401k Plan data: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN plan

D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN
Plan identification number	001

D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

D & D BUILDING INC. has sponsored the creation of one or more 401k plans.

Company Name: D & D BUILDING INC.

Employer identification number (EIN): 382325493

NAIC Classification: 236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-11-01
001 2020-11-01
001 2019-11-01
001 2018-11-01
001 2017-11-01
001 2016-11-01 SCOTT GIBSON 2018-01-09
001 2015-11-01 SCOTT GIBSON 2017-05-02
001 2014-11-01 SCOTT GIBSON 2016-05-03
001 2013-11-01 SCOTT GIBSON 2015-04-14
001 2012-11-01 SCOTT GIBSON 2014-02-21 SCOTT GIBSON 2014-02-21
001 2011-11-01 SCOTT GIBSON 2013-04-25
001 2010-11-01 SCOTT GIBSON 2012-05-16

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-11-01
001	2020-11-01
001	2019-11-01
001	2018-11-01
001	2017-11-01
001	2016-11-01	SCOTT GIBSON	2018-01-09
001	2015-11-01	SCOTT GIBSON	2017-05-02
001	2014-11-01	SCOTT GIBSON	2016-05-03
001	2013-11-01	SCOTT GIBSON	2015-04-14
001	2012-11-01	SCOTT GIBSON	2014-02-21	SCOTT GIBSON	2014-02-21
001	2011-11-01	SCOTT GIBSON	2013-04-25
001	2010-11-01	SCOTT GIBSON	2012-05-16

Plan Statistics for D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-11-01 122
Total number of active participants reported on line 7a of the Form 5500 2021-11-01 91
Number of retired or separated participants receiving benefits 2021-11-01 0
Number of other retired or separated participants entitled to future benefits 2021-11-01 11
Total of all active and inactive participants 2021-11-01 102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-11-01 0
Total participants 2021-11-01 102
Number of participants with account balances 2021-11-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-11-01 0
2020: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-11-01 128
Total number of active participants reported on line 7a of the Form 5500 2020-11-01 92
Number of retired or separated participants receiving benefits 2020-11-01 0
Number of other retired or separated participants entitled to future benefits 2020-11-01 28
Total of all active and inactive participants 2020-11-01 120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-11-01 0
Total participants 2020-11-01 120
Number of participants with account balances 2020-11-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-11-01 0
2019: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-11-01 134
Total number of active participants reported on line 7a of the Form 5500 2019-11-01 98
Number of retired or separated participants receiving benefits 2019-11-01 0
Number of other retired or separated participants entitled to future benefits 2019-11-01 24
Total of all active and inactive participants 2019-11-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-11-01 0
Total participants 2019-11-01 122
Number of participants with account balances 2019-11-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-11-01 0
2018: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-11-01 147
Total number of active participants reported on line 7a of the Form 5500 2018-11-01 111
Number of retired or separated participants receiving benefits 2018-11-01 0
Number of other retired or separated participants entitled to future benefits 2018-11-01 21
Total of all active and inactive participants 2018-11-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-11-01 0
Total participants 2018-11-01 132
Number of participants with account balances 2018-11-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-11-01 0
2017: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-11-01 154
Total number of active participants reported on line 7a of the Form 5500 2017-11-01 119
Number of retired or separated participants receiving benefits 2017-11-01 0
Number of other retired or separated participants entitled to future benefits 2017-11-01 20
Total of all active and inactive participants 2017-11-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-11-01 0
Total participants 2017-11-01 139
Number of participants with account balances 2017-11-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-11-01 0

Measure	Date	Value
2021: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-11-01	122
Total number of active participants reported on line 7a of the Form 5500	2021-11-01	91
Number of retired or separated participants receiving benefits	2021-11-01	0
Number of other retired or separated participants entitled to future benefits	2021-11-01	11
Total of all active and inactive participants	2021-11-01	102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-11-01	0
Total participants	2021-11-01	102
Number of participants with account balances	2021-11-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-11-01	0
2020: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-11-01	128
Total number of active participants reported on line 7a of the Form 5500	2020-11-01	92
Number of retired or separated participants receiving benefits	2020-11-01	0
Number of other retired or separated participants entitled to future benefits	2020-11-01	28
Total of all active and inactive participants	2020-11-01	120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-11-01	0
Total participants	2020-11-01	120
Number of participants with account balances	2020-11-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-11-01	0
2019: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-11-01	134
Total number of active participants reported on line 7a of the Form 5500	2019-11-01	98
Number of retired or separated participants receiving benefits	2019-11-01	0
Number of other retired or separated participants entitled to future benefits	2019-11-01	24
Total of all active and inactive participants	2019-11-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-11-01	0
Total participants	2019-11-01	122
Number of participants with account balances	2019-11-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-11-01	0
2018: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-11-01	147
Total number of active participants reported on line 7a of the Form 5500	2018-11-01	111
Number of retired or separated participants receiving benefits	2018-11-01	0
Number of other retired or separated participants entitled to future benefits	2018-11-01	21
Total of all active and inactive participants	2018-11-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-11-01	0
Total participants	2018-11-01	132
Number of participants with account balances	2018-11-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-11-01	0
2017: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-11-01	154
Total number of active participants reported on line 7a of the Form 5500	2017-11-01	119
Number of retired or separated participants receiving benefits	2017-11-01	0
Number of other retired or separated participants entitled to future benefits	2017-11-01	20
Total of all active and inactive participants	2017-11-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-11-01	0
Total participants	2017-11-01	139
Number of participants with account balances	2017-11-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-11-01	0

Financial Data on D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-10-31	$0
Total income from all sources (including contributions)	2022-10-31	$-636,008
Total loss/gain on sale of assets	2022-10-31	$0
Total of all expenses incurred	2022-10-31	$349,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-10-31	$300,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-10-31	$540,676
Value of total assets at end of year	2022-10-31	$5,195,208
Value of total assets at beginning of year	2022-10-31	$6,180,219
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-10-31	$48,663
Total interest from all sources	2022-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-10-31	No
Administrative expenses professional fees incurred	2022-10-31	$3,300
Was this plan covered by a fidelity bond	2022-10-31	Yes
Value of fidelity bond cover	2022-10-31	$500,000
If this is an individual account plan, was there a blackout period	2022-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-10-31	No
Contributions received from participants	2022-10-31	$377,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-10-31	No
Value of net income/loss	2022-10-31	$-985,011
Value of net assets at end of year (total assets less liabilities)	2022-10-31	$5,195,208
Value of net assets at beginning of year (total assets less liabilities)	2022-10-31	$6,180,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-10-31	No
Were any leases to which the plan was party in default or uncollectible	2022-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-10-31	$5,168,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-10-31	$6,180,219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-10-31	$26,433
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-10-31	$-1,176,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-10-31	No
Was there a failure to transmit to the plan any participant contributions	2022-10-31	No
Has the plan failed to provide any benefit when due under the plan	2022-10-31	No
Contributions received in cash from employer	2022-10-31	$163,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-10-31	$300,340
Contract administrator fees	2022-10-31	$45,363
Did the plan have assets held for investment	2022-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-10-31	No
Opinion of an independent qualified public accountant for this plan	2022-10-31	Unqualified
Accountancy firm name	2022-10-31	ARMANINO, LLP
Accountancy firm EIN	2022-10-31	946214841
2021 : D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-10-31	$0
Total income from all sources (including contributions)	2021-10-31	$1,920,410
Total loss/gain on sale of assets	2021-10-31	$0
Total of all expenses incurred	2021-10-31	$240,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-10-31	$190,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-10-31	$510,882
Value of total assets at end of year	2021-10-31	$6,180,219
Value of total assets at beginning of year	2021-10-31	$4,500,796
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-10-31	$50,016
Total interest from all sources	2021-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-10-31	No
Administrative expenses professional fees incurred	2021-10-31	$1,050
Was this plan covered by a fidelity bond	2021-10-31	Yes
Value of fidelity bond cover	2021-10-31	$500,000
If this is an individual account plan, was there a blackout period	2021-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-10-31	No
Contributions received from participants	2021-10-31	$347,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-10-31	No
Value of net income/loss	2021-10-31	$1,679,423
Value of net assets at end of year (total assets less liabilities)	2021-10-31	$6,180,219
Value of net assets at beginning of year (total assets less liabilities)	2021-10-31	$4,500,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-10-31	No
Were any leases to which the plan was party in default or uncollectible	2021-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-10-31	$6,180,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-10-31	$4,500,796
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-10-31	$1,409,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-10-31	No
Was there a failure to transmit to the plan any participant contributions	2021-10-31	No
Has the plan failed to provide any benefit when due under the plan	2021-10-31	No
Contributions received in cash from employer	2021-10-31	$163,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-10-31	$190,971
Contract administrator fees	2021-10-31	$48,966
Did the plan have assets held for investment	2021-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-10-31	No
Opinion of an independent qualified public accountant for this plan	2021-10-31	Disclaimer
Accountancy firm name	2021-10-31	ARMANINO, LLP
Accountancy firm EIN	2021-10-31	946214841
2020 : D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-10-31	$0
Total income from all sources (including contributions)	2020-10-31	$714,482
Total loss/gain on sale of assets	2020-10-31	$0
Total of all expenses incurred	2020-10-31	$142,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-10-31	$105,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-10-31	$400,252
Value of total assets at end of year	2020-10-31	$4,500,796
Value of total assets at beginning of year	2020-10-31	$3,928,838
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-10-31	$36,825
Total interest from all sources	2020-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-10-31	No
Administrative expenses professional fees incurred	2020-10-31	$1,000
Was this plan covered by a fidelity bond	2020-10-31	Yes
Value of fidelity bond cover	2020-10-31	$500,000
If this is an individual account plan, was there a blackout period	2020-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-10-31	No
Contributions received from participants	2020-10-31	$241,077
Income. Received or receivable in cash from other sources (including rollovers)	2020-10-31	$16,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-10-31	No
Value of net income/loss	2020-10-31	$571,958
Value of net assets at end of year (total assets less liabilities)	2020-10-31	$4,500,796
Value of net assets at beginning of year (total assets less liabilities)	2020-10-31	$3,928,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-10-31	No
Were any leases to which the plan was party in default or uncollectible	2020-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-10-31	$4,500,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-10-31	$3,928,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-10-31	$314,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-10-31	No
Was there a failure to transmit to the plan any participant contributions	2020-10-31	No
Has the plan failed to provide any benefit when due under the plan	2020-10-31	No
Contributions received in cash from employer	2020-10-31	$142,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-10-31	$105,699
Contract administrator fees	2020-10-31	$35,825
Did the plan have assets held for investment	2020-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-10-31	Disclaimer
Accountancy firm name	2020-10-31	BROWN SMITH WALLACE LLP
Accountancy firm EIN	2020-10-31	431001367
2019 : D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-10-31	$0
Total income from all sources (including contributions)	2019-10-31	$793,788
Total loss/gain on sale of assets	2019-10-31	$0
Total of all expenses incurred	2019-10-31	$198,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-10-31	$167,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-10-31	$404,559
Value of total assets at end of year	2019-10-31	$3,928,838
Value of total assets at beginning of year	2019-10-31	$3,333,827
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-10-31	$31,758
Total interest from all sources	2019-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-10-31	No
Administrative expenses professional fees incurred	2019-10-31	$800
Was this plan covered by a fidelity bond	2019-10-31	Yes
Value of fidelity bond cover	2019-10-31	$350,000
If this is an individual account plan, was there a blackout period	2019-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-10-31	No
Contributions received from participants	2019-10-31	$239,997
Assets. Other investments not covered elsewhere at beginning of year	2019-10-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-10-31	$17,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-10-31	No
Value of net income/loss	2019-10-31	$595,011
Value of net assets at end of year (total assets less liabilities)	2019-10-31	$3,928,838
Value of net assets at beginning of year (total assets less liabilities)	2019-10-31	$3,333,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-10-31	No
Were any leases to which the plan was party in default or uncollectible	2019-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-10-31	$3,928,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-10-31	$3,333,827
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-10-31	$389,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-10-31	No
Was there a failure to transmit to the plan any participant contributions	2019-10-31	No
Has the plan failed to provide any benefit when due under the plan	2019-10-31	No
Contributions received in cash from employer	2019-10-31	$146,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-10-31	$167,019
Contract administrator fees	2019-10-31	$30,958
Did the plan have assets held for investment	2019-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-10-31	Disclaimer
Accountancy firm name	2019-10-31	BROWN SMITH WALLACE LLP
Accountancy firm EIN	2019-10-31	431001367
2018 : D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total income from all sources (including contributions)	2018-10-31	$356,713
Total loss/gain on sale of assets	2018-10-31	$0
Total of all expenses incurred	2018-10-31	$119,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-10-31	$102,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-10-31	$371,186
Value of total assets at end of year	2018-10-31	$3,333,827
Value of total assets at beginning of year	2018-10-31	$3,096,201
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-10-31	$16,221
Total interest from all sources	2018-10-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-10-31	No
Administrative expenses professional fees incurred	2018-10-31	$898
Was this plan covered by a fidelity bond	2018-10-31	Yes
Value of fidelity bond cover	2018-10-31	$350,000
If this is an individual account plan, was there a blackout period	2018-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-10-31	No
Contributions received from participants	2018-10-31	$228,164
Assets. Other investments not covered elsewhere at end of year	2018-10-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-10-31	$398
Income. Received or receivable in cash from other sources (including rollovers)	2018-10-31	$1,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Value of net income/loss	2018-10-31	$237,626
Value of net assets at end of year (total assets less liabilities)	2018-10-31	$3,333,827
Value of net assets at beginning of year (total assets less liabilities)	2018-10-31	$3,096,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-10-31	No
Were any leases to which the plan was party in default or uncollectible	2018-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-10-31	$3,333,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-10-31	$3,095,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-10-31	$-14,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-10-31	No
Was there a failure to transmit to the plan any participant contributions	2018-10-31	No
Has the plan failed to provide any benefit when due under the plan	2018-10-31	No
Contributions received in cash from employer	2018-10-31	$141,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-10-31	$102,866
Contract administrator fees	2018-10-31	$15,323
Did the plan have assets held for investment	2018-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-10-31	Disclaimer
Accountancy firm name	2018-10-31	BROWN SMITH WALLACE LLP
Accountancy firm EIN	2018-10-31	431001367

Form 5500 Responses for D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN

2021: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-11-01	Type of plan entity	Single employer plan
2021-11-01	Submission has been amended	No
2021-11-01	This submission is the final filing	No
2021-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-11-01	Plan is a collectively bargained plan	No
2021-11-01	Plan funding arrangement – Insurance	Yes
2021-11-01	Plan funding arrangement – Trust	Yes
2021-11-01	Plan benefit arrangement – Insurance	Yes
2021-11-01	Plan benefit arrangement - Trust	Yes
2020: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-11-01	Type of plan entity	Single employer plan
2020-11-01	Submission has been amended	No
2020-11-01	This submission is the final filing	No
2020-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-11-01	Plan is a collectively bargained plan	No
2020-11-01	Plan funding arrangement – Insurance	Yes
2020-11-01	Plan funding arrangement – Trust	Yes
2020-11-01	Plan benefit arrangement – Insurance	Yes
2020-11-01	Plan benefit arrangement - Trust	Yes
2019: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-11-01	Type of plan entity	Single employer plan
2019-11-01	Submission has been amended	No
2019-11-01	This submission is the final filing	No
2019-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-11-01	Plan is a collectively bargained plan	No
2019-11-01	Plan funding arrangement – Insurance	Yes
2019-11-01	Plan funding arrangement – Trust	Yes
2019-11-01	Plan benefit arrangement – Insurance	Yes
2019-11-01	Plan benefit arrangement - Trust	Yes
2018: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-11-01	Type of plan entity	Single employer plan
2018-11-01	Submission has been amended	No
2018-11-01	This submission is the final filing	No
2018-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-11-01	Plan is a collectively bargained plan	No
2018-11-01	Plan funding arrangement – Insurance	Yes
2018-11-01	Plan funding arrangement – Trust	Yes
2018-11-01	Plan benefit arrangement – Insurance	Yes
2018-11-01	Plan benefit arrangement - Trust	Yes
2017: D & D BUILDING INC. EMPLOYEE 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-11-01	Type of plan entity	Single employer plan
2017-11-01	Submission has been amended	No
2017-11-01	This submission is the final filing	No
2017-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-11-01	Plan is a collectively bargained plan	No
2017-11-01	Plan funding arrangement – Insurance	Yes
2017-11-01	Plan funding arrangement – Trust	Yes
2017-11-01	Plan benefit arrangement – Insurance	Yes
2017-11-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

70570

Policy instance

Insurance contract or identification number	70570
Number of Individuals Covered	83
Insurance policy start date	2021-11-01
Insurance policy end date	2022-10-31
Total amount of commissions paid to insurance broker	USD $15,498
Total amount of fees paid to insurance company	USD $2,825
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,498
Insurance broker organization code?	3
Amount paid for insurance broker fees	2825
Additional information about fees paid to insurance broker	TPA COMPENSATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

70570

Policy instance

Insurance contract or identification number	70570
Number of Individuals Covered	98
Insurance policy start date	2020-11-01
Insurance policy end date	2021-10-31
Total amount of commissions paid to insurance broker	USD $18,233
Total amount of fees paid to insurance company	USD $2,783
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $18,233
Insurance broker organization code?	3
Amount paid for insurance broker fees	2783
Additional information about fees paid to insurance broker	TPA COMPENSATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

70570

Policy instance

Insurance contract or identification number	70570
Number of Individuals Covered	93
Insurance policy start date	2019-11-01
Insurance policy end date	2020-10-31
Total amount of commissions paid to insurance broker	USD $13,175
Total amount of fees paid to insurance company	USD $2,061
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,175
Insurance broker organization code?	3
Amount paid for insurance broker fees	2061
Additional information about fees paid to insurance broker	TPA COMPENSATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

70570

Policy instance

Insurance contract or identification number	70570
Number of Individuals Covered	94
Insurance policy start date	2018-11-01
Insurance policy end date	2019-10-31
Total amount of commissions paid to insurance broker	USD $11,362
Total amount of fees paid to insurance company	USD $3,058
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,362
Insurance broker organization code?	3
Amount paid for insurance broker fees	3058
Additional information about fees paid to insurance broker	TPA COMPENSATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

70570

Policy instance

Insurance contract or identification number	70570
Number of Individuals Covered	93
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $12,272
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	D & D BUILDING INC.
Employer identification number (EIN):	382325493
NAIC Classification:	236110