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D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameD & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

D & D ROOFING AND SHEET METAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:D & D ROOFING AND SHEET METAL, INC.
Employer identification number (EIN):880140567
NAIC Classification:238900

Additional information about D & D ROOFING AND SHEET METAL, INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1977-04-08
Company Identification Number: 19771002316
Legal Registered Office Address: 652 FOREST ST

RENO
United States of America (USA)
89509

More information about D & D ROOFING AND SHEET METAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01CHAD A. OSORNO2023-10-16
0022022-01-01CHAD A. OSORNO2024-01-29
0022021-01-01CHAD A. OSORNO2022-12-13
0022020-01-01BARBARA RIES, PLAN ADMINISTRATOR2021-10-13
0022019-01-01BARBARA RIES, PLAN ADMINISTRATOR2020-10-12
0022018-01-01BARBARA RIES, PLAN ADMINISTRATOR2019-09-04
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01BARBARA RIES, PLAN ADMINISTRATOR
0022013-01-01BARBARA RIES, PLAN ADMINISTRATOR
0022012-01-01BARBARA RIES, PLAN ADMINISTRATOR
0022011-01-01BARBARA RIES, PLAN ADMINISTRATOR
0022009-01-01C.J. AINSWORTH

Plan Statistics for D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01136
Total number of active participants reported on line 7a of the Form 55002022-01-0164
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0167
Total of all active and inactive participants2022-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01131
Number of participants with account balances2022-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01133
Total number of active participants reported on line 7a of the Form 55002021-01-0163
Number of retired or separated participants receiving benefits2021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-0147
Total of all active and inactive participants2021-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01124
Number of participants with account balances2021-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-018
2020: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01145
Total number of active participants reported on line 7a of the Form 55002020-01-0166
Number of retired or separated participants receiving benefits2020-01-0128
Number of other retired or separated participants entitled to future benefits2020-01-0135
Total of all active and inactive participants2020-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01129
Number of participants with account balances2020-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01157
Total number of active participants reported on line 7a of the Form 55002019-01-0171
Number of retired or separated participants receiving benefits2019-01-0136
Number of other retired or separated participants entitled to future benefits2019-01-0134
Total of all active and inactive participants2019-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01141
Number of participants with account balances2019-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0116
2018: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01151
Total number of active participants reported on line 7a of the Form 55002018-01-0168
Number of retired or separated participants receiving benefits2018-01-0151
Number of other retired or separated participants entitled to future benefits2018-01-0132
Total of all active and inactive participants2018-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01151
Number of participants with account balances2018-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01171
Total number of active participants reported on line 7a of the Form 55002017-01-0179
Number of retired or separated participants receiving benefits2017-01-0126
Number of other retired or separated participants entitled to future benefits2017-01-0140
Total of all active and inactive participants2017-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01147
Number of participants with account balances2017-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01167
Total number of active participants reported on line 7a of the Form 55002016-01-0177
Number of retired or separated participants receiving benefits2016-01-0148
Number of other retired or separated participants entitled to future benefits2016-01-0146
Total of all active and inactive participants2016-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01171
Number of participants with account balances2016-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0112
2015: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01165
Total number of active participants reported on line 7a of the Form 55002015-01-0173
Number of retired or separated participants receiving benefits2015-01-0121
Number of other retired or separated participants entitled to future benefits2015-01-0173
Total of all active and inactive participants2015-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01167
Number of participants with account balances2015-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01154
Total number of active participants reported on line 7a of the Form 55002014-01-0169
Number of retired or separated participants receiving benefits2014-01-0112
Number of other retired or separated participants entitled to future benefits2014-01-0184
Total of all active and inactive participants2014-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01165
Number of participants with account balances2014-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01181
Total number of active participants reported on line 7a of the Form 55002013-01-0169
Number of retired or separated participants receiving benefits2013-01-0183
Number of other retired or separated participants entitled to future benefits2013-01-012
Total of all active and inactive participants2013-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01154
Number of participants with account balances2013-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01169
Total number of active participants reported on line 7a of the Form 55002012-01-0181
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01100
Total of all active and inactive participants2012-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01181
Number of participants with account balances2012-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01174
Total number of active participants reported on line 7a of the Form 55002011-01-0173
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0196
Total of all active and inactive participants2011-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01169
Number of participants with account balances2011-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0124
2009: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01166
Total number of active participants reported on line 7a of the Form 55002009-01-0191
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0166
Total of all active and inactive participants2009-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01159
Number of participants with account balances2009-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-2,842,150
Total unrealized appreciation/depreciation of assets2022-12-31$-2,842,150
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$44,352
Total income from all sources (including contributions)2022-12-31$-2,244,422
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$565,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$565,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$567,728
Value of total assets at end of year2022-12-31$6,670,486
Value of total assets at beginning of year2022-12-31$9,525,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,439
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$3,566
Other income not declared elsewhere2022-12-31$30,000
Total non interest bearing cash at end of year2022-12-31$365,585
Total non interest bearing cash at beginning of year2022-12-31$42,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,810,218
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,670,486
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,480,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$147,706
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$143,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$143,058
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$1,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$6,157,195
Assets. Invements in employer securities at beginning of year2022-12-31$8,999,345
Contributions received in cash from employer2022-12-31$567,728
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$337,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$565,796
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$40,786
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BFBA LLP
Accountancy firm EIN2022-12-31680000424
2021 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-2,723,090
Total unrealized appreciation/depreciation of assets2021-12-31$-2,723,090
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$45,583
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$21,322
Total income from all sources (including contributions)2021-12-31$-1,962,916
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$838,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$835,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$760,000
Value of total assets at end of year2021-12-31$9,222,617
Value of total assets at beginning of year2021-12-31$11,999,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,439
Total interest from all sources2021-12-31$174
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$37,862
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$1,231
Other income not declared elsewhere2021-12-31$1,230
Administrative expenses (other) incurred2021-12-31$2,439
Total non interest bearing cash at end of year2021-12-31$42,352
Total non interest bearing cash at beginning of year2021-12-31$134,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-2,801,136
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,177,034
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,978,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$143,058
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$142,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$142,884
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$8,999,345
Assets. Invements in employer securities at beginning of year2021-12-31$11,722,434
Contributions received in cash from employer2021-12-31$760,000
Employer contributions (assets) at end of year2021-12-31$337,862
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$835,781
Liabilities. Value of benefit claims payable at end of year2021-12-31$44,352
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$20,091
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BFBA LLP
Accountancy firm EIN2021-12-31680000424
2020 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$2,634,989
Total unrealized appreciation/depreciation of assets2020-12-31$2,634,989
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$21,322
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$89,769
Total income from all sources (including contributions)2020-12-31$3,255,618
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$688,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$688,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$620,000
Value of total assets at end of year2020-12-31$11,999,492
Value of total assets at beginning of year2020-12-31$9,501,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$629
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$1,231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$134,174
Total non interest bearing cash at beginning of year2020-12-31$111,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,566,706
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,978,170
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,411,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$142,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$301,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$301,829
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$11,722,434
Assets. Invements in employer securities at beginning of year2020-12-31$9,087,445
Contributions received in cash from employer2020-12-31$620,000
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$688,912
Liabilities. Value of benefit claims payable at end of year2020-12-31$20,091
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$89,769
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BFBA LLP
Accountancy firm EIN2020-12-31680000424
2019 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$610,015
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$610,015
Total unrealized appreciation/depreciation of assets2019-12-31$610,015
Total unrealized appreciation/depreciation of assets2019-12-31$610,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$89,769
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$89,769
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$6,099
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$6,099
Total income from all sources (including contributions)2019-12-31$1,357,006
Total income from all sources (including contributions)2019-12-31$1,357,006
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$692,040
Total of all expenses incurred2019-12-31$692,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$692,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$692,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$743,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$743,609
Value of total assets at end of year2019-12-31$9,501,233
Value of total assets at end of year2019-12-31$9,501,233
Value of total assets at beginning of year2019-12-31$8,752,597
Value of total assets at beginning of year2019-12-31$8,752,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$3,382
Total interest from all sources2019-12-31$3,382
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$111,959
Total non interest bearing cash at end of year2019-12-31$111,959
Total non interest bearing cash at beginning of year2019-12-31$60,579
Total non interest bearing cash at beginning of year2019-12-31$60,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$664,966
Value of net income/loss2019-12-31$664,966
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,411,464
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,411,464
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,746,498
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,746,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$301,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$301,829
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$214,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$214,588
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$214,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$214,588
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,382
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$9,087,445
Assets. Invements in employer securities at end of year2019-12-31$9,087,445
Assets. Invements in employer securities at beginning of year2019-12-31$8,477,430
Assets. Invements in employer securities at beginning of year2019-12-31$8,477,430
Contributions received in cash from employer2019-12-31$743,609
Contributions received in cash from employer2019-12-31$743,609
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$692,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$692,040
Liabilities. Value of benefit claims payable at end of year2019-12-31$89,769
Liabilities. Value of benefit claims payable at end of year2019-12-31$89,769
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$6,099
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$6,099
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BFBA LLP
Accountancy firm name2019-12-31BFBA LLP
Accountancy firm EIN2019-12-31680000424
Accountancy firm EIN2019-12-31680000424
2018 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$307,014
Total unrealized appreciation/depreciation of assets2018-12-31$307,014
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,099
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,099
Total income from all sources (including contributions)2018-12-31$958,612
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$461,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$461,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$575,000
Value of total assets at end of year2018-12-31$8,752,597
Value of total assets at beginning of year2018-12-31$8,255,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$558
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$76,040
Total non interest bearing cash at end of year2018-12-31$60,579
Total non interest bearing cash at beginning of year2018-12-31$84,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$497,332
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,746,498
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,249,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$214,588
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$8,477,430
Assets. Invements in employer securities at beginning of year2018-12-31$8,170,416
Contributions received in cash from employer2018-12-31$575,000
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$461,280
Liabilities. Value of benefit claims payable at end of year2018-12-31$6,099
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$6,099
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BFBA LLP
Accountancy firm EIN2018-12-31680000424
2017 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$898,684
Total unrealized appreciation/depreciation of assets2017-12-31$898,684
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,099
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$351,080
Expenses. Interest paid2017-12-31$8,477
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$8,477
Total income from all sources (including contributions)2017-12-31$1,847,695
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$531,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$523,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$949,011
Value of total assets at end of year2017-12-31$8,255,265
Value of total assets at beginning of year2017-12-31$7,284,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$84,849
Total non interest bearing cash at beginning of year2017-12-31$5,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,316,068
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,249,166
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,933,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$8,170,416
Assets. Invements in employer securities at beginning of year2017-12-31$7,277,657
Contributions received in cash from employer2017-12-31$949,011
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$523,150
Liabilities. Value of benefit claims payable at end of year2017-12-31$6,099
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$12,446
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$338,634
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BFBA LLP
Accountancy firm EIN2017-12-31680000424
2016 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,877,695
Total unrealized appreciation/depreciation of assets2016-12-31$2,877,695
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$351,080
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,283,909
Expenses. Interest paid2016-12-31$55,096
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$55,096
Total income from all sources (including contributions)2016-12-31$3,936,341
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$134,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$78,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,058,646
Value of total assets at end of year2016-12-31$7,284,178
Value of total assets at beginning of year2016-12-31$4,414,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$5,952
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,802,257
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,933,098
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,130,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$14,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$14,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$7,277,657
Assets. Invements in employer securities at beginning of year2016-12-31$4,399,962
Contributions received in cash from employer2016-12-31$1,058,646
Employer contributions (assets) at end of year2016-12-31$569
Employer contributions (assets) at beginning of year2016-12-31$569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$78,988
Liabilities. Value of benefit claims payable at end of year2016-12-31$12,446
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$20,714
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$338,634
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$1,263,195
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BFBA LLP
Accountancy firm EIN2016-12-31680000424
2015 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$3,019,975
Total unrealized appreciation/depreciation of assets2015-12-31$3,019,975
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,283,909
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,089,772
Expenses. Interest paid2015-12-31$90,905
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$90,905
Total income from all sources (including contributions)2015-12-31$3,945,947
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$120,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$29,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$925,972
Value of total assets at end of year2015-12-31$4,414,750
Value of total assets at beginning of year2015-12-31$1,394,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,825,886
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,130,841
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$-695,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$14,219
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$12,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$12,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$4,399,962
Assets. Invements in employer securities at beginning of year2015-12-31$1,379,987
Contributions received in cash from employer2015-12-31$925,972
Employer contributions (assets) at end of year2015-12-31$569
Employer contributions (assets) at beginning of year2015-12-31$2,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$29,156
Liabilities. Value of benefit claims payable at end of year2015-12-31$20,714
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$14,740
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$1,263,195
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$2,075,032
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BFBA LLP
Accountancy firm EIN2015-12-31680000424
2014 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$309,977
Total unrealized appreciation/depreciation of assets2014-12-31$309,977
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,089,772
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,786,255
Expenses. Interest paid2014-12-31$123,228
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$123,228
Total income from all sources (including contributions)2014-12-31$1,146,590
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$144,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$21,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$836,613
Value of total assets at end of year2014-12-31$1,394,727
Value of total assets at beginning of year2014-12-31$1,088,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,002,253
Value of net assets at end of year (total assets less liabilities)2014-12-31$-695,045
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$-1,697,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$12,099
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$18,947
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$18,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$1,379,987
Assets. Invements in employer securities at beginning of year2014-12-31$1,070,010
Contributions received in cash from employer2014-12-31$836,613
Employer contributions (assets) at end of year2014-12-31$2,641
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$21,109
Liabilities. Value of benefit claims payable at end of year2014-12-31$14,740
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$12,446
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$2,075,032
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$2,773,809
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BFBA LLP
Accountancy firm EIN2014-12-31680000424
2013 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,042,217
Total unrealized appreciation/depreciation of assets2013-12-31$1,042,217
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,786,255
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,469,805
Expenses. Interest paid2013-12-31$42,693
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$42,693
Total income from all sources (including contributions)2013-12-31$1,823,118
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$67,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$25,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$780,901
Value of total assets at end of year2013-12-31$1,088,957
Value of total assets at beginning of year2013-12-31$1,017,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$77
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$77
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,755,137
Value of net assets at end of year (total assets less liabilities)2013-12-31$-1,697,298
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$-3,452,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$18,947
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$37,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$37,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$1,070,010
Assets. Invements in employer securities at beginning of year2013-12-31$979,999
Contributions received in cash from employer2013-12-31$780,901
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$25,211
Liabilities. Value of benefit claims payable at end of year2013-12-31$12,446
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$5,582
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$2,773,809
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$4,464,223
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BFBA LLP
Accountancy firm EIN2013-12-31680000424
2012 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$479,965
Total unrealized appreciation/depreciation of assets2012-12-31$479,965
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,469,805
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,992,987
Expenses. Interest paid2012-12-31$316,374
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$316,374
Total income from all sources (including contributions)2012-12-31$1,328,168
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$341,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$24,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$845,139
Value of total assets at end of year2012-12-31$1,017,370
Value of total assets at beginning of year2012-12-31$553,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$23
Total interest from all sources2012-12-31$3,064
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$47,347
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$818,838
Administrative expenses (other) incurred2012-12-31$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$987,064
Value of net assets at end of year (total assets less liabilities)2012-12-31$-3,452,435
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$-4,439,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest earned on other investments2012-12-31$3,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$37,371
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$6,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$6,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$979,999
Assets. Invements in employer securities at beginning of year2012-12-31$500,033
Contributions received in cash from employer2012-12-31$845,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$24,707
Liabilities. Value of benefit claims payable at end of year2012-12-31$5,582
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$4,464,223
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$4,174,149
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BROWN, FINK, BOYCE & ASTLE
Accountancy firm EIN2012-12-31680000424
2011 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,489,087
Total unrealized appreciation/depreciation of assets2011-12-31$-1,489,087
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,992,987
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,026,271
Expenses. Interest paid2011-12-31$225,991
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$225,991
Total income from all sources (including contributions)2011-12-31$-1,174,885
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$233,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$265,217
Value of total assets at end of year2011-12-31$553,488
Value of total assets at beginning of year2011-12-31$1,995,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$47,347
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$245
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$818,838
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$639,137
Other income not declared elsewhere2011-12-31$47,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,408,701
Value of net assets at end of year (total assets less liabilities)2011-12-31$-4,439,499
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$-3,030,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$6,108
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$6,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$6,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$500,033
Assets. Invements in employer securities at beginning of year2011-12-31$1,349,983
Contributions received in cash from employer2011-12-31$265,217
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$639,137
Income. Dividends from common stock2011-12-31$1,929
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,825
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$4,174,149
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$4,387,134
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BROWN, FINK, BOYCE & ASTLE
Accountancy firm EIN2011-12-31680000424
2010 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-1,080,044
Total unrealized appreciation/depreciation of assets2010-12-31$-1,080,044
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,026,271
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,593,153
Expenses. Interest paid2010-12-31$407,120
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$407,120
Total income from all sources (including contributions)2010-12-31$-475,180
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$437,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$30,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$604,864
Value of total assets at end of year2010-12-31$1,995,473
Value of total assets at beginning of year2010-12-31$2,475,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$245
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$245
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$639,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-913,123
Value of net assets at end of year (total assets less liabilities)2010-12-31$-3,030,798
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$-2,117,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$6,108
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$45,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$45,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$1,349,983
Assets. Invements in employer securities at beginning of year2010-12-31$2,430,027
Contributions received in cash from employer2010-12-31$604,864
Employer contributions (assets) at end of year2010-12-31$639,137
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$30,823
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$8,274
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$4,387,134
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$4,584,879
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN2010-12-31680251243
2009 : D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: D & D ROOFING AND SHEET METAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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