EASTER SEALS TRISTATE LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2023 401k financial data |
|---|
| Total transfer of assets to this plan | 2023-12-31 | $3,249,508 |
| Total income from all sources (including contributions) | 2023-12-31 | $2,017,651 |
| Total of all expenses incurred | 2023-12-31 | $1,117,173 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,109,213 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $701,905 |
| Value of total assets at end of year | 2023-12-31 | $11,000,986 |
| Value of total assets at beginning of year | 2023-12-31 | $6,851,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $7,960 |
| Total interest from all sources | 2023-12-31 | $7,487 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $331,292 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $331,292 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $460,316 |
| Participant contributions at end of year | 2023-12-31 | $118,013 |
| Participant contributions at beginning of year | 2023-12-31 | $152,856 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $16,220 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $900,478 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $11,000,986 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $6,851,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $10,471,124 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $6,525,682 |
| Interest on participant loans | 2023-12-31 | $7,487 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $411,849 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $172,462 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $976,492 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $475 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $225,369 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,109,213 |
| Contract administrator fees | 2023-12-31 | $7,960 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | BLUE & CO., LLC |
| Accountancy firm EIN | 2023-12-31 | 351178661 |
| Total transfer of assets to this plan | 2023-01-01 | $3,249,508 |
| Total income from all sources (including contributions) | 2023-01-01 | $2,017,651 |
| Total of all expenses incurred | 2023-01-01 | $1,117,173 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $1,109,213 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $701,905 |
| Value of total assets at end of year | 2023-01-01 | $11,000,986 |
| Value of total assets at beginning of year | 2023-01-01 | $6,851,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $7,960 |
| Total interest from all sources | 2023-01-01 | $7,487 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $331,292 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $331,292 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $460,316 |
| Participant contributions at end of year | 2023-01-01 | $118,013 |
| Participant contributions at beginning of year | 2023-01-01 | $152,856 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $16,220 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $900,478 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $11,000,986 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $6,851,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $10,471,124 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $6,525,682 |
| Interest on participant loans | 2023-01-01 | $7,487 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $411,849 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $172,462 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $976,492 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $475 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $225,369 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $1,109,213 |
| Contract administrator fees | 2023-01-01 | $7,960 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | BLUE & CO., LLC |
| Accountancy firm EIN | 2023-01-01 | 351178661 |
| 2022 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-825,525 |
| Total of all expenses incurred | 2022-12-31 | $354,410 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $325,928 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $26,888 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $428,432 |
| Value of total assets at end of year | 2022-12-31 | $6,851,000 |
| Value of total assets at beginning of year | 2022-12-31 | $8,030,935 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,594 |
| Total interest from all sources | 2022-12-31 | $9,291 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $402,782 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $402,782 |
| Administrative expenses professional fees incurred | 2022-12-31 | $1,594 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $222,537 |
| Participant contributions at end of year | 2022-12-31 | $152,856 |
| Participant contributions at beginning of year | 2022-12-31 | $231,104 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $57,277 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,179,935 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $6,851,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $8,030,935 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $6,525,682 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $7,799,831 |
| Interest on participant loans | 2022-12-31 | $9,291 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $172,462 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,666,052 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $22 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $148,618 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $325,928 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2022-12-31 | 311119890 |
| Total income from all sources (including contributions) | 2022-01-01 | $-825,525 |
| Total of all expenses incurred | 2022-01-01 | $354,410 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $325,928 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $26,888 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $428,432 |
| Value of total assets at end of year | 2022-01-01 | $6,851,000 |
| Value of total assets at beginning of year | 2022-01-01 | $8,030,935 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $1,594 |
| Total interest from all sources | 2022-01-01 | $9,291 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $402,782 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $402,782 |
| Administrative expenses professional fees incurred | 2022-01-01 | $1,594 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $222,537 |
| Participant contributions at end of year | 2022-01-01 | $152,856 |
| Participant contributions at beginning of year | 2022-01-01 | $231,104 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $57,277 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,179,935 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $6,851,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $8,030,935 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $6,525,682 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $7,799,831 |
| Interest on participant loans | 2022-01-01 | $9,291 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $172,462 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-1,666,052 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $22 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $148,618 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $325,928 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2022-01-01 | 311119890 |
| 2021 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $1,351,398 |
| Total of all expenses incurred | 2021-12-31 | $389,134 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $381,881 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $2,340 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $379,016 |
| Value of total assets at end of year | 2021-12-31 | $8,030,935 |
| Value of total assets at beginning of year | 2021-12-31 | $7,068,671 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $4,913 |
| Total interest from all sources | 2021-12-31 | $11,943 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $552,555 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $552,555 |
| Administrative expenses professional fees incurred | 2021-12-31 | $4,913 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $219,070 |
| Participant contributions at end of year | 2021-12-31 | $231,104 |
| Participant contributions at beginning of year | 2021-12-31 | $246,757 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $11,312 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $962,264 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $8,030,935 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $7,068,671 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $7,799,831 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $6,821,914 |
| Interest on participant loans | 2021-12-31 | $11,943 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $407,884 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $148,634 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $381,881 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2021-12-31 | 311119890 |
| 2020 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2020 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $5,980 |
| Total income from all sources (including contributions) | 2020-12-31 | $1,203,224 |
| Total of all expenses incurred | 2020-12-31 | $689,875 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $658,939 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $22,716 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $383,996 |
| Value of total assets at end of year | 2020-12-31 | $7,068,671 |
| Value of total assets at beginning of year | 2020-12-31 | $6,561,302 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $8,220 |
| Total interest from all sources | 2020-12-31 | $18,628 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $212,432 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $212,432 |
| Administrative expenses professional fees incurred | 2020-12-31 | $875 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $230,854 |
| Participant contributions at end of year | 2020-12-31 | $246,757 |
| Participant contributions at beginning of year | 2020-12-31 | $217,223 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $5,980 |
| Other income not declared elsewhere | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $513,349 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $7,068,671 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $6,555,322 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $7,345 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $6,821,914 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $6,344,079 |
| Interest on participant loans | 2020-12-31 | $18,628 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $588,168 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $153,142 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $658,939 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2020-12-31 | 311119890 |
| 2019 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $5,980 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $1,751,399 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $550,325 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $542,670 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $517,229 |
| Value of total assets at end of year | 2019-12-31 | $6,561,302 |
| Value of total assets at beginning of year | 2019-12-31 | $5,354,248 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $7,655 |
| Total interest from all sources | 2019-12-31 | $9,133 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $261,468 |
| Participant contributions at end of year | 2019-12-31 | $217,223 |
| Participant contributions at beginning of year | 2019-12-31 | $137,277 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $89,817 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $5,980 |
| Other income not declared elsewhere | 2019-12-31 | $4,784 |
| Administrative expenses (other) incurred | 2019-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $1,201,074 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $6,555,322 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $5,354,248 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $6,344,079 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $5,216,971 |
| Interest on participant loans | 2019-12-31 | $9,133 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,220,253 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $165,944 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $542,670 |
| Contract administrator fees | 2019-12-31 | $7,655 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2019-12-31 | 311119890 |
| 2018 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $150,172 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $577,961 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $570,811 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $451,008 |
| Value of total assets at end of year | 2018-12-31 | $5,354,248 |
| Value of total assets at beginning of year | 2018-12-31 | $5,782,037 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $7,150 |
| Total interest from all sources | 2018-12-31 | $7,155 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $271,283 |
| Participant contributions at end of year | 2018-12-31 | $137,277 |
| Participant contributions at beginning of year | 2018-12-31 | $120,304 |
| Participant contributions at beginning of year | 2018-12-31 | $10,574 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,069 |
| Administrative expenses (other) incurred | 2018-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-427,789 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $5,354,248 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,782,037 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $5,216,971 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $5,644,376 |
| Interest on participant loans | 2018-12-31 | $7,155 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-307,991 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $178,656 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $6,783 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $570,811 |
| Contract administrator fees | 2018-12-31 | $7,150 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2018-12-31 | 311119890 |
| 2017 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,211,595 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $197,495 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $191,303 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $432,867 |
| Value of total assets at end of year | 2017-12-31 | $5,782,037 |
| Value of total assets at beginning of year | 2017-12-31 | $4,767,937 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $6,192 |
| Total interest from all sources | 2017-12-31 | $3,888 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $262,871 |
| Participant contributions at end of year | 2017-12-31 | $120,304 |
| Participant contributions at beginning of year | 2017-12-31 | $74,674 |
| Participant contributions at end of year | 2017-12-31 | $10,574 |
| Participant contributions at beginning of year | 2017-12-31 | $9,397 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $0 |
| Administrative expenses (other) incurred | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $1,014,100 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,782,037 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,767,937 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $5,644,376 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $4,677,724 |
| Interest on participant loans | 2017-12-31 | $3,888 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $774,840 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $169,996 |
| Employer contributions (assets) at end of year | 2017-12-31 | $6,783 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $6,142 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $191,303 |
| Contract administrator fees | 2017-12-31 | $6,192 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2017-12-31 | 311119890 |
| 2016 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $818,101 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $516,696 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $509,488 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $480,224 |
| Value of total assets at end of year | 2016-12-31 | $4,767,937 |
| Value of total assets at beginning of year | 2016-12-31 | $4,466,532 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $7,208 |
| Total interest from all sources | 2016-12-31 | $4,140 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $255,309 |
| Participant contributions at end of year | 2016-12-31 | $74,674 |
| Participant contributions at beginning of year | 2016-12-31 | $124,253 |
| Participant contributions at end of year | 2016-12-31 | $9,397 |
| Participant contributions at beginning of year | 2016-12-31 | $9,842 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $57,676 |
| Other income not declared elsewhere | 2016-12-31 | $71 |
| Administrative expenses (other) incurred | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $301,405 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,767,937 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,466,532 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $4,677,724 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $4,325,887 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $0 |
| Interest on participant loans | 2016-12-31 | $4,140 |
| Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $333,666 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $167,239 |
| Employer contributions (assets) at end of year | 2016-12-31 | $6,142 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $6,550 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $509,488 |
| Contract administrator fees | 2016-12-31 | $7,208 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2016-12-31 | 311119890 |
| 2015 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $472,249 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $1,331,624 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,324,309 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $494,491 |
| Value of total assets at end of year | 2015-12-31 | $4,466,532 |
| Value of total assets at beginning of year | 2015-12-31 | $5,325,907 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $7,315 |
| Total interest from all sources | 2015-12-31 | $6,252 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $300,923 |
| Participant contributions at end of year | 2015-12-31 | $124,253 |
| Participant contributions at beginning of year | 2015-12-31 | $165,929 |
| Participant contributions at end of year | 2015-12-31 | $9,842 |
| Participant contributions at beginning of year | 2015-12-31 | $68 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,943 |
| Other income not declared elsewhere | 2015-12-31 | $435 |
| Administrative expenses (other) incurred | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-859,375 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $4,466,532 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,325,907 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $4,325,887 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $5,028,211 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $0 |
| Interest on participant loans | 2015-12-31 | $6,252 |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $131,637 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-28,929 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $190,625 |
| Employer contributions (assets) at end of year | 2015-12-31 | $6,550 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $62 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,324,309 |
| Contract administrator fees | 2015-12-31 | $7,315 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2015-12-31 | 311119890 |
| 2014 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $705,198 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $799,342 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $791,872 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $443,743 |
| Value of total assets at end of year | 2014-12-31 | $5,325,907 |
| Value of total assets at beginning of year | 2014-12-31 | $5,420,051 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $7,470 |
| Total interest from all sources | 2014-12-31 | $5,958 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $272,543 |
| Participant contributions at end of year | 2014-12-31 | $165,929 |
| Participant contributions at beginning of year | 2014-12-31 | $159,149 |
| Participant contributions at end of year | 2014-12-31 | $68 |
| Participant contributions at beginning of year | 2014-12-31 | $68 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $6,999 |
| Other income not declared elsewhere | 2014-12-31 | $1,231 |
| Administrative expenses (other) incurred | 2014-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-94,144 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,325,907 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,420,051 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $5,028,211 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,087,800 |
| Interest on participant loans | 2014-12-31 | $5,958 |
| Income. Interest from loans (other than to participants) | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $131,637 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $172,972 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $254,266 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $164,201 |
| Employer contributions (assets) at end of year | 2014-12-31 | $62 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $62 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $791,872 |
| Contract administrator fees | 2014-12-31 | $7,470 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BARNES DENNIG & CO |
| Accountancy firm EIN | 2014-12-31 | 311119890 |
| 2013 : EASTER SEALS TRISTATE LLC 401(K) RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $2,403,315 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $173 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,070,641 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $942,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $935,580 |
| Value of total corrective distributions | 2013-12-31 | $245 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $413,234 |
| Value of total assets at end of year | 2013-12-31 | $5,420,051 |
| Value of total assets at beginning of year | 2013-12-31 | $2,888,553 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $6,460 |
| Total interest from all sources | 2013-12-31 | $5,756 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $239,930 |
| Participant contributions at end of year | 2013-12-31 | $159,149 |
| Participant contributions at beginning of year | 2013-12-31 | $93,889 |
| Participant contributions at end of year | 2013-12-31 | $68 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $17,124 |
| Administrative expenses (other) incurred | 2013-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $173 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $128,356 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $5,420,051 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,888,380 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,087,800 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $2,607,509 |
| Interest on participant loans | 2013-12-31 | $5,756 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $172,972 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $186,982 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $651,392 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $259 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $156,180 |
| Employer contributions (assets) at end of year | 2013-12-31 | $62 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $173 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $935,580 |
| Contract administrator fees | 2013-12-31 | $6,460 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | RUDLER, PSC |
| Accountancy firm EIN | 2013-12-31 | 311048275 |
