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RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 401k Plan overview

Plan NameRETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION
Plan identification number 001

RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED PLANNING ORGANIZATION has sponsored the creation of one or more 401k plans.

Company Name:UNITED PLANNING ORGANIZATION
Employer identification number (EIN):520788987
NAIC Classification:624200

Additional information about UNITED PLANNING ORGANIZATION

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2015-07-16
Company Identification Number: F200108
Legal Registered Office Address: 7288 HANOVER GREEN DR

MECHANICSVILLE
United States of America (USA)
23111

More information about UNITED PLANNING ORGANIZATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01ROSALIND PINKNEY ROSALIND PINKNEY2018-04-26
0012015-10-01ROSALIND PINKNEY ROSALIND PINKNEY2017-04-06
0012014-10-01ROSALIND PINKNEY ROSALIND PINKNEY2016-07-13
0012013-10-01ROSALIND PINKNEY ROSALIND PINKNEY2015-07-15
0012012-10-01ROSALIND PINKNEY
0012011-10-01ROSALIND PINKNEY ROSALIND PINKNEY2013-07-15
0012010-10-01ROSALIND PINKNEY
0012009-10-01ROSALIND PINKNEY
0012008-10-01ROSALIND PINKNEY
0012008-10-01

Plan Statistics for RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION

401k plan membership statisitcs for RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION

Measure Date Value
2021: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2021 401k membership
Total participants, beginning-of-year2021-10-01667
Total number of active participants reported on line 7a of the Form 55002021-10-01559
Number of retired or separated participants receiving benefits2021-10-0115
Number of other retired or separated participants entitled to future benefits2021-10-01168
Total of all active and inactive participants2021-10-01742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-011
Total participants2021-10-01743
Number of participants with account balances2021-10-01617
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
2020: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2020 401k membership
Total participants, beginning-of-year2020-10-01591
Total number of active participants reported on line 7a of the Form 55002020-10-01486
Number of retired or separated participants receiving benefits2020-10-0120
Number of other retired or separated participants entitled to future benefits2020-10-01156
Total of all active and inactive participants2020-10-01662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-015
Total participants2020-10-01667
Number of participants with account balances2020-10-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
2019: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2019 401k membership
Total participants, beginning-of-year2019-10-01459
Total number of active participants reported on line 7a of the Form 55002019-10-01496
Number of retired or separated participants receiving benefits2019-10-012
Number of other retired or separated participants entitled to future benefits2019-10-0189
Total of all active and inactive participants2019-10-01587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-014
Total participants2019-10-01591
Number of participants with account balances2019-10-01511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
2018: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2018 401k membership
Total participants, beginning-of-year2018-10-01448
Total number of active participants reported on line 7a of the Form 55002018-10-01387
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-0172
Total of all active and inactive participants2018-10-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01459
Number of participants with account balances2018-10-01454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2017 401k membership
Total participants, beginning-of-year2017-10-01413
Total number of active participants reported on line 7a of the Form 55002017-10-01384
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-0164
Total of all active and inactive participants2017-10-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01448
Number of participants with account balances2017-10-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2016 401k membership
Total participants, beginning-of-year2016-10-01410
Total number of active participants reported on line 7a of the Form 55002016-10-01355
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0158
Total of all active and inactive participants2016-10-01413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01413
Number of participants with account balances2016-10-01413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2015 401k membership
Total participants, beginning-of-year2015-10-01416
Total number of active participants reported on line 7a of the Form 55002015-10-01348
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0162
Total of all active and inactive participants2015-10-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01410
Number of participants with account balances2015-10-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2014 401k membership
Total participants, beginning-of-year2014-10-01416
Total number of active participants reported on line 7a of the Form 55002014-10-01352
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0164
Total of all active and inactive participants2014-10-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01416
Number of participants with account balances2014-10-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2013 401k membership
Total participants, beginning-of-year2013-10-01452
Total number of active participants reported on line 7a of the Form 55002013-10-01345
Number of retired or separated participants receiving benefits2013-10-011
Number of other retired or separated participants entitled to future benefits2013-10-0170
Total of all active and inactive participants2013-10-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01416
Number of participants with account balances2013-10-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2012 401k membership
Total participants, beginning-of-year2012-10-01605
Total number of active participants reported on line 7a of the Form 55002012-10-01361
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0190
Total of all active and inactive participants2012-10-01451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01451
Number of participants with account balances2012-10-01451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2011 401k membership
Total participants, beginning-of-year2011-10-01642
Total number of active participants reported on line 7a of the Form 55002011-10-01376
Number of retired or separated participants receiving benefits2011-10-011
Number of other retired or separated participants entitled to future benefits2011-10-01228
Total of all active and inactive participants2011-10-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01605
Number of participants with account balances2011-10-01605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-011
2010: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2010 401k membership
Total participants, beginning-of-year2010-10-01549
Total number of active participants reported on line 7a of the Form 55002010-10-01398
Number of retired or separated participants receiving benefits2010-10-011
Number of other retired or separated participants entitled to future benefits2010-10-01243
Total of all active and inactive participants2010-10-01642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01642
Number of participants with account balances2010-10-01642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-0112
2009: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2009 401k membership
Total participants, beginning-of-year2009-10-01489
Total number of active participants reported on line 7a of the Form 55002009-10-01418
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-01129
Total of all active and inactive participants2009-10-01547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-012
Total participants2009-10-01549
Number of participants with account balances2009-10-01549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0126
2008: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2008 401k membership
Total participants, beginning-of-year2008-10-01510
Total number of active participants reported on line 7a of the Form 55002008-10-01370
Number of retired or separated participants receiving benefits2008-10-010
Number of other retired or separated participants entitled to future benefits2008-10-01119
Total of all active and inactive participants2008-10-01489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-10-010
Total participants2008-10-01489
Number of participants with account balances2008-10-01489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-10-0129

Financial Data on RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION

Measure Date Value
2022 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$42,499
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$1,233,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$1,191,014
Expenses. Certain deemed distributions of participant loans2022-09-30$1,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$1,855,294
Value of total assets at end of year2022-09-30$13,605,247
Value of total assets at beginning of year2022-09-30$14,795,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$40,217
Total interest from all sources2022-09-30$88,785
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$479,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$479,186
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$1,000,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$711,002
Participant contributions at end of year2022-09-30$285,798
Participant contributions at beginning of year2022-09-30$353,571
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$26,852
Other income not declared elsewhere2022-09-30$-12,075
Administrative expenses (other) incurred2022-09-30$40,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-1,190,594
Value of net assets at end of year (total assets less liabilities)2022-09-30$13,605,247
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$14,795,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$8,205,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$9,559,963
Interest on participant loans2022-09-30$15,344
Interest earned on other investments2022-09-30$73,441
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$5,113,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$4,882,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-2,368,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$1,117,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$1,191,014
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Disclaimer
Accountancy firm name2022-09-30SB & COMPANY LLC
Accountancy firm EIN2022-09-30202153727
2021 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$3,480,994
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,245,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$1,206,178
Expenses. Certain deemed distributions of participant loans2021-09-30$4,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,797,843
Value of total assets at end of year2021-09-30$14,795,841
Value of total assets at beginning of year2021-09-30$12,560,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$35,406
Total interest from all sources2021-09-30$102,061
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$313,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$313,592
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$1,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$702,602
Participant contributions at end of year2021-09-30$353,571
Participant contributions at beginning of year2021-09-30$369,907
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$91,981
Other income not declared elsewhere2021-09-30$8,373
Administrative expenses (other) incurred2021-09-30$35,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$2,235,001
Value of net assets at end of year (total assets less liabilities)2021-09-30$14,795,841
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$12,560,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$9,559,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$7,267,525
Interest on participant loans2021-09-30$21,162
Interest earned on other investments2021-09-30$80,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$4,882,307
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$4,923,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$1,259,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30Yes
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$1,003,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$1,206,178
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30MARCUM LLP
Accountancy firm EIN2021-09-30111986323
2020 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$2,302,186
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$1,366,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$1,300,178
Expenses. Certain deemed distributions of participant loans2020-09-30$35,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,597,694
Value of total assets at end of year2020-09-30$12,560,840
Value of total assets at beginning of year2020-09-30$11,624,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$31,023
Total interest from all sources2020-09-30$112,840
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$220,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$220,711
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$1,000,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$625,647
Participant contributions at end of year2020-09-30$369,907
Participant contributions at beginning of year2020-09-30$288,089
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$71,751
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$101,525
Other income not declared elsewhere2020-09-30$-2
Administrative expenses (other) incurred2020-09-30$31,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$935,858
Value of net assets at end of year (total assets less liabilities)2020-09-30$12,560,840
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$11,624,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$7,267,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$6,462,817
Value of interest in pooled separate accounts at beginning of year2020-09-30$0
Interest on participant loans2020-09-30$22,283
Interest earned on other investments2020-09-30$90,557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$4,923,408
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$4,597,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$370,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30Yes
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$870,522
Employer contributions (assets) at end of year2020-09-30$0
Employer contributions (assets) at beginning of year2020-09-30$204,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$1,300,178
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
2019 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$2,008,191
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$916,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$854,717
Expenses. Certain deemed distributions of participant loans2019-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,579,734
Value of total assets at end of year2019-09-30$11,624,982
Value of total assets at beginning of year2019-09-30$10,533,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$62,147
Total interest from all sources2019-09-30$108,474
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$115,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$115,592
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$591,112
Participant contributions at end of year2019-09-30$288,089
Participant contributions at beginning of year2019-09-30$290,282
Participant contributions at end of year2019-09-30$71,751
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$60,993
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$1,091,327
Value of net assets at end of year (total assets less liabilities)2019-09-30$11,624,982
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$10,533,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$62,147
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$6,462,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$3,428,634
Value of interest in pooled separate accounts at end of year2019-09-30$0
Value of interest in pooled separate accounts at beginning of year2019-09-30$2,273,103
Interest on participant loans2019-09-30$13,039
Interest earned on other investments2019-09-30$95,435
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$4,597,898
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$4,451,003
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$204,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30Yes
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$927,629
Employer contributions (assets) at end of year2019-09-30$204,427
Employer contributions (assets) at beginning of year2019-09-30$90,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$854,717
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-09-30Yes
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30MARCUM, LLP
Accountancy firm EIN2019-09-30111986323
2018 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$1,829,990
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$1,054,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$1,015,687
Expenses. Certain deemed distributions of participant loans2018-09-30$24,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$1,333,082
Value of total assets at end of year2018-09-30$10,533,655
Value of total assets at beginning of year2018-09-30$9,758,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$14,653
Total interest from all sources2018-09-30$57,829
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$66,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$66,137
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$508,561
Participant contributions at end of year2018-09-30$290,282
Participant contributions at beginning of year2018-09-30$134,959
Administrative expenses (other) incurred2018-09-30$14,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$775,504
Value of net assets at end of year (total assets less liabilities)2018-09-30$10,533,655
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$9,758,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$3,428,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$3,149,936
Value of interest in pooled separate accounts at end of year2018-09-30$2,273,103
Value of interest in pooled separate accounts at beginning of year2018-09-30$1,944,454
Interest on participant loans2018-09-30$14,929
Interest earned on other investments2018-09-30$42,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$4,451,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$4,446,379
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$97,288
Net investment gain/loss from pooled separate accounts2018-09-30$275,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$824,521
Employer contributions (assets) at end of year2018-09-30$90,633
Employer contributions (assets) at beginning of year2018-09-30$82,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$1,015,687
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30MARCUM, LLP
Accountancy firm EIN2018-09-30111986323
2017 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$2,001,978
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$933,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$887,799
Expenses. Certain deemed distributions of participant loans2017-09-30$38,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,382,675
Value of total assets at end of year2017-09-30$9,758,150
Value of total assets at beginning of year2017-09-30$8,689,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$7,109
Total interest from all sources2017-09-30$46,240
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$49,619
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$49,619
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$452,420
Participant contributions at end of year2017-09-30$134,959
Participant contributions at beginning of year2017-09-30$249,813
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$126,434
Administrative expenses (other) incurred2017-09-30$7,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$1,068,197
Value of net assets at end of year (total assets less liabilities)2017-09-30$9,758,150
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$8,689,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$3,149,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$2,251,490
Value of interest in pooled separate accounts at end of year2017-09-30$1,944,454
Value of interest in pooled separate accounts at beginning of year2017-09-30$1,514,439
Interest on participant loans2017-09-30$9,085
Interest earned on other investments2017-09-30$37,155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$4,446,379
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$4,588,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$250,659
Net investment gain/loss from pooled separate accounts2017-09-30$272,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$803,821
Employer contributions (assets) at end of year2017-09-30$82,423
Employer contributions (assets) at beginning of year2017-09-30$85,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$887,799
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30RAFFA, P.C.
Accountancy firm EIN2017-09-30521511275
2016 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$1,643,467
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$1,232,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$1,208,167
Expenses. Certain deemed distributions of participant loans2016-09-30$16,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$1,266,549
Value of total assets at end of year2016-09-30$8,689,953
Value of total assets at beginning of year2016-09-30$8,279,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$8,492
Total interest from all sources2016-09-30$52,039
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$41,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$41,698
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$436,425
Participant contributions at end of year2016-09-30$249,813
Participant contributions at beginning of year2016-09-30$283,615
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$16,986
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$27,886
Other income not declared elsewhere2016-09-30$0
Administrative expenses (other) incurred2016-09-30$8,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$410,607
Value of net assets at end of year (total assets less liabilities)2016-09-30$8,689,953
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$8,279,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$2,251,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$1,676,420
Value of interest in pooled separate accounts at end of year2016-09-30$1,514,439
Value of interest in pooled separate accounts at beginning of year2016-09-30$1,514,248
Interest on participant loans2016-09-30$13,012
Interest earned on other investments2016-09-30$39,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$4,588,618
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$4,677,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$124,043
Net investment gain/loss from pooled separate accounts2016-09-30$159,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$802,238
Employer contributions (assets) at end of year2016-09-30$85,593
Employer contributions (assets) at beginning of year2016-09-30$110,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$1,208,167
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30RAFFA, P.C.
Accountancy firm EIN2016-09-30521511275
2015 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$1,218,957
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$965,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$937,734
Expenses. Certain deemed distributions of participant loans2015-09-30$19,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,210,616
Value of total assets at end of year2015-09-30$8,279,346
Value of total assets at beginning of year2015-09-30$8,026,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$8,749
Total interest from all sources2015-09-30$52,708
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$13,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$13,377
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$374,180
Participant contributions at end of year2015-09-30$283,615
Participant contributions at beginning of year2015-09-30$124,492
Participant contributions at end of year2015-09-30$16,986
Participant contributions at beginning of year2015-09-30$13,520
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$34,132
Administrative expenses (other) incurred2015-09-30$8,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$253,135
Value of net assets at end of year (total assets less liabilities)2015-09-30$8,279,346
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$8,026,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$1,676,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$0
Value of interest in pooled separate accounts at end of year2015-09-30$1,514,248
Value of interest in pooled separate accounts at beginning of year2015-09-30$2,745,320
Interest on participant loans2015-09-30$9,790
Interest earned on other investments2015-09-30$42,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$4,677,788
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$5,042,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-119,345
Net investment gain/loss from pooled separate accounts2015-09-30$61,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$802,304
Employer contributions (assets) at end of year2015-09-30$110,289
Employer contributions (assets) at beginning of year2015-09-30$100,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$937,734
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30RAFFA, P.C.
Accountancy firm EIN2015-09-30521511275
2014 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$1,440,041
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$1,109,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$1,033,056
Expenses. Certain deemed distributions of participant loans2014-09-30$66,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$1,154,752
Value of total assets at end of year2014-09-30$8,026,211
Value of total assets at beginning of year2014-09-30$7,695,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$9,541
Total interest from all sources2014-09-30$59,047
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$356,501
Participant contributions at end of year2014-09-30$124,492
Participant contributions at beginning of year2014-09-30$137,856
Participant contributions at end of year2014-09-30$13,520
Participant contributions at beginning of year2014-09-30$25,925
Administrative expenses (other) incurred2014-09-30$9,541
Total non interest bearing cash at end of year2014-09-30$0
Total non interest bearing cash at beginning of year2014-09-30$719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$330,448
Value of net assets at end of year (total assets less liabilities)2014-09-30$8,026,211
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$7,695,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in pooled separate accounts at end of year2014-09-30$2,745,320
Value of interest in pooled separate accounts at beginning of year2014-09-30$2,238,357
Interest on participant loans2014-09-30$6,026
Interest earned on other investments2014-09-30$53,021
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$5,042,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$5,225,462
Net investment gain/loss from pooled separate accounts2014-09-30$226,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$798,251
Employer contributions (assets) at end of year2014-09-30$100,401
Employer contributions (assets) at beginning of year2014-09-30$67,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$1,033,056
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30RAFFA, P.C.
Accountancy firm EIN2014-09-30521511275
2013 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$1,520,871
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$1,834,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$1,750,518
Expenses. Certain deemed distributions of participant loans2013-09-30$71,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$1,134,578
Value of total assets at end of year2013-09-30$7,695,763
Value of total assets at beginning of year2013-09-30$8,009,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$12,581
Total interest from all sources2013-09-30$78,319
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$320,017
Participant contributions at end of year2013-09-30$137,856
Participant contributions at beginning of year2013-09-30$212,949
Participant contributions at end of year2013-09-30$25,925
Participant contributions at beginning of year2013-09-30$12,545
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$72,215
Administrative expenses (other) incurred2013-09-30$12,581
Total non interest bearing cash at end of year2013-09-30$719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$-313,483
Value of net assets at end of year (total assets less liabilities)2013-09-30$7,695,763
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$8,009,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in pooled separate accounts at end of year2013-09-30$2,238,357
Value of interest in pooled separate accounts at beginning of year2013-09-30$1,828,670
Interest on participant loans2013-09-30$7,080
Interest earned on other investments2013-09-30$71,239
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$5,225,462
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$5,859,407
Net investment gain/loss from pooled separate accounts2013-09-30$307,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$742,346
Employer contributions (assets) at end of year2013-09-30$67,444
Employer contributions (assets) at beginning of year2013-09-30$95,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$1,750,518
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2013-09-30410746749
2012 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$1,648,659
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$1,088,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$1,048,259
Expenses. Certain deemed distributions of participant loans2012-09-30$31,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,262,712
Value of total assets at end of year2012-09-30$8,009,246
Value of total assets at beginning of year2012-09-30$7,449,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$9,270
Total interest from all sources2012-09-30$102,993
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$302,068
Participant contributions at end of year2012-09-30$212,949
Participant contributions at beginning of year2012-09-30$221,049
Participant contributions at end of year2012-09-30$12,545
Participant contributions at beginning of year2012-09-30$10,771
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$168,648
Other income not declared elsewhere2012-09-30$4,292
Administrative expenses (other) incurred2012-09-30$9,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$559,863
Value of net assets at end of year (total assets less liabilities)2012-09-30$8,009,246
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$7,449,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in pooled separate accounts at end of year2012-09-30$1,828,670
Value of interest in pooled separate accounts at beginning of year2012-09-30$1,425,911
Interest on participant loans2012-09-30$11,073
Interest earned on other investments2012-09-30$91,920
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$5,859,407
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$5,691,326
Net investment gain/loss from pooled separate accounts2012-09-30$278,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$791,996
Employer contributions (assets) at end of year2012-09-30$95,675
Employer contributions (assets) at beginning of year2012-09-30$100,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$1,048,259
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2012-09-30410746749
2011 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$1,332,707
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$1,390,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,350,097
Expenses. Certain deemed distributions of participant loans2011-09-30$28,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$1,249,907
Value of total assets at end of year2011-09-30$7,449,383
Value of total assets at beginning of year2011-09-30$7,507,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$12,216
Total interest from all sources2011-09-30$131,550
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$345,577
Participant contributions at end of year2011-09-30$221,049
Participant contributions at beginning of year2011-09-30$152,295
Participant contributions at end of year2011-09-30$10,771
Participant contributions at beginning of year2011-09-30$14,673
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$62,618
Other income not declared elsewhere2011-09-30$-33,975
Administrative expenses (other) incurred2011-09-30$12,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-57,849
Value of net assets at end of year (total assets less liabilities)2011-09-30$7,449,383
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$7,507,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in pooled separate accounts at end of year2011-09-30$1,425,911
Value of interest in pooled separate accounts at beginning of year2011-09-30$1,236,738
Interest on participant loans2011-09-30$8,975
Interest earned on other investments2011-09-30$122,575
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$5,691,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$5,985,629
Net investment gain/loss from pooled separate accounts2011-09-30$-14,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$841,712
Employer contributions (assets) at end of year2011-09-30$100,326
Employer contributions (assets) at beginning of year2011-09-30$117,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,350,097
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-09-30No
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2011-09-30410746749
2010 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0
2009 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2009 401k financial data
Total unrealized appreciation/depreciation of assets2009-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-09-30$0
Total income from all sources (including contributions)2009-09-30$1,184,395
Total loss/gain on sale of assets2009-09-30$0
Total of all expenses incurred2009-09-30$1,334,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2009-09-30$1,273,634
Expenses. Certain deemed distributions of participant loans2009-09-30$53,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2009-09-30$1,015,208
Value of total assets at end of year2009-09-30$6,730,340
Value of total assets at beginning of year2009-09-30$6,880,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2009-09-30$7,488
Total interest from all sources2009-09-30$153,597
Total dividends received (eg from common stock, registered investment company shares)2009-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2009-09-30No
Was this plan covered by a fidelity bond2009-09-30Yes
Value of fidelity bond cover2009-09-30$500,000
Were there any nonexempt tranactions with any party-in-interest2009-09-30No
Contributions received from participants2009-09-30$232,926
Participant contributions at end of year2009-09-30$134,073
Participant contributions at beginning of year2009-09-30$160,136
Participant contributions at end of year2009-09-30$10,184
Participant contributions at beginning of year2009-09-30$7,618
Income. Received or receivable in cash from other sources (including rollovers)2009-09-30$45,841
Administrative expenses (other) incurred2009-09-30$7,488
Total non interest bearing cash at end of year2009-09-30$23
Total non interest bearing cash at beginning of year2009-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2009-09-30No
Value of net income/loss2009-09-30$-150,142
Value of net assets at end of year (total assets less liabilities)2009-09-30$6,730,340
Value of net assets at beginning of year (total assets less liabilities)2009-09-30$6,880,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2009-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2009-09-30No
Were any leases to which the plan was party in default or uncollectible2009-09-30No
Value of interest in pooled separate accounts at end of year2009-09-30$915,604
Value of interest in pooled separate accounts at beginning of year2009-09-30$784,915
Interest on participant loans2009-09-30$4,396
Interest earned on other investments2009-09-30$149,201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2009-09-30$5,643,180
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2009-09-30$5,900,285
Net investment gain/loss from pooled separate accounts2009-09-30$15,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2009-09-30No
Was there a failure to transmit to the plan any participant contributions2009-09-30No
Contributions received in cash from employer2009-09-30$736,441
Employer contributions (assets) at end of year2009-09-30$27,276
Employer contributions (assets) at beginning of year2009-09-30$27,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2009-09-30$1,273,634
Did the plan have assets held for investment2009-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2009-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2009-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2009-09-30Yes
Opinion of an independent qualified public accountant for this plan2009-09-30Disclaimer
Accountancy firm name2009-09-30CLIFTON GUNDERSON LLP
Accountancy firm EIN2009-09-30370802863
2008 : RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2008 401k financial data
Total unrealized appreciation/depreciation of assets2008-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-09-30$0
Total income from all sources (including contributions)2008-09-30$943,438
Total loss/gain on sale of assets2008-09-30$0
Total of all expenses incurred2008-09-30$1,070,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-09-30$807,739
Expenses. Certain deemed distributions of participant loans2008-09-30$256,560
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-09-30$941,785
Value of total assets at end of year2008-09-30$6,880,482
Value of total assets at beginning of year2008-09-30$7,007,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-09-30$6,593
Total interest from all sources2008-09-30$193,189
Total dividends received (eg from common stock, registered investment company shares)2008-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-09-30No
Was this plan covered by a fidelity bond2008-09-30Yes
Value of fidelity bond cover2008-09-30$500,000
Were there any nonexempt tranactions with any party-in-interest2008-09-30No
Contributions received from participants2008-09-30$172,898
Participant contributions at end of year2008-09-30$160,136
Participant contributions at beginning of year2008-09-30$363,431
Participant contributions at end of year2008-09-30$7,618
Participant contributions at beginning of year2008-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2008-09-30$9,683
Other income not declared elsewhere2008-09-30$207
Administrative expenses (other) incurred2008-09-30$6,593
Total non interest bearing cash at end of year2008-09-30$0
Total non interest bearing cash at beginning of year2008-09-30$96
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-09-30No
Value of net income/loss2008-09-30$-127,454
Value of net assets at end of year (total assets less liabilities)2008-09-30$6,880,482
Value of net assets at beginning of year (total assets less liabilities)2008-09-30$7,007,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2008-09-30No
Were any leases to which the plan was party in default or uncollectible2008-09-30No
Value of interest in pooled separate accounts at end of year2008-09-30$784,915
Value of interest in pooled separate accounts at beginning of year2008-09-30$728,399
Interest on participant loans2008-09-30$19,041
Interest earned on other investments2008-09-30$174,148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2008-09-30$5,900,285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2008-09-30$5,916,010
Net investment gain/loss from pooled separate accounts2008-09-30$-191,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-09-30No
Was there a failure to transmit to the plan any participant contributions2008-09-30No
Contributions received in cash from employer2008-09-30$759,204
Employer contributions (assets) at end of year2008-09-30$27,528
Employer contributions (assets) at beginning of year2008-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-09-30$807,739
Did the plan have assets held for investment2008-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-09-30Yes
Opinion of an independent qualified public accountant for this plan2008-09-30Disclaimer
Accountancy firm name2008-09-30CLIFTON GUNDERSON, LLP
Accountancy firm EIN2008-09-30370802863

Form 5500 Responses for RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION

2021: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedYes
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: RETIREMENT INCOME PLAN OF UNITED PLANNING ORGANIZATION 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2008-10-01Plan funding arrangement – InsuranceYes
2008-10-01Plan funding arrangement – TrustYes
2008-10-01Plan benefit arrangement – InsuranceYes
2008-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1371
Policy instance 1
Insurance contract or identification numberDH1371
Number of Individuals Covered618
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1371
Policy instance 1
Insurance contract or identification numberDH1371
Number of Individuals Covered667
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1371
Policy instance 1
Insurance contract or identification numberDH1371
Number of Individuals Covered591
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1371
Policy instance 2
Insurance contract or identification numberDH1371
Number of Individuals Covered459
Insurance policy start date2019-08-23
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number007861
Policy instance 1
Insurance contract or identification number007861
Number of Individuals Covered0
Insurance policy start date2018-10-01
Insurance policy end date2019-08-22
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number007861
Policy instance 1
Insurance contract or identification number007861
Number of Individuals Covered448
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $16,594
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number07861-001
Policy instance 1
Insurance contract or identification number07861-001
Number of Individuals Covered410
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,647
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees15647
Additional information about fees paid to insurance brokerSERVICES TO INSURER OF PLAN
Insurance broker organization code?4
Insurance broker nameNFP INSURANCE SERVICES INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number07861-001
Policy instance 1
Insurance contract or identification number07861-001
Number of Individuals Covered416
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,738
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees17738
Additional information about fees paid to insurance brokerSERVICES TO INSURER OF PLAN
Insurance broker organization code?4
Insurance broker nameNFP INSURANCE SERVICES INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number07861-001
Policy instance 1
Insurance contract or identification number07861-001
Number of Individuals Covered416
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,143
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19143
Additional information about fees paid to insurance brokerSERVICES TO INSURER OF PLAN
Insurance broker organization code?4
Insurance broker nameJHW FINANCIAL & INSURANCE SERVICES
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number07861-001
Policy instance 1
Insurance contract or identification number07861-001
Number of Individuals Covered451
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,476
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19476
Additional information about fees paid to insurance brokerSERVICES TO INSURER OF PLAN
Insurance broker organization code?4
Insurance broker nameJHW FINANCIAL & INSURANCE SERVICES
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number07861-001
Policy instance 1
Insurance contract or identification number07861-001
Number of Individuals Covered605
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $23,175
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number07861-001
Policy instance 1
Insurance contract or identification number07861-001
Number of Individuals Covered642
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $13,328
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number07861-001
Policy instance 1
Insurance contract or identification number07861-001
Number of Individuals Covered489
Insurance policy start date2008-10-01
Insurance policy end date2009-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,957
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees15957
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameNFP INSURANCE SERVICES INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number07861-001
Policy instance 1
Insurance contract or identification number07861-001
Number of Individuals Covered510
Insurance policy start date2007-10-01
Insurance policy end date2008-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $16,969
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12662
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameNFP INSURANCE SERVICES INC

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