| Plan Name | RETIREMENT INCOME PLAN FOR EMPLOYEES OF UNDERWRITERS LABORATORIES INC. |
| Plan identification number | 001 |
| 401k Plan Type | Defined Benefit Pension |
| Plan Features/Benefits |
|
| Company Name: | UNDERWRITERS LABORATORIES INC. |
| Employer identification number (EIN): | 361892375 |
| NAIC Classification: | 541380 |
| NAIC Description: | Testing Laboratories |
Additional information about UNDERWRITERS LABORATORIES INC.
| Jurisdiction of Incorporation: | Texas Secretary of State |
| Incorporation Date: | 1961-06-08 |
| Company Identification Number: | 0002135207 |
| Legal Registered Office Address: |
1999 BRYAN ST STE 900 DALLAS United States of America (USA) 75201 |
More information about UNDERWRITERS LABORATORIES INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2011-01-01 | LAURA HANNAN | |||
| 001 | 2009-01-01 | LAURA HANNAN |
| Measure | Date | Value |
|---|---|---|
| 2011 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UNDERWRITERS LABORATORIES INC. 2011 401k financial data | ||
| Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $718,000 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-11,467,000 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-10,749,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $269,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $656,000 |
| Total income from all sources (including contributions) | 2011-12-31 | $19,570,000 |
| Total of all expenses incurred | 2011-12-31 | $14,360,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $13,298,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $20,750,000 |
| Value of total assets at end of year | 2011-12-31 | $224,789,000 |
| Value of total assets at beginning of year | 2011-12-31 | $219,966,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,062,000 |
| Total interest from all sources | 2011-12-31 | $8,801,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2011-12-31 | $13,305,000 |
| Assets. Real estate other than employer real property at beginning of year | 2011-12-31 | $13,824,000 |
| Administrative expenses professional fees incurred | 2011-12-31 | $420,000 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2011-12-31 | $4 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $47,624,000 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $46,677,000 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,023,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $453,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $670,000 |
| Other income not declared elsewhere | 2011-12-31 | $240,000 |
| Administrative expenses (other) incurred | 2011-12-31 | $642,000 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $269,000 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $656,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $5,210,000 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $224,520,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $219,310,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $151,978,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $152,986,000 |
| Interest earned on other investments | 2011-12-31 | $8,801,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $2,036,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,229,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,229,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $528,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $19,727,000 |
| Employer contributions (assets) at end of year | 2011-12-31 | $9,393,000 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $2,580,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $13,298,000 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MITCHELL TITUS LLP |
| Accountancy firm EIN | 2011-12-31 | 132781641 |
| 2010 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UNDERWRITERS LABORATORIES INC. 2010 401k financial data | ||
| Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $257,000 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $3,343,000 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $3,600,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $656,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $235,000 |
| Total income from all sources (including contributions) | 2010-12-31 | $38,119,000 |
| Total of all expenses incurred | 2010-12-31 | $12,269,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $11,479,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $15,430,000 |
| Value of total assets at end of year | 2010-12-31 | $219,966,000 |
| Value of total assets at beginning of year | 2010-12-31 | $193,695,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $790,000 |
| Total interest from all sources | 2010-12-31 | $4,852,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2010-12-31 | $13,824,000 |
| Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $6,855,000 |
| Administrative expenses professional fees incurred | 2010-12-31 | $184,000 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $46,677,000 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $4,227,000 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,145,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $670,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $262,000 |
| Other income not declared elsewhere | 2010-12-31 | $68,000 |
| Administrative expenses (other) incurred | 2010-12-31 | $606,000 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $656,000 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $235,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $25,850,000 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $219,310,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $193,460,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $152,986,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $173,286,000 |
| Interest earned on other investments | 2010-12-31 | $4,852,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,229,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $5,683,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $5,683,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $14,169,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $14,285,000 |
| Employer contributions (assets) at end of year | 2010-12-31 | $2,580,000 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $3,382,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $11,479,000 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MITCHELL TITUS LLP |
| Accountancy firm EIN | 2010-12-31 | 132781641 |
| 2009 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UNDERWRITERS LABORATORIES INC. 2009 401k financial data | ||
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2011: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UNDERWRITERS LABORATORIES INC. 2011 form 5500 responses | ||
|---|---|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | Yes |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UNDERWRITERS LABORATORIES INC. 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |