooled separate accounts2022-08-31$43,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-31No
Was there a failure to transmit to the plan any participant contributions2022-08-31No
Has the plan failed to provide any benefit when due under the plan2022-08-31No
Contributions received in cash from employer2022-08-31$1,163,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-31$4,134,165
Did the plan have assets held for investment2022-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-31No
Opinion of an independent qualified public accountant for this plan2022-08-31Unqualified
Accountancy firm name2022-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2022-08-31340677006
2021 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total income from all sources (including contributions)2021-08-31$10,945,822
Total loss/gain on sale of assets2021-08-31$0
Total of all expenses incurred2021-08-31$5,091,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-31$5,033,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-31$3,146,042
Value of total assets at end of year2021-08-31$45,024,838
Value of total assets at beginning of year2021-08-31$39,170,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-31$57,818
Total interest from all sources2021-08-31$201,128
Total dividends received (eg from common stock, registered investment company shares)2021-08-31$1,045,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-08-31$1,045,157
Was this plan covered by a fidelity bond2021-08-31Yes
Value of fidelity bond cover2021-08-31$500,000
If this is an individual account plan, was there a blackout period2021-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-08-31$0
Were there any nonexempt tranactions with any party-in-interest2021-08-31No
Contributions received from participants2021-08-31$1,690,868
Participant contributions at end of year2021-08-31$199,293
Participant contributions at beginning of year2021-08-31$170,006
Income. Received or receivable in cash from other sources (including rollovers)2021-08-31$382,379
Administrative expenses (other) incurred2021-08-31$57,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Value of net income/loss2021-08-31$5,854,112
Value of net assets at end of year (total assets less liabilities)2021-08-31$45,024,838
Value of net assets at beginning of year (total assets less liabilities)2021-08-31$39,170,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-31No
Were any leases to which the plan was party in default or uncollectible2021-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-08-31$38,790,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-31$32,832,451
Value of interest in pooled separate accounts at end of year2021-08-31$219,746
Value of interest in pooled separate accounts at beginning of year2021-08-31$202,563
Interest on participant loans2021-08-31$9,207
Interest earned on other investments2021-08-31$191,895
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-08-31$9,310
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-08-31$70,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-08-31$70,555
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-08-31$26
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-08-31$5,806,018
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-08-31$5,895,151
Expenses. Payments to insurance carriers foe the provision of benefits2021-08-31$64,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-31$6,534,259
Net investment gain/loss from pooled separate accounts2021-08-31$19,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-31No
Was there a failure to transmit to the plan any participant contributions2021-08-31No
Has the plan failed to provide any benefit when due under the plan2021-08-31No
Contributions received in cash from employer2021-08-31$1,072,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-31$4,969,822
Did the plan have assets held for investment2021-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-31No
Opinion of an independent qualified public accountant for this plan2021-08-31Disclaimer
Accountancy firm name2021-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2021-08-31340677006
2020 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$107
Total income from all sources (including contributions)2020-08-31$6,759,794
Total loss/gain on sale of assets2020-08-31$0
Total of all expenses incurred2020-08-31$1,914,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$1,837,305
Expenses. Certain deemed distributions of participant loans2020-08-31$26,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$2,528,073
Value of total assets at end of year2020-08-31$39,170,726
Value of total assets at beginning of year2020-08-31$34,325,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$50,081
Total interest from all sources2020-08-31$196,324
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$728,334
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-08-31$728,334
Was this plan covered by a fidelity bond2020-08-31Yes
Value of fidelity bond cover2020-08-31$500,000
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Contributions received from participants2020-08-31$1,481,808
Participant contributions at end of year2020-08-31$170,006
Participant contributions at beginning of year2020-08-31$190,965
Income. Received or receivable in cash from other sources (including rollovers)2020-08-31$54,770
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-08-31$3
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-08-31$107
Administrative expenses (other) incurred2020-08-31$50,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$4,845,717
Value of net assets at end of year (total assets less liabilities)2020-08-31$39,170,726
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$34,325,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$32,832,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-08-31$28,294,127
Value of interest in pooled separate accounts at end of year2020-08-31$202,563
Value of interest in pooled separate accounts at beginning of year2020-08-31$204,545
Interest on participant loans2020-08-31$9,455
Interest earned on other investments2020-08-31$186,821
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-08-31$70,555
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-08-31$5,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-08-31$5,431
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-08-31$48
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-08-31$5,895,151
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-08-31$5,630,045
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-08-31$3,306,836
Net investment gain/loss from pooled separate accounts2020-08-31$227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31No
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Contributions received in cash from employer2020-08-31$991,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$1,837,305
Did the plan have assets held for investment2020-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-08-31Yes
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2020-08-31340677006
2019 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$107
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$109
Total income from all sources (including contributions)2019-08-31$3,456,856
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$3,077,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$3,029,874
Expenses. Certain deemed distributions of participant loans2019-08-31$1,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$2,681,670
Value of total assets at end of year2019-08-31$34,325,116
Value of total assets at beginning of year2019-08-31$33,946,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$46,009
Total interest from all sources2019-08-31$186,841
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$739,403
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-08-31$739,403
Was this plan covered by a fidelity bond2019-08-31Yes
Value of fidelity bond cover2019-08-31$500,000
If this is an individual account plan, was there a blackout period2019-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
Funding deficiency by the employer to the plan for this plan year2019-08-31$0
Minimum employer required contribution for this plan year2019-08-31$983,454
Amount contributed by the employer to the plan for this plan year2019-08-31$983,454
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Contributions received from participants2019-08-31$1,506,987
Participant contributions at end of year2019-08-31$190,965
Participant contributions at beginning of year2019-08-31$94,480
Income. Received or receivable in cash from other sources (including rollovers)2019-08-31$191,229
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-08-31$3
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-08-31$13
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-08-31$107
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-08-31$109
Administrative expenses (other) incurred2019-08-31$46,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$379,070
Value of net assets at end of year (total assets less liabilities)2019-08-31$34,325,009
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$33,945,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-31$28,294,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-31$27,993,626
Value of interest in pooled separate accounts at end of year2019-08-31$204,545
Value of interest in pooled separate accounts at beginning of year2019-08-31$297,518
Interest on participant loans2019-08-31$5,621
Interest earned on other investments2019-08-31$181,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-08-31$5,431
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-08-31$4,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-08-31$4,528
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-08-31$96
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-08-31$5,630,045
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-08-31$5,555,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-31$-160,981
Net investment gain/loss from pooled separate accounts2019-08-31$9,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31No
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Contributions received in cash from employer2019-08-31$983,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$3,029,874
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2019-08-31340677006
2018 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total income from all sources (including contributions)2018-08-31$5,108,106
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$1,958,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$1,902,975
Expenses. Certain deemed distributions of participant loans2018-08-31$12,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$2,312,658
Value of total assets at end of year2018-08-31$33,945,939
Value of total assets at beginning of year2018-08-31$30,795,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$42,914
Total interest from all sources2018-08-31$188,579
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$546,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-08-31$546,232
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$500,000
If this is an individual account plan, was there a blackout period2018-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
Funding deficiency by the employer to the plan for this plan year2018-08-31$0
Minimum employer required contribution for this plan year2018-08-31$863,960
Amount contributed by the employer to the plan for this plan year2018-08-31$863,960
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Contributions received from participants2018-08-31$1,233,511
Participant contributions at end of year2018-08-31$94,480
Participant contributions at beginning of year2018-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-08-31$215,187
Administrative expenses (other) incurred2018-08-31$42,914
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Value of net income/loss2018-08-31$3,150,070
Value of net assets at end of year (total assets less liabilities)2018-08-31$33,945,939
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$30,795,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$27,993,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$24,585,013
Value of interest in pooled separate accounts at end of year2018-08-31$297,518
Value of interest in pooled separate accounts at beginning of year2018-08-31$289,587
Interest on participant loans2018-08-31$947
Interest earned on other investments2018-08-31$187,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-08-31$4,528
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-08-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-08-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-08-31$33
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-31$5,555,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-31$5,921,269
Expenses. Payments to insurance carriers foe the provision of benefits2018-08-31$33,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-31$2,045,118
Net investment gain/loss from pooled separate accounts2018-08-31$15,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Contributions received in cash from employer2018-08-31$863,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$1,869,092
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2018-08-31340677006
2017 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$5,149,749
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$2,657,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$2,634,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$2,122,564
Value of total assets at end of year2017-08-31$30,795,869
Value of total assets at beginning of year2017-08-31$28,303,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$22,610
Total interest from all sources2017-08-31$207,273
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$420,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-08-31$420,761
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$500,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Contributions received from participants2017-08-31$1,094,633
Income. Received or receivable in cash from other sources (including rollovers)2017-08-31$126,985
Administrative expenses (other) incurred2017-08-31$22,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$2,492,291
Value of net assets at end of year (total assets less liabilities)2017-08-31$30,795,869
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$28,303,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-08-31$24,585,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-08-31$21,385,319
Value of interest in pooled separate accounts at end of year2017-08-31$289,587
Value of interest in pooled separate accounts at beginning of year2017-08-31$277,813
Interest earned on other investments2017-08-31$207,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$5,921,269
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$6,640,446
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-08-31$2,388,225
Net investment gain/loss from pooled separate accounts2017-08-31$10,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Contributions received in cash from employer2017-08-31$900,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$2,634,848
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2017-08-31340677006
2016 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$3,607,333
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$3,510,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$3,507,896
Expenses. Certain deemed distributions of participant loans2016-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$1,746,600
Value of total assets at end of year2016-08-31$28,303,578
Value of total assets at beginning of year2016-08-31$28,206,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$2,360
Total interest from all sources2016-08-31$249,122
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$816,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-08-31$816,266
Administrative expenses professional fees incurred2016-08-31$2,360
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$500,000
If this is an individual account plan, was there a blackout period2016-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Funding deficiency by the employer to the plan for this plan year2016-08-31$0
Minimum employer required contribution for this plan year2016-08-31$749,476
Amount contributed by the employer to the plan for this plan year2016-08-31$749,476
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$942,386
Participant contributions at end of year2016-08-31$0
Participant contributions at beginning of year2016-08-31$6,235
Income. Received or receivable in cash from other sources (including rollovers)2016-08-31$54,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$97,077
Value of net assets at end of year (total assets less liabilities)2016-08-31$28,303,578
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$28,206,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$21,385,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-31$20,601,639
Value of interest in pooled separate accounts at end of year2016-08-31$277,813
Value of interest in pooled separate accounts at beginning of year2016-08-31$234,659
Interest earned on other investments2016-08-31$249,122
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$6,640,446
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$7,359,008
Expenses. Payments to insurance carriers foe the provision of benefits2016-08-31$208,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-31$779,919
Net investment gain/loss from pooled separate accounts2016-08-31$15,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31No
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Contributions received in cash from employer2016-08-31$749,476
Employer contributions (assets) at end of year2016-08-31$0
Employer contributions (assets) at beginning of year2016-08-31$4,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$3,299,243
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2016-08-31340677006
2015 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$2,069,249
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$1,582,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$1,580,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$1,738,697
Value of total assets at end of year2015-08-31$28,206,501
Value of total assets at beginning of year2015-08-31$27,720,028
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$2,259
Total interest from all sources2015-08-31$255,821
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$1,081,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-08-31$1,081,980
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$500,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Funding deficiency by the employer to the plan for this plan year2015-08-31$0
Minimum employer required contribution for this plan year2015-08-31$737,946
Amount contributed by the employer to the plan for this plan year2015-08-31$737,946
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$877,421
Participant contributions at end of year2015-08-31$6,235
Participant contributions at beginning of year2015-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-08-31$123,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$486,473
Value of net assets at end of year (total assets less liabilities)2015-08-31$28,206,501
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$27,720,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$20,605,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$19,705,400
Value of interest in pooled separate accounts at end of year2015-08-31$234,659
Value of interest in pooled separate accounts at beginning of year2015-08-31$203,077
Interest earned on other investments2015-08-31$255,821
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$7,354,775
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$7,811,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-08-31$-1,028,480
Net investment gain/loss from pooled separate accounts2015-08-31$21,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Contributions received in cash from employer2015-08-31$737,946
Employer contributions (assets) at end of year2015-08-31$4,960
Employer contributions (assets) at beginning of year2015-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$1,580,517
Contract administrator fees2015-08-31$2,259
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2015-08-31340677006
2014 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$4,960,417
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$1,715,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$1,713,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$1,536,876
Value of total assets at end of year2014-08-31$27,720,028
Value of total assets at beginning of year2014-08-31$24,475,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$2,004
Total interest from all sources2014-08-31$261,082
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$1,033,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-08-31$1,033,887
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$500,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Funding deficiency by the employer to the plan for this plan year2014-08-31$0
Minimum employer required contribution for this plan year2014-08-31$697,151
Amount contributed by the employer to the plan for this plan year2014-08-31$697,151
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$832,726
Income. Received or receivable in cash from other sources (including rollovers)2014-08-31$6,999
Administrative expenses (other) incurred2014-08-31$2,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$3,244,924
Value of net assets at end of year (total assets less liabilities)2014-08-31$27,720,028
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$24,475,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$19,705,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$15,550,782
Value of interest in pooled separate accounts at end of year2014-08-31$203,077
Value of interest in pooled separate accounts at beginning of year2014-08-31$953,200
Interest earned on other investments2014-08-31$261,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$7,811,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$7,971,122
Expenses. Payments to insurance carriers foe the provision of benefits2014-08-31$117,003
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$2,108,617
Net investment gain/loss from pooled separate accounts2014-08-31$19,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$697,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$1,596,486
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2014-08-31340677006
2013 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$3,871,060
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$1,569,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$1,567,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$1,513,471
Value of total assets at end of year2013-08-31$24,475,104
Value of total assets at beginning of year2013-08-31$22,173,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$1,918
Total interest from all sources2013-08-31$254,905
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$220,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-08-31$220,895
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$500,000
If this is an individual account plan, was there a blackout period2013-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Funding deficiency by the employer to the plan for this plan year2013-08-31$0
Minimum employer required contribution for this plan year2013-08-31$670,700
Amount contributed by the employer to the plan for this plan year2013-08-31$670,700
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$834,771
Income. Received or receivable in cash from other sources (including rollovers)2013-08-31$8,000
Administrative expenses (other) incurred2013-08-31$1,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$2,301,232
Value of net assets at end of year (total assets less liabilities)2013-08-31$24,475,104
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$22,173,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$15,550,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$11,330,541
Value of interest in pooled separate accounts at end of year2013-08-31$953,200
Value of interest in pooled separate accounts at beginning of year2013-08-31$3,360,338
Interest earned on other investments2013-08-31$254,905
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$7,971,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$7,482,993
Expenses. Payments to insurance carriers foe the provision of benefits2013-08-31$385,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$1,867,408
Net investment gain/loss from pooled separate accounts2013-08-31$14,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Contributions received in cash from employer2013-08-31$670,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$1,182,200
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2013-08-31340677006
2012 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total transfer of assets to this plan2012-08-31$1,006,573
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$3,051,112
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$1,001,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$999,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$1,441,648
Value of total assets at end of year2012-08-31$22,173,872
Value of total assets at beginning of year2012-08-31$19,117,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$2,038
Total interest from all sources2012-08-31$239,762
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$165,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-08-31$165,825
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$500,000
If this is an individual account plan, was there a blackout period2012-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Funding deficiency by the employer to the plan for this plan year2012-08-31$0
Minimum employer required contribution for this plan year2012-08-31$625,176
Amount contributed by the employer to the plan for this plan year2012-08-31$625,176
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$816,472
Administrative expenses (other) incurred2012-08-31$2,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$2,049,457
Value of net assets at end of year (total assets less liabilities)2012-08-31$22,173,872
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$19,117,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$11,330,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$12,795,682
Value of interest in pooled separate accounts at end of year2012-08-31$3,360,338
Value of interest in pooled separate accounts at beginning of year2012-08-31$107,277
Interest earned on other investments2012-08-31$239,762
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$7,482,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$6,214,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$1,192,132
Net investment gain/loss from pooled separate accounts2012-08-31$11,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Contributions received in cash from employer2012-08-31$625,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$999,617
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2012-08-31340677006
2011 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total income from all sources (including contributions)2011-08-31$3,331,369
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$1,034,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$1,032,665
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$1,369,304
Value of total assets at end of year2011-08-31$19,117,842
Value of total assets at beginning of year2011-08-31$16,820,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$1,460
Total interest from all sources2011-08-31$207,906
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$138,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-08-31$138,164
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$500,000
If this is an individual account plan, was there a blackout period2011-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-08-31$0
Funding deficiency by the employer to the plan for this plan year2011-08-31$0
Minimum employer required contribution for this plan year2011-08-31$610,465
Amount contributed by the employer to the plan for this plan year2011-08-31$610,465
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Contributions received from participants2011-08-31$758,839
Liabilities. Value of operating payables at beginning of year2011-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$2,297,244
Value of net assets at end of year (total assets less liabilities)2011-08-31$19,117,842
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$16,820,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$12,795,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$10,875,640
Value of interest in pooled separate accounts at end of year2011-08-31$107,277
Value of interest in pooled separate accounts at beginning of year2011-08-31$84,230
Interest earned on other investments2011-08-31$207,906
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$6,214,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$5,860,728
Expenses. Payments to insurance carriers foe the provision of benefits2011-08-31$47,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-08-31$1,600,157
Net investment gain/loss from pooled separate accounts2011-08-31$15,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31No
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Contributions received in cash from employer2011-08-31$610,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$985,235
Contract administrator fees2011-08-31$1,460
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31MALONEY & NOVOTNY, LLC
Accountancy firm EIN2011-08-31340677006
2010 : TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-08-31$0
Funding deficiency by the employer to the plan for this plan year2010-08-31$0
Minimum employer required contribution for this plan year2010-08-31$559,157
Amount contributed by the employer to the plan for this plan year2010-08-31$559,157

Form 5500 Responses for TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL

2021: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2021 form 5500 responses
2021-09-01Type of plan entitySingle employer plan
2021-09-01Submission has been amendedNo
2021-09-01This submission is the final filingNo
2021-09-01This return/report is a short plan year return/report (less than 12 months)No
2021-09-01Plan is a collectively bargained planNo
2021-09-01Plan funding arrangement – InsuranceYes
2021-09-01Plan funding arrangement – TrustYes
2021-09-01Plan benefit arrangement – InsuranceYes
2021-09-01Plan benefit arrangement - TrustYes
2020: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2020 form 5500 responses
2020-09-01Type of plan entitySingle employer plan
2020-09-01Submission has been amendedNo
2020-09-01This submission is the final filingNo
2020-09-01This return/report is a short plan year return/report (less than 12 months)No
2020-09-01Plan is a collectively bargained planNo
2020-09-01Plan funding arrangement – InsuranceYes
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement – InsuranceYes
2020-09-01Plan benefit arrangement - TrustYes
2019: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – InsuranceYes
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement – InsuranceYes
2019-09-01Plan benefit arrangement - TrustYes
2018: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – InsuranceYes
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement – InsuranceYes
2018-09-01Plan benefit arrangement - TrustYes
2017: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – InsuranceYes
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement – InsuranceYes
2017-09-01Plan benefit arrangement - TrustYes
2016: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedYes
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2009: TAX DEFERRED ANNUITY PLAN FOR EMPLOYEES OF HAWKEN SCHOOL 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered325
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number02030
Policy instance 2
Insurance contract or identification number02030
Number of Individuals Covered9
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered67
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered302
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number02030
Policy instance 2
Insurance contract or identification number02030
Number of Individuals Covered10
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered70
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered76
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number02030
Policy instance 2
Insurance contract or identification number02030
Number of Individuals Covered10
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered281
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered376
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number02030
Policy instance 2
Insurance contract or identification number02030
Number of Individuals Covered10
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered78
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered50
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number02030
Policy instance 2
Insurance contract or identification number02030
Number of Individuals Covered10
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered84
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number7369493
Policy instance 2
Insurance contract or identification number7369493
Number of Individuals Covered12
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered101
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered86
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered88
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered101
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number7369493
Policy instance 2
Insurance contract or identification number7369493
Number of Individuals Covered13
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number7369493
Policy instance 2
Insurance contract or identification number7369493
Number of Individuals Covered13
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Total amount of commissions paid to insurance brokerUSD $340
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $180
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameRYAN VOLLWEILER
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered215
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered87
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered86
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number7369493
Policy instance 2
Insurance contract or identification number7369493
Number of Individuals Covered15
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered216
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365379/365380
Policy instance 1
Insurance contract or identification number365379/365380
Number of Individuals Covered77
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number7369493
Policy instance 2
Insurance contract or identification number7369493
Number of Individuals Covered1
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIDELITY INVESTMENTS INSTITUTIONAL (National Association of Insurance Commissioners NAIC id number: 52393 )
Policy contract number61229
Policy instance 3
Insurance contract or identification number61229
Number of Individuals Covered216
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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