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SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 401k Plan overview

Plan NameSAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD
Plan identification number 001

SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Non-U.S. plan - Pension plan maintained outside the United States primarily for nonresident aliens.

401k Sponsoring company profile

ROCHE OPERATIONS LTD has sponsored the creation of one or more 401k plans.

Company Name:ROCHE OPERATIONS LTD
Employer identification number (EIN):660446098
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAVID MCDEDE
0012016-01-01
0012015-01-01
0012014-01-01GLORIBEL LUGO
0012013-01-01GLORIBEL LUGO
0012012-01-01BRENDA GONZALEZ
0012011-01-01MAYRA LOPEZ
0012009-01-01MAYRA LOPEZ
0012009-01-01MAYRA LOPEZ
0012009-01-01MAYRA LOPEZ
0012009-01-01MAYRA LOPEZ

Plan Statistics for SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD

401k plan membership statisitcs for SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD

Measure Date Value
2022: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2022 401k membership
Total participants, beginning-of-year2022-01-01179
Total number of active participants reported on line 7a of the Form 55002022-01-0118
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01148
Total of all active and inactive participants2022-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01168
Number of participants with account balances2022-01-01166
2021: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2021 401k membership
Total participants, beginning-of-year2021-01-01241
Total number of active participants reported on line 7a of the Form 55002021-01-013
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01176
Total of all active and inactive participants2021-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01179
Number of participants with account balances2021-01-01178
2020: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2020 401k membership
Total participants, beginning-of-year2020-01-01253
Total number of active participants reported on line 7a of the Form 55002020-01-01177
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0164
Total of all active and inactive participants2020-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01241
Number of participants with account balances2020-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2019 401k membership
Total participants, beginning-of-year2019-01-01249
Total number of active participants reported on line 7a of the Form 55002019-01-01188
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0165
Total of all active and inactive participants2019-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01253
Number of participants with account balances2019-01-01244
2018: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2018 401k membership
Total participants, beginning-of-year2018-01-01253
Total number of active participants reported on line 7a of the Form 55002018-01-01190
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0159
Total of all active and inactive participants2018-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01249
Number of participants with account balances2018-01-01241
2017: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2017 401k membership
Total participants, beginning-of-year2017-01-01253
Total number of active participants reported on line 7a of the Form 55002017-01-01195
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0158
Total of all active and inactive participants2017-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01253
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2016 401k membership
Total participants, beginning-of-year2016-01-01274
Total number of active participants reported on line 7a of the Form 55002016-01-01198
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0155
Total of all active and inactive participants2016-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01253
Number of participants with account balances2016-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2015 401k membership
Total participants, beginning-of-year2015-01-01295
Total number of active participants reported on line 7a of the Form 55002015-01-01200
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0174
Total of all active and inactive participants2015-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2014 401k membership
Total participants, beginning-of-year2014-01-01271
Total number of active participants reported on line 7a of the Form 55002014-01-01241
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0154
Total of all active and inactive participants2014-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2013 401k membership
Total participants, beginning-of-year2013-01-01266
Total number of active participants reported on line 7a of the Form 55002013-01-01271
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01271
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2012 401k membership
Total participants, beginning-of-year2012-01-01258
Total number of active participants reported on line 7a of the Form 55002012-01-01253
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2011 401k membership
Total participants, beginning-of-year2011-01-01247
Total number of active participants reported on line 7a of the Form 55002011-01-01252
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01258
Number of participants with account balances2011-01-01260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2009 401k membership
Total participants, beginning-of-year2009-01-01262
Total number of active participants reported on line 7a of the Form 55002009-01-01230
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0154
Total of all active and inactive participants2009-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01284
Number of participants with account balances2009-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD

Measure Date Value
2022 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,942,585
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,156,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,133,080
Expenses. Certain deemed distributions of participant loans2022-12-31$15,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$16,801,916
Value of total assets at beginning of year2022-12-31$21,901,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$7,717
Total interest from all sources2022-12-31$6,803
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$0
Participant contributions at end of year2022-12-31$36,195
Participant contributions at beginning of year2022-12-31$257,825
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$81,993
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Administrative expenses (other) incurred2022-12-31$7,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,099,337
Value of net assets at end of year (total assets less liabilities)2022-12-31$16,801,916
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,901,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Interest on participant loans2022-12-31$6,803
Value of interest in master investment trust accounts at end of year2022-12-31$16,683,728
Value of interest in master investment trust accounts at beginning of year2022-12-31$21,643,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$0
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,133,080
Did the plan have assets held for investment2022-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,477,153
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,616,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,605,577
Expenses. Certain deemed distributions of participant loans2021-12-31$2,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$792,949
Value of total assets at end of year2021-12-31$21,901,253
Value of total assets at beginning of year2021-12-31$22,040,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$8,816
Total interest from all sources2021-12-31$24,600
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$555,297
Participant contributions at end of year2021-12-31$257,825
Participant contributions at beginning of year2021-12-31$685,544
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$12,578
Administrative expenses (other) incurred2021-12-31$8,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-139,487
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,901,253
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$22,040,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest on participant loans2021-12-31$24,600
Value of interest in master investment trust accounts at end of year2021-12-31$21,643,428
Value of interest in master investment trust accounts at beginning of year2021-12-31$21,310,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$237,652
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$32,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,605,577
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,753,109
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,201,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,186,997
Expenses. Certain deemed distributions of participant loans2020-12-31$4,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,501,029
Value of total assets at end of year2020-12-31$22,040,740
Value of total assets at beginning of year2020-12-31$21,488,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$9,415
Total interest from all sources2020-12-31$40,531
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,064,263
Participant contributions at end of year2020-12-31$685,544
Participant contributions at beginning of year2020-12-31$976,372
Participant contributions at end of year2020-12-31$12,578
Participant contributions at beginning of year2020-12-31$9,419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$551,950
Value of net assets at end of year (total assets less liabilities)2020-12-31$22,040,740
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,488,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest on participant loans2020-12-31$40,531
Value of interest in master investment trust accounts at end of year2020-12-31$21,310,324
Value of interest in master investment trust accounts at beginning of year2020-12-31$20,479,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$436,766
Employer contributions (assets) at end of year2020-12-31$32,294
Employer contributions (assets) at beginning of year2020-12-31$23,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,186,997
Contract administrator fees2020-12-31$9,415
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,800,070
Total income from all sources (including contributions)2019-12-31$4,800,070
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,045,786
Total of all expenses incurred2019-12-31$1,045,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,030,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,030,050
Expenses. Certain deemed distributions of participant loans2019-12-31$5,143
Expenses. Certain deemed distributions of participant loans2019-12-31$5,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,463,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,463,150
Value of total assets at end of year2019-12-31$21,488,790
Value of total assets at end of year2019-12-31$21,488,790
Value of total assets at beginning of year2019-12-31$17,734,506
Value of total assets at beginning of year2019-12-31$17,734,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,593
Total interest from all sources2019-12-31$37,051
Total interest from all sources2019-12-31$37,051
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,036,630
Contributions received from participants2019-12-31$1,036,630
Participant contributions at end of year2019-12-31$976,372
Participant contributions at end of year2019-12-31$976,372
Participant contributions at beginning of year2019-12-31$845,619
Participant contributions at beginning of year2019-12-31$845,619
Participant contributions at end of year2019-12-31$9,419
Participant contributions at end of year2019-12-31$9,419
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$10,593
Administrative expenses (other) incurred2019-12-31$10,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,754,284
Value of net income/loss2019-12-31$3,754,284
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,488,790
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,488,790
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,734,506
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,734,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$37,051
Interest on participant loans2019-12-31$37,051
Value of interest in master investment trust accounts at end of year2019-12-31$20,479,924
Value of interest in master investment trust accounts at end of year2019-12-31$20,479,924
Value of interest in master investment trust accounts at beginning of year2019-12-31$16,888,887
Value of interest in master investment trust accounts at beginning of year2019-12-31$16,888,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$426,520
Contributions received in cash from employer2019-12-31$426,520
Employer contributions (assets) at end of year2019-12-31$23,075
Employer contributions (assets) at end of year2019-12-31$23,075
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,030,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,030,050
Did the plan have assets held for investment2019-12-31No
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
Accountancy firm EIN2019-12-31420714325
2018 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$479,740
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,326,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,296,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,529,676
Value of total assets at end of year2018-12-31$17,734,506
Value of total assets at beginning of year2018-12-31$19,580,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,550
Total interest from all sources2018-12-31$43,330
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,097,917
Participant contributions at end of year2018-12-31$845,619
Participant contributions at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$29,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,846,319
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,734,506
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$19,580,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Interest earned on other investments2018-12-31$43,330
Value of interest in master investment trust accounts at end of year2018-12-31$16,888,887
Value of interest in master investment trust accounts at beginning of year2018-12-31$19,580,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$431,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,296,509
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,739,460
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$334,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$323,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,360,233
Value of total assets at end of year2017-12-31$19,580,825
Value of total assets at beginning of year2017-12-31$16,176,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,143
Total interest from all sources2017-12-31$38,859
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$957,439
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$855,931
Administrative expenses (other) incurred2017-12-31$11,143
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,404,623
Value of net assets at end of year (total assets less liabilities)2017-12-31$19,580,825
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,176,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,782,995
Interest earned on other investments2017-12-31$38,859
Value of interest in master investment trust accounts at end of year2017-12-31$19,580,825
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$537,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$537,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$402,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$323,694
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,330,520
Total of all expenses incurred2016-12-31$2,557,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,543,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,249,066
Value of total assets at end of year2016-12-31$16,176,202
Value of total assets at beginning of year2016-12-31$16,402,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,929
Total interest from all sources2016-12-31$38,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$862,226
Participant contributions at end of year2016-12-31$855,931
Participant contributions at beginning of year2016-12-31$1,021,006
Administrative expenses (other) incurred2016-12-31$13,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-226,554
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,176,202
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,402,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,782,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$14,879,124
Interest on participant loans2016-12-31$26,312
Interest earned on other investments2016-12-31$11,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$537,276
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$502,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$502,626
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,043,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$386,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,543,145
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LPG CPA, P.S.C.
Accountancy firm EIN2016-12-31660723814
2015 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$976,720
Total of all expenses incurred2015-12-31$652,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$640,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,308,113
Value of total assets at end of year2015-12-31$16,402,756
Value of total assets at beginning of year2015-12-31$16,079,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,944
Total interest from all sources2015-12-31$37,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$893,498
Participant contributions at end of year2015-12-31$1,021,006
Participant contributions at beginning of year2015-12-31$970,685
Administrative expenses (other) incurred2015-12-31$12,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$323,747
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,402,756
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$16,079,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$14,879,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,625,260
Interest on participant loans2015-12-31$29,211
Interest earned on other investments2015-12-31$8,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$502,626
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$483,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$483,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-368,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$414,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$640,029
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LPG CPA, P.S.C.
Accountancy firm EIN2015-12-31660723814
2014 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,992,954
Total of all expenses incurred2014-12-31$571,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$557,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,317,806
Value of total assets at end of year2014-12-31$16,079,009
Value of total assets at beginning of year2014-12-31$14,657,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,534
Total interest from all sources2014-12-31$30,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$799,738
Participant contributions at end of year2014-12-31$970,685
Participant contributions at beginning of year2014-12-31$714,243
Participant contributions at beginning of year2014-12-31$12,509
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$147,698
Administrative expenses (other) incurred2014-12-31$13,534
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,421,931
Value of net assets at end of year (total assets less liabilities)2014-12-31$16,079,009
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,657,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,625,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,344,608
Interest on participant loans2014-12-31$21,835
Interest earned on other investments2014-12-31$8,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$483,064
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$579,812
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$579,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$645,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$370,370
Employer contributions (assets) at beginning of year2014-12-31$5,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$557,489
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LPG CPA, P.S.C.
Accountancy firm EIN2014-12-31660723814
2013 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,831,952
Total of all expenses incurred2013-12-31$1,015,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,001,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,118,973
Value of total assets at end of year2013-12-31$14,657,078
Value of total assets at beginning of year2013-12-31$12,840,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,383
Total interest from all sources2013-12-31$29,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$759,797
Participant contributions at end of year2013-12-31$714,243
Participant contributions at beginning of year2013-12-31$834,223
Participant contributions at end of year2013-12-31$12,509
Administrative expenses (other) incurred2013-12-31$13,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,816,662
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,657,078
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,840,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,344,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,508,801
Interest on participant loans2013-12-31$29,924
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$579,812
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$497,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$497,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,683,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$359,176
Employer contributions (assets) at end of year2013-12-31$5,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,001,907
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LPG CPA, P.S.C.
Accountancy firm EIN2013-12-31660723814
2012 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,549,243
Total of all expenses incurred2012-12-31$1,160,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,154,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,167,164
Value of total assets at end of year2012-12-31$12,840,416
Value of total assets at beginning of year2012-12-31$11,451,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,954
Total interest from all sources2012-12-31$-8,892
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$38,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$38,548
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$776,819
Participant contributions at end of year2012-12-31$834,223
Participant contributions at beginning of year2012-12-31$875,065
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$39,883
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$21,666
Administrative expenses (other) incurred2012-12-31$5,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,388,881
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,840,416
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,451,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,508,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,916,313
Interest on participant loans2012-12-31$-8,892
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$497,392
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,601,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,601,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,352,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$368,679
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$18,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,154,408
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LPG CPA, P.S.C.
Accountancy firm EIN2012-12-31660723814
2011 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$959,108
Total of all expenses incurred2011-12-31$1,322,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,315,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,156,161
Value of total assets at end of year2011-12-31$11,451,535
Value of total assets at beginning of year2011-12-31$11,815,241
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,510
Total interest from all sources2011-12-31$177,331
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$791,737
Participant contributions at end of year2011-12-31$875,065
Participant contributions at beginning of year2011-12-31$803,874
Participant contributions at end of year2011-12-31$39,883
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Administrative expenses (other) incurred2011-12-31$7,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-363,706
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,451,535
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,815,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,916,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,038,965
Interest on participant loans2011-12-31$177,331
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,601,862
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,972,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,972,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-374,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$364,424
Employer contributions (assets) at end of year2011-12-31$18,412
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,315,304
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LPG CPA, P.S.C.
Accountancy firm EIN2011-12-31660723814
2010 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$2,196,101
Total of all expenses incurred2010-12-31$573,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$567,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,075,772
Value of total assets at end of year2010-12-31$11,815,241
Value of total assets at beginning of year2010-12-31$10,192,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,204
Total interest from all sources2010-12-31$48,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$694,533
Participant contributions at end of year2010-12-31$803,874
Participant contributions at beginning of year2010-12-31$700,732
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$41,780
Administrative expenses (other) incurred2010-12-31$6,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,622,352
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,815,241
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,192,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,038,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,898,715
Interest on participant loans2010-12-31$48,841
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,972,402
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,593,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,593,442
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,071,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$339,459
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$567,545
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31JOSE E. ROSARIO & CO, CPA , P.S.C.
Accountancy firm EIN2010-12-31660687714
2009 : SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD

2022: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SAVINGS PLAN FOR ASSOCIATES OF ROCHE OPERATIONS LTD 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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