EASTER SEALS ALABAMA, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN
| Measure | Date | Value |
|---|
| 2022 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-350,007 |
| Total of all expenses incurred | 2022-12-31 | $570,314 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $505,632 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $542,826 |
| Value of total assets at end of year | 2022-12-31 | $5,107,810 |
| Value of total assets at beginning of year | 2022-12-31 | $6,028,131 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $64,682 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $98,833 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $98,833 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $358,749 |
| Participant contributions at end of year | 2022-12-31 | $26,327 |
| Participant contributions at beginning of year | 2022-12-31 | $27,600 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $9,837 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-920,321 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $5,107,810 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $6,028,131 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $5,068,715 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $5,985,445 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-991,666 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $174,240 |
| Employer contributions (assets) at end of year | 2022-12-31 | $12,768 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $15,086 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $505,632 |
| Contract administrator fees | 2022-12-31 | $64,682 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CARR, RIGGS & INGRAM LLC |
| Accountancy firm EIN | 2022-12-31 | 721396621 |
| Total income from all sources (including contributions) | 2022-01-01 | $-350,007 |
| Total of all expenses incurred | 2022-01-01 | $570,314 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $505,632 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $542,826 |
| Value of total assets at end of year | 2022-01-01 | $5,107,810 |
| Value of total assets at beginning of year | 2022-01-01 | $6,028,131 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $64,682 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $98,833 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $98,833 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $358,749 |
| Participant contributions at end of year | 2022-01-01 | $26,327 |
| Participant contributions at beginning of year | 2022-01-01 | $27,600 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $9,837 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-920,321 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $5,107,810 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $6,028,131 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $5,068,715 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $5,985,445 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-991,666 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $174,240 |
| Employer contributions (assets) at end of year | 2022-01-01 | $12,768 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $15,086 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $505,632 |
| Contract administrator fees | 2022-01-01 | $64,682 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CARR, RIGGS & INGRAM LLC |
| Accountancy firm EIN | 2022-01-01 | 721396621 |
| 2021 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $1,177,178 |
| Total of all expenses incurred | 2021-12-31 | $622,573 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $562,120 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $536,546 |
| Value of total assets at end of year | 2021-12-31 | $6,028,131 |
| Value of total assets at beginning of year | 2021-12-31 | $5,473,526 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $60,453 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $101,635 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $101,635 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $351,204 |
| Participant contributions at end of year | 2021-12-31 | $27,600 |
| Participant contributions at beginning of year | 2021-12-31 | $39,296 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $554,605 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $6,028,131 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $5,473,526 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $5,985,445 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $5,413,089 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $538,997 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $185,342 |
| Employer contributions (assets) at end of year | 2021-12-31 | $15,086 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $21,141 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $562,120 |
| Contract administrator fees | 2021-12-31 | $60,453 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | CARR, RIGGS & INGRAM LLC |
| Accountancy firm EIN | 2021-12-31 | 721396621 |
| 2020 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $1,258,109 |
| Total of all expenses incurred | 2020-12-31 | $810,661 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $754,597 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $617,720 |
| Value of total assets at end of year | 2020-12-31 | $5,473,526 |
| Value of total assets at beginning of year | 2020-12-31 | $5,026,078 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $56,064 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $78,601 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $78,601 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $360,998 |
| Participant contributions at end of year | 2020-12-31 | $39,296 |
| Participant contributions at beginning of year | 2020-12-31 | $26,189 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $60,808 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $447,448 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $5,473,526 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $5,026,078 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $56,064 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $5,413,089 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $4,984,568 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $561,788 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $195,914 |
| Employer contributions (assets) at end of year | 2020-12-31 | $21,141 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $15,321 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $754,597 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | CARR, RIGGS & INGRAM LLC |
| Accountancy firm EIN | 2020-12-31 | 721396621 |
| 2019 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $1,459,810 |
| Total income from all sources (including contributions) | 2019-12-31 | $1,459,810 |
| Total of all expenses incurred | 2019-12-31 | $451,799 |
| Total of all expenses incurred | 2019-12-31 | $451,799 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $389,422 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $389,422 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $569,895 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $569,895 |
| Value of total assets at end of year | 2019-12-31 | $5,026,078 |
| Value of total assets at end of year | 2019-12-31 | $5,026,078 |
| Value of total assets at beginning of year | 2019-12-31 | $4,018,067 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $62,377 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $62,377 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $98,408 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $98,408 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $98,408 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $98,408 |
| Administrative expenses professional fees incurred | 2019-12-31 | $22,977 |
| Administrative expenses professional fees incurred | 2019-12-31 | $22,977 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $370,132 |
| Contributions received from participants | 2019-12-31 | $370,132 |
| Participant contributions at end of year | 2019-12-31 | $26,189 |
| Participant contributions at end of year | 2019-12-31 | $26,189 |
| Participant contributions at beginning of year | 2019-12-31 | $28,795 |
| Participant contributions at beginning of year | 2019-12-31 | $28,795 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,055 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,055 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $1,008,011 |
| Value of net income/loss | 2019-12-31 | $1,008,011 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $5,026,078 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $5,026,078 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $4,018,067 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $4,018,067 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $23,292 |
| Investment advisory and management fees | 2019-12-31 | $23,292 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $3,568,084 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,984,568 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,984,568 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $406,639 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $406,639 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $791,507 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $791,507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $198,708 |
| Contributions received in cash from employer | 2019-12-31 | $198,708 |
| Employer contributions (assets) at end of year | 2019-12-31 | $15,321 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $14,549 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $14,549 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $389,422 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $389,422 |
| Contract administrator fees | 2019-12-31 | $16,108 |
| Contract administrator fees | 2019-12-31 | $16,108 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm name | 2019-12-31 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2019-12-31 | 711396621 |
| Accountancy firm EIN | 2019-12-31 | 711396621 |
| 2018 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $250,997 |
| Total of all expenses incurred | 2018-12-31 | $310,079 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $258,812 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $558,058 |
| Value of total assets at end of year | 2018-12-31 | $4,018,067 |
| Value of total assets at beginning of year | 2018-12-31 | $4,077,149 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $51,267 |
| Total interest from all sources | 2018-12-31 | $4,174 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $51,236 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $51,236 |
| Administrative expenses professional fees incurred | 2018-12-31 | $20,573 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $362,092 |
| Participant contributions at end of year | 2018-12-31 | $28,795 |
| Participant contributions at beginning of year | 2018-12-31 | $27,338 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,597 |
| Other income not declared elsewhere | 2018-12-31 | $990 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-59,082 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $4,018,067 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $4,077,149 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $3,568,084 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $3,669,997 |
| Interest earned on other investments | 2018-12-31 | $4,174 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $406,639 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $364,596 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-363,461 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $192,369 |
| Employer contributions (assets) at end of year | 2018-12-31 | $14,549 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $15,218 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $258,812 |
| Contract administrator fees | 2018-12-31 | $30,694 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2018-12-31 | 711396621 |
| 2017 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $1,075,345 |
| Total of all expenses incurred | 2017-12-31 | $277,957 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $230,534 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $558,308 |
| Value of total assets at end of year | 2017-12-31 | $4,077,149 |
| Value of total assets at beginning of year | 2017-12-31 | $3,279,761 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $47,423 |
| Total interest from all sources | 2017-12-31 | $3,579 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $50,882 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $50,882 |
| Administrative expenses professional fees incurred | 2017-12-31 | $20,532 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $364,753 |
| Participant contributions at end of year | 2017-12-31 | $27,338 |
| Participant contributions at beginning of year | 2017-12-31 | $27,046 |
| Other income not declared elsewhere | 2017-12-31 | $477 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $797,388 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $4,077,149 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $3,279,761 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $3,669,997 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,929,868 |
| Interest earned on other investments | 2017-12-31 | $3,579 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $364,596 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $307,947 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $462,099 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $193,555 |
| Employer contributions (assets) at end of year | 2017-12-31 | $15,218 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $14,900 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $230,534 |
| Contract administrator fees | 2017-12-31 | $26,891 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2017-12-31 | 721396621 |
| 2016 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $723,778 |
| Total of all expenses incurred | 2016-12-31 | $299,175 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $250,096 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $570,269 |
| Value of total assets at end of year | 2016-12-31 | $3,279,761 |
| Value of total assets at beginning of year | 2016-12-31 | $2,855,158 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $49,079 |
| Total interest from all sources | 2016-12-31 | $3,336 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $25,241 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $25,241 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $337,423 |
| Participant contributions at end of year | 2016-12-31 | $27,046 |
| Participant contributions at beginning of year | 2016-12-31 | $15,478 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $50,224 |
| Other income not declared elsewhere | 2016-12-31 | $3 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $424,603 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $3,279,761 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,855,158 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $22,629 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,929,868 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,580,056 |
| Interest earned on other investments | 2016-12-31 | $3,336 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $307,947 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $251,209 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $124,929 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $182,622 |
| Employer contributions (assets) at end of year | 2016-12-31 | $14,900 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $8,415 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $250,096 |
| Contract administrator fees | 2016-12-31 | $26,450 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2016-12-31 | 721396621 |
| 2015 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $499,531 |
| Total of all expenses incurred | 2015-12-31 | $223,928 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $186,823 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $506,821 |
| Value of total assets at end of year | 2015-12-31 | $2,855,158 |
| Value of total assets at beginning of year | 2015-12-31 | $2,579,555 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $37,105 |
| Total interest from all sources | 2015-12-31 | $2,740 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $48,841 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $48,841 |
| Administrative expenses professional fees incurred | 2015-12-31 | $16,350 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $328,827 |
| Participant contributions at end of year | 2015-12-31 | $15,478 |
| Participant contributions at beginning of year | 2015-12-31 | $14,552 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $295 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $275,603 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,855,158 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,579,555 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,580,056 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,373,666 |
| Interest earned on other investments | 2015-12-31 | $2,740 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $251,209 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $183,676 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-58,871 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $177,699 |
| Employer contributions (assets) at end of year | 2015-12-31 | $8,415 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $7,661 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $186,823 |
| Contract administrator fees | 2015-12-31 | $20,755 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2015-12-31 | 721396621 |
| 2014 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $494,261 |
| Total of all expenses incurred | 2014-12-31 | $411,932 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $371,325 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $415,975 |
| Value of total assets at end of year | 2014-12-31 | $2,579,555 |
| Value of total assets at beginning of year | 2014-12-31 | $2,497,226 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $40,607 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $14,886 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $253,514 |
| Participant contributions at end of year | 2014-12-31 | $14,552 |
| Participant contributions at beginning of year | 2014-12-31 | $12,591 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $82,329 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,579,555 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,497,226 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $9,570 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,373,666 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,257,668 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $183,676 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $219,867 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $78,286 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $162,461 |
| Employer contributions (assets) at end of year | 2014-12-31 | $7,661 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $7,100 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $371,325 |
| Contract administrator fees | 2014-12-31 | $16,151 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2014-12-31 | 721396621 |
| Total unrealized appreciation/depreciation of assets | 2014-02-28 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-02-28 | $0 |
| Total income from all sources (including contributions) | 2014-02-28 | $725,674 |
| Total loss/gain on sale of assets | 2014-02-28 | $0 |
| Total of all expenses incurred | 2014-02-28 | $130,606 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-02-28 | $100,676 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-02-28 | $432,861 |
| Value of total assets at end of year | 2014-02-28 | $2,497,226 |
| Value of total assets at beginning of year | 2014-02-28 | $1,902,158 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-02-28 | $29,930 |
| Total interest from all sources | 2014-02-28 | $2,840 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-02-28 | $26,557 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-02-28 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-02-28 | $26,557 |
| Was this plan covered by a fidelity bond | 2014-02-28 | Yes |
| Value of fidelity bond cover | 2014-02-28 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-02-28 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-02-28 | No |
| Contributions received from participants | 2014-02-28 | $278,340 |
| Participant contributions at end of year | 2014-02-28 | $12,591 |
| Participant contributions at beginning of year | 2014-02-28 | $20,179 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-02-28 | $4,098 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-02-28 | No |
| Value of net income/loss | 2014-02-28 | $595,068 |
| Value of net assets at end of year (total assets less liabilities) | 2014-02-28 | $2,497,226 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-02-28 | $1,902,158 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-02-28 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-02-28 | $2,257,668 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-02-28 | $1,682,127 |
| Interest earned on other investments | 2014-02-28 | $2,840 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-02-28 | $219,867 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-02-28 | $189,331 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-02-28 | $263,416 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-02-28 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-02-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-02-28 | No |
| Contributions received in cash from employer | 2014-02-28 | $150,423 |
| Employer contributions (assets) at end of year | 2014-02-28 | $7,100 |
| Employer contributions (assets) at beginning of year | 2014-02-28 | $10,521 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-02-28 | $100,676 |
| Contract administrator fees | 2014-02-28 | $29,930 |
| Did the plan have assets held for investment | 2014-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-02-28 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-02-28 | Disclaimer |
| Accountancy firm name | 2014-02-28 | WARREN AVERETT, LLC |
| Accountancy firm EIN | 2014-02-28 | 454084437 |
| 2013 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-02-28 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-02-28 | $8,907 |
| Total income from all sources (including contributions) | 2013-02-28 | $542,657 |
| Total loss/gain on sale of assets | 2013-02-28 | $0 |
| Total of all expenses incurred | 2013-02-28 | $226,057 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-02-28 | $212,405 |
| Value of total corrective distributions | 2013-02-28 | $1,791 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-02-28 | $399,822 |
| Value of total assets at end of year | 2013-02-28 | $1,902,158 |
| Value of total assets at beginning of year | 2013-02-28 | $1,594,465 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-02-28 | $11,861 |
| Total interest from all sources | 2013-02-28 | $2,904 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-02-28 | $20,176 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-02-28 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-02-28 | $20,176 |
| Was this plan covered by a fidelity bond | 2013-02-28 | Yes |
| Value of fidelity bond cover | 2013-02-28 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-02-28 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-02-28 | No |
| Contributions received from participants | 2013-02-28 | $266,441 |
| Participant contributions at end of year | 2013-02-28 | $20,179 |
| Participant contributions at beginning of year | 2013-02-28 | $21,305 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-02-28 | $8,907 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-02-28 | No |
| Value of net income/loss | 2013-02-28 | $316,600 |
| Value of net assets at end of year (total assets less liabilities) | 2013-02-28 | $1,902,158 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-02-28 | $1,585,558 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-02-28 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-02-28 | $1,682,127 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-02-28 | $1,560,181 |
| Interest earned on other investments | 2013-02-28 | $2,904 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-02-28 | $189,331 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-02-28 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-02-28 | $119,755 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-02-28 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-02-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-02-28 | No |
| Contributions received in cash from employer | 2013-02-28 | $133,381 |
| Employer contributions (assets) at end of year | 2013-02-28 | $10,521 |
| Employer contributions (assets) at beginning of year | 2013-02-28 | $12,979 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-02-28 | $212,405 |
| Contract administrator fees | 2013-02-28 | $11,861 |
| Did the plan have assets held for investment | 2013-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-02-28 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-02-28 | Disclaimer |
| Accountancy firm name | 2013-02-28 | WARREN AVERETT, LLC |
| Accountancy firm EIN | 2013-02-28 | 454084437 |
| 2012 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-02-29 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $8,907 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $0 |
| Total income from all sources (including contributions) | 2012-02-29 | $438,325 |
| Total loss/gain on sale of assets | 2012-02-29 | $0 |
| Total of all expenses incurred | 2012-02-29 | $70,300 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-02-29 | $56,596 |
| Value of total corrective distributions | 2012-02-29 | $4,536 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-02-29 | $402,721 |
| Value of total assets at end of year | 2012-02-29 | $1,594,465 |
| Value of total assets at beginning of year | 2012-02-29 | $1,217,533 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-02-29 | $9,168 |
| Total interest from all sources | 2012-02-29 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-02-29 | $15,816 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-02-29 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-02-29 | $15,816 |
| Was this plan covered by a fidelity bond | 2012-02-29 | Yes |
| Value of fidelity bond cover | 2012-02-29 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-02-29 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-02-29 | No |
| Contributions received from participants | 2012-02-29 | $253,131 |
| Participant contributions at end of year | 2012-02-29 | $21,305 |
| Participant contributions at beginning of year | 2012-02-29 | $34,735 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-02-29 | $608 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-02-29 | $8,907 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
| Value of net income/loss | 2012-02-29 | $368,025 |
| Value of net assets at end of year (total assets less liabilities) | 2012-02-29 | $1,585,558 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-02-29 | $1,217,533 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-02-29 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-02-29 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-02-29 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-02-29 | $1,560,181 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-02-29 | $1,159,164 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-02-29 | $19,788 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-02-29 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-02-29 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-02-29 | No |
| Contributions received in cash from employer | 2012-02-29 | $148,982 |
| Employer contributions (assets) at end of year | 2012-02-29 | $12,979 |
| Employer contributions (assets) at beginning of year | 2012-02-29 | $23,634 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-02-29 | $56,596 |
| Contract administrator fees | 2012-02-29 | $9,168 |
| Did the plan have assets held for investment | 2012-02-29 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-02-29 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-02-29 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-02-29 | Disclaimer |
| Accountancy firm name | 2012-02-29 | WARREN AVERETT, LLC |
| Accountancy firm EIN | 2012-02-29 | 454084437 |
| 2011 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-02-28 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-02-28 | $0 |
| Total income from all sources (including contributions) | 2011-02-28 | $540,111 |
| Total loss/gain on sale of assets | 2011-02-28 | $0 |
| Total of all expenses incurred | 2011-02-28 | $72,692 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-02-28 | $63,937 |
| Value of total corrective distributions | 2011-02-28 | $2,256 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-02-28 | $393,292 |
| Value of total assets at end of year | 2011-02-28 | $1,217,533 |
| Value of total assets at beginning of year | 2011-02-28 | $750,114 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-02-28 | $6,499 |
| Total interest from all sources | 2011-02-28 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-02-28 | $10,656 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-02-28 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-02-28 | $10,656 |
| Was this plan covered by a fidelity bond | 2011-02-28 | Yes |
| Value of fidelity bond cover | 2011-02-28 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-02-28 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-02-28 | No |
| Contributions received from participants | 2011-02-28 | $259,442 |
| Participant contributions at end of year | 2011-02-28 | $34,735 |
| Participant contributions at beginning of year | 2011-02-28 | $36,956 |
| Other income not declared elsewhere | 2011-02-28 | $159 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-02-28 | No |
| Value of net income/loss | 2011-02-28 | $467,419 |
| Value of net assets at end of year (total assets less liabilities) | 2011-02-28 | $1,217,533 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-02-28 | $750,114 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-02-28 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-02-28 | $1,159,164 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-02-28 | $693,776 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-02-28 | $136,004 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-02-28 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-02-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-02-28 | No |
| Contributions received in cash from employer | 2011-02-28 | $133,850 |
| Employer contributions (assets) at end of year | 2011-02-28 | $23,634 |
| Employer contributions (assets) at beginning of year | 2011-02-28 | $19,382 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-02-28 | $63,937 |
| Contract administrator fees | 2011-02-28 | $6,499 |
| Did the plan have assets held for investment | 2011-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-02-28 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-02-28 | Disclaimer |
| Accountancy firm name | 2011-02-28 | WILSON, PRICE, BARRANCO, BLANKENSHI |
| Accountancy firm EIN | 2011-02-28 | 721341561 |
