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EASTER SEALS SOCIETY OF IOWA, INC 401k Plan overview

Plan NameEASTER SEALS SOCIETY OF IOWA, INC
Plan identification number 002

EASTER SEALS SOCIETY OF IOWA, INC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EASTER SEALS SOCIETY OF IOWA, INC has sponsored the creation of one or more 401k plans.

Company Name:EASTER SEALS SOCIETY OF IOWA, INC
Employer identification number (EIN):420707100
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EASTER SEALS SOCIETY OF IOWA, INC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-09-01SHERRI NIELSEN2024-03-06 SHERRI NIELSEN2024-03-06
0022021-09-01SHERRI NIELSEN2023-03-05 SHERRI NIELSEN2023-03-05
0022020-09-01KEVIN SMALL2022-03-29 KEVIN SMALL2022-03-29
0022019-09-01
0022018-09-01
0022017-09-01
0022016-09-01KEVIN SMALL
0022015-09-01KEVIN SMALL
0022014-09-01KEVIN SMALL
0022013-09-01KEVIN SMALL
0022012-09-01KEVIN SMALL
0022011-09-01KEVIN SMALL
0022009-09-01KEVIN SMALL

Plan Statistics for EASTER SEALS SOCIETY OF IOWA, INC

401k plan membership statisitcs for EASTER SEALS SOCIETY OF IOWA, INC

Measure Date Value
2022: EASTER SEALS SOCIETY OF IOWA, INC 2022 401k membership
Total participants, beginning-of-year2022-09-01255
Total number of active participants reported on line 7a of the Form 55002022-09-01343
Number of retired or separated participants receiving benefits2022-09-010
Number of other retired or separated participants entitled to future benefits2022-09-0124
Total of all active and inactive participants2022-09-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-09-010
Total participants2022-09-01367
Number of participants with account balances2022-09-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-09-010
2021: EASTER SEALS SOCIETY OF IOWA, INC 2021 401k membership
Total participants, beginning-of-year2021-09-01227
Total number of active participants reported on line 7a of the Form 55002021-09-01243
Number of retired or separated participants receiving benefits2021-09-010
Number of other retired or separated participants entitled to future benefits2021-09-0118
Total of all active and inactive participants2021-09-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-09-010
Total participants2021-09-01261
Number of participants with account balances2021-09-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-09-010
2020: EASTER SEALS SOCIETY OF IOWA, INC 2020 401k membership
Total participants, beginning-of-year2020-09-01194
Total number of active participants reported on line 7a of the Form 55002020-09-01233
Number of retired or separated participants receiving benefits2020-09-010
Number of other retired or separated participants entitled to future benefits2020-09-0113
Total of all active and inactive participants2020-09-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-010
Total participants2020-09-01246
Number of participants with account balances2020-09-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-010
2019: EASTER SEALS SOCIETY OF IOWA, INC 2019 401k membership
Total participants, beginning-of-year2019-09-01246
Total number of active participants reported on line 7a of the Form 55002019-09-01173
Number of retired or separated participants receiving benefits2019-09-010
Number of other retired or separated participants entitled to future benefits2019-09-0116
Total of all active and inactive participants2019-09-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-010
Total participants2019-09-01189
Number of participants with account balances2019-09-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-010
2018: EASTER SEALS SOCIETY OF IOWA, INC 2018 401k membership
Total participants, beginning-of-year2018-09-01244
Total number of active participants reported on line 7a of the Form 55002018-09-01235
Number of retired or separated participants receiving benefits2018-09-010
Number of other retired or separated participants entitled to future benefits2018-09-019
Total of all active and inactive participants2018-09-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-010
Total participants2018-09-01244
Number of participants with account balances2018-09-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-010
2017: EASTER SEALS SOCIETY OF IOWA, INC 2017 401k membership
Total participants, beginning-of-year2017-09-01346
Total number of active participants reported on line 7a of the Form 55002017-09-01235
Number of retired or separated participants receiving benefits2017-09-010
Number of other retired or separated participants entitled to future benefits2017-09-010
Total of all active and inactive participants2017-09-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-01235
Number of participants with account balances2017-09-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-010
2016: EASTER SEALS SOCIETY OF IOWA, INC 2016 401k membership
Total participants, beginning-of-year2016-09-01313
Total number of active participants reported on line 7a of the Form 55002016-09-01284
Number of retired or separated participants receiving benefits2016-09-010
Number of other retired or separated participants entitled to future benefits2016-09-0162
Total of all active and inactive participants2016-09-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-01346
Number of participants with account balances2016-09-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-010
2015: EASTER SEALS SOCIETY OF IOWA, INC 2015 401k membership
Total participants, beginning-of-year2015-09-01358
Total number of active participants reported on line 7a of the Form 55002015-09-01253
Number of retired or separated participants receiving benefits2015-09-010
Number of other retired or separated participants entitled to future benefits2015-09-0160
Total of all active and inactive participants2015-09-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-01313
Number of participants with account balances2015-09-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-010
2014: EASTER SEALS SOCIETY OF IOWA, INC 2014 401k membership
Total participants, beginning-of-year2014-09-01366
Total number of active participants reported on line 7a of the Form 55002014-09-01305
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-0153
Total of all active and inactive participants2014-09-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01358
Number of participants with account balances2014-09-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-010
2013: EASTER SEALS SOCIETY OF IOWA, INC 2013 401k membership
Total participants, beginning-of-year2013-09-01295
Total number of active participants reported on line 7a of the Form 55002013-09-01311
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-0155
Total of all active and inactive participants2013-09-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01366
Number of participants with account balances2013-09-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-010
2012: EASTER SEALS SOCIETY OF IOWA, INC 2012 401k membership
Total participants, beginning-of-year2012-09-01280
Total number of active participants reported on line 7a of the Form 55002012-09-01247
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-0148
Total of all active and inactive participants2012-09-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01295
Number of participants with account balances2012-09-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-010
2011: EASTER SEALS SOCIETY OF IOWA, INC 2011 401k membership
Total participants, beginning-of-year2011-09-01279
Total number of active participants reported on line 7a of the Form 55002011-09-01228
Number of retired or separated participants receiving benefits2011-09-010
Number of other retired or separated participants entitled to future benefits2011-09-0152
Total of all active and inactive participants2011-09-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01280
Number of participants with account balances2011-09-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-010
2009: EASTER SEALS SOCIETY OF IOWA, INC 2009 401k membership
Total participants, beginning-of-year2009-09-01287
Total number of active participants reported on line 7a of the Form 55002009-09-01230
Number of retired or separated participants receiving benefits2009-09-010
Number of other retired or separated participants entitled to future benefits2009-09-0150
Total of all active and inactive participants2009-09-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-010
Total participants2009-09-01280
Number of participants with account balances2009-09-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-010

Financial Data on EASTER SEALS SOCIETY OF IOWA, INC

Measure Date Value
2023 : EASTER SEALS SOCIETY OF IOWA, INC 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-08-31$0
Total income from all sources (including contributions)2023-08-31$507,287
Total loss/gain on sale of assets2023-08-31$0
Total of all expenses incurred2023-08-31$87,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-08-31$71,182
Value of total corrective distributions2023-08-31$912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-08-31$299,831
Value of total assets at end of year2023-08-31$2,855,770
Value of total assets at beginning of year2023-08-31$2,435,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-08-31$15,193
Total interest from all sources2023-08-31$1,062
Total dividends received (eg from common stock, registered investment company shares)2023-08-31$22,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-08-31$22,977
Was this plan covered by a fidelity bond2023-08-31Yes
Value of fidelity bond cover2023-08-31$500,000
If this is an individual account plan, was there a blackout period2023-08-31No
Were there any nonexempt tranactions with any party-in-interest2023-08-31No
Contributions received from participants2023-08-31$176,529
Participant contributions at end of year2023-08-31$47,684
Participant contributions at beginning of year2023-08-31$31,409
Participant contributions at end of year2023-08-31$4,468
Participant contributions at beginning of year2023-08-31$3,666
Income. Received or receivable in cash from other sources (including rollovers)2023-08-31$45,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-08-31No
Value of net income/loss2023-08-31$420,000
Value of net assets at end of year (total assets less liabilities)2023-08-31$2,855,770
Value of net assets at beginning of year (total assets less liabilities)2023-08-31$2,435,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-08-31No
Were any leases to which the plan was party in default or uncollectible2023-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-08-31$2,607,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-08-31$2,192,344
Interest on participant loans2023-08-31$1,062
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-08-31$194,129
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-08-31$206,832
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-08-31$183,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-08-31No
Was there a failure to transmit to the plan any participant contributions2023-08-31No
Has the plan failed to provide any benefit when due under the plan2023-08-31No
Contributions received in cash from employer2023-08-31$77,316
Employer contributions (assets) at end of year2023-08-31$2,063
Employer contributions (assets) at beginning of year2023-08-31$1,519
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-08-31$71,182
Contract administrator fees2023-08-31$15,193
Did the plan have assets held for investment2023-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-08-31No
Opinion of an independent qualified public accountant for this plan2023-08-31Unqualified
Accountancy firm name2023-08-31FORGE FINANCIAL & MGMT CONSULTING
Accountancy firm EIN2023-08-31882802798
2022 : EASTER SEALS SOCIETY OF IOWA, INC 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total income from all sources (including contributions)2022-08-31$-168,429
Total loss/gain on sale of assets2022-08-31$0
Total of all expenses incurred2022-08-31$371,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-31$354,376
Value of total corrective distributions2022-08-31$1,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-31$205,464
Value of total assets at end of year2022-08-31$2,435,770
Value of total assets at beginning of year2022-08-31$2,975,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-31$15,381
Total interest from all sources2022-08-31$294
Total dividends received (eg from common stock, registered investment company shares)2022-08-31$22,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-08-31$22,798
Was this plan covered by a fidelity bond2022-08-31Yes
Value of fidelity bond cover2022-08-31$500,000
If this is an individual account plan, was there a blackout period2022-08-31No
Were there any nonexempt tranactions with any party-in-interest2022-08-31No
Contributions received from participants2022-08-31$141,263
Participant contributions at end of year2022-08-31$31,409
Participant contributions at beginning of year2022-08-31$64,541
Participant contributions at end of year2022-08-31$3,666
Participant contributions at beginning of year2022-08-31$2,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Value of net income/loss2022-08-31$-540,081
Value of net assets at end of year (total assets less liabilities)2022-08-31$2,435,770
Value of net assets at beginning of year (total assets less liabilities)2022-08-31$2,975,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-31No
Were any leases to which the plan was party in default or uncollectible2022-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-31$2,192,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-08-31$2,663,071
Interest on participant loans2022-08-31$294
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-08-31$206,832
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-08-31$244,139
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-08-31$-396,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-31No
Was there a failure to transmit to the plan any participant contributions2022-08-31No
Has the plan failed to provide any benefit when due under the plan2022-08-31No
Contributions received in cash from employer2022-08-31$64,201
Employer contributions (assets) at end of year2022-08-31$1,519
Employer contributions (assets) at beginning of year2022-08-31$1,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-31$354,376
Contract administrator fees2022-08-31$15,381
Did the plan have assets held for investment2022-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-31No
Opinion of an independent qualified public accountant for this plan2022-08-31Unqualified
Accountancy firm name2022-08-31FORGE FINANCIAL & MGMT CONSULTING
Accountancy firm EIN2022-08-31882802798
2021 : EASTER SEALS SOCIETY OF IOWA, INC 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total income from all sources (including contributions)2021-08-31$665,857
Total loss/gain on sale of assets2021-08-31$0
Total of all expenses incurred2021-08-31$138,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-31$138,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-31$177,637
Value of total assets at end of year2021-08-31$2,975,851
Value of total assets at beginning of year2021-08-31$2,448,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-31$277
Total interest from all sources2021-08-31$541
Total dividends received (eg from common stock, registered investment company shares)2021-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-31No
Was this plan covered by a fidelity bond2021-08-31Yes
Value of fidelity bond cover2021-08-31$500,000
If this is an individual account plan, was there a blackout period2021-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-08-31$0
Were there any nonexempt tranactions with any party-in-interest2021-08-31No
Contributions received from participants2021-08-31$120,287
Participant contributions at end of year2021-08-31$64,541
Participant contributions at beginning of year2021-08-31$84,310
Participant contributions at end of year2021-08-31$2,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Value of net income/loss2021-08-31$527,003
Value of net assets at end of year (total assets less liabilities)2021-08-31$2,975,851
Value of net assets at beginning of year (total assets less liabilities)2021-08-31$2,448,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-31No
Were any leases to which the plan was party in default or uncollectible2021-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-08-31$2,663,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-31$2,094,834
Interest on participant loans2021-08-31$541
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-08-31$244,139
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-08-31$269,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-31$487,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-31No
Was there a failure to transmit to the plan any participant contributions2021-08-31No
Has the plan failed to provide any benefit when due under the plan2021-08-31No
Contributions received in cash from employer2021-08-31$57,350
Employer contributions (assets) at end of year2021-08-31$1,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-31$138,577
Contract administrator fees2021-08-31$277
Did the plan have assets held for investment2021-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-31No
Opinion of an independent qualified public accountant for this plan2021-08-31Disclaimer
Accountancy firm name2021-08-31DESMOND CPA, PLC
Accountancy firm EIN2021-08-31463970992
2020 : EASTER SEALS SOCIETY OF IOWA, INC 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total income from all sources (including contributions)2020-08-31$383,770
Total loss/gain on sale of assets2020-08-31$0
Total of all expenses incurred2020-08-31$50,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$49,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$162,456
Value of total assets at end of year2020-08-31$2,448,848
Value of total assets at beginning of year2020-08-31$2,115,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$1,078
Total interest from all sources2020-08-31$781
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31No
Was this plan covered by a fidelity bond2020-08-31Yes
Value of fidelity bond cover2020-08-31$250,000
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Contributions received from participants2020-08-31$102,558
Participant contributions at end of year2020-08-31$84,310
Participant contributions at beginning of year2020-08-31$71,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$333,202
Value of net assets at end of year (total assets less liabilities)2020-08-31$2,448,848
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$2,115,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$2,094,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-08-31$1,784,279
Interest on participant loans2020-08-31$781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-08-31$269,704
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-08-31$259,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-08-31$220,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31No
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Contributions received in cash from employer2020-08-31$59,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$49,490
Contract administrator fees2020-08-31$1,078
Did the plan have assets held for investment2020-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-08-31Yes
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31DESMOND CPA, PLC
Accountancy firm EIN2020-08-31463970992
2019 : EASTER SEALS SOCIETY OF IOWA, INC 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total income from all sources (including contributions)2019-08-31$204,929
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$241,395
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$237,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$167,318
Value of total assets at end of year2019-08-31$2,115,646
Value of total assets at beginning of year2019-08-31$2,152,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$4,098
Total interest from all sources2019-08-31$11,027
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$0
Was this plan covered by a fidelity bond2019-08-31Yes
Value of fidelity bond cover2019-08-31$250,000
If this is an individual account plan, was there a blackout period2019-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Contributions received from participants2019-08-31$113,259
Participant contributions at end of year2019-08-31$71,972
Participant contributions at beginning of year2019-08-31$109,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$-36,466
Value of net assets at end of year (total assets less liabilities)2019-08-31$2,115,646
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$2,152,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-31$1,784,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-31$1,691,421
Interest on participant loans2019-08-31$524
Interest earned on other investments2019-08-31$10,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-08-31$259,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-08-31$351,356
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-31$26,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31Yes
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Contributions received in cash from employer2019-08-31$54,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$237,297
Contract administrator fees2019-08-31$4,098
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31DESMOND CPA, PLC
Accountancy firm EIN2019-08-31463970992
2018 : EASTER SEALS SOCIETY OF IOWA, INC 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total income from all sources (including contributions)2018-08-31$432,836
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$143,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$141,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$282,891
Value of total assets at end of year2018-08-31$2,152,112
Value of total assets at beginning of year2018-08-31$1,862,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$2,207
Total interest from all sources2018-08-31$12,427
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$250,000
If this is an individual account plan, was there a blackout period2018-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Contributions received from participants2018-08-31$119,657
Participant contributions at end of year2018-08-31$109,335
Participant contributions at beginning of year2018-08-31$138,609
Income. Received or receivable in cash from other sources (including rollovers)2018-08-31$96,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Value of net income/loss2018-08-31$289,457
Value of net assets at end of year (total assets less liabilities)2018-08-31$2,152,112
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$1,862,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$1,691,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$1,441,207
Interest on participant loans2018-08-31$297
Interest earned on other investments2018-08-31$12,130
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-31$351,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-31$282,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-31$137,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31Yes
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Contributions received in cash from employer2018-08-31$66,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$141,172
Contract administrator fees2018-08-31$2,207
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31SHAUL & DESMOND PLLC
Accountancy firm EIN2018-08-31463875795
2017 : EASTER SEALS SOCIETY OF IOWA, INC 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$325,407
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$78,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$76,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$188,572
Value of total assets at end of year2017-08-31$1,862,655
Value of total assets at beginning of year2017-08-31$1,615,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$1,740
Total interest from all sources2017-08-31$11,095
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$250,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Contributions received from participants2017-08-31$113,372
Participant contributions at end of year2017-08-31$138,609
Participant contributions at beginning of year2017-08-31$60,512
Income. Received or receivable in cash from other sources (including rollovers)2017-08-31$2,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$246,827
Value of net assets at end of year (total assets less liabilities)2017-08-31$1,862,655
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$1,615,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-08-31$1,441,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-08-31$1,291,707
Interest earned on other investments2017-08-31$11,095
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$282,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$263,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-08-31$125,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31Yes
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Contributions received in cash from employer2017-08-31$72,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$76,840
Contract administrator fees2017-08-31$1,740
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31SHAUL & DESMOND PLLC
Accountancy firm EIN2017-08-31463875795
2016 : EASTER SEALS SOCIETY OF IOWA, INC 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$297,573
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$120,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$118,161
Value of total corrective distributions2016-08-31$1,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$218,129
Value of total assets at end of year2016-08-31$1,615,828
Value of total assets at beginning of year2016-08-31$1,439,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$1,559
Total interest from all sources2016-08-31$8,638
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$250,000
If this is an individual account plan, was there a blackout period2016-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$109,042
Participant contributions at end of year2016-08-31$60,512
Participant contributions at beginning of year2016-08-31$66,679
Income. Received or receivable in cash from other sources (including rollovers)2016-08-31$27,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$176,698
Value of net assets at end of year (total assets less liabilities)2016-08-31$1,615,828
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$1,439,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$1,291,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-31$1,128,643
Interest earned on other investments2016-08-31$8,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$263,609
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$243,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-31$70,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31Yes
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Contributions received in cash from employer2016-08-31$81,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$118,161
Contract administrator fees2016-08-31$1,559
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31SHAUL & DESMOND PLLC
Accountancy firm EIN2016-08-31463875795
2015 : EASTER SEALS SOCIETY OF IOWA, INC 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$140,056
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$64,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$62,620
Value of total corrective distributions2015-08-31$1,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$180,700
Value of total assets at end of year2015-08-31$1,439,130
Value of total assets at beginning of year2015-08-31$1,363,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$369
Total interest from all sources2015-08-31$6,808
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$250,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$101,584
Participant contributions at end of year2015-08-31$66,679
Participant contributions at beginning of year2015-08-31$40,303
Income. Received or receivable in cash from other sources (including rollovers)2015-08-31$640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$75,457
Value of net assets at end of year (total assets less liabilities)2015-08-31$1,439,130
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$1,363,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$1,128,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$1,114,016
Interest earned on other investments2015-08-31$6,808
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$243,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$209,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-08-31$-47,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Contributions received in cash from employer2015-08-31$78,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$62,620
Contract administrator fees2015-08-31$369
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31SHAUL & DESMOND
Accountancy firm EIN2015-08-31463875795
2014 : EASTER SEALS SOCIETY OF IOWA, INC 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$333,750
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$12,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$12,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$178,624
Value of total assets at end of year2014-08-31$1,363,673
Value of total assets at beginning of year2014-08-31$1,042,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$410
Total interest from all sources2014-08-31$5,233
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$250,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$89,228
Participant contributions at end of year2014-08-31$40,303
Participant contributions at beginning of year2014-08-31$24,311
Income. Received or receivable in cash from other sources (including rollovers)2014-08-31$20,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$321,214
Value of net assets at end of year (total assets less liabilities)2014-08-31$1,363,673
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$1,042,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$1,114,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$847,534
Interest earned on other investments2014-08-31$5,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$209,354
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$170,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$149,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$68,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$12,126
Contract administrator fees2014-08-31$410
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31SHAUL & DESMOND
Accountancy firm EIN2014-08-31463875795
2013 : EASTER SEALS SOCIETY OF IOWA, INC 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$218,466
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$36,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$34,038
Value of total corrective distributions2013-08-31$1,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$148,987
Value of total assets at end of year2013-08-31$1,042,459
Value of total assets at beginning of year2013-08-31$860,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$1,332
Total interest from all sources2013-08-31$4,562
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$250,000
If this is an individual account plan, was there a blackout period2013-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$78,686
Participant contributions at end of year2013-08-31$24,311
Participant contributions at beginning of year2013-08-31$28,893
Income. Received or receivable in cash from other sources (including rollovers)2013-08-31$8,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$181,779
Value of net assets at end of year (total assets less liabilities)2013-08-31$1,042,459
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$860,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$847,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$688,478
Interest earned on other investments2013-08-31$4,562
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$170,614
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$143,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$64,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Contributions received in cash from employer2013-08-31$61,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$34,038
Contract administrator fees2013-08-31$1,332
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31BROOKS LODDEN, P.C.
Accountancy firm EIN2013-08-31421229486
2012 : EASTER SEALS SOCIETY OF IOWA, INC 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$182,064
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$77,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$74,778
Value of total corrective distributions2012-08-31$1,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$127,434
Value of total assets at end of year2012-08-31$860,680
Value of total assets at beginning of year2012-08-31$756,236
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$1,664
Total interest from all sources2012-08-31$4,485
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$250,000
If this is an individual account plan, was there a blackout period2012-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$71,234
Participant contributions at end of year2012-08-31$28,893
Participant contributions at beginning of year2012-08-31$35,644
Income. Received or receivable in cash from other sources (including rollovers)2012-08-31$276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$104,444
Value of net assets at end of year (total assets less liabilities)2012-08-31$860,680
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$756,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$688,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$603,223
Interest earned on other investments2012-08-31$4,485
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$143,309
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$117,369
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$50,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31Yes
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Contributions received in cash from employer2012-08-31$55,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$74,778
Contract administrator fees2012-08-31$1,664
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31BROOKS LODDEN, P.C.
Accountancy firm EIN2012-08-31421229486
2011 : EASTER SEALS SOCIETY OF IOWA, INC 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total income from all sources (including contributions)2011-08-31$216,930
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$71,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$68,991
Value of total corrective distributions2011-08-31$1,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$146,127
Value of total assets at end of year2011-08-31$756,236
Value of total assets at beginning of year2011-08-31$610,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$600
Total interest from all sources2011-08-31$4,587
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$250,000
If this is an individual account plan, was there a blackout period2011-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-08-31$0
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Contributions received from participants2011-08-31$79,605
Participant contributions at end of year2011-08-31$35,644
Participant contributions at beginning of year2011-08-31$33,129
Income. Received or receivable in cash from other sources (including rollovers)2011-08-31$5,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$145,695
Value of net assets at end of year (total assets less liabilities)2011-08-31$756,236
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$610,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$603,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$462,561
Interest earned on other investments2011-08-31$4,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$117,369
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$114,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-08-31$66,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31Yes
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Contributions received in cash from employer2011-08-31$61,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$68,991
Contract administrator fees2011-08-31$600
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31BROOKS LODDEN, P.C.
Accountancy firm EIN2011-08-31421229486
2010 : EASTER SEALS SOCIETY OF IOWA, INC 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-08-31$0

Form 5500 Responses for EASTER SEALS SOCIETY OF IOWA, INC

2022: EASTER SEALS SOCIETY OF IOWA, INC 2022 form 5500 responses
2022-09-01Type of plan entitySingle employer plan
2022-09-01Submission has been amendedNo
2022-09-01This submission is the final filingNo
2022-09-01This return/report is a short plan year return/report (less than 12 months)No
2022-09-01Plan is a collectively bargained planNo
2022-09-01Plan funding arrangement – InsuranceYes
2022-09-01Plan funding arrangement – TrustYes
2022-09-01Plan benefit arrangement – InsuranceYes
2022-09-01Plan benefit arrangement - TrustYes
2021: EASTER SEALS SOCIETY OF IOWA, INC 2021 form 5500 responses
2021-09-01Type of plan entitySingle employer plan
2021-09-01Submission has been amendedNo
2021-09-01This submission is the final filingNo
2021-09-01This return/report is a short plan year return/report (less than 12 months)No
2021-09-01Plan is a collectively bargained planNo
2021-09-01Plan funding arrangement – InsuranceYes
2021-09-01Plan funding arrangement – TrustYes
2021-09-01Plan benefit arrangement – InsuranceYes
2021-09-01Plan benefit arrangement - TrustYes
2020: EASTER SEALS SOCIETY OF IOWA, INC 2020 form 5500 responses
2020-09-01Type of plan entitySingle employer plan
2020-09-01Submission has been amendedNo
2020-09-01This submission is the final filingNo
2020-09-01This return/report is a short plan year return/report (less than 12 months)No
2020-09-01Plan is a collectively bargained planNo
2020-09-01Plan funding arrangement – InsuranceYes
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement – InsuranceYes
2020-09-01Plan benefit arrangement - TrustYes
2019: EASTER SEALS SOCIETY OF IOWA, INC 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – InsuranceYes
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement – InsuranceYes
2019-09-01Plan benefit arrangement - TrustYes
2018: EASTER SEALS SOCIETY OF IOWA, INC 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – InsuranceYes
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement – InsuranceYes
2018-09-01Plan benefit arrangement - TrustYes
2017: EASTER SEALS SOCIETY OF IOWA, INC 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – InsuranceYes
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement – InsuranceYes
2017-09-01Plan benefit arrangement - TrustYes
2016: EASTER SEALS SOCIETY OF IOWA, INC 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: EASTER SEALS SOCIETY OF IOWA, INC 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: EASTER SEALS SOCIETY OF IOWA, INC 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: EASTER SEALS SOCIETY OF IOWA, INC 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: EASTER SEALS SOCIETY OF IOWA, INC 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: EASTER SEALS SOCIETY OF IOWA, INC 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2009: EASTER SEALS SOCIETY OF IOWA, INC 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01608
Policy instance 1
Insurance contract or identification numberGP01608
Number of Individuals Covered83
Insurance policy start date2022-09-01
Insurance policy end date2023-08-31
Total amount of commissions paid to insurance brokerUSD $1,805
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,805
Amount paid for insurance broker fees0
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01608
Policy instance 1
Insurance contract or identification numberGP01608
Number of Individuals Covered86
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Total amount of commissions paid to insurance brokerUSD $1,712
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,712
Amount paid for insurance broker fees0
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01608
Policy instance 1
Insurance contract or identification numberGP01608
Number of Individuals Covered92
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Total amount of commissions paid to insurance brokerUSD $2,170
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,170
Amount paid for insurance broker fees0
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01608
Policy instance 1
Insurance contract or identification numberGP01608
Number of Individuals Covered96
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Total amount of commissions paid to insurance brokerUSD $2,178
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,178
Amount paid for insurance broker fees0
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01608
Policy instance 1
Insurance contract or identification numberGP01608
Number of Individuals Covered102
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Total amount of commissions paid to insurance brokerUSD $2,608
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,608
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01608
Policy instance 1
Insurance contract or identification numberGP01608
Number of Individuals Covered123
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Total amount of commissions paid to insurance brokerUSD $11,534
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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