401k Plan data: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN plan

GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN
Plan identification number	003

GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GREAT LAKES FINANCIAL RESOURCES INC. has sponsored the creation of one or more 401k plans.

Company Name: GREAT LAKES FINANCIAL RESOURCES INC.

Employer identification number (EIN): 363152202

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01
003 2014-01-01
003 2013-01-01
003 2012-01-01 THOMAS AGLER
003 2011-01-01 THOMAS AGLER
003 2009-01-01 THOMAS AGLER
003 2009-01-01 THOMAS AGLER
003 2009-01-01 THOMAS AGLER

Plan Statistics for GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

Measure Date Value
2015: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 48
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 91
Total of all active and inactive participants 2014-01-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 139
Number of participants with account balances 2014-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 115
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 31
Total of all active and inactive participants 2013-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 147
Number of participants with account balances 2013-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 95
Number of other retired or separated participants entitled to future benefits 2012-01-01 33
Total of all active and inactive participants 2012-01-01 128
Total participants 2012-01-01 128
Number of participants with account balances 2012-01-01 128
2011: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 115
Number of other retired or separated participants entitled to future benefits 2011-01-01 30
Total of all active and inactive participants 2011-01-01 145
Total participants 2011-01-01 145
Number of participants with account balances 2011-01-01 145
2009: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 140
Number of other retired or separated participants entitled to future benefits 2009-01-01 22
Total of all active and inactive participants 2009-01-01 162
Total participants 2009-01-01 162
Number of participants with account balances 2009-01-01 163

Measure	Date	Value
2015: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	48
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	91
Total of all active and inactive participants	2014-01-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	139
Number of participants with account balances	2014-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	115
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	31
Total of all active and inactive participants	2013-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	147
Number of participants with account balances	2013-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	95
Number of other retired or separated participants entitled to future benefits	2012-01-01	33
Total of all active and inactive participants	2012-01-01	128
Total participants	2012-01-01	128
Number of participants with account balances	2012-01-01	128
2011: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	115
Number of other retired or separated participants entitled to future benefits	2011-01-01	30
Total of all active and inactive participants	2011-01-01	145
Total participants	2011-01-01	145
Number of participants with account balances	2011-01-01	145
2009: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	140
Number of other retired or separated participants entitled to future benefits	2009-01-01	22
Total of all active and inactive participants	2009-01-01	162
Total participants	2009-01-01	162
Number of participants with account balances	2009-01-01	163

Financial Data on GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

Measure	Date	Value
2015 : GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,037,701
Total income from all sources (including contributions)	2015-12-31	$181,882
Total of all expenses incurred	2015-12-31	$38,098,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$38,098,424
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$38,954,243
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$71,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$71,782
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$97,292
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$1,037,701
Other income not declared elsewhere	2015-12-31	$17,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-37,916,542
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$37,916,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$17,543,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$509,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$509,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$92,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$38,098,424
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$20,803,112
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JAMES M. MOYNA, CPA, PC
Accountancy firm EIN	2015-12-31	472940358
2014 : GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$16,221,299
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,037,701
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$13,283,691
Total of all expenses incurred	2014-12-31	$1,055,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,055,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$319,555
Value of total assets at end of year	2014-12-31	$38,954,243
Value of total assets at beginning of year	2014-12-31	$9,467,265
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$702
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$612,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$612,632
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$258,248
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$61,307
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$97,292
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$1,037,701
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$702
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$12,227,978
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$37,916,542
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,467,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$17,543,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$9,467,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$509,882
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$12,351,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,055,011
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$20,803,112
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JAMES M. MOYNA, CPA, PC
Accountancy firm EIN	2014-12-31	472940358
2013 : GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total transfer of assets to this plan	2013-12-31	$85,292
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,696,319
Total of all expenses incurred	2013-12-31	$986,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$980,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$286,107
Value of total assets at end of year	2013-12-31	$9,467,265
Value of total assets at beginning of year	2013-12-31	$8,671,937
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,942
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$433,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$433,120
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$286,107
Administrative expenses (other) incurred	2013-12-31	$5,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$710,036
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,467,265
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,671,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$9,467,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,671,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$977,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$980,341
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$72,239
Total income from all sources (including contributions)	2012-12-31	$1,291,355
Total of all expenses incurred	2012-12-31	$1,028,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,027,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$506,193
Value of total assets at end of year	2012-12-31	$8,671,937
Value of total assets at beginning of year	2012-12-31	$8,481,244
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$828
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$206,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$206,291
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$506,193
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$59,964
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$72,239
Administrative expenses (other) incurred	2012-12-31	$828
Total non interest bearing cash at beginning of year	2012-12-31	$2,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$262,932
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,671,937
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,409,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,671,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$8,418,700
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$578,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,027,595
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GAIL L. MATHEWS & ASSOCIATES LLC
Accountancy firm EIN	2012-12-31	272036685
2011 : GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$72,239
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$3,356
Total income from all sources (including contributions)	2011-12-31	$652,660
Total of all expenses incurred	2011-12-31	$372,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$370,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$731,312
Value of total assets at end of year	2011-12-31	$8,481,244
Value of total assets at beginning of year	2011-12-31	$8,131,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,370
Total interest from all sources	2011-12-31	$1
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$166,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$166,798
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$388,817
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$342,495
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$59,964
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$3,356
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$72,239
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$3,356
Administrative expenses (other) incurred	2011-12-31	$17
Total non interest bearing cash at end of year	2011-12-31	$2,580
Total non interest bearing cash at beginning of year	2011-12-31	$2,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$280,609
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,409,005
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,128,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,418,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,125,816
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-245,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$370,681
Contract administrator fees	2011-12-31	$1,353
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GAIL L. MATHEWS & ASSOCIATES LLC
Accountancy firm EIN	2011-12-31	272036685
2010 : GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$3,356
Total income from all sources (including contributions)	2010-12-31	$1,685,343
Total of all expenses incurred	2010-12-31	$411,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$409,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,005,056
Value of total assets at end of year	2010-12-31	$8,131,752
Value of total assets at beginning of year	2010-12-31	$6,854,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,553
Total interest from all sources	2010-12-31	$531
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$134,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$134,838
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$402,748
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$602,308
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$3,356
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$12,897
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$3,356
Administrative expenses (other) incurred	2010-12-31	$53
Total non interest bearing cash at end of year	2010-12-31	$2,580
Total non interest bearing cash at beginning of year	2010-12-31	$2,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,274,165
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,128,396
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,854,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,125,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,838,754
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$531
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$544,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$409,625
Contract administrator fees	2010-12-31	$1,500
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GAIL L. MATHEWS & ASSOCIATES LLC
Accountancy firm EIN	2010-12-31	272036685

Form 5500 Responses for GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

2015: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: GREAT LAKES FINANCIAL RESOURCES, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GREAT LAKES FINANCIAL RESOURCES INC.
Employer identification number (EIN):	363152202
NAIC Classification:	522110
NAIC Description:	Commercial Banking