?>
Logo

EASTER SEALS MIDWEST 403(B) PLAN 401k Plan overview

Plan NameEASTER SEALS MIDWEST 403(B) PLAN
Plan identification number 002

EASTER SEALS MIDWEST 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EASTER SEALS MIDWEST has sponsored the creation of one or more 401k plans.

Company Name:EASTER SEALS MIDWEST
Employer identification number (EIN):430979927
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EASTER SEALS MIDWEST 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-07-01
0022021-07-01
0022020-07-01
0022019-07-01
0022018-07-01
0022017-07-01JEFF ARLEDGE
0022016-07-01JOHN ADKINS
0022015-07-01JOHN ADKINS
0022014-07-01JOHN ADKINS JOHN ADKINS2016-01-21
0022013-07-01JOHN ADKINS JOHN ADKINS2015-01-22
0022012-07-01JOHN ADKINS JOHN ADKINS2014-04-15

Plan Statistics for EASTER SEALS MIDWEST 403(B) PLAN

401k plan membership statisitcs for EASTER SEALS MIDWEST 403(B) PLAN

Measure Date Value
2022: EASTER SEALS MIDWEST 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-07-011,480
Total number of active participants reported on line 7a of the Form 55002022-07-011,551
Number of retired or separated participants receiving benefits2022-07-010
Number of other retired or separated participants entitled to future benefits2022-07-0146
Total of all active and inactive participants2022-07-011,597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-07-011
Total participants2022-07-011,598
Number of participants with account balances2022-07-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-07-016
2021: EASTER SEALS MIDWEST 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-011,568
Total number of active participants reported on line 7a of the Form 55002021-07-011,394
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0160
Total of all active and inactive participants2021-07-011,454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-011,454
Number of participants with account balances2021-07-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0121
2020: EASTER SEALS MIDWEST 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-011,582
Total number of active participants reported on line 7a of the Form 55002020-07-011,398
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0135
Total of all active and inactive participants2020-07-011,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-011,433
Number of participants with account balances2020-07-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0116
2019: EASTER SEALS MIDWEST 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-011,727
Total number of active participants reported on line 7a of the Form 55002019-07-011,546
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0136
Total of all active and inactive participants2019-07-011,582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-011,582
Number of participants with account balances2019-07-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0113
2018: EASTER SEALS MIDWEST 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-011,718
Total number of active participants reported on line 7a of the Form 55002018-07-011,634
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0193
Total of all active and inactive participants2018-07-011,727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-011,727
Number of participants with account balances2018-07-01369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0143
2017: EASTER SEALS MIDWEST 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-011,375
Total number of active participants reported on line 7a of the Form 55002017-07-011,148
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0170
Total of all active and inactive participants2017-07-011,218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-011,218
Number of participants with account balances2017-07-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0125
2016: EASTER SEALS MIDWEST 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-011,063
Total number of active participants reported on line 7a of the Form 55002016-07-011,013
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0145
Total of all active and inactive participants2016-07-011,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-011,058
Number of participants with account balances2016-07-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0117
2015: EASTER SEALS MIDWEST 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-011,053
Total number of active participants reported on line 7a of the Form 55002015-07-011,021
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0133
Total of all active and inactive participants2015-07-011,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-011,054
Number of participants with account balances2015-07-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0123
2014: EASTER SEALS MIDWEST 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-011,409
Total number of active participants reported on line 7a of the Form 55002014-07-011,430
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0119
Total of all active and inactive participants2014-07-011,449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-011,449
Number of participants with account balances2014-07-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0125
2013: EASTER SEALS MIDWEST 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-011,327
Total number of active participants reported on line 7a of the Form 55002013-07-011,129
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0128
Total of all active and inactive participants2013-07-011,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-011,157
Number of participants with account balances2013-07-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-0114
2012: EASTER SEALS MIDWEST 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-011,410
Total number of active participants reported on line 7a of the Form 55002012-07-011,345
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0119
Total of all active and inactive participants2012-07-011,364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-011,364
Number of participants with account balances2012-07-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0147

Financial Data on EASTER SEALS MIDWEST 403(B) PLAN

Measure Date Value
2023 : EASTER SEALS MIDWEST 403(B) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total income from all sources (including contributions)2023-06-30$2,301,544
Total loss/gain on sale of assets2023-06-30$0
Total of all expenses incurred2023-06-30$821,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-06-30$743,050
Value of total corrective distributions2023-06-30$4,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-06-30$1,357,423
Value of total assets at end of year2023-06-30$8,800,416
Value of total assets at beginning of year2023-06-30$7,320,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-06-30$73,740
Total interest from all sources2023-06-30$9,798
Total dividends received (eg from common stock, registered investment company shares)2023-06-30$127,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-06-30$127,050
Administrative expenses professional fees incurred2023-06-30$9,644
Was this plan covered by a fidelity bond2023-06-30No
If this is an individual account plan, was there a blackout period2023-06-30No
Were there any nonexempt tranactions with any party-in-interest2023-06-30No
Contributions received from participants2023-06-30$1,001,230
Participant contributions at end of year2023-06-30$164,309
Participant contributions at beginning of year2023-06-30$147,052
Income. Received or receivable in cash from other sources (including rollovers)2023-06-30$27,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Value of net income/loss2023-06-30$1,480,307
Value of net assets at end of year (total assets less liabilities)2023-06-30$8,800,416
Value of net assets at beginning of year (total assets less liabilities)2023-06-30$7,320,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-06-30No
Were any leases to which the plan was party in default or uncollectible2023-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-06-30$8,628,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-06-30$7,130,662
Interest on participant loans2023-06-30$9,444
Interest earned on other investments2023-06-30$354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-06-30$7,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-06-30$42,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-06-30$807,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-06-30No
Was there a failure to transmit to the plan any participant contributions2023-06-30No
Has the plan failed to provide any benefit when due under the plan2023-06-30No
Contributions received in cash from employer2023-06-30$328,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-06-30$743,050
Contract administrator fees2023-06-30$64,096
Did the plan have assets held for investment2023-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-06-30No
Opinion of an independent qualified public accountant for this plan2023-06-30Unqualified
Accountancy firm name2023-06-30RUBIN BROWN LLP
Accountancy firm EIN2023-06-30430765316
2022 : EASTER SEALS MIDWEST 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-139,559
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$637,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$555,939
Expenses. Certain deemed distributions of participant loans2022-06-30$-6,169
Value of total corrective distributions2022-06-30$7,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$1,047,815
Value of total assets at end of year2022-06-30$7,320,109
Value of total assets at beginning of year2022-06-30$8,096,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$79,920
Total interest from all sources2022-06-30$6,670
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$202,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$202,688
Administrative expenses professional fees incurred2022-06-30$9,497
Was this plan covered by a fidelity bond2022-06-30No
If this is an individual account plan, was there a blackout period2022-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$763,033
Participant contributions at end of year2022-06-30$147,052
Participant contributions at beginning of year2022-06-30$141,510
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$6,017
Other income not declared elsewhere2022-06-30$1,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-776,883
Value of net assets at end of year (total assets less liabilities)2022-06-30$7,320,109
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$8,096,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$5,367
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$7,130,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$7,914,506
Interest on participant loans2022-06-30$6,133
Interest earned on other investments2022-06-30$537
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$42,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$40,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-1,397,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$278,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$555,939
Contract administrator fees2022-06-30$65,056
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30Yes
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30RUBINBROWN LLP
Accountancy firm EIN2022-06-30430765316
2021 : EASTER SEALS MIDWEST 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$2,891,607
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$768,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$643,351
Expenses. Certain deemed distributions of participant loans2021-06-30$24,236
Value of total corrective distributions2021-06-30$12,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,172,714
Value of total assets at end of year2021-06-30$8,096,992
Value of total assets at beginning of year2021-06-30$5,974,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$88,820
Total interest from all sources2021-06-30$8,270
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$229,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$229,661
Administrative expenses professional fees incurred2021-06-30$9,500
Was this plan covered by a fidelity bond2021-06-30No
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$735,057
Participant contributions at end of year2021-06-30$141,510
Participant contributions at beginning of year2021-06-30$143,259
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$173,429
Administrative expenses (other) incurred2021-06-30$112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$2,122,826
Value of net assets at end of year (total assets less liabilities)2021-06-30$8,096,992
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$5,974,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$72,535
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$7,914,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$5,797,583
Interest on participant loans2021-06-30$7,546
Interest earned on other investments2021-06-30$724
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$40,976
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$33,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$1,480,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$264,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$643,351
Contract administrator fees2021-06-30$6,673
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-06-30No
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30RUBIN BROWN
Accountancy firm EIN2021-06-30430765316
2020 : EASTER SEALS MIDWEST 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$1,087,890
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$826,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$748,744
Expenses. Certain deemed distributions of participant loans2020-06-30$4,867
Value of total corrective distributions2020-06-30$14,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$940,729
Value of total assets at end of year2020-06-30$5,974,166
Value of total assets at beginning of year2020-06-30$5,712,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$57,814
Total interest from all sources2020-06-30$11,046
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$487,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$487,613
Administrative expenses professional fees incurred2020-06-30$0
Was this plan covered by a fidelity bond2020-06-30No
If this is an individual account plan, was there a blackout period2020-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$692,153
Participant contributions at end of year2020-06-30$143,259
Participant contributions at beginning of year2020-06-30$174,754
Assets. Other investments not covered elsewhere at end of year2020-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$4,233
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-06-30$0
Other income not declared elsewhere2020-06-30$6,766
Administrative expenses (other) incurred2020-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$261,485
Value of net assets at end of year (total assets less liabilities)2020-06-30$5,974,166
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$5,712,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$22,082
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$5,797,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$5,410,164
Value of interest in pooled separate accounts at end of year2020-06-30$0
Value of interest in pooled separate accounts at beginning of year2020-06-30$0
Interest on participant loans2020-06-30$9,940
Interest earned on other investments2020-06-30$1,106
Value of interest in common/collective trusts at end of year2020-06-30$0
Value of interest in common/collective trusts at beginning of year2020-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$33,324
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$127,763
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-358,264
Net investment gain/loss from pooled separate accounts2020-06-30$0
Net investment gain or loss from common/collective trusts2020-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Assets. Invements in employer securities at end of year2020-06-30$0
Assets. Invements in employer securities at beginning of year2020-06-30$0
Contributions received in cash from employer2020-06-30$244,343
Income. Dividends from common stock2020-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$748,744
Contract administrator fees2020-06-30$35,732
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30Yes
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30RUBIN BROWN
Accountancy firm EIN2020-06-30430765316
2019 : EASTER SEALS MIDWEST 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$1,207,181
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$797,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$768,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$940,591
Value of total assets at end of year2019-06-30$5,712,681
Value of total assets at beginning of year2019-06-30$5,302,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$29,051
Total interest from all sources2019-06-30$7,533
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$1,728
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$1,728
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$685,825
Participant contributions at end of year2019-06-30$174,754
Participant contributions at beginning of year2019-06-30$142,360
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$13,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$410,053
Value of net assets at end of year (total assets less liabilities)2019-06-30$5,712,681
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$5,302,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$5,410,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$5,045,600
Interest on participant loans2019-06-30$7,533
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$127,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$114,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$257,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$240,888
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$768,077
Contract administrator fees2019-06-30$29,051
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30RUBIN BROWN LLP
Accountancy firm EIN2019-06-30430765316
2018 : EASTER SEALS MIDWEST 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$1,147,198
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$654,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$629,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$808,228
Value of total assets at end of year2018-06-30$5,302,628
Value of total assets at beginning of year2018-06-30$4,809,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$24,935
Total interest from all sources2018-06-30$6,495
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$1,504
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$1,504
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$569,949
Participant contributions at end of year2018-06-30$142,360
Participant contributions at beginning of year2018-06-30$144,476
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$16,983
Administrative expenses (other) incurred2018-06-30$24,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$492,668
Value of net assets at end of year (total assets less liabilities)2018-06-30$5,302,628
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$4,809,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$5,045,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$4,559,847
Income. Interest from loans (other than to participants)2018-06-30$6,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$114,668
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$105,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$330,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$221,296
Employer contributions (assets) at end of year2018-06-30$0
Employer contributions (assets) at beginning of year2018-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$629,595
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30RUBIN BROWN LLP
Accountancy firm EIN2018-06-30430765316
2017 : EASTER SEALS MIDWEST 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$1,120,806
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$429,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$388,400
Expenses. Certain deemed distributions of participant loans2017-06-30$19,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$640,603
Value of total assets at end of year2017-06-30$4,809,960
Value of total assets at beginning of year2017-06-30$4,118,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$22,321
Total interest from all sources2017-06-30$8,092
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$272,358
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$272,358
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$433,565
Participant contributions at end of year2017-06-30$144,476
Participant contributions at beginning of year2017-06-30$161,722
Participant contributions at end of year2017-06-30$0
Participant contributions at beginning of year2017-06-30$17,000
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$52,623
Administrative expenses (other) incurred2017-06-30$22,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$690,963
Value of net assets at end of year (total assets less liabilities)2017-06-30$4,809,960
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$4,118,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$4,559,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$3,834,189
Income. Interest from loans (other than to participants)2017-06-30$6,541
Interest earned on other investments2017-06-30$1,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$105,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$99,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$199,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$154,415
Employer contributions (assets) at end of year2017-06-30$0
Employer contributions (assets) at beginning of year2017-06-30$6,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$388,400
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30No
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30RUBIN BROWN LLP
Accountancy firm EIN2017-06-30430765316
2016 : EASTER SEALS MIDWEST 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$827,626
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$330,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$306,290
Value of total corrective distributions2016-06-30$11,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$724,238
Value of total assets at end of year2016-06-30$4,118,997
Value of total assets at beginning of year2016-06-30$3,621,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$12,793
Total interest from all sources2016-06-30$8,195
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$69,945
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$69,945
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$4,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$432,835
Participant contributions at end of year2016-06-30$161,722
Participant contributions at beginning of year2016-06-30$103,151
Participant contributions at end of year2016-06-30$17,000
Participant contributions at beginning of year2016-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$117,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$497,298
Value of net assets at end of year (total assets less liabilities)2016-06-30$4,118,997
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$3,621,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$3,834,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$3,422,156
Interest on participant loans2016-06-30$6,111
Interest earned on other investments2016-06-30$2,084
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$99,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$96,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$25,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30Yes
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$173,812
Employer contributions (assets) at end of year2016-06-30$6,319
Employer contributions (assets) at beginning of year2016-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$306,290
Contract administrator fees2016-06-30$12,793
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30No
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30MUELLER PROST LP
Accountancy firm EIN2016-06-30431594752
2015 : EASTER SEALS MIDWEST 403(B) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-06-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$0
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total transfer of assets to this plan2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$657,775
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$589,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$558,008
Expenses. Certain deemed distributions of participant loans2015-06-30$0
Value of total corrective distributions2015-06-30$13,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$554,649
Value of total assets at end of year2015-06-30$3,621,699
Value of total assets at beginning of year2015-06-30$3,553,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$18,055
Total income from rents2015-06-30$0
Total interest from all sources2015-06-30$5,929
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$49,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$49,078
Administrative expenses professional fees incurred2015-06-30$0
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$4,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Amount of non-exempt transactions with any party-in-interest2015-06-30$0
Contributions received from participants2015-06-30$398,871
Participant contributions at end of year2015-06-30$103,151
Participant contributions at beginning of year2015-06-30$118,521
Participant contributions at end of year2015-06-30$0
Participant contributions at beginning of year2015-06-30$14,998
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$6,296
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-06-30$0
Other income not declared elsewhere2015-06-30$0
Administrative expenses (other) incurred2015-06-30$0
Liabilities. Value of operating payables at beginning of year2015-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$67,857
Value of net assets at end of year (total assets less liabilities)2015-06-30$3,621,699
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$3,553,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-06-30$0
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-06-30$0
Investment advisory and management fees2015-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$3,422,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$3,337,410
Interest on participant loans2015-06-30$4,610
Income. Interest from loans (other than to participants)2015-06-30$0
Interest earned on other investments2015-06-30$1,319
Income. Interest from US Government securities2015-06-30$0
Income. Interest from corporate debt instruments2015-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$96,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$76,913
Expenses. Payments to insurance carriers foe the provision of benefits2015-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$48,119
Net investment gain/loss from pooled separate accounts2015-06-30$0
Net investment gain or loss from common/collective trusts2015-06-30$0
Net gain/loss from 103.12 investment entities2015-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$149,482
Employer contributions (assets) at end of year2015-06-30$0
Employer contributions (assets) at beginning of year2015-06-30$6,000
Income. Dividends from preferred stock2015-06-30$0
Income. Dividends from common stock2015-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$558,008
Contract administrator fees2015-06-30$18,055
Liabilities. Value of benefit claims payable at beginning of year2015-06-30$0
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Aggregate proceeds on sale of assets2015-06-30$0
Aggregate carrying amount (costs) on sale of assets2015-06-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30MUELLER PROST LLC
Accountancy firm EIN2015-06-30431594752
2014 : EASTER SEALS MIDWEST 403(B) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-06-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$0
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total transfer of assets to this plan2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$1,015,166
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$582,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$559,692
Expenses. Certain deemed distributions of participant loans2014-06-30$0
Value of total corrective distributions2014-06-30$5,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$508,591
Value of total assets at end of year2014-06-30$3,553,842
Value of total assets at beginning of year2014-06-30$3,121,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$17,289
Total income from rents2014-06-30$0
Total interest from all sources2014-06-30$6,338
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$39,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$39,555
Administrative expenses professional fees incurred2014-06-30$0
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Amount of non-exempt transactions with any party-in-interest2014-06-30$0
Contributions received from participants2014-06-30$374,873
Participant contributions at end of year2014-06-30$118,521
Participant contributions at beginning of year2014-06-30$122,670
Participant contributions at end of year2014-06-30$14,998
Participant contributions at beginning of year2014-06-30$15,550
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$7,304
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-06-30$0
Other income not declared elsewhere2014-06-30$0
Administrative expenses (other) incurred2014-06-30$0
Liabilities. Value of operating payables at beginning of year2014-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$432,605
Value of net assets at end of year (total assets less liabilities)2014-06-30$3,553,842
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$3,121,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-06-30$0
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-06-30$0
Investment advisory and management fees2014-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$3,337,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$2,885,419
Interest on participant loans2014-06-30$5,295
Income. Interest from loans (other than to participants)2014-06-30$0
Interest earned on other investments2014-06-30$1,043
Income. Interest from US Government securities2014-06-30$0
Income. Interest from corporate debt instruments2014-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$76,913
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$92,619
Expenses. Payments to insurance carriers foe the provision of benefits2014-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$460,682
Net investment gain/loss from pooled separate accounts2014-06-30$0
Net investment gain or loss from common/collective trusts2014-06-30$0
Net gain/loss from 103.12 investment entities2014-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$126,414
Employer contributions (assets) at end of year2014-06-30$6,000
Employer contributions (assets) at beginning of year2014-06-30$4,979
Income. Dividends from preferred stock2014-06-30$0
Income. Dividends from common stock2014-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$559,692
Contract administrator fees2014-06-30$17,289
Liabilities. Value of benefit claims payable at beginning of year2014-06-30$0
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Aggregate proceeds on sale of assets2014-06-30$0
Aggregate carrying amount (costs) on sale of assets2014-06-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30MUELLER PROST LC
Accountancy firm EIN2014-06-30431594752
2013 : EASTER SEALS MIDWEST 403(B) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-06-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$0
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total transfer of assets to this plan2013-06-30$495,485
Total transfer of assets from this plan2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$2,482
Total income from all sources (including contributions)2013-06-30$909,714
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$341,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$318,821
Expenses. Certain deemed distributions of participant loans2013-06-30$0
Value of total corrective distributions2013-06-30$2,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$599,888
Value of total assets at end of year2013-06-30$3,121,237
Value of total assets at beginning of year2013-06-30$2,059,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$19,804
Total income from rents2013-06-30$0
Total interest from all sources2013-06-30$6,939
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$42,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$42,232
Administrative expenses professional fees incurred2013-06-30$0
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Amount of non-exempt transactions with any party-in-interest2013-06-30$0
Contributions received from participants2013-06-30$373,198
Participant contributions at end of year2013-06-30$122,670
Participant contributions at beginning of year2013-06-30$62,515
Participant contributions at end of year2013-06-30$15,550
Participant contributions at beginning of year2013-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$106,277
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-06-30$989
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-06-30$2,482
Other income not declared elsewhere2013-06-30$2,489
Administrative expenses (other) incurred2013-06-30$0
Liabilities. Value of operating payables at beginning of year2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$568,607
Value of net assets at end of year (total assets less liabilities)2013-06-30$3,121,237
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$2,057,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-06-30$0
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-06-30$0
Investment advisory and management fees2013-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$2,885,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$1,879,716
Interest on participant loans2013-06-30$5,291
Income. Interest from loans (other than to participants)2013-06-30$0
Interest earned on other investments2013-06-30$1,648
Income. Interest from US Government securities2013-06-30$0
Income. Interest from corporate debt instruments2013-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$92,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$117,018
Expenses. Payments to insurance carriers foe the provision of benefits2013-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$258,166
Net investment gain/loss from pooled separate accounts2013-06-30$0
Net investment gain or loss from common/collective trusts2013-06-30$0
Net gain/loss from 103.12 investment entities2013-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30Yes
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$120,413
Employer contributions (assets) at end of year2013-06-30$4,979
Employer contributions (assets) at beginning of year2013-06-30$378
Income. Dividends from preferred stock2013-06-30$0
Income. Dividends from common stock2013-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$317,832
Contract administrator fees2013-06-30$19,804
Liabilities. Value of benefit claims payable at beginning of year2013-06-30$0
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Aggregate proceeds on sale of assets2013-06-30$0
Aggregate carrying amount (costs) on sale of assets2013-06-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30MUELLER PROST PC
Accountancy firm EIN2013-06-30431594752

Form 5500 Responses for EASTER SEALS MIDWEST 403(B) PLAN

2022: EASTER SEALS MIDWEST 403(B) PLAN 2022 form 5500 responses
2022-07-01Type of plan entitySingle employer plan
2022-07-01This submission is the final filingNo
2022-07-01This return/report is a short plan year return/report (less than 12 months)No
2022-07-01Plan is a collectively bargained planNo
2022-07-01Plan funding arrangement – InsuranceYes
2022-07-01Plan funding arrangement – TrustYes
2022-07-01Plan benefit arrangement – InsuranceYes
2022-07-01Plan benefit arrangement - TrustYes
2021: EASTER SEALS MIDWEST 403(B) PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: EASTER SEALS MIDWEST 403(B) PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: EASTER SEALS MIDWEST 403(B) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: EASTER SEALS MIDWEST 403(B) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: EASTER SEALS MIDWEST 403(B) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: EASTER SEALS MIDWEST 403(B) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: EASTER SEALS MIDWEST 403(B) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: EASTER SEALS MIDWEST 403(B) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: EASTER SEALS MIDWEST 403(B) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: EASTER SEALS MIDWEST 403(B) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1598
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 63207
Policy instance 2
Insurance contract or identification numberMR 63207
Number of Individuals Covered0
Insurance policy start date2021-07-01
Insurance policy end date2021-07-16
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1454
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 63207
Policy instance 1
Insurance contract or identification numberMR 63207
Number of Individuals Covered1433
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374507-1
Policy instance 2
Insurance contract or identification number374507-1
Number of Individuals Covered0
Insurance policy start date2019-07-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 63207
Policy instance 1
Insurance contract or identification numberMR 63207
Number of Individuals Covered1582
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374507-01
Policy instance 1
Insurance contract or identification number374507-01
Number of Individuals Covered12
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374507-01
Policy instance 1
Insurance contract or identification number374507-01
Number of Individuals Covered10
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2015-07-01
Insurance policy end date2016-02-03
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1449
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1157
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $1,786
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,728
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameU S BANCORP INSURANCE SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1364
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $5,917
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,917
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameU S BANCORP INVESTMENTS INC

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3