401k Plan data: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN plan

GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GREAT LAKES FINANCIAL RESOURCES INC. has sponsored the creation of one or more 401k plans.

Company Name: GREAT LAKES FINANCIAL RESOURCES INC.

Employer identification number (EIN): 363152202

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01
002 2013-01-01
002 2012-01-01 THOMAS AGLER
002 2011-01-01 THOMAS AGLER
002 2010-01-01 THOMAS AGLER
002 2009-01-01 THOMAS AGLER
002 2009-01-01 THOMAS AGLER
002 2009-01-01 THOMAS AGLER
002 2009-01-01 THOMAS AGLER

Plan Statistics for GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2014: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 283
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 306
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 117
Number of retired or separated participants receiving benefits 2013-01-01 94
Number of other retired or separated participants entitled to future benefits 2013-01-01 68
Total of all active and inactive participants 2013-01-01 279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 4
Total participants 2013-01-01 283
Number of participants with account balances 2013-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 321
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 122
Number of retired or separated participants receiving benefits 2012-01-01 69
Number of other retired or separated participants entitled to future benefits 2012-01-01 113
Total of all active and inactive participants 2012-01-01 304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 306
Number of participants with account balances 2012-01-01 306
2011: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 332
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 143
Number of retired or separated participants receiving benefits 2011-01-01 56
Number of other retired or separated participants entitled to future benefits 2011-01-01 118
Total of all active and inactive participants 2011-01-01 317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 319
Number of participants with account balances 2011-01-01 319
2010: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 163
Number of retired or separated participants receiving benefits 2010-01-01 50
Number of other retired or separated participants entitled to future benefits 2010-01-01 117
Total of all active and inactive participants 2010-01-01 330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 2
Total participants 2010-01-01 332
Number of participants with account balances 2010-01-01 332
2009: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 353
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 156
Number of retired or separated participants receiving benefits 2009-01-01 42
Number of other retired or separated participants entitled to future benefits 2009-01-01 124
Total of all active and inactive participants 2009-01-01 322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 325
Number of participants with account balances 2009-01-01 325

Measure	Date	Value
2014: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	283
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	306
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	117
Number of retired or separated participants receiving benefits	2013-01-01	94
Number of other retired or separated participants entitled to future benefits	2013-01-01	68
Total of all active and inactive participants	2013-01-01	279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	283
Number of participants with account balances	2013-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	321
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	122
Number of retired or separated participants receiving benefits	2012-01-01	69
Number of other retired or separated participants entitled to future benefits	2012-01-01	113
Total of all active and inactive participants	2012-01-01	304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	306
Number of participants with account balances	2012-01-01	306
2011: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	332
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	143
Number of retired or separated participants receiving benefits	2011-01-01	56
Number of other retired or separated participants entitled to future benefits	2011-01-01	118
Total of all active and inactive participants	2011-01-01	317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	319
Number of participants with account balances	2011-01-01	319
2010: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	163
Number of retired or separated participants receiving benefits	2010-01-01	50
Number of other retired or separated participants entitled to future benefits	2010-01-01	117
Total of all active and inactive participants	2010-01-01	330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	2
Total participants	2010-01-01	332
Number of participants with account balances	2010-01-01	332
2009: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	353
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	156
Number of retired or separated participants receiving benefits	2009-01-01	42
Number of other retired or separated participants entitled to future benefits	2009-01-01	124
Total of all active and inactive participants	2009-01-01	322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	325
Number of participants with account balances	2009-01-01	325

Financial Data on GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2014 : GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-01	$0
Total transfer of assets from this plan	2014-12-01	$16,221,299
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-01	$0
Total income from all sources (including contributions)	2014-12-01	$785,037
Total loss/gain on sale of assets	2014-12-01	$0
Total of all expenses incurred	2014-12-01	$1,621,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-01	$1,573,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-01	$630,000
Value of total assets at end of year	2014-12-01	$0
Value of total assets at beginning of year	2014-12-01	$17,058,143
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-01	$48,267
Total interest from all sources	2014-12-01	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-01	$154,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-01	$0
Administrative expenses professional fees incurred	2014-12-01	$48,267
Was this plan covered by a fidelity bond	2014-12-01	Yes
Value of fidelity bond cover	2014-12-01	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-01	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-01	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-01	No
Assets. Other investments not covered elsewhere at end of year	2014-12-01	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-01	$10,488
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-01	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-01	No
Value of net income/loss	2014-12-01	$-836,844
Value of net assets at end of year (total assets less liabilities)	2014-12-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-01	$17,058,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-01	No
Were any leases to which the plan was party in default or uncollectible	2014-12-01	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-01	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-01	$3,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-01	$3,020
Asset value of US Government securities at end of year	2014-12-01	$0
Asset value of US Government securities at beginning of year	2014-12-01	$1,079
Net investment gain or loss from common/collective trusts	2014-12-01	$517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-01	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-01	No
Has the plan failed to provide any benefit when due under the plan	2014-12-01	No
Assets. Invements in employer securities at beginning of year	2014-12-01	$17,043,556
Contributions received in cash from employer	2014-12-01	$630,000
Income. Dividends from common stock	2014-12-01	$154,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-01	$1,573,614
Did the plan have assets held for investment	2014-12-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-01	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-01	Disclaimer
Accountancy firm name	2014-12-01	JAMES M. MOYNA, CPA, PC
Accountancy firm EIN	2014-12-01	472940358
2013 : GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$173,821
Total unrealized appreciation/depreciation of assets	2013-12-31	$173,821
Total transfer of assets from this plan	2013-12-31	$85,292
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,530,619
Total loss/gain on sale of assets	2013-12-31	$544,697
Total of all expenses incurred	2013-12-31	$1,832,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,765,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$730,000
Value of total assets at end of year	2013-12-31	$17,058,143
Value of total assets at beginning of year	2013-12-31	$17,445,459
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$66,954
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$81,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$38,380
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$10,488
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$13,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-302,024
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$17,058,143
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$17,445,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$15,518
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$169,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$3,020
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$1,079
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$17,043,556
Assets. Invements in employer securities at beginning of year	2013-12-31	$17,275,888
Contributions received in cash from employer	2013-12-31	$730,000
Income. Dividends from common stock	2013-12-31	$81,760
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,765,689
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$950,850
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$406,153
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$421,209
Total unrealized appreciation/depreciation of assets	2012-12-31	$421,209
Total income from all sources (including contributions)	2012-12-31	$1,699,068
Total loss/gain on sale of assets	2012-12-31	$377,586
Total of all expenses incurred	2012-12-31	$1,428,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,360,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$900,000
Value of total assets at end of year	2012-12-31	$17,445,459
Value of total assets at beginning of year	2012-12-31	$17,174,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$67,425
Total interest from all sources	2012-12-31	$273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$67,425
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Total non interest bearing cash at beginning of year	2012-12-31	$12,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$270,712
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$17,445,459
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$17,174,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$169,571
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$17,275,888
Assets. Invements in employer securities at beginning of year	2012-12-31	$17,162,295
Contributions received in cash from employer	2012-12-31	$900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,360,931
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$685,202
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$307,616
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GAIL L. MATHEWS & ASSOCIATES LLC
Accountancy firm EIN	2012-12-31	272036685
2011 : GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-367,039
Total unrealized appreciation/depreciation of assets	2011-12-31	$-367,039
Total income from all sources (including contributions)	2011-12-31	$833,992
Total of all expenses incurred	2011-12-31	$1,198,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,129,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,200,000
Value of total assets at end of year	2011-12-31	$17,174,747
Value of total assets at beginning of year	2011-12-31	$17,539,380
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$68,627
Total interest from all sources	2011-12-31	$1,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$68,627
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Total non interest bearing cash at end of year	2011-12-31	$12,452
Total non interest bearing cash at beginning of year	2011-12-31	$10,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-364,633
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$17,174,747
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$17,539,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$17,162,295
Assets. Invements in employer securities at beginning of year	2011-12-31	$17,529,334
Contributions received in cash from employer	2011-12-31	$1,200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,129,998
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GAIL L. MATHEWS & ASSOCIATES LLC
Accountancy firm EIN	2011-12-31	272036685
2010 : GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-2,867,348
Total unrealized appreciation/depreciation of assets	2010-12-31	$-2,867,348
Total income from all sources (including contributions)	2010-12-31	$-1,566,649
Total loss/gain on sale of assets	2010-12-31	$459,023
Total of all expenses incurred	2010-12-31	$1,583,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,512,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$840,000
Value of total assets at end of year	2010-12-31	$17,539,380
Value of total assets at beginning of year	2010-12-31	$20,689,777
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$71,484
Total interest from all sources	2010-12-31	$1,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$71,484
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Total non interest bearing cash at end of year	2010-12-31	$10,046
Total non interest bearing cash at beginning of year	2010-12-31	$5,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-3,150,397
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,539,380
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$20,689,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$17,529,334
Assets. Invements in employer securities at beginning of year	2010-12-31	$20,684,502
Contributions received in cash from employer	2010-12-31	$840,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,512,264
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$746,843
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$287,820
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GAIL L. MATHEWS & ASSOCIATES LLC
Accountancy firm EIN	2010-12-31	272036685

Form 5500 Responses for GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN

2014: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GREAT LAKES FINANCIAL RESOURCES INC EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	GREAT LAKES FINANCIAL RESOURCES INC.
Employer identification number (EIN):	363152202
NAIC Classification:	522110
NAIC Description:	Commercial Banking