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RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 401k Plan overview

Plan NameRETIREMENT INCOME PLAN FOR EMPLOYEES OF UL
Plan identification number 001

RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

UL LLC has sponsored the creation of one or more 401k plans.

Company Name:UL LLC
Employer identification number (EIN):943282454
NAIC Classification:541380
NAIC Description:Testing Laboratories

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01ANNA CICHON ANNA CICHON2018-10-15
0012016-01-01LAURA HANNAN LAURA HANNAN2017-10-16
0012015-01-01LAURA HANNAN LAURA HANNAN2016-10-17
0012014-01-01LAURA HANNAN LAURA HANNAN2015-10-15
0012013-01-01LAURA HANNAN
0012012-01-01LAURA HANNAN LAURA HANNAN2013-10-15

Plan Statistics for RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL

401k plan membership statisitcs for RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL

Measure Date Value
2022: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2022 401k membership
Market value of plan assets2022-12-31324,899,469
Acturial value of plan assets2022-12-31309,394,217
Funding target for retired participants and beneficiaries receiving payment2022-12-31121,906,598
Number of terminated vested participants2022-12-31630
Fundng target for terminated vested participants2022-12-3152,718,839
Active participant vested funding target2022-12-31166,146,609
Number of active participants2022-12-31914
Total funding liabilities for active participants2022-12-31167,904,913
Total participant count2022-12-312,166
Total funding target for all participants2022-12-31342,530,350
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-3115,766,155
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-3115,766,155
Present value of excess contributions2022-12-317,691,898
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-318,123,413
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-318,123,413
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-3125,779,930
Total employer contributions2022-12-316,300,000
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-315,830,163
Liquidity shortfalls end of Q12022-12-310
Liquidity shortfalls end of Q22022-12-310
Liquidity shortfalls end of Q32022-12-310
Liquidity shortfalls end of Q42022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-318,196,003
Net shortfall amortization installment of oustanding balance2022-12-3158,916,063
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-3114,145,102
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-3114,145,102
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-315,830,163
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-012,166
Total number of active participants reported on line 7a of the Form 55002022-01-01783
Number of retired or separated participants receiving benefits2022-01-01572
Number of other retired or separated participants entitled to future benefits2022-01-01598
Total of all active and inactive participants2022-01-011,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0189
Total participants2022-01-012,042
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2021 401k membership
Market value of plan assets2021-12-31311,704,862
Acturial value of plan assets2021-12-31296,566,820
Funding target for retired participants and beneficiaries receiving payment2021-12-31114,717,987
Number of terminated vested participants2021-12-31658
Fundng target for terminated vested participants2021-12-3148,149,067
Active participant vested funding target2021-12-31176,924,534
Number of active participants2021-12-31996
Total funding liabilities for active participants2021-12-31178,929,030
Total participant count2021-12-312,255
Total funding target for all participants2021-12-31341,796,084
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-3114,907,484
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-3115,766,155
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-3115,766,155
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-3115,766,155
Total employer contributions2021-12-3122,062,000
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-3122,052,105
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-318,452,448
Net shortfall amortization installment of oustanding balance2021-12-3160,995,419
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-3114,360,207
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-3114,360,207
Contributions allocatedtoward minimum required contributions for current year2021-12-3122,052,105
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-012,259
Total number of active participants reported on line 7a of the Form 55002021-01-01914
Number of retired or separated participants receiving benefits2021-01-01549
Number of other retired or separated participants entitled to future benefits2021-01-01618
Total of all active and inactive participants2021-01-012,081
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0185
Total participants2021-01-012,166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2020 401k membership
Market value of plan assets2020-12-31299,413,733
Acturial value of plan assets2020-12-31292,519,687
Funding target for retired participants and beneficiaries receiving payment2020-12-31112,304,097
Number of terminated vested participants2020-12-31849
Fundng target for terminated vested participants2020-12-3156,738,982
Active participant vested funding target2020-12-31173,546,478
Number of active participants2020-12-311,055
Total funding liabilities for active participants2020-12-31175,783,109
Total participant count2020-12-312,472
Total funding target for all participants2020-12-31344,826,188
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-312,903
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-313,065
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-3129,772,000
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-3129,392,988
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-319,574,620
Net shortfall amortization installment of oustanding balance2020-12-3152,306,501
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-3114,485,504
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-3114,485,504
Contributions allocatedtoward minimum required contributions for current year2020-12-3129,392,988
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-012,472
Total number of active participants reported on line 7a of the Form 55002020-01-01996
Number of retired or separated participants receiving benefits2020-01-01526
Number of other retired or separated participants entitled to future benefits2020-01-01645
Total of all active and inactive participants2020-01-012,167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0188
Total participants2020-01-012,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2019 401k membership
Market value of plan assets2019-12-31261,726,166
Acturial value of plan assets2019-12-31279,141,223
Funding target for retired participants and beneficiaries receiving payment2019-12-31109,699,588
Number of terminated vested participants2019-12-31869
Fundng target for terminated vested participants2019-12-3154,810,204
Active participant vested funding target2019-12-31183,559,598
Number of active participants2019-12-311,130
Total funding liabilities for active participants2019-12-31184,195,005
Total participant count2019-12-312,539
Total funding target for all participants2019-12-31348,704,797
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-314,301,344
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-314,549,101
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-3131,372,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-3130,577,416
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-319,664,001
Net shortfall amortization installment of oustanding balance2019-12-3169,563,574
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-3130,574,513
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-3130,574,513
Contributions allocatedtoward minimum required contributions for current year2019-12-3130,577,416
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-012,539
Total number of active participants reported on line 7a of the Form 55002019-01-011,055
Number of retired or separated participants receiving benefits2019-01-01498
Number of other retired or separated participants entitled to future benefits2019-01-01836
Total of all active and inactive participants2019-01-012,389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0183
Total participants2019-01-012,472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2018 401k membership
Market value of plan assets2018-12-31292,509,981
Acturial value of plan assets2018-12-31281,616,900
Funding target for retired participants and beneficiaries receiving payment2018-12-31107,891,845
Number of terminated vested participants2018-12-31942
Fundng target for terminated vested participants2018-12-3158,585,329
Active participant vested funding target2018-12-31179,724,499
Number of active participants2018-12-311,189
Total funding liabilities for active participants2018-12-31180,594,691
Total participant count2018-12-313,113
Total funding target for all participants2018-12-31347,071,865
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-3127,207,121
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3128,828,665
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-3130,902,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-314,099,371
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-3126,230,240
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3110,151,318
Net shortfall amortization installment of oustanding balance2018-12-3165,454,965
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-3121,928,896
Additional cash requirement2018-12-3121,928,896
Contributions allocatedtoward minimum required contributions for current year2018-12-3126,230,240
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-013,113
Total number of active participants reported on line 7a of the Form 55002018-01-011,130
Number of retired or separated participants receiving benefits2018-01-01473
Number of other retired or separated participants entitled to future benefits2018-01-01863
Total of all active and inactive participants2018-01-012,466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0173
Total participants2018-01-012,539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2017 401k membership
Market value of plan assets2017-12-31228,729,322
Acturial value of plan assets2017-12-31236,766,519
Funding target for retired participants and beneficiaries receiving payment2017-12-3196,256,023
Number of terminated vested participants2017-12-31966
Fundng target for terminated vested participants2017-12-3155,241,376
Active participant vested funding target2017-12-31164,046,736
Number of active participants2017-12-311,247
Total funding liabilities for active participants2017-12-31170,128,003
Total participant count2017-12-313,135
Total funding target for all participants2017-12-31321,625,402
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-312,722,722
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-312,890,169
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-3153,867,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-31299,905
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-3150,295,840
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-319,671,387
Net shortfall amortization installment of oustanding balance2017-12-3184,858,883
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3123,088,719
Additional cash requirement2017-12-3123,088,719
Contributions allocatedtoward minimum required contributions for current year2017-12-3150,295,840
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-013,135
Total number of active participants reported on line 7a of the Form 55002017-01-011,189
Number of retired or separated participants receiving benefits2017-01-01820
Number of other retired or separated participants entitled to future benefits2017-01-01935
Total of all active and inactive participants2017-01-012,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01169
Total participants2017-01-013,113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2016 401k membership
Market value of plan assets2016-12-31211,809,428
Acturial value of plan assets2016-12-31232,990,370
Funding target for retired participants and beneficiaries receiving payment2016-12-3187,248,736
Number of terminated vested participants2016-12-311,025
Fundng target for terminated vested participants2016-12-3150,441,754
Active participant vested funding target2016-12-31161,481,721
Number of active participants2016-12-311,325
Total funding liabilities for active participants2016-12-31168,520,215
Total participant count2016-12-313,222
Total funding target for all participants2016-12-31306,210,705
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-312,485
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-312,643
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-3123,934,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3123,091,599
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-319,868,773
Net shortfall amortization installment of oustanding balance2016-12-3173,220,335
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3120,368,877
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-3120,368,877
Contributions allocatedtoward minimum required contributions for current year2016-12-3123,091,599
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-013,222
Total number of active participants reported on line 7a of the Form 55002016-01-011,247
Number of retired or separated participants receiving benefits2016-01-01772
Number of other retired or separated participants entitled to future benefits2016-01-01957
Total of all active and inactive participants2016-01-012,976
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01159
Total participants2016-01-013,135
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2015 401k membership
Total participants, beginning-of-year2015-01-013,318
Total number of active participants reported on line 7a of the Form 55002015-01-011,325
Number of retired or separated participants receiving benefits2015-01-01729
Number of other retired or separated participants entitled to future benefits2015-01-011,013
Total of all active and inactive participants2015-01-013,067
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01155
Total participants2015-01-013,222
2014: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2014 401k membership
Total participants, beginning-of-year2014-01-013,445
Total number of active participants reported on line 7a of the Form 55002014-01-011,411
Number of retired or separated participants receiving benefits2014-01-01716
Number of other retired or separated participants entitled to future benefits2014-01-011,041
Total of all active and inactive participants2014-01-013,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01150
Total participants2014-01-013,318
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2013 401k membership
Total participants, beginning-of-year2013-01-013,570
Total number of active participants reported on line 7a of the Form 55002013-01-011,541
Number of retired or separated participants receiving benefits2013-01-01684
Number of other retired or separated participants entitled to future benefits2013-01-011,075
Total of all active and inactive participants2013-01-013,300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01145
Total participants2013-01-013,445
2012: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2012 401k membership
Total participants, beginning-of-year2012-01-013,598
Total number of active participants reported on line 7a of the Form 55002012-01-011,691
Number of retired or separated participants receiving benefits2012-01-01642
Number of other retired or separated participants entitled to future benefits2012-01-011,096
Total of all active and inactive participants2012-01-013,429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01141
Total participants2012-01-013,570

Financial Data on RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL

Measure Date Value
2022 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$1,925,000
Total unrealized appreciation/depreciation of assets2022-12-31$1,925,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$38,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$99,000
Total income from all sources (including contributions)2022-12-31$-32,147,000
Total loss/gain on sale of assets2022-12-31$5,116,000
Total of all expenses incurred2022-12-31$81,391,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$79,033,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,300,000
Value of total assets at end of year2022-12-31$211,400,000
Value of total assets at beginning of year2022-12-31$324,999,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,358,000
Total interest from all sources2022-12-31$73,000
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,895,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,629,000
Administrative expenses professional fees incurred2022-12-31$359,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$52,485,000
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$102,024,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$2,689,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$371,000
Other income not declared elsewhere2022-12-31$215,000
Administrative expenses (other) incurred2022-12-31$1,518,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-113,538,000
Value of net assets at end of year (total assets less liabilities)2022-12-31$211,362,000
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$324,900,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$62,237,000
Assets. partnership/joint venture interests at beginning of year2022-12-31$109,946,000
Investment advisory and management fees2022-12-31$481,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$68,091,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$101,229,000
Income. Interest from US Government securities2022-12-31$3,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$3,858,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$6,932,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$6,932,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$70,000
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$4,497,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-48,671,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$6,300,000
Employer contributions (assets) at end of year2022-12-31$6,300,000
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from common stock2022-12-31$266,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$79,033,000
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$15,740,000
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$38,000
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$99,000
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$240,823,000
Aggregate carrying amount (costs) on sale of assets2022-12-31$235,707,000
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GRANT THORNTON LLP
Accountancy firm EIN2022-12-31366055558
2021 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$16,246,000
Total unrealized appreciation/depreciation of assets2021-12-31$16,246,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$99,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$133,000
Total income from all sources (including contributions)2021-12-31$59,976,000
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$46,784,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$43,880,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$22,062,000
Value of total assets at end of year2021-12-31$324,999,000
Value of total assets at beginning of year2021-12-31$311,841,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,904,000
Total interest from all sources2021-12-31$2,638,000
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$2,904,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$102,024,000
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$87,347,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$371,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,098,000
Other income not declared elsewhere2021-12-31$19,030,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$13,192,000
Value of net assets at end of year (total assets less liabilities)2021-12-31$324,900,000
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$311,708,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$109,946,000
Assets. partnership/joint venture interests at beginning of year2021-12-31$117,313,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$101,229,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$89,414,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$6,932,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$3,896,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$3,896,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2,638,000
Asset value of US Government securities at end of year2021-12-31$4,497,000
Asset value of US Government securities at beginning of year2021-12-31$5,933,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$22,062,000
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$6,840,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$43,880,000
Liabilities. Value of benefit claims payable at end of year2021-12-31$99,000
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$133,000
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31366055558
2020 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$22,421,000
Total unrealized appreciation/depreciation of assets2020-12-31$22,421,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$133,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$451,000
Total income from all sources (including contributions)2020-12-31$58,078,000
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$45,786,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$43,307,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$29,772,000
Value of total assets at end of year2020-12-31$311,841,000
Value of total assets at beginning of year2020-12-31$299,867,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,479,000
Total interest from all sources2020-12-31$2,922,000
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$887,000
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$87,347,000
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$73,749,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,098,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$282,000
Administrative expenses (other) incurred2020-12-31$1,592,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,292,000
Value of net assets at end of year (total assets less liabilities)2020-12-31$311,708,000
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$299,416,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$117,313,000
Assets. partnership/joint venture interests at beginning of year2020-12-31$118,842,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$89,414,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$82,071,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,896,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,196,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,196,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,922,000
Asset value of US Government securities at end of year2020-12-31$5,933,000
Asset value of US Government securities at beginning of year2020-12-31$7,804,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,963,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$29,772,000
Employer contributions (assets) at end of year2020-12-31$6,840,000
Employer contributions (assets) at beginning of year2020-12-31$14,923,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$43,307,000
Liabilities. Value of benefit claims payable at end of year2020-12-31$133,000
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$451,000
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31366055558
2019 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$33,321,000
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$33,321,000
Total unrealized appreciation/depreciation of assets2019-12-31$33,321,000
Total unrealized appreciation/depreciation of assets2019-12-31$33,321,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$451,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$451,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$207,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$207,000
Total income from all sources (including contributions)2019-12-31$74,706,000
Total income from all sources (including contributions)2019-12-31$74,706,000
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$37,072,000
Total of all expenses incurred2019-12-31$37,072,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$34,205,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$34,205,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$31,372,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$31,372,000
Value of total assets at end of year2019-12-31$299,867,000
Value of total assets at end of year2019-12-31$299,867,000
Value of total assets at beginning of year2019-12-31$261,989,000
Value of total assets at beginning of year2019-12-31$261,989,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,867,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,867,000
Total interest from all sources2019-12-31$3,994,000
Total interest from all sources2019-12-31$3,994,000
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$1,290,000
Administrative expenses professional fees incurred2019-12-31$1,290,000
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$73,749,000
Assets. Other investments not covered elsewhere at end of year2019-12-31$73,749,000
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$60,725,000
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$60,725,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$282,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$282,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$198,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$198,000
Other income not declared elsewhere2019-12-31$421,000
Other income not declared elsewhere2019-12-31$421,000
Administrative expenses (other) incurred2019-12-31$1,577,000
Administrative expenses (other) incurred2019-12-31$1,577,000
Liabilities. Value of operating payables at end of year2019-12-31$451,000
Liabilities. Value of operating payables at end of year2019-12-31$451,000
Liabilities. Value of operating payables at beginning of year2019-12-31$207,000
Liabilities. Value of operating payables at beginning of year2019-12-31$207,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$37,634,000
Value of net income/loss2019-12-31$37,634,000
Value of net assets at end of year (total assets less liabilities)2019-12-31$299,416,000
Value of net assets at end of year (total assets less liabilities)2019-12-31$299,416,000
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$261,782,000
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$261,782,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$118,842,000
Assets. partnership/joint venture interests at end of year2019-12-31$118,842,000
Assets. partnership/joint venture interests at beginning of year2019-12-31$103,406,000
Assets. partnership/joint venture interests at beginning of year2019-12-31$103,406,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$82,071,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$82,071,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$68,303,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$68,303,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,196,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,196,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$12,545,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$12,545,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$12,545,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$12,545,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,994,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,994,000
Asset value of US Government securities at end of year2019-12-31$7,804,000
Asset value of US Government securities at end of year2019-12-31$7,804,000
Asset value of US Government securities at beginning of year2019-12-31$7,329,000
Asset value of US Government securities at beginning of year2019-12-31$7,329,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,598,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,598,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$31,372,000
Contributions received in cash from employer2019-12-31$31,372,000
Employer contributions (assets) at end of year2019-12-31$14,923,000
Employer contributions (assets) at end of year2019-12-31$14,923,000
Employer contributions (assets) at beginning of year2019-12-31$9,483,000
Employer contributions (assets) at beginning of year2019-12-31$9,483,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$34,205,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$34,205,000
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31366055558
Accountancy firm EIN2019-12-31366055558
2018 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-28,688,000
Total unrealized appreciation/depreciation of assets2018-12-31$-28,688,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$207,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$60,000
Total income from all sources (including contributions)2018-12-31$15,211,000
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$47,119,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$44,368,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$30,902,000
Value of total assets at end of year2018-12-31$261,989,000
Value of total assets at beginning of year2018-12-31$293,750,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,751,000
Total interest from all sources2018-12-31$3,429,000
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$893,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$153,216,000
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$162,821,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$198,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$82,000
Administrative expenses (other) incurred2018-12-31$1,858,000
Liabilities. Value of operating payables at end of year2018-12-31$207,000
Liabilities. Value of operating payables at beginning of year2018-12-31$60,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-31,908,000
Value of net assets at end of year (total assets less liabilities)2018-12-31$261,782,000
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$293,690,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$10,915,000
Assets. partnership/joint venture interests at beginning of year2018-12-31$13,099,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$68,303,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$72,454,000
Interest earned on other investments2018-12-31$3,429,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$12,545,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,040,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,040,000
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$16,949,000
Asset value of US Government securities at end of year2018-12-31$7,329,000
Asset value of US Government securities at beginning of year2018-12-31$4,966,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$9,568,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$30,902,000
Employer contributions (assets) at end of year2018-12-31$9,483,000
Employer contributions (assets) at beginning of year2018-12-31$38,288,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$27,419,000
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$17,106,000
Total unrealized appreciation/depreciation of assets2017-12-31$17,106,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$60,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$96,000
Total income from all sources (including contributions)2017-12-31$83,761,000
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$18,916,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$16,123,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$54,006,000
Value of total assets at end of year2017-12-31$293,750,000
Value of total assets at beginning of year2017-12-31$228,941,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,793,000
Total interest from all sources2017-12-31$2,662,000
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$957,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$0
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$162,821,000
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$127,852,000
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$139,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$82,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$3,450,000
Administrative expenses (other) incurred2017-12-31$1,836,000
Liabilities. Value of operating payables at end of year2017-12-31$60,000
Liabilities. Value of operating payables at beginning of year2017-12-31$96,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$64,845,000
Value of net assets at end of year (total assets less liabilities)2017-12-31$293,690,000
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$228,845,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$13,099,000
Assets. partnership/joint venture interests at beginning of year2017-12-31$17,439,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$72,454,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$63,430,000
Interest earned on other investments2017-12-31$2,662,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,040,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$11,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$11,000
Asset value of US Government securities at end of year2017-12-31$4,966,000
Asset value of US Government securities at beginning of year2017-12-31$4,192,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,987,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$53,867,000
Employer contributions (assets) at end of year2017-12-31$38,288,000
Employer contributions (assets) at beginning of year2017-12-31$12,567,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$16,123,000
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$29,668,000
Total unrealized appreciation/depreciation of assets2016-12-31$29,668,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$96,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$289,000
Total income from all sources (including contributions)2016-12-31$43,135,000
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$26,103,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$23,460,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$24,517,000
Value of total assets at end of year2016-12-31$228,941,000
Value of total assets at beginning of year2016-12-31$212,102,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,643,000
Total interest from all sources2016-12-31$2,982,000
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$826,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$0
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$127,852,000
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$77,932,000
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$583,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$3,450,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,146,000
Administrative expenses (other) incurred2016-12-31$1,817,000
Liabilities. Value of operating payables at end of year2016-12-31$96,000
Liabilities. Value of operating payables at beginning of year2016-12-31$289,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$17,032,000
Value of net assets at end of year (total assets less liabilities)2016-12-31$228,845,000
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$211,813,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$17,439,000
Assets. partnership/joint venture interests at beginning of year2016-12-31$22,926,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$63,430,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$95,931,000
Interest earned on other investments2016-12-31$2,982,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$11,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$8,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$8,000
Asset value of US Government securities at end of year2016-12-31$4,192,000
Asset value of US Government securities at beginning of year2016-12-31$6,026,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-14,032,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$23,934,000
Employer contributions (assets) at end of year2016-12-31$12,567,000
Employer contributions (assets) at beginning of year2016-12-31$6,133,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$23,460,000
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-28,612,000
Total unrealized appreciation/depreciation of assets2015-12-31$-28,612,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$289,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$799,000
Total income from all sources (including contributions)2015-12-31$538,000
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$33,547,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$31,169,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$16,508,000
Value of total assets at end of year2015-12-31$212,102,000
Value of total assets at beginning of year2015-12-31$245,621,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,378,000
Total interest from all sources2015-12-31$6,803,000
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$802,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$0
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$77,932,000
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$75,535,000
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$637,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,146,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$6,992,000
Administrative expenses (other) incurred2015-12-31$1,576,000
Liabilities. Value of operating payables at end of year2015-12-31$289,000
Liabilities. Value of operating payables at beginning of year2015-12-31$799,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-33,009,000
Value of net assets at end of year (total assets less liabilities)2015-12-31$211,813,000
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$244,822,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$22,926,000
Assets. partnership/joint venture interests at beginning of year2015-12-31$38,556,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$95,931,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$102,481,000
Interest earned on other investments2015-12-31$6,803,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$8,000
Asset value of US Government securities at end of year2015-12-31$6,026,000
Asset value of US Government securities at beginning of year2015-12-31$15,518,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$5,839,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$15,871,000
Employer contributions (assets) at end of year2015-12-31$6,133,000
Employer contributions (assets) at beginning of year2015-12-31$6,539,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$31,169,000
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$3,216,000
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-5,763,000
Total unrealized appreciation/depreciation of assets2014-12-31$-2,547,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$799,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$81,000
Total income from all sources (including contributions)2014-12-31$20,156,000
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$28,614,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$26,482,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,301,000
Value of total assets at end of year2014-12-31$245,621,000
Value of total assets at beginning of year2014-12-31$253,361,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,132,000
Total interest from all sources2014-12-31$5,557,000
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Assets. Real estate other than employer real property at end of year2014-12-31$19,217,000
Assets. Real estate other than employer real property at beginning of year2014-12-31$17,941,000
Administrative expenses professional fees incurred2014-12-31$704,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$0
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$52,658,000
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$63,425,000
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$762,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$6,992,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$153,000
Administrative expenses (other) incurred2014-12-31$1,428,000
Liabilities. Value of operating payables at end of year2014-12-31$799,000
Liabilities. Value of operating payables at beginning of year2014-12-31$81,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-8,458,000
Value of net assets at end of year (total assets less liabilities)2014-12-31$244,822,000
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$253,280,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$153,659,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$148,391,000
Interest earned on other investments2014-12-31$5,557,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$6,556,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$8,396,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$8,396,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$9,845,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,539,000
Employer contributions (assets) at end of year2014-12-31$6,539,000
Employer contributions (assets) at beginning of year2014-12-31$15,055,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$26,482,000
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$-991,000
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$10,776,000
Total unrealized appreciation/depreciation of assets2013-12-31$9,785,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$81,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,538,000
Total income from all sources (including contributions)2013-12-31$46,887,000
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$50,601,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$48,751,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,443,000
Value of total assets at end of year2013-12-31$253,361,000
Value of total assets at beginning of year2013-12-31$258,532,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,850,000
Total interest from all sources2013-12-31$4,650,000
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Assets. Real estate other than employer real property at end of year2013-12-31$17,941,000
Assets. Real estate other than employer real property at beginning of year2013-12-31$15,340,000
Administrative expenses professional fees incurred2013-12-31$876,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$63,425,000
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$55,428,000
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$802,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$153,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,646,000
Administrative expenses (other) incurred2013-12-31$974,000
Liabilities. Value of operating payables at end of year2013-12-31$81,000
Liabilities. Value of operating payables at beginning of year2013-12-31$1,538,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-3,714,000
Value of net assets at end of year (total assets less liabilities)2013-12-31$253,280,000
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$256,994,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$148,391,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$183,763,000
Interest earned on other investments2013-12-31$4,650,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$8,396,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$202,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$202,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,009,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$19,641,000
Employer contributions (assets) at end of year2013-12-31$15,055,000
Employer contributions (assets) at beginning of year2013-12-31$2,153,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$48,751,000
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$870,000
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$19,188,000
Total unrealized appreciation/depreciation of assets2012-12-31$20,058,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,538,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$269,000
Total income from all sources (including contributions)2012-12-31$44,658,000
Total of all expenses incurred2012-12-31$12,184,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,855,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$15,693,000
Value of total assets at end of year2012-12-31$258,532,000
Value of total assets at beginning of year2012-12-31$224,789,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,329,000
Total interest from all sources2012-12-31$7,579,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Assets. Real estate other than employer real property at end of year2012-12-31$15,340,000
Assets. Real estate other than employer real property at beginning of year2012-12-31$13,305,000
Administrative expenses professional fees incurred2012-12-31$495,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31Yes
Amount of non-exempt transactions with any party-in-interest2012-12-31$2,000
Assets. Other investments not covered elsewhere at end of year2012-12-31$55,428,000
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$47,624,000
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$940,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,646,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$453,000
Other income not declared elsewhere2012-12-31$2,000
Administrative expenses (other) incurred2012-12-31$834,000
Liabilities. Value of operating payables at end of year2012-12-31$1,538,000
Liabilities. Value of operating payables at beginning of year2012-12-31$269,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$32,474,000
Value of net assets at end of year (total assets less liabilities)2012-12-31$256,994,000
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$224,520,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$183,763,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$151,978,000
Interest earned on other investments2012-12-31$7,579,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$202,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,036,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,036,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,326,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$14,753,000
Employer contributions (assets) at end of year2012-12-31$2,153,000
Employer contributions (assets) at beginning of year2012-12-31$9,393,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,855,000
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MITCHELL TITUS LLP
Accountancy firm EIN2012-12-31132781641

Form 5500 Responses for RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL

2022: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT INCOME PLAN FOR EMPLOYEES OF UL 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01First time form 5500 has been submittedYes
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC204
Policy instance 1
Insurance contract or identification numberAC204
Number of Individuals Covered32
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC204
Policy instance 1
Insurance contract or identification numberAC204
Number of Individuals Covered47
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC204
Policy instance 1
Insurance contract or identification numberAC204
Number of Individuals Covered51
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC204
Policy instance 1
Insurance contract or identification numberAC204
Number of Individuals Covered58
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC204
Policy instance 1
Insurance contract or identification numberAC204
Number of Individuals Covered69
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC204
Policy instance 1
Insurance contract or identification numberAC204
Number of Individuals Covered76
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC204
Policy instance 1
Insurance contract or identification numberAC204
Number of Individuals Covered87
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC204
Policy instance 1
Insurance contract or identification numberAC204
Number of Individuals Covered103
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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