401k Plan data: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 plan

SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 401k Plan overview

Plan Name	SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012
Plan identification number	027

SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARPENTER TECHNOLOGY CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: CARPENTER TECHNOLOGY CORPORATION

Employer identification number (EIN): 230458500

NAIC Classification: 331110
NAIC Description: Iron and Steel Mills and Ferroalloy Manufacturing

Additional information about CARPENTER TECHNOLOGY CORPORATION

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE

Incorporation Date:

Company Identification Number: 57505

More information about CARPENTER TECHNOLOGY CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
027 2016-01-01 ERIN STEINER ERIN STEINER 2017-10-12
027 2015-01-01 ERIN STEINER ERIN STEINER 2016-10-17
027 2014-01-01 MICHAEL A. HAJOST MICHAEL A. HAJOST 2015-10-09
027 2013-01-01 MICHAEL A. HAJOST MICHAEL A. HAJOST 2014-10-10
027 2012-01-01 MICHAEL A. HAJOST

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
027	2016-01-01	ERIN STEINER	ERIN STEINER	2017-10-12
027	2015-01-01	ERIN STEINER	ERIN STEINER	2016-10-17
027	2014-01-01	MICHAEL A. HAJOST	MICHAEL A. HAJOST	2015-10-09
027	2013-01-01	MICHAEL A. HAJOST	MICHAEL A. HAJOST	2014-10-10
027	2012-01-01	MICHAEL A. HAJOST

Plan Statistics for SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012

401k plan membership statisitcs for SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012

Measure Date Value
2016: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,550
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,409
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,443
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 106
Total of all active and inactive participants 2015-01-01 1,549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 1,550
Number of participants with account balances 2015-01-01 1,538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,055
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,323
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 86
Total of all active and inactive participants 2014-01-01 1,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,409
Number of participants with account balances 2014-01-01 1,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2013 401k membership
Total participants, beginning-of-year 2013-01-01 863
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 996
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 59
Total of all active and inactive participants 2013-01-01 1,055
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,055
Number of participants with account balances 2013-01-01 1,053
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2012 401k membership
Total participants, beginning-of-year 2012-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 798
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 65
Total of all active and inactive participants 2012-01-01 863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 863
Number of participants with account balances 2012-01-01 850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2016: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,550
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,409
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,443
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	106
Total of all active and inactive participants	2015-01-01	1,549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	1,550
Number of participants with account balances	2015-01-01	1,538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,055
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,323
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	86
Total of all active and inactive participants	2014-01-01	1,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,409
Number of participants with account balances	2014-01-01	1,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2013 401k membership
Total participants, beginning-of-year	2013-01-01	863
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	996
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	59
Total of all active and inactive participants	2013-01-01	1,055
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,055
Number of participants with account balances	2013-01-01	1,053
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2012 401k membership
Total participants, beginning-of-year	2012-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	798
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	65
Total of all active and inactive participants	2012-01-01	863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	863
Number of participants with account balances	2012-01-01	850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012

Measure	Date	Value
2016 : SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$1,464,000
Total transfer of assets from this plan	2016-12-31	$81,254,129
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$20,003,636
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$5,320,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,285,134
Value of total corrective distributions	2016-12-31	$1,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$14,692,403
Value of total assets at end of year	2016-12-31	$0
Value of total assets at beginning of year	2016-12-31	$65,106,748
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$33,880
Total interest from all sources	2016-12-31	$117,221
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,642,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,642,111
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$6,433,768
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$2,474,064
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$988,022
Other income not declared elsewhere	2016-12-31	$5,464
Administrative expenses (other) incurred	2016-12-31	$33,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$14,683,381
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$65,106,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$56,349,611
Interest on participant loans	2016-12-31	$117,221
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$6,283,073
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,292,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$7,270,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,285,134
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$300,401
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$13,185,372
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$5,690,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,668,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$13,641,194
Value of total assets at end of year	2015-12-31	$65,106,748
Value of total assets at beginning of year	2015-12-31	$57,311,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$22,783
Total interest from all sources	2015-12-31	$84,078
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,119,815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,119,815
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$5,761,064
Participant contributions at end of year	2015-12-31	$2,474,064
Participant contributions at beginning of year	2015-12-31	$1,748,699
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,189,766
Administrative expenses (other) incurred	2015-12-31	$22,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$7,494,505
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$65,106,748
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$57,311,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$56,349,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$49,248,285
Interest on participant loans	2015-12-31	$84,078
Value of interest in master investment trust accounts at end of year	2015-12-31	$6,283,073
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$6,314,858
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,451,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$6,690,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,668,084
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$166,639
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$14,607,246
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,813,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,780,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$11,540,977
Value of total assets at end of year	2014-12-31	$57,311,842
Value of total assets at beginning of year	2014-12-31	$46,351,549
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$33,405
Total interest from all sources	2014-12-31	$59,811
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,315,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,315,589
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,610,649
Participant contributions at end of year	2014-12-31	$1,748,699
Participant contributions at beginning of year	2014-12-31	$1,207,580
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,570,939
Administrative expenses (other) incurred	2014-12-31	$33,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$10,793,654
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$57,311,842
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$46,351,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$49,248,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$39,275,212
Interest on participant loans	2014-12-31	$59,811
Value of interest in master investment trust accounts at end of year	2014-12-31	$6,314,858
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$5,868,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,586,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$5,359,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,780,187
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$221,866
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$15,322,105
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,581,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,556,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,802,599
Value of total assets at end of year	2013-12-31	$46,351,549
Value of total assets at beginning of year	2013-12-31	$34,389,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$25,628
Total interest from all sources	2013-12-31	$46,217
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$734,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$734,143
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,320,340
Participant contributions at end of year	2013-12-31	$1,207,580
Participant contributions at beginning of year	2013-12-31	$921,189
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,403,307
Administrative expenses (other) incurred	2013-12-31	$25,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$11,740,285
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$46,351,549
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$34,389,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$39,275,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$27,939,457
Interest on participant loans	2013-12-31	$46,217
Value of interest in master investment trust accounts at end of year	2013-12-31	$5,868,757
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$5,528,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,750,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$4,078,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,556,192
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	PARENTEBEARD, LLC
Accountancy firm EIN	2013-12-31	232932984
2012 : SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$32,553,731
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,848,000
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$12,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$9,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,578,710
Value of total assets at end of year	2012-12-31	$34,389,398
Value of total assets at beginning of year	2012-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,421
Total interest from all sources	2012-12-31	$1,222
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$31,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$31,735
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$346,884
Participant contributions at end of year	2012-12-31	$921,189
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$666,203
Administrative expenses (other) incurred	2012-12-31	$2,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,835,667
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$34,389,398
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$27,939,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$1,222
Value of interest in master investment trust accounts at end of year	2012-12-31	$5,528,752
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$38,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$565,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$9,912
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	PARENTEBEARD, LLC
Accountancy firm EIN	2012-12-31	232932984

Form 5500 Responses for SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012

2016: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SAVINGS PLAN OF CARPENTER TECHNOLOGY CORPORATION EFFECTIVE JANUARY 1, 2012 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CARPENTER TECHNOLOGY CORPORATION
Employer identification number (EIN):	230458500
NAIC Classification:	331110
NAIC Description:	Iron and Steel Mills and Ferroalloy Manufacturing

Jurisdiction of Incorporation:	COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number:	57505